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COHEN & STEERS, INC.

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Tapewire entity
4049
SEC CIK
0001284812
Parsed reports
786

Last 12 months

Inside the activity.

14 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025140
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2018 Filed Feb 2, 2018 16:11 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 28,343 $40.65 $1,152,142.95
Disclosure

SEC source: 0000899243-18-002649 · doc4.xml · nonDerivative · entry 4

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,876,785

F4 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:11 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 63,878 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002649 · doc4.xml · nonDerivative · entry 3

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,905,128

F3 · shares: Includes 53,981 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2017 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 9,897 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

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January 31, 2018 Filed Feb 2, 2018 21:14 UTC
DERECHIN ADAM MChief Operating Officer, EVP
Tax withholdingCommon Stock 8,857 $40.65 $360,037.05
Disclosure

SEC source: 0000899243-18-002658 · doc4.xml · nonDerivative · entry 2

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,795

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:14 UTC
DERECHIN ADAM MChief Operating Officer, EVP
GrantCommon Stock 18,610 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002658 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,652

F1 · shares: Includes 12,810 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2017 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 5,800 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

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January 31, 2018 Filed Feb 2, 2018 21:13 UTC
COHEN MARTINDirector · 10% owner
Tax withholdingCommon Stock 7,229 $40.65 $293,858.85
Disclosure

SEC source: 0000899243-18-002657 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,887,561

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:15 UTC Tax withholdingCommon Stock 26,571 $40.65 $1,080,111.15
Disclosure

SEC source: 0000899243-18-002659 · doc4.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400,531

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:15 UTC GrantCommon Stock 58,517 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002659 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427,102

F1 · shares: Includes 42,022 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2017 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 16,495 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:19 UTC
Dulik ElenaChief Accounting Officer
Tax withholdingCommon Stock 1,042 $40.65 $42,357.30
Disclosure

SEC source: 0000899243-18-002664 · doc4.xml · nonDerivative · entry 2

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,075

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:19 UTC
Dulik ElenaChief Accounting Officer
GrantCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002664 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,117

F1 · shares: Includes 3,543 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2017 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:13 UTC
POLI FRANCIS CGC, Secretary, EVP
Tax withholdingCommon Stock 8,321 $40.65 $338,248.65
Disclosure

SEC source: 0000899243-18-002656 · doc4.xml · nonDerivative · entry 2

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,737

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:13 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 17,988 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002656 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,058

F1 · shares: Includes 12,710 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2017 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 5,278 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:12 UTC
Glickson John ToddExecutive Vice President
Tax withholdingCommon Stock 3,300 $40.65 $134,145.00
Disclosure

SEC source: 0000899243-18-002651 · doc4.xml · nonDerivative · entry 2

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,918

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:12 UTC
Glickson John ToddExecutive Vice President
GrantCommon Stock 18,176 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002651 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,218

F1 · shares: Includes 13,289 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2017 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 4,887 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:12 UTC
Stadler Matthew S.Chief Financial Officer, EVP
Tax withholdingCommon Stock 10,981 $40.65 $446,377.65
Disclosure

SEC source: 0000899243-18-002650 · doc4.xml · nonDerivative · entry 2

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,131

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:12 UTC
Stadler Matthew S.Chief Financial Officer, EVP
GrantCommon Stock 21,948 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002650 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,112

F1 · shares: Includes 15,625 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2017 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 6,323 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:27 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 528 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000242 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,894,790

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:22 UTC GrantCommon Stock 528 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000234 · doc4.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,864

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:22 UTC GrantCommon Stock 528 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000235 · doc4.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,557

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 15:23 UTC GrantCommon Stock 528 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000237 · doc4.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,557

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grante date.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:25 UTC GrantCommon Stock 528 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000240 · doc4.xml · nonDerivative · entry 1

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,799

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:21 UTC GrantCommon Stock 528 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000233 · doc4.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,894

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 14:53 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 4,159 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028828 · doc4.xml · nonDerivative · entry 3

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,841,250

F3 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2017 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 19:55 UTC
DERECHIN ADAM MChief Operating Officer
GrantCommon Stock 1,402 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028830 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,042

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2017 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 19:48 UTC GrantCommon Stock 3,074 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028822 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368,399

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2017 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 19:52 UTC
Dulik ElenaChief Accounting Officer
GrantCommon Stock 234 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028827 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,472

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2017 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 19:50 UTC
Glickson John ToddExecutive Vice President
GrantCommon Stock 934 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028824 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,903

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2017 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2015, January 2016, and January 2017.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 19:49 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 1,357 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028823 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,070

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2017 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 19:46 UTC
Stadler Matthew S.Chief Financial Officer
GrantCommon Stock 1,619 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028818 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,164

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2017 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
December 13, 2017 Filed May 2, 2018 17:21 UTC Amendment
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 4,159 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011126 · doc4a.xml · nonDerivative · entry 2

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,876,250

F2 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2017 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

F1 · balance_after: This amendment is being filed to report a gift of 115,000 shares of common stock and to correct the balance of common stock beneficially owned following the reported transaction to properly reflect the correct number of shares of common stock disposed of in connection with such gift. As a result of the error in the balance of common stock beneficially owned following the reported transaction, the number of shares of common stock beneficially owned following reported transactions was understated in two additional Form 4 filings filed on February 2, 2018 and March 26, 2018.

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:09 UTC SaleCommon Stock 4,729 $44.60 $210,918.13
Disclosure

SEC source: 0000899243-17-028065 · doc4.xml · nonDerivative · entry 1

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,271

F1 · price: Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $44.3700 to $44.8200. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 29, 2017 Filed May 2, 2018 17:21 UTC Amendment
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GiftCommon Stock 115,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011126 · doc4a.xml · nonDerivative · entry 1

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,872,091

F1 · kind: This amendment is being filed to report a gift of 115,000 shares of common stock and to correct the balance of common stock beneficially owned following the reported transaction to properly reflect the correct number of shares of common stock disposed of in connection with such gift. As a result of the error in the balance of common stock beneficially owned following the reported transaction, the number of shares of common stock beneficially owned following reported transactions was understated in two additional Form 4 filings filed on February 2, 2018 and March 26, 2018.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:36 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023422 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,894,262

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:31 UTC GrantCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023418 · doc4.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,336

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:34 UTC GrantCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023420 · doc4.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,029

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 09:38 UTC GrantCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023426 · doc4.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,029

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:43 UTC GrantCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023429 · doc4.xml · nonDerivative · entry 1

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:38 UTC GrantCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023425 · doc4.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,366

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 12:19 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 1,058 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-022502 · doc4.xml · nonDerivative · entry 3

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,987,091

F3 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 16:34 UTC
DERECHIN ADAM MChief Operating Officer
GrantCommon Stock 352 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-022511 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,640

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 16:19 UTC GrantCommon Stock 980 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-022503 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364,495

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

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September 21, 2017 Filed Sep 25, 2017 16:25 UTC
Dulik ElenaChief Accounting Officer
GrantCommon Stock 59 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-022509 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,238

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

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September 21, 2017 Filed Sep 25, 2017 16:24 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 340 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-022508 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,713

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

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September 21, 2017 Filed Sep 25, 2017 16:23 UTC
Glickson John ToddExecutive Vice President
GrantCommon Stock 231 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-022506 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,969

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2015, January 2016, and January 2017.

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September 21, 2017 Filed Sep 25, 2017 16:19 UTC
Stadler Matthew S.Chief Financial Officer
GrantCommon Stock 406 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-022501 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,545

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2017 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2014, January 2015, January 2016, and January 2017.

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August 14, 2017 Filed Aug 16, 2017 14:35 UTC
Glickson John ToddExecutive Vice President
SaleCommon Stock 6,700 $39.72 $266,107.25
Disclosure

SEC source: 0000899243-17-020431 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,738

F1 · price: Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $39.6700 to $39.7480. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 14, 2017 Filed Jul 17, 2017 13:19 UTC
Glickson John ToddExecutive Vice President
Tax withholdingCommon Stock 629 $41.70 $26,229.30
Disclosure

SEC source: 0000899243-17-018311 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,438

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

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July 03, 2017 Filed Jul 6, 2017 12:25 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 610 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017918 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,893,629

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

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July 03, 2017 Filed Jul 6, 2017 12:28 UTC GrantCommon Stock 610 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017922 · doc4.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,703

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

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July 03, 2017 Filed Jul 6, 2017 12:28 UTC GrantCommon Stock 610 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017921 · doc4.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,396

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

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July 03, 2017 Filed Jul 6, 2017 08:25 UTC GrantCommon Stock 610 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017917 · doc4.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,396

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the date of grant and will be delivered to the reporting person on the third anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.