CNS

SEC source: 0000899243-19-011046 · doc4.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,709

F1 · price: Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $48.2200 to $48.3327. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-19-011042 · doc4.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,234

F1 · price: Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $48.0000 to $48.5800. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-19-011043 · doc4.xml · nonDerivative · entry 1

Nolty Michele · CIK 0001748872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,693

F1 · price: Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $48.6101 to $48.6200. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-19-009739 · doc4.xml · nonDerivative · entry 4

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,507,132

F4 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-19-009735 · doc4.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,016

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-19-009729 · doc4.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,709

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-19-009734 · doc4.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,709

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grante date.

SEC source: 0000899243-19-009736 · doc4.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,046

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-19-009732 · doc4.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,498

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-19-028579 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,867.8762

F1 · kind: Represents shares of common stock acquired pursuant to an automatic dividend reinvestment feature in the reporting person's brokerage account. Transactions on March 15, 2019 and May 24, 2019 originally qualified for deferred reporting pursuant to Rule 16a-6 of the Securities Exchange Act of 1934.

SEC source: 0000899243-19-008075 · doc4.xml · nonDerivative · entry 4

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,842

F4 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

SEC source: 0000899243-19-008077 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,573

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

SEC source: 0000899243-19-008067 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446,451

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

SEC source: 0000899243-19-008080 · doc4.xml · nonDerivative · entry 1

Nolty Michele · CIK 0001748872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,913

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

SEC source: 0000899243-19-008078 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,919

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

SEC source: 0000899243-19-008074 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,827

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

SEC source: 0000899243-19-008070 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,819

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

SEC source: 0000899243-19-008069 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,174

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

SEC source: 0000899243-19-008075 · doc4.xml · nonDerivative · entry 3

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Robert H. Steers 2018 Revocable Trust

Disclosed balance after: 6,615,491

F3 · ownership.nature: Shares owned by the Robert H. Steers 2018 Revocable Trust. Mr. Steers and a member of his family serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

SEC source: 0000899243-19-009739 · doc4.xml · nonDerivative · entry 3

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,506,548

F2 · kind: Represents a transfer by Mr. Cohen to a revocable trust in connection with Mr. Cohen's long-term estate planning strategy.

SEC source: 0000899243-19-009739 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Martin Cohen 2018 Revocable Trust

Disclosed balance after: 8,381,461

F2 · kind: Represents a transfer by Mr. Cohen to a revocable trust in connection with Mr. Cohen's long-term estate planning strategy.

F3 · ownership.nature: Shares held by the Martin Cohen 2018 Revocable Trust. Mr. Cohen and a member of his family serve as trustees of the trust. Mr. Cohen disclaims benefical ownership of these shares except to the extent of his pecuniary interest.

SEC source: 0000899243-19-002415 · doc4.xml · nonDerivative · entry 5

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,454

F5 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-19-002415 · doc4.xml · nonDerivative · entry 4

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,976

F4 · shares: Includes 52,113 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2018 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 10,820 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-19-002414 · doc4.xml · nonDerivative · entry 2

DERECHIN ADAM M · CIK 0001181440 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,154

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-19-002414 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,727

F1 · shares: Includes 12,642 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2018 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 6,341 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-19-002403 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,888,009

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-19-002409 · doc4.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,445,138

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-19-002409 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,475,327

F1 · shares: Includes 41,320 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2018 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 18,033 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-19-002411 · doc4.xml · nonDerivative · entry 2

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,093

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-19-002411 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,330

F1 · shares: Includes 3,940 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2018 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-19-002417 · doc4.xml · nonDerivative · entry 2

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,443

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-19-002417 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,580

F1 · shares: Includes 12,823 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2018 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 5,343 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-19-002402 · doc4.xml · nonDerivative · entry 2

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,325

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-19-002402 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,273

F1 · shares: Includes 15,443 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2018 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 6,912 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-19-002407 · doc4.xml · nonDerivative · entry 2

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,514

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-19-002407 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,553

F1 · shares: Includes 12,240 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2018 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 5,770 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-19-002406 · doc4.xml · nonDerivative · entry 2

Nolty Michele · CIK 0001748872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,820

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-19-002406 · doc4.xml · nonDerivative · entry 1

Nolty Michele · CIK 0001748872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,571

F1 · shares: Includes 4,418 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2018 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-19-000447 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,890,129

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-19-000453 · doc4.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,432

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-19-000451 · doc4.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,125

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-19-000449 · doc4.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,125

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grante date.

SEC source: 0000899243-19-000448 · doc4.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,462

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-19-000443 · doc4.xml · nonDerivative · entry 1

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,367

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-18-031544 · doc4.xml · nonDerivative · entry 5

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,251

SEC source: 0000899243-18-031544 · doc4.xml · nonDerivative · entry 4

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,566

F1 · kind: Represents shares of common stock acquired pursuant to an automatic dividend reinvestment feature in the reporting person's brokerage account. These transactions previously qualified for deferred reporting pursuant to Rule 16a-6 of the Securities Exchange Act of 1934.

SEC source: 0000899243-18-030201 · doc4.xml · nonDerivative · entry 4

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,043

F4 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2018 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2015, January 2016, January 2017, and January 2018.

SEC source: 0000899243-18-030196 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,744

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2018 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2015, January 2016, January 2017, and January 2018.

SEC source: 0000899243-18-030205 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,389

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2018 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2015, January 2016, January 2017, and January 2018.

SEC source: 0000899243-18-030207 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,974

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2018 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2015, January 2016, January 2017, and January 2018.