CNSP

SEC source: 0001683168-21-002998 · ownership.xml · derivative · entry 1

Evans Carl Anthony · CIK 0001792582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,559

Underlying: Common Stock · 32,000 shares

Expires 2031-07-15

F2 · price: The stock options were issued in connection with the reporting person's Board of Director services to the Company.

F1 · derivative.exercise_date: The stock options set forth in this table vest on the earlier of the one-year anniversary of the date hereof or the date of the 2022 annual meeting, subject to the grantee's continued service to the Company on the vesting date.

SEC source: 0001683168-21-000448 · ownership.xml · derivative · entry 1

Downs Christopher · CIK 0001705978 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,000

Underlying: Common Stock · 131,000 shares

Expires 2031-02-05

F2 · price: The stock options were issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock options set forth in this table vest in four equal annual installments beginning on the first anniversary of the Transaction Date and are subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001683168-21-000447 · ownership.xml · derivative · entry 1

Climaco John M · CIK 0001546797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,500

Underlying: Common Stock · 310,000 shares

Expires 2031-02-05

F2 · price: The stock options were issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock options set forth in this table vest in four equal annual installments beginning on the first anniversary of the Transaction Date and are subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001683168-20-002862 · ownership.xml · nonDerivative · entry 1

Downs Christopher · CIK 0001705978 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.84 to $2.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-20-001968 · ownership.xml · derivative · entry 1

Keyes Jeffry R. · CIK 0001557736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,559

Underlying: Common Stock · 46,559 shares

Expires 2030-06-12

F2 · price: The stock options were issued in connection with the reporting person's Board of Director services to the Company.

F1 · derivative.exercise_date: The stock options set forth in this table vest on the earlier of the one-year anniversary of the issuance date or the date of the 2021 annual meeting, subject to the grantee's continued service to the Company on the vesting date.

SEC source: 0001683168-20-001966 · ownership.xml · derivative · entry 1

Evans Carl Anthony · CIK 0001792582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,559

Underlying: Common Stock · 46,559 shares

Expires 2030-06-12

F2 · price: The stock options were issued in connection with the reporting person's Board of Director services to the Company.

F1 · derivative.exercise_date: The stock options set forth in this table vest on the earlier of the one-year anniversary of the issuance date or the date of the 2021 annual meeting, subject to the grantee's continued service to the Company on the vesting date.

SEC source: 0001683168-20-001967 · ownership.xml · derivative · entry 1

Gumulka Jerzy · CIK 0001793252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,559

Underlying: Common Stock · 46,559 shares

Expires 2030-06-12

F2 · price: The stock options were issued in connection with the reporting person's Board of Director services to the Company.

F1 · derivative.exercise_date: The stock options set forth in this table vest on the earlier of the one-year anniversary of the issuance date or the date of the 2021 annual meeting, subject to the grantee's continued service to the Company on the vesting date.

SEC source: 0001683168-20-001965 · ownership.xml · derivative · entry 1

Andraczke Andrzej · CIK 0001792732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,559

Underlying: Common Stock · 46,559 shares

Expires 2030-06-12

F2 · price: The stock options were issued in connection with the reporting person's Board of Director services to the Company.

F1 · derivative.exercise_date: The stock options set forth in this table vest on the earlier of the one-year anniversary of the issuance date or the date of the 2021 annual meeting, subject to the grantee's continued service to the Company on the vesting date.

SEC source: 0001683168-22-000460 · ownership.xml · nonDerivative · entry 1

Priebe Waldemar · CIK 0001678516 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,533,133

F1 · price: The shares are held by a limited liability company for which the reporting person's adult child is the sole manager and adult children are sole members. Prior to May 5, 2020, the reporting person was a manager of the limited liability company. The reporting person ceased to be a manager of the limited liability company on May 5, 2020, and since such date has not had any voting or dispositive power over the shares held by the limited liability company. The reporting person has never had a pecuniary interest in the limited liability company.

F2 · ownership.nature: Consists of: (i) 7,333,133 shares of common stock held by a limited liability company; and (ii) 200,000 shares held by Houston Pharmaceuticals, Inc.

SEC source: 0001683168-19-003571 · ownership.xml · derivative · entry 1

Downs Christopher · CIK 0001705978 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2029-11-13

F2 · price: The stock options were issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock options set forth in this table vest in four equal annual installments beginning on the first anniversary of the Transaction Date and are subject to the grantee's continued service to the Company on each vesting date.