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COHEN & STEERS, INC.

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4049
SEC CIK
0001284812
Parsed reports
786

Last 12 months

Inside the activity.

14 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025140
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2019 Filed Dec 5, 2019 21:45 UTC
DERECHIN ADAM MChief Operating Officer
GrantCommon Stock 1,774 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028582 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,015

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2019 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:49 UTC
Harvey Joseph MDirector · President
GrantCommon Stock 5,522 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028587 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454,575

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2019 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:50 UTC
Nolty MicheleExecutive Vice President
GrantCommon Stock 394 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028591 · doc4.xml · nonDerivative · entry 1

Nolty Michele · CIK 0001748872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,236

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2019 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:51 UTC
Stadler Matthew S.Chief Financial Officer
GrantCommon Stock 2,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028593 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,694

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2019 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:49 UTC
Cheigh JonExecutive Vice President
GrantCommon Stock 2,939 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028586 · doc4.xml · nonDerivative · entry 1

Cheigh Jon · CIK 0001784007 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,912

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2019 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:47 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 1,710 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028585 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,466

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2019 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:45 UTC
Glickson John ToddExecutive Vice President
GrantCommon Stock 1,625 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028579 · doc4.xml · nonDerivative · entry 4

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,752.1987

F2 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2019 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:47 UTC
Dulik ElenaChief Accounting Officer
GrantCommon Stock 346 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028584 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,982

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2019 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 16:30 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 180,000 $66.34 $11,940,300.00
Disclosure

SEC source: 0000899243-19-028155 · doc4.xml · nonDerivative · entry 3

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Robert H. Steers 2018 Revocable Trust

Disclosed balance after: 6,910,491

F2 · kind: Represents a transfer from the Steers 2014 Descendents' Trust to the Robert H. Steers 2018 Revocable Trust in connection with the long-term estate planning strategy of Mr. Steers and his family.

F1 · ownership.nature: Shares owned by the Robert H. Steers 2018 Revocable Trust. Mr. Steers and a member of his immediate family serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 16:30 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 180,000 $66.34 $11,940,300.00
Disclosure

SEC source: 0000899243-19-028155 · doc4.xml · nonDerivative · entry 2

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Steers 2014 Descendents' Trust

Disclosed balance after: 3,838,897

F2 · kind: Represents a transfer from the Steers 2014 Descendents' Trust to the Robert H. Steers 2018 Revocable Trust in connection with the long-term estate planning strategy of Mr. Steers and his family.

F3 · ownership.nature: Shares owned by the Steers 2014 Descendents' Trust for the benefit of Mr. Steers' family. A member of Mr. Steers' immediate family and an independent third party serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:33 UTC
POLI FRANCIS CGC, Secretary, EVP
SaleCommon Stock 2,000 $66.54 $133,085.40
Disclosure

SEC source: 0000899243-19-028157 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,756

Read SEC document
October 22, 2019 Filed Nov 26, 2019 16:30 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GiftCommon Stock 85,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028155 · doc4.xml · nonDerivative · entry 1

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Robert H. Steers 2018 Revocable Trust

Disclosed balance after: 6,730,491

F1 · ownership.nature: Shares owned by the Robert H. Steers 2018 Revocable Trust. Mr. Steers and a member of his immediate family serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:07 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 458 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024899 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,408,074

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:11 UTC GrantCommon Stock 458 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024904 · doc4.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,958

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:10 UTC GrantCommon Stock 458 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024901 · doc4.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,651

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 16:12 UTC GrantCommon Stock 458 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024905 · doc4.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,176

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grante date.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:07 UTC GrantCommon Stock 458 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024898 · doc4.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,988

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:08 UTC GrantCommon Stock 458 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024900 · doc4.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,237

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:07 UTC
Dulik ElenaChief Accounting Officer
SaleCommon Stock 1,000 $54.54 $54,538.00
Disclosure

SEC source: 0000899243-19-023551 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,478

F1 · shares: Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $54.5369 to $54.5380. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 23, 2019 Filed Dec 5, 2019 21:45 UTC
Glickson John ToddExecutive Vice President
PurchaseCommon Stock 69.7841 $54.60 $3,810.03
Disclosure

SEC source: 0000899243-19-028579 · doc4.xml · nonDerivative · entry 3

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,011.1987

F1 · kind: Represents shares of common stock acquired pursuant to an automatic dividend reinvestment feature in the reporting person's brokerage account. Transactions on March 15, 2019 and May 24, 2019 originally qualified for deferred reporting pursuant to Rule 16a-6 of the Securities Exchange Act of 1934.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 20:11 UTC
DERECHIN ADAM MChief Operating Officer
GrantCommon Stock 321 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022444 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,241

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 16:09 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 1,064 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022438 · doc4.xml · nonDerivative · entry 4

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,052

F4 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 20:18 UTC
Glickson John ToddExecutive Vice President
GrantCommon Stock 295 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022453 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,677

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 20:11 UTC
Nolty MicheleExecutive Vice President
GrantCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022442 · doc4.xml · nonDerivative · entry 1

Nolty Michele · CIK 0001748872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,842

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 20:12 UTC
Stadler Matthew S.Chief Financial Officer
GrantCommon Stock 378 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022447 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,605

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 20:14 UTC
Harvey Joseph MDirector · President
GrantCommon Stock 1,005 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022450 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448,920

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 20:19 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022454 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,756

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 20:12 UTC
Dulik ElenaChief Accounting Officer
GrantCommon Stock 63 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022448 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,478

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 20:12 UTC
Cheigh JonExecutive Vice President
GrantCommon Stock 535 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022446 · doc4.xml · nonDerivative · entry 1

Cheigh Jon · CIK 0001784007 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,866

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:25 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 484 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018880 · doc4.xml · nonDerivative · entry 3

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,407,616

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:21 UTC GrantCommon Stock 484 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018875 · doc4.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 16:24 UTC GrantCommon Stock 484 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018878 · doc4.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,718

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:18 UTC GrantCommon Stock 484 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018871 · doc4.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,193

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:22 UTC GrantCommon Stock 484 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018876 · doc4.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,530

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:18 UTC GrantCommon Stock 484 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018872 · doc4.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,362

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
May 29, 2019 Filed May 30, 2019 20:59 UTC
Stadler Matthew S.Chief Financial Officer
SaleCommon Stock 50,000 $51.29 $2,564,605.00
Disclosure

SEC source: 0000899243-19-015184 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,227

F1 · price: Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $50.86 to $51.35. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 24, 2019 Filed Dec 5, 2019 21:45 UTC
Glickson John ToddExecutive Vice President
OtherCommon Stock 73.5384 $51.45 $3,783.56
Disclosure

SEC source: 0000899243-19-028579 · doc4.xml · nonDerivative · entry 2

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,941.4146

F1 · kind: Represents shares of common stock acquired pursuant to an automatic dividend reinvestment feature in the reporting person's brokerage account. Transactions on March 15, 2019 and May 24, 2019 originally qualified for deferred reporting pursuant to Rule 16a-6 of the Securities Exchange Act of 1934.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:28 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014861 · doc4.xml · nonDerivative · entry 4

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,988

F4 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 20:27 UTC
DERECHIN ADAM MChief Operating Officer
GrantCommon Stock 347 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014857 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,920

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 20:24 UTC GrantCommon Stock 1,085 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014853 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,447,744

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 20:38 UTC
Stadler Matthew S.Chief Financial Officer
GrantCommon Stock 408 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014871 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,227

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 20:34 UTC
Dulik ElenaChief Accounting Officer
GrantCommon Stock 67 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014866 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,337

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 20:35 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 335 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014868 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,446

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

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May 23, 2019 Filed May 28, 2019 20:28 UTC
Nolty MicheleExecutive Vice President
GrantCommon Stock 77 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014860 · doc4.xml · nonDerivative · entry 1

Nolty Michele · CIK 0001748872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,770

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

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May 23, 2019 Filed May 28, 2019 20:25 UTC
Glickson John ToddExecutive Vice President
GrantCommon Stock 318 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014855 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,275

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2019 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

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May 08, 2019 Filed May 10, 2019 16:19 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 200,000 $49.93 $9,986,000.00
Disclosure

SEC source: 0000899243-19-013037 · doc4.xml · nonDerivative · entry 2

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Robert H. Steers 2018 Revocable Trust

Disclosed balance after: 6,815,491

F1 · kind: Represents a transfer from the Steers 2014 Descendents' Trust to the Robert H. Steers 2018 Revocable Trust in connection with the long-term estate planning strategy of Mr. Steers and his family.

F3 · ownership.nature: Shares owned by the Robert H. Steers 2018 Revocable Trust. Mr. Steers and a member of his family serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

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May 08, 2019 Filed May 10, 2019 16:19 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 200,000 $49.93 $9,986,000.00
Disclosure

SEC source: 0000899243-19-013037 · doc4.xml · nonDerivative · entry 1

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Steers 2014 Descendents' Trust

Disclosed balance after: 4,018,897

F1 · kind: Represents a transfer from the Steers 2014 Descendents' Trust to the Robert H. Steers 2018 Revocable Trust in connection with the long-term estate planning strategy of Mr. Steers and his family.

F2 · ownership.nature: Shares owned by the Steers 2014 Descendents' Trust for the benefit of Mr. Steers' family. Members of Mr. Steers' family serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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May 02, 2019 Filed Jul 2, 2019 20:25 UTC
COHEN MARTINDirector · 10% owner
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018880 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,407,132

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April 26, 2019 Filed Apr 29, 2019 20:27 UTC
COHEN MARTINDirector · 10% owner
OtherCommon Stock 940,701 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-011340 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Martin Cohen 1998 Family Trust

Disclosed balance after: 0

F1 · kind: Represents distributions by the Martin Cohen 1998 Family Trust as part of Mr. Cohen's long-term estate planning, consisting of 400,000 shares distributed on May 17, 2017 and the remaining 940,701 shares distributed on April 26, 2019, in each case, to the named beneficiaries of such trust, who are members of Mr. Cohen's family. The distribution of 400,000 shares on May 17, 2017 was previously not reported as a separate transaction on Form 4, but the balance of shares held by the Martin Cohen 1998 Family Trust since that time has reflected such distribution. A member of Mr. Cohen's family serves as trustee of the trust. Mr. Cohen disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Cohen was the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: Represents distributions by the Martin Cohen 1998 Family Trust as part of Mr. Cohen's long-term estate planning, consisting of 400,000 shares distributed on May 17, 2017 and the remaining 940,701 shares distributed on April 26, 2019, in each case, to the named beneficiaries of such trust, who are members of Mr. Cohen's family. The distribution of 400,000 shares on May 17, 2017 was previously not reported as a separate transaction on Form 4, but the balance of shares held by the Martin Cohen 1998 Family Trust since that time has reflected such distribution. A member of Mr. Cohen's family serves as trustee of the trust. Mr. Cohen disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Cohen was the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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April 23, 2019 Filed Apr 24, 2019 20:37 UTC
POLI FRANCIS CGC, Secretary, EVP
SaleCommon Stock 14,808 $47.86 $708,651.65
Disclosure

SEC source: 0000899243-19-011044 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,111

F1 · price: Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $47.7500 to $48.1550. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.