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COHEN & STEERS, INC.

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4049
SEC CIK
0001284812
Parsed reports
786

Last 12 months

Inside the activity.

14 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025140
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2017 Filed Jul 6, 2017 12:23 UTC GrantCommon Stock 610 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017914 · doc4.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,733

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

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July 03, 2017 Filed Jul 6, 2017 12:22 UTC GrantCommon Stock 610 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017913 · doc4.xml · nonDerivative · entry 1

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,367

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

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June 22, 2017 Filed Jun 26, 2017 09:35 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017155 · doc4.xml · nonDerivative · entry 3

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,986,033

F3 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

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June 22, 2017 Filed Jun 26, 2017 13:46 UTC
DERECHIN ADAM MChief Operating Officer
GrantCommon Stock 338 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017163 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,288

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

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June 22, 2017 Filed Jun 26, 2017 13:48 UTC GrantCommon Stock 940 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017165 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,363,298

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

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June 22, 2017 Filed Jun 26, 2017 13:51 UTC
Stadler Matthew S.Chief Financial Officer
GrantCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017167 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,139

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 13:43 UTC
Glickson John ToddExecutive Vice President
GrantCommon Stock 220 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017161 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,931

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2015, January 2016, and January 2017.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 13:38 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 326 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017157 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,373

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 13:40 UTC
Dulik ElenaChief Accounting Officer
GrantCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017159 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,079

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

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May 17, 2017 Filed Apr 29, 2019 20:27 UTC
COHEN MARTINDirector · 10% owner
OtherCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-011340 · doc4.xml · nonDerivative · entry 1

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Martin Cohen 1998 Family Trust

Disclosed balance after: 940,701

F1 · kind: Represents distributions by the Martin Cohen 1998 Family Trust as part of Mr. Cohen's long-term estate planning, consisting of 400,000 shares distributed on May 17, 2017 and the remaining 940,701 shares distributed on April 26, 2019, in each case, to the named beneficiaries of such trust, who are members of Mr. Cohen's family. The distribution of 400,000 shares on May 17, 2017 was previously not reported as a separate transaction on Form 4, but the balance of shares held by the Martin Cohen 1998 Family Trust since that time has reflected such distribution. A member of Mr. Cohen's family serves as trustee of the trust. Mr. Cohen disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Cohen was the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: Represents distributions by the Martin Cohen 1998 Family Trust as part of Mr. Cohen's long-term estate planning, consisting of 400,000 shares distributed on May 17, 2017 and the remaining 940,701 shares distributed on April 26, 2019, in each case, to the named beneficiaries of such trust, who are members of Mr. Cohen's family. The distribution of 400,000 shares on May 17, 2017 was previously not reported as a separate transaction on Form 4, but the balance of shares held by the Martin Cohen 1998 Family Trust since that time has reflected such distribution. A member of Mr. Cohen's family serves as trustee of the trust. Mr. Cohen disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Cohen was the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: Represents distributions by the Martin Cohen 1998 Family Trust as part of Mr. Cohen's long-term estate planning, consisting of 400,000 shares distributed on May 17, 2017 and the remaining 940,701 shares distributed on April 26, 2019, in each case, to the named beneficiaries of such trust, who are members of Mr. Cohen's family. The distribution of 400,000 shares on May 17, 2017 was previously not reported as a separate transaction on Form 4, but the balance of shares held by the Martin Cohen 1998 Family Trust since that time has reflected such distribution. A member of Mr. Cohen's family serves as trustee of the trust. Mr. Cohen disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Cohen was the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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April 26, 2017 Filed Apr 27, 2017 15:26 UTC
POLI FRANCIS CGC, Secretary, EVP
SaleCommon Stock 11,840 $40.54 $480,043.33
Disclosure

SEC source: 0000899243-17-010966 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,047

F1 · price: Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $40.5300 to $40.5650. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.

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April 03, 2017 Filed Apr 4, 2017 17:55 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009222 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,976,862

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 17:55 UTC GrantCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009223 · doc4.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,093

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 17:58 UTC GrantCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009226 · doc4.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,786

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 13:54 UTC GrantCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009221 · doc4.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,786

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 17:54 UTC GrantCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009220 · doc4.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 17:57 UTC GrantCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009225 · doc4.xml · nonDerivative · entry 1

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,757

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 13:18 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 1,093 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008630 · doc4.xml · nonDerivative · entry 3

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,985,020

F3 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 17:26 UTC
DERECHIN ADAM MChief Operating Officer, EVP
GrantCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008632 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,950

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 17:16 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 352 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008627 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,887

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 17:10 UTC GrantCommon Stock 1,015 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008623 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362,136

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 17:17 UTC
Stadler Matthew S.Chief Financial Officer, EVP
GrantCommon Stock 420 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008628 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,749

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 17:14 UTC
Dulik ElenaChief Accounting Officer
GrantCommon Stock 61 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008625 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,922

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 17:10 UTC
Glickson John ToddExecutive Vice President
GrantCommon Stock 239 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008624 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,572

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2015, January 2016, and January 2017.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 14:41 UTC
Stadler Matthew S.Chief Financial Officer, EVP
SaleCommon Stock 40,000 $35.22 $1,408,800.00
Disclosure

SEC source: 0000899243-17-004672 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,329

Read SEC document
January 31, 2017 Filed Feb 2, 2017 09:18 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 27,964 $34.45 $963,359.80
Disclosure

SEC source: 0000899243-17-002518 · doc4.xml · nonDerivative · entry 4

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,983,927

F4 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 09:18 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 70,142 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002518 · doc4.xml · nonDerivative · entry 3

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,011,891

F3 · shares: Includes 58,434 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2016 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 11,708 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 14:27 UTC
DERECHIN ADAM MChief Operating Officer, EVP
Tax withholdingCommon Stock 9,295 $34.45 $320,212.75
Disclosure

SEC source: 0000899243-17-002524 · doc4.xml · nonDerivative · entry 2

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,587

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 14:27 UTC
DERECHIN ADAM MChief Operating Officer, EVP
GrantCommon Stock 20,928 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002524 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,882

F1 · shares: Includes 14,066 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2016 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 6,862 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 14:22 UTC
COHEN MARTINDirector · 10% owner
Tax withholdingCommon Stock 14,764 $34.45 $508,619.80
Disclosure

SEC source: 0000899243-17-002521 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,976,229

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 14:22 UTC Tax withholdingCommon Stock 24,640 $34.45 $848,848.00
Disclosure

SEC source: 0000899243-17-002522 · doc4.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,361,121

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 14:22 UTC GrantCommon Stock 64,505 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002522 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,385,761

F1 · shares: Includes 44,991 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2016 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 19,514 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 14:13 UTC
Glickson John ToddExecutive Vice President
Tax withholdingCommon Stock 1,758 $34.45 $60,563.10
Disclosure

SEC source: 0000899243-17-002516 · doc4.xml · nonDerivative · entry 2

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,333

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 14:13 UTC
Glickson John ToddExecutive Vice President
GrantCommon Stock 18,936 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002516 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,091

F1 · shares: Includes 13,154 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2016 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 5,782 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 14:12 UTC
Dulik ElenaChief Accounting Officer
Tax withholdingCommon Stock 688 $34.45 $23,701.60
Disclosure

SEC source: 0000899243-17-002514 · doc4.xml · nonDerivative · entry 2

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,861

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 14:12 UTC
Dulik ElenaChief Accounting Officer
GrantCommon Stock 3,982 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002514 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,549

F1 · shares: Includes 3,982 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2016 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 14:07 UTC
POLI FRANCIS CGC,Secretary,EVP
Tax withholdingCommon Stock 8,616 $34.45 $296,821.20
Disclosure

SEC source: 0000899243-17-002512 · doc4.xml · nonDerivative · entry 2

POLI FRANCIS C · CIK 0001201881 · GC,Secretary,EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,535

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 14:07 UTC
POLI FRANCIS CGC,Secretary,EVP
GrantCommon Stock 20,526 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002512 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC,Secretary,EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,151

F1 · shares: Includes 14,282 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2016 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 6,244 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 14:07 UTC
Stadler Matthew S.Chief Financial Officer, EVP
Tax withholdingCommon Stock 11,281 $34.45 $388,630.45
Disclosure

SEC source: 0000899243-17-002511 · doc4.xml · nonDerivative · entry 2

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,329

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

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January 31, 2017 Filed Feb 2, 2017 14:07 UTC
Stadler Matthew S.Chief Financial Officer, EVP
GrantCommon Stock 24,517 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002511 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,610

F1 · shares: Includes 17,037 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2016 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 7,480 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

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January 03, 2017 Filed Jan 4, 2017 21:56 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 739 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-000273 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,990,993

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

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January 03, 2017 Filed Jan 4, 2017 21:56 UTC GrantCommon Stock 739 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-000272 · doc4.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,460

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

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January 03, 2017 Filed Jan 4, 2017 21:52 UTC GrantCommon Stock 739 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-000265 · doc4.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,153

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

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January 03, 2017 Filed Jan 4, 2017 16:53 UTC GrantCommon Stock 739 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-000267 · doc4.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,153

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

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January 03, 2017 Filed Jan 4, 2017 21:55 UTC GrantCommon Stock 490 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-000271 · doc4.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

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January 03, 2017 Filed Jan 4, 2017 21:54 UTC GrantCommon Stock 739 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-000268 · doc4.xml · nonDerivative · entry 1

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,124

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

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December 14, 2016 Filed Dec 16, 2016 11:17 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 2,734 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-035702 · doc4.xml · nonDerivative · entry 3

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,941,749

F3 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2016 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2013, January 2014, January 2015 and January 2016.

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December 14, 2016 Filed Dec 16, 2016 16:16 UTC
DERECHIN ADAM MChief Operating Officer, EVP
GrantCommon Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-035701 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,954

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2016 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2013, January 2014, January 2015 and January 2016.

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December 14, 2016 Filed Dec 16, 2016 16:27 UTC GrantCommon Stock 2,474 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-035710 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321,256

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2016 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2013, January 2014, January 2015 and January 2016.

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December 14, 2016 Filed Dec 16, 2016 16:31 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 970 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-035712 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,625

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2016 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2013, January 2014, January 2015 and January 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.