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CNC

CENTENE CORP

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3133
SEC CIK
0001071739
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886

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
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Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2018 Filed Dec 11, 2018 22:20 UTC Tax withholdingCommon Stock 770 $133.22 $102,579.40
Disclosure

SEC source: 0001071739-18-000120 · wf-form4_154456682740167.xml · nonDerivative · entry 1

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,142.053

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 40,534 shares of restricted stock units subject to vesting requirements.

Read SEC document
November 30, 2018 Filed Dec 13, 2018 23:54 UTC
NEIDORFF MICHAEL FDirector · Chairman & CEO
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000125 · wf-form4_154474525563273.xml · nonDerivative · entry 2

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600,571.1753

F1 · balance_after: Ownership includes previous awards of 555,000 restricted stock units subject to vesting requirements.

Read SEC document
November 09, 2018 Filed Jan 3, 2019 23:41 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000003 · wf-form4_154655889397620.xml · nonDerivative · entry 8

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,489

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
November 09, 2018 Filed Jan 3, 2019 23:41 UTC GiftCommon Stock 7,027 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000003 · wf-form4_154655889397620.xml · nonDerivative · entry 7

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 70,601

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
November 09, 2018 Filed Jan 3, 2019 23:41 UTC GiftCommon Stock 7,027 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000003 · wf-form4_154655889397620.xml · nonDerivative · entry 6

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,489

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
November 08, 2018 Filed Jan 3, 2019 23:41 UTC GiftCommon Stock 10,547 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000003 · wf-form4_154655889397620.xml · nonDerivative · entry 5

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,516

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
November 08, 2018 Filed Jan 3, 2019 23:41 UTC GiftCommon Stock 10,547 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000003 · wf-form4_154655889397620.xml · nonDerivative · entry 4

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · ownership.nature: Owned by a revocable trust for the benefit of Mr. Roberts' spouse.

Read SEC document
November 08, 2018 Filed Jan 3, 2019 23:41 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000003 · wf-form4_154655889397620.xml · nonDerivative · entry 3

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,547

F3 · ownership.nature: Owned by a revocable trust for the benefit of Mr. Roberts' spouse.

Read SEC document
November 08, 2018 Filed Jan 3, 2019 23:41 UTC GiftCommon Stock 3,920 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000003 · wf-form4_154655889397620.xml · nonDerivative · entry 2

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,969

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
November 08, 2018 Filed Jan 3, 2019 23:41 UTC GiftCommon Stock 3,920 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000003 · wf-form4_154655889397620.xml · nonDerivative · entry 1

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 63,574

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 20:44 UTC SaleCommon Stock 15,000 $129.24 $1,938,600.00
Disclosure

SEC source: 0001071739-18-000116 · wf-form4_154084585673007.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,797.329

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on August 6, 2018. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F2 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
October 10, 2018 Filed Dec 14, 2018 00:16 UTC
Williamson Keith HEVP, Secr. & General Counsel
GiftCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000132 · wf-form4_154474657847119.xml · nonDerivative · entry 2

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,958

F1 · balance_after: Ownership includes 33,434 shares of restricted stock units subject to vesting requirements.

Read SEC document
October 09, 2018 Filed Dec 14, 2018 00:16 UTC
Williamson Keith HEVP, Secr. & General Counsel
GiftCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000132 · wf-form4_154474657847119.xml · nonDerivative · entry 1

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,308

F1 · balance_after: Ownership includes 33,434 shares of restricted stock units subject to vesting requirements.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 22:57 UTC GrantCommon Stock 252.068 $138.85 $34,999.64
Disclosure

SEC source: 0001071739-18-000108 · wf-form4_153852105530260.xml · nonDerivative · entry 1

STEWARD DAVID L · CIK 0001127053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,227.091

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 23:00 UTC GrantCommon Stock 252.068 $138.85 $34,999.64
Disclosure

SEC source: 0001071739-18-000109 · wf-form4_153852120370678.xml · nonDerivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,470.049

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 22:55 UTC GrantCommon Stock 225.061 $138.85 $31,249.72
Disclosure

SEC source: 0001071739-18-000107 · wf-form4_153852092436449.xml · nonDerivative · entry 5

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,409.126

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 22:43 UTC GrantCommon Stock 306.083 $138.85 $42,499.62
Disclosure

SEC source: 0001071739-18-000105 · wf-form4_153852021597079.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,797.329

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 22:46 UTC GrantCommon Stock 225.061 $138.85 $31,249.72
Disclosure

SEC source: 0001071739-18-000106 · wf-form4_153852037110406.xml · nonDerivative · entry 1

EPPINGER FREDERICK H · CIK 0001261155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,233.938

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 23:02 UTC
Williamson Keith HEVP, Secr. & General Counsel
SaleCommon Stock 2,000 $145.00 $290,000.00
Disclosure

SEC source: 0001071739-18-000110 · wf-form4_153852135881129.xml · nonDerivative · entry 1

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,658

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on August 20, 2018.

F2 · balance_after: Ownership includes 33,434 shares of restricted stock units subject to vesting requirements.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 21:26 UTC SaleCommon Stock 2,000 $145.55 $291,100.00
Disclosure

SEC source: 0001071739-18-000104 · wf-form4_153678754346117.xml · nonDerivative · entry 1

GEPHARDT Richard A · CIK 0001324629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,623.715

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on August 9, 2018.

F2 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 21:23 UTC SaleCommon Stock 15,000 $145.06 $2,175,900.00
Disclosure

SEC source: 0001071739-18-000103 · wf-form4_153678739250090.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,491.246

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on August 6, 2018. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F2 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 21:21 UTC SaleCommon Stock 3,800 $145.55 $553,090.00
Disclosure

SEC source: 0001071739-18-000102 · wf-form4_153678724645902.xml · nonDerivative · entry 2

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,893.877

F2 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on August 10, 2018.

F1 · balance_after: Ownership includes 42,234 shares of restricted stock units subject to vesting requirements.

Read SEC document
August 29, 2018 Filed Dec 14, 2018 00:05 UTC
Hunter Jesse NEVP & Chief Strategy Officer
GiftCommon Stock 1,850 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000129 · wf-form4_154474587898245.xml · nonDerivative · entry 1

Hunter Jesse N · CIK 0001383557 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,779

F1 · balance_after: Ownership includes 78,001 shares of restricted stock units subject to vesting requirements.

Read SEC document
August 14, 2018 Filed Dec 14, 2018 00:14 UTC GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000131 · wf-form4_154474643472642.xml · nonDerivative · entry 1

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,082

F1 · balance_after: Ownership includes 91,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
August 02, 2018 Filed Dec 13, 2018 23:54 UTC
NEIDORFF MICHAEL FDirector · Chairman & CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000125 · wf-form4_154474525563273.xml · nonDerivative · entry 1

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,615,571.1753

F1 · balance_after: Ownership includes previous awards of 555,000 restricted stock units subject to vesting requirements.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 21:55 UTC SaleCommon Stock 8,750 $131.44 $1,150,100.00
Disclosure

SEC source: 0001071739-18-000101 · wf-form4_153298771061177.xml · nonDerivative · entry 2

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,491.246

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on November 21, 2017. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F2 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 21:45 UTC
BURKHALTER BRANDYEVP, Operations
SaleCommon Stock 3,000 $131.90 $395,700.00
Disclosure

SEC source: 0001071739-18-000099 · wf-form4_153298711334358.xml · nonDerivative · entry 1

BURKHALTER BRANDY · CIK 0001743651 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,663.03

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on September 15, 2017.

F2 · balance_after: Ownership includes previous awards of 51,668 restricted stock units subject to vesting requirements.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 21:47 UTC
Hunter Jesse NEVP & Chief Strategy Officer
SaleCommon Stock 5,000 $131.90 $659,500.00
Disclosure

SEC source: 0001071739-18-000100 · wf-form4_153298724261392.xml · nonDerivative · entry 1

Hunter Jesse N · CIK 0001383557 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,629

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on October 31, 2017.

F2 · balance_after: Ownership includes 78,001 shares of restricted stock units subject to vesting requirements.

Read SEC document
July 17, 2018 Filed Sep 12, 2018 21:21 UTC GiftCommon Stock 261 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000102 · wf-form4_153678724645902.xml · nonDerivative · entry 1

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,693.877

F1 · balance_after: Ownership includes 42,234 shares of restricted stock units subject to vesting requirements.

Read SEC document
July 12, 2018 Filed Jul 30, 2018 21:55 UTC GiftCommon Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000101 · wf-form4_153298771061177.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,241.246

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:48 UTC
BROOKS MARK JEVP, Chief Information Officer
Tax withholdingCommon Stock 1,407 $123.21 $173,356.47
Disclosure

SEC source: 0001071739-18-000093 · wf-form4_153082726588685.xml · nonDerivative · entry 1

BROOKS MARK J · CIK 0001669691 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,508

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 35,468 shares of restricted stock units subject to vesting requirements.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:34 UTC GrantCommon Stock 270.962 $115.33 $31,250.05
Disclosure

SEC source: 0001071739-18-000092 · wf-form4_153065363656038.xml · nonDerivative · entry 1

EPPINGER FREDERICK H · CIK 0001261155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,008.877

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:28 UTC GrantCommon Stock 270.962 $115.33 $31,250.05
Disclosure

SEC source: 0001071739-18-000090 · wf-form4_153065331424941.xml · nonDerivative · entry 1

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,471.065

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:31 UTC GrantCommon Stock 368.508 $115.33 $42,500.03
Disclosure

SEC source: 0001071739-18-000091 · wf-form4_153065347342234.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,286.246

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:27 UTC GrantCommon Stock 303.477 $115.33 $35,000.00
Disclosure

SEC source: 0001071739-18-000089 · wf-form4_153065322748170.xml · nonDerivative · entry 2

STEWARD DAVID L · CIK 0001127053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,975.023

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:25 UTC GrantCommon Stock 303.477 $115.33 $35,000.00
Disclosure

SEC source: 0001071739-18-000088 · wf-form4_153065311868334.xml · nonDerivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,217.981

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
June 21, 2018 Filed Jun 22, 2018 21:26 UTC
BURKHALTER BRANDYEVP, Operations
GrantCommon Stock 7,500 $125.75 $943,125.00
Disclosure

SEC source: 0001071739-18-000087 · wf-form4_152970275164249.xml · nonDerivative · entry 1

BURKHALTER BRANDY · CIK 0001743651 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,663.03

F1 · balance_after: Ownership includes this award of 7,500 restricted stock units which will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 44,168 shares of restricted stock units subject to vesting requirements.

Read SEC document
June 21, 2018 Filed Dec 14, 2018 00:09 UTC
Isaak Christopher RSVP, Corporate Controller, CAO
GiftCommon Stock 84 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000130 · wf-form4_154474615778026.xml · nonDerivative · entry 1

Isaak Christopher R · CIK 0001483090 · SVP, Corporate Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,309

F1 · balance_after: Ownership includes 11,589 shares of restricted stock units subject to vesting requirements.

Read SEC document
June 11, 2018 Filed Jun 11, 2018 21:27 UTC
Williamson Keith HEVP, Secr. & General Counsel
SaleCommon Stock 2,000 $120.00 $240,000.00
Disclosure

SEC source: 0001071739-18-000081 · wf-form4_152875242862676.xml · nonDerivative · entry 1

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,658

F1 · shares: This sale is pursuant to a 105b-1 Trading Plan that was established on February 13, 2018.

F2 · balance_after: Ownership includes 33,434 shares of restricted stock units subject to vesting requirements.

Read SEC document
May 31, 2018 Filed Jul 3, 2018 21:27 UTC GiftCommon Stock 3,350 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000089 · wf-form4_153065322748170.xml · nonDerivative · entry 1

STEWARD DAVID L · CIK 0001127053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,671.546

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
May 10, 2018 Filed Oct 2, 2018 22:55 UTC GiftCommon Stock 5,287 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000107 · wf-form4_153852092436449.xml · nonDerivative · entry 4

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,547

F2 · ownership.nature: Owned by a revocable trust for the benefit of Mr. Roberts' spouse.

Read SEC document
May 10, 2018 Filed Oct 2, 2018 22:55 UTC GiftCommon Stock 5,287 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000107 · wf-form4_153852092436449.xml · nonDerivative · entry 3

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,184.065

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
May 07, 2018 Filed May 8, 2018 22:13 UTC Exercise / conversionCommon Stock Option (right to buy) · Derivative 10,000 $8.45 Strike: $8.45 $84,500.00
Disclosure

SEC source: 0001071739-18-000078 · wf-form4_152581757381861.xml · derivative · entry 7

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 8, 2018 22:13 UTC Tax withholdingCommon Stock 4,713 $116.65 $549,771.45
Disclosure

SEC source: 0001071739-18-000078 · wf-form4_152581757381861.xml · nonDerivative · entry 2

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,200.103

F2 · shares: Shares withheld in connection with a cashless exercise to cover exercise price and tax liability of previously reported stock grant.

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
May 07, 2018 Filed May 8, 2018 22:13 UTC Exercise / conversionCommon Stock 10,000 $8.45 $84,500.00
Disclosure

SEC source: 0001071739-18-000078 · wf-form4_152581757381861.xml · nonDerivative · entry 1

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,913.103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:20 UTC
Williamson Keith HEVP, Secr. & General Counsel
SaleCommon Stock 1,000 $115.00 $115,000.00
Disclosure

SEC source: 0001071739-18-000077 · wf-form4_152546879668116.xml · nonDerivative · entry 1

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,658

F1 · shares: This sale is pursuant to a 105b-1 Trading Plan that was established on February 13, 2018.

F2 · balance_after: Ownership includes 33,434 shares of restricted stock units subject to vesting requirements.

Read SEC document
May 01, 2018 Filed Oct 2, 2018 22:55 UTC GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000107 · wf-form4_153852092436449.xml · nonDerivative · entry 2

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,260

F2 · ownership.nature: Owned by a revocable trust for the benefit of Mr. Roberts' spouse.

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May 01, 2018 Filed Oct 2, 2018 22:55 UTC GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000107 · wf-form4_153852092436449.xml · nonDerivative · entry 1

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,471.065

F1 · balance_after: Ownership includes 1,925 shares of restricted stock subject to vesting requirements.

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April 27, 2018 Filed Apr 28, 2018 00:14 UTC
Williamson Keith HEVP, Secr. & General Counsel
SaleCommon Stock 1,000 $110.00 $110,000.00
Disclosure

SEC source: 0001071739-18-000076 · wf-form4_152487441168546.xml · nonDerivative · entry 1

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,658

F1 · shares: This sale is pursuant to a 105b-1 Trading Plan that was established on February 13, 2018.

F2 · balance_after: Ownership includes 33,434 shares of restricted stock units subject to vesting requirements.

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April 26, 2018 Filed Apr 28, 2018 00:12 UTC
NEIDORFF MICHAEL FDirector · Chairman & CEO
SaleCommon Stock 250,000 $108.20 $27,050,000.00
Disclosure

SEC source: 0001071739-18-000075 · wf-form4_152487431158030.xml · nonDerivative · entry 3

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625,571.1753

F2 · shares: This sale is pursuant to a diversification and in accordance with a 10b5-1 Trading Plan that was established on March 7, 2018. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F1 · balance_after: Ownership includes previous awards of 555,000 restricted stock units subject to vesting requirements.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.