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NYSE · USD

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CAPITAL ONE FINANCIAL CORP

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Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 07, 2023 Filed Nov 7, 2023 21:32 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000300 · wk-form4_1699392764.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 06, 2023 Filed Nov 7, 2023 21:32 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000300 · wk-form4_1699392764.xml · derivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,342

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 06, 2023 Filed Nov 7, 2023 21:32 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $106.10 $412,835.10
Disclosure

SEC source: 0000927628-23-000300 · wk-form4_1699392764.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,412

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 06, 2023 Filed Nov 7, 2023 21:32 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000300 · wk-form4_1699392764.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 21:32 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000300 · wk-form4_1699392764.xml · derivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,233

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 21:32 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $105.87 $411,940.17
Disclosure

SEC source: 0000927628-23-000300 · wk-form4_1699392764.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,412

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 21:32 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000300 · wk-form4_1699392764.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 20:22 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000298 · wk-form4_1699042951.xml · derivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,124

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 20:22 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $102.00 $396,882.00
Disclosure

SEC source: 0000927628-23-000298 · wk-form4_1699042951.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,412

Read SEC document
November 02, 2023 Filed Nov 3, 2023 20:22 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000298 · wk-form4_1699042951.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:22 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000298 · wk-form4_1699042951.xml · derivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,015

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:22 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $101.65 $395,520.15
Disclosure

SEC source: 0000927628-23-000298 · wk-form4_1699042951.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,412

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:22 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000298 · wk-form4_1699042951.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 22:52 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000291 · wk-form4_1698879115.xml · derivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,906

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 22:52 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $100.88 $392,524.08
Disclosure

SEC source: 0000927628-23-000291 · wk-form4_1698879115.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,412

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 22:52 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000291 · wk-form4_1698879115.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 30, 2023 Filed Nov 1, 2023 22:52 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000291 · wk-form4_1698879115.xml · derivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,797

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 30, 2023 Filed Nov 1, 2023 22:52 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $98.62 $383,730.42
Disclosure

SEC source: 0000927628-23-000291 · wk-form4_1698879115.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 30, 2023 Filed Nov 1, 2023 22:52 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000291 · wk-form4_1698879115.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 20:38 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000271 · wk-form4_1692131914.xml · derivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,688

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 20:38 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $109.48 $425,986.68
Disclosure

SEC source: 0000927628-23-000271 · wk-form4_1692131914.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 20:38 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000271 · wk-form4_1692131914.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 21:31 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000267 · wk-form4_1691789497.xml · derivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,579

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 21:31 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $110.00 $428,010.00
Disclosure

SEC source: 0000927628-23-000267 · wk-form4_1691789497.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 21:31 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000267 · wk-form4_1691789497.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 21:31 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000267 · wk-form4_1691789497.xml · derivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,470

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 21:31 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $112.64 $438,282.24
Disclosure

SEC source: 0000927628-23-000267 · wk-form4_1691789497.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 21:31 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000267 · wk-form4_1691789497.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 21:31 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000267 · wk-form4_1691789497.xml · derivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,361

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 21:31 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $114.08 $443,885.28
Disclosure

SEC source: 0000927628-23-000267 · wk-form4_1691789497.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 21:31 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000267 · wk-form4_1691789497.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 08, 2023 Filed Aug 8, 2023 23:24 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000265 · wk-form4_1691537032.xml · derivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,252

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 08, 2023 Filed Aug 8, 2023 23:24 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $112.33 $437,076.03
Disclosure

SEC source: 0000927628-23-000265 · wk-form4_1691537032.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 08, 2023 Filed Aug 8, 2023 23:24 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000265 · wk-form4_1691537032.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 23:24 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000265 · wk-form4_1691537032.xml · derivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,143

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 23:24 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $114.10 $443,963.10
Disclosure

SEC source: 0000927628-23-000265 · wk-form4_1691537032.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 23:24 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000265 · wk-form4_1691537032.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 23:24 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000265 · wk-form4_1691537032.xml · derivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,034

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 23:24 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $112.58 $438,048.78
Disclosure

SEC source: 0000927628-23-000265 · wk-form4_1691537032.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 23:24 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000265 · wk-form4_1691537032.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 03, 2023 Filed Aug 3, 2023 23:00 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000262 · wk-form4_1691103636.xml · derivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,925

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 03, 2023 Filed Aug 3, 2023 23:00 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $112.81 $438,943.71
Disclosure

SEC source: 0000927628-23-000262 · wk-form4_1691103636.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 03, 2023 Filed Aug 3, 2023 23:00 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000262 · wk-form4_1691103636.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 23:00 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000262 · wk-form4_1691103636.xml · derivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,816

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 23:00 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $114.74 $446,453.34
Disclosure

SEC source: 0000927628-23-000262 · wk-form4_1691103636.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 23:00 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000262 · wk-form4_1691103636.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:45 UTC
Alexander Robert M.Chief Information Officer
SaleCommon Stock 3,784 $114.74 $434,176.16
Disclosure

SEC source: 0000927628-23-000263 · wk-form4_1691181903.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,038

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 23:00 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 3,891 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-23-000262 · wk-form4_1691103636.xml · derivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,707

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 23:00 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,891 $116.20 $452,134.20
Disclosure

SEC source: 0000927628-23-000262 · wk-form4_1691103636.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 23:00 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,891 $70.96 $276,105.36
Disclosure

SEC source: 0000927628-23-000262 · wk-form4_1691103636.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.