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CMTL

COMTECH TELECOMMUNICATIONS CORP /DE/

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7226
SEC CIK
0000023197
Parsed reports
502

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2024 Filed Aug 5, 2024 13:56 UTC
Stallone NancyExec VP Treasurer & Asst Sec
Tax withholdingCommon Stock Par Value $0.10 Per Share 3,339 $3.24 $10,818.36
Disclosure

SEC source: 0001376161-24-000009 · primary_doc.xml · nonDerivative · entry 2

Stallone Nancy · CIK 0001376161 · Exec VP Treasurer & Asst Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,311

F1 · shares: These transactions represent (i) the issuance of Comtech Telecommunications Corp. common stock in lieu of cash settlements based on the achievement of pre-established non-equity incentive goals for the fiscal year ending July 31, 2024, pursuant to the 2023 Equity and Incentive Plan, and (ii) the net settlement of the common stock to withhold the Reporting Person's Federal Insurance Contributions Act ("FICA") tax and federal, state and local income taxes in connection with the award of the common stock to the Reporting Person.

Read SEC document
July 31, 2024 Filed Aug 5, 2024 13:56 UTC
Stallone NancyExec VP Treasurer & Asst Sec
GrantCommon Stock Par Value $0.10 Per Share 9,260 $3.24 $30,002.40
Disclosure

SEC source: 0001376161-24-000009 · primary_doc.xml · nonDerivative · entry 1

Stallone Nancy · CIK 0001376161 · Exec VP Treasurer & Asst Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,650

F1 · shares: These transactions represent (i) the issuance of Comtech Telecommunications Corp. common stock in lieu of cash settlements based on the achievement of pre-established non-equity incentive goals for the fiscal year ending July 31, 2024, pursuant to the 2023 Equity and Incentive Plan, and (ii) the net settlement of the common stock to withhold the Reporting Person's Federal Insurance Contributions Act ("FICA") tax and federal, state and local income taxes in connection with the award of the common stock to the Reporting Person.

Read SEC document
July 27, 2024 Filed Jul 30, 2024 20:39 UTC
HEDDEN MARIAChief Operating Officer
Exercise / conversionShare Units · Derivative 45,384 Not disclosed Not disclosed
Disclosure

SEC source: 0001921161-24-000007 · wk-form4_1722371933.xml · derivative · entry 3

HEDDEN MARIA · CIK 0001921161 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Par Value $.10 Per Share · 45,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These transactions represent the net settlement of share units (see footnote #2) to withhold the Reporting Person's federal, state and local income taxes in connection with the conversion of share units previously awarded to the Reporting Person into shares of Comtech Telecommunications Corp.'s common stock. Share units are rights to convert solely into Comtech Telecommunications Corp. common stock on a one-for-one basis.

F1 · price: These transactions represent the net settlement of share units (see footnote #2) to withhold the Reporting Person's federal, state and local income taxes in connection with the conversion of share units previously awarded to the Reporting Person into shares of Comtech Telecommunications Corp.'s common stock. Share units are rights to convert solely into Comtech Telecommunications Corp. common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share units were issued last fiscal year in lieu of cash settlements based on the achievement of pre-established non-equity incentive goals for the fiscal year ending July 31, 2023, pursuant to the 2000 Stock Incentive Plan. These share units were fully vested upon grant and were automatically converted into Comtech Telecommunications Corp.'s common stock on the one-year anniversary of the grant date, which was July 27, 2024.

F2 · derivative.expiration_date: The share units were issued last fiscal year in lieu of cash settlements based on the achievement of pre-established non-equity incentive goals for the fiscal year ending July 31, 2023, pursuant to the 2000 Stock Incentive Plan. These share units were fully vested upon grant and were automatically converted into Comtech Telecommunications Corp.'s common stock on the one-year anniversary of the grant date, which was July 27, 2024.

Read SEC document
July 27, 2024 Filed Jul 30, 2024 20:39 UTC
HEDDEN MARIAChief Operating Officer
Tax withholdingCommon Stock Par Value $.10 Per Share 18,721 $3.40 $63,651.40
Disclosure

SEC source: 0001921161-24-000007 · wk-form4_1722371933.xml · nonDerivative · entry 2

HEDDEN MARIA · CIK 0001921161 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,683

Read SEC document
July 27, 2024 Filed Jul 30, 2024 20:39 UTC
HEDDEN MARIAChief Operating Officer
Exercise / conversionCommon Stock Par Value $.10 Per Share 45,384 Not disclosed Not disclosed
Disclosure

SEC source: 0001921161-24-000007 · wk-form4_1722371933.xml · nonDerivative · entry 1

HEDDEN MARIA · CIK 0001921161 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These transactions represent the net settlement of share units (see footnote #2) to withhold the Reporting Person's federal, state and local income taxes in connection with the conversion of share units previously awarded to the Reporting Person into shares of Comtech Telecommunications Corp.'s common stock. Share units are rights to convert solely into Comtech Telecommunications Corp. common stock on a one-for-one basis.

Read SEC document
July 27, 2024 Filed Jul 30, 2024 20:35 UTC
BONDI MICHAELChief Financial Officer
Exercise / conversionShare Units · Derivative 58,789 Not disclosed Not disclosed
Disclosure

SEC source: 0001274698-24-000004 · wk-form4_1722371728.xml · derivative · entry 3

BONDI MICHAEL · CIK 0001274698 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Par Value $.10 Per Share · 58,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These transactions represent the net settlement of share units (see footnote #2) to withhold the Reporting Person's federal, state and local income taxes in connection with the conversion of share units previously awarded to the Reporting Person into shares of Comtech Telecommunications Corp.'s common stock. Share units are rights to convert solely into Comtech Telecommunications Corp. common stock on a one-for-one basis.

F1 · price: These transactions represent the net settlement of share units (see footnote #2) to withhold the Reporting Person's federal, state and local income taxes in connection with the conversion of share units previously awarded to the Reporting Person into shares of Comtech Telecommunications Corp.'s common stock. Share units are rights to convert solely into Comtech Telecommunications Corp. common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share units were issued last fiscal year in lieu of cash settlements based on the achievement of pre-established non-equity incentive goals for the fiscal year ending July 31, 2023, pursuant to the 2000 Stock Incentive Plan. These share units were fully vested upon grant and were automatically converted into Comtech Telecommunications Corp.'s common stock on the one-year anniversary of the grant date, which was July 27, 2024.

F2 · derivative.expiration_date: The share units were issued last fiscal year in lieu of cash settlements based on the achievement of pre-established non-equity incentive goals for the fiscal year ending July 31, 2023, pursuant to the 2000 Stock Incentive Plan. These share units were fully vested upon grant and were automatically converted into Comtech Telecommunications Corp.'s common stock on the one-year anniversary of the grant date, which was July 27, 2024.

Read SEC document
July 27, 2024 Filed Jul 30, 2024 20:35 UTC
BONDI MICHAELChief Financial Officer
Tax withholdingCommon Stock Par Value $.10 Per Share 28,631 $3.40 $97,345.40
Disclosure

SEC source: 0001274698-24-000004 · wk-form4_1722371728.xml · nonDerivative · entry 2

BONDI MICHAEL · CIK 0001274698 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,974

Read SEC document
July 27, 2024 Filed Jul 30, 2024 20:35 UTC
BONDI MICHAELChief Financial Officer
Exercise / conversionCommon Stock Par Value $.10 Per Share 58,789 Not disclosed Not disclosed
Disclosure

SEC source: 0001274698-24-000004 · wk-form4_1722371728.xml · nonDerivative · entry 1

BONDI MICHAEL · CIK 0001274698 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These transactions represent the net settlement of share units (see footnote #2) to withhold the Reporting Person's federal, state and local income taxes in connection with the conversion of share units previously awarded to the Reporting Person into shares of Comtech Telecommunications Corp.'s common stock. Share units are rights to convert solely into Comtech Telecommunications Corp. common stock on a one-for-one basis.

Read SEC document
July 27, 2024 Filed Jul 30, 2024 20:33 UTC
Walther Donald E.Chief Legal Officer
Exercise / conversionShare Units · Derivative 12,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001740119-24-000007 · wk-form4_1722371629.xml · derivative · entry 3

Walther Donald E. · CIK 0001740119 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Par Value $.10 Per Share · 12,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These transactions represent the net settlement of share units (see footnote #2) to withhold the Reporting Person's federal, state and local income taxes in connection with the conversion of share units previously awarded to the Reporting Person into shares of Comtech Telecommunications Corp.'s common stock. Share units are rights to convert solely into Comtech Telecommunications Corp. common stock on a one-for-one basis.

F1 · price: These transactions represent the net settlement of share units (see footnote #2) to withhold the Reporting Person's federal, state and local income taxes in connection with the conversion of share units previously awarded to the Reporting Person into shares of Comtech Telecommunications Corp.'s common stock. Share units are rights to convert solely into Comtech Telecommunications Corp. common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share units were issued last fiscal year in lieu of cash settlements based on the achievement of pre-established non-equity incentive goals for the fiscal year ending July 31, 2023, pursuant to the 2000 Stock Incentive Plan. These share units were fully vested upon grant and were automatically converted into Comtech Telecommunications Corp.'s common stock on the one-year anniversary of the grant date, which was July 27, 2024.

F2 · derivative.expiration_date: The share units were issued last fiscal year in lieu of cash settlements based on the achievement of pre-established non-equity incentive goals for the fiscal year ending July 31, 2023, pursuant to the 2000 Stock Incentive Plan. These share units were fully vested upon grant and were automatically converted into Comtech Telecommunications Corp.'s common stock on the one-year anniversary of the grant date, which was July 27, 2024.

Read SEC document
July 27, 2024 Filed Jul 30, 2024 20:33 UTC
Walther Donald E.Chief Legal Officer
Tax withholdingCommon Stock Par Value $.10 Per Share 5,928 $3.40 $20,155.20
Disclosure

SEC source: 0001740119-24-000007 · wk-form4_1722371629.xml · nonDerivative · entry 2

Walther Donald E. · CIK 0001740119 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
July 27, 2024 Filed Jul 30, 2024 20:33 UTC
Walther Donald E.Chief Legal Officer
Exercise / conversionCommon Stock Par Value $.10 Per Share 12,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001740119-24-000007 · wk-form4_1722371629.xml · nonDerivative · entry 1

Walther Donald E. · CIK 0001740119 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These transactions represent the net settlement of share units (see footnote #2) to withhold the Reporting Person's federal, state and local income taxes in connection with the conversion of share units previously awarded to the Reporting Person into shares of Comtech Telecommunications Corp.'s common stock. Share units are rights to convert solely into Comtech Telecommunications Corp. common stock on a one-for-one basis.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 20:30 UTC GrantSeries B-1 Convertible Preferred Stock · Derivative 1,006.54 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-24-004396 · ownership.xml · derivative · entry 3

Quinlan Mark R. · CIK 0001889157 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 30,311.32

Underlying: Common Stock · 130,583 shares

Expires not disclosed

F7 · derivative.exercise_price: Conversion price of $7.99, subject to adjustments as set forth in the Certificate of Designations of the Series B-1 Convertible Preferred Stock (the "Series B-1 CoD").

F10 · price: Issued as June Additional Shares as defined and as described in that certain Subscription and Exchange Agreement dated as of June 17, 2024 by and among the Issuer and the investors listed on the signature pages attached thereto, attached as Exhibit 10.2 to the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 18, 2024.

F8 · derivative.exercise_date: Holders of Series B-1 Convertible Preferred Stock have the right to convert their shares of Series B-1 Convertible Preferred Stock at any time. Subject to the terms and conditions set forth in the Series B-1 CoD, the Issuer has the right to designate any business day after July 22, 2027 as a conversion date for all or any portion that is a whole number of the outstanding shares of Series B-1 Convertible Preferred Stock.

F9 · derivative.expiration_date: The Series B-1 Convertible Preferred Stock has no expiration date.

F6 · ownership.nature: The securities reported herein are held by funds managed by White Hat Capital Partners LP, a Delaware limited partnership (the "WH Investment Manager"). Mr. Mark R. Quinlan (the "Reporting Person") serves as the co-managing member of the general partner of the WH Investment Manager. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 20:30 UTC GrantSeries B-1 Convertible Preferred Stock · Derivative 29,304.78 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-24-004396 · ownership.xml · derivative · entry 2

Quinlan Mark R. · CIK 0001889157 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 29,304.78

Underlying: Common Stock · 3,801,845 shares

Expires not disclosed

F7 · derivative.exercise_price: Conversion price of $7.99, subject to adjustments as set forth in the Certificate of Designations of the Series B-1 Convertible Preferred Stock (the "Series B-1 CoD").

F5 · price: The shares of Series B Convertible Preferred Stock were exchanged for an equal number of shares of Series B-1 Convertible Preferred Stock.

F8 · derivative.exercise_date: Holders of Series B-1 Convertible Preferred Stock have the right to convert their shares of Series B-1 Convertible Preferred Stock at any time. Subject to the terms and conditions set forth in the Series B-1 CoD, the Issuer has the right to designate any business day after July 22, 2027 as a conversion date for all or any portion that is a whole number of the outstanding shares of Series B-1 Convertible Preferred Stock.

F9 · derivative.expiration_date: The Series B-1 Convertible Preferred Stock has no expiration date.

F6 · ownership.nature: The securities reported herein are held by funds managed by White Hat Capital Partners LP, a Delaware limited partnership (the "WH Investment Manager"). Mr. Mark R. Quinlan (the "Reporting Person") serves as the co-managing member of the general partner of the WH Investment Manager. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 20:30 UTC Disposition to issuerSeries B Convertible Preferred Stock · Derivative 29,304.78 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-24-004396 · ownership.xml · derivative · entry 1

Quinlan Mark R. · CIK 0001889157 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,801,845 shares

Expires not disclosed

F10 · security: Issued as June Additional Shares as defined and as described in that certain Subscription and Exchange Agreement dated as of June 17, 2024 by and among the Issuer and the investors listed on the signature pages attached thereto, attached as Exhibit 10.2 to the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 18, 2024.

F1 · derivative.exercise_price: Conversion price of $7.99.

F5 · price: The shares of Series B Convertible Preferred Stock were exchanged for an equal number of shares of Series B-1 Convertible Preferred Stock.

F2 · derivative.exercise_date: Holders of Series B Convertible Preferred Stock had the right to convert their shares of Series B Convertible Preferred Stock at any time. Subject to the terms and conditions set forth in the Certificate of Designations of the Series B Convertible Preferred Stock, the Issuer had the right to designate any business day after July 22, 2027 as a conversion date for all or any portion that is a whole number of the outstanding shares of Series B Convertible Preferred Stock.

F3 · derivative.expiration_date: The Series B Convertible Preferred Stock had no expiration date.

F4 · derivative.underlying_shares: Includes accumulated dividends through June 16, 2024.

F6 · ownership.nature: The securities reported herein are held by funds managed by White Hat Capital Partners LP, a Delaware limited partnership (the "WH Investment Manager"). Mr. Mark R. Quinlan (the "Reporting Person") serves as the co-managing member of the general partner of the WH Investment Manager. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:50 UTC
Ratigan JohnInterim CEO
GrantRestricted Stock Units · Derivative 77,822 $0.00 $0.00
Disclosure

SEC source: 0002001939-24-000004 · wk-form4_1717620632.xml · derivative · entry 1

Ratigan John · CIK 0002001939 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,822

Underlying: Common Stock Par Value $0.10 Per Share · 77,822 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units were granted under the Company's 2023 Equity and Incentive Plan, and represent the right to receive one share of common stock of Comtech Telecommunications Corp. upon vesting of the unit.

F2 · derivative.exercise_date: Generally, the restricted stock units will vest in installments over a three year period, at a rate of one-third on the first through third anniversaries of the grant, assuming continued service as an employee. Shares of common stock corresponding to vested units will be delivered to the Reporting Person within 60 days of vesting.

F2 · derivative.expiration_date: Generally, the restricted stock units will vest in installments over a three year period, at a rate of one-third on the first through third anniversaries of the grant, assuming continued service as an employee. Shares of common stock corresponding to vested units will be delivered to the Reporting Person within 60 days of vesting.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:47 UTC
Robertson Jeffery PaulPresident, T&W Segment
GrantRestricted Stock Units · Derivative 116,732 $0.00 $0.00
Disclosure

SEC source: 0002016680-24-000010 · wk-form4_1717620468.xml · derivative · entry 1

Robertson Jeffery Paul · CIK 0002016680 · President, T&W Segment

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,732

Underlying: Common Stock Par Value $0.10 Per Share · 116,732 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units were granted under the Company's 2023 Equity and Incentive Plan, and represent the right to receive one share of common stock of Comtech Telecommunications Corp. upon vesting of the unit.

F2 · derivative.exercise_date: Generally, the restricted stock units will vest in installments over a three year period, at a rate of one-third on the first through third anniversaries of the grant, assuming continued service as an employee. Shares of common stock corresponding to vested units will be delivered to the Reporting Person within 60 days of vesting.

F2 · derivative.expiration_date: Generally, the restricted stock units will vest in installments over a three year period, at a rate of one-third on the first through third anniversaries of the grant, assuming continued service as an employee. Shares of common stock corresponding to vested units will be delivered to the Reporting Person within 60 days of vesting.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 20:59 UTC
Walther Donald E.Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,685 $0.00 $0.00
Disclosure

SEC source: 0001740119-24-000003 · wk-form4_1714510775.xml · derivative · entry 3

Walther Donald E. · CIK 0001740119 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,004

Underlying: Common Stock Par Value $.10 Per Share · 1,685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: This transaction represents the vesting of 1,685 of the 5,055 restricted stock units issued to the Reporting Person on April 28, 2023.

F3 · derivative.expiration_date: This transaction represents the vesting of 1,685 of the 5,055 restricted stock units issued to the Reporting Person on April 28, 2023.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 20:59 UTC
Walther Donald E.Chief Legal Officer
Tax withholdingCommon Stock Par Value $.10 Per Share 904 $2.05 $1,853.20
Disclosure

SEC source: 0001740119-24-000003 · wk-form4_1714510775.xml · nonDerivative · entry 2

Walther Donald E. · CIK 0001740119 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,781

F2 · kind: The 904 reflected on this table represents the shares withheld to pay the Reporting Person's federal, state, and Federal Insurance Contributions Act ("FICA") tax.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 20:59 UTC
Walther Donald E.Chief Legal Officer
Exercise / conversionCommon Stock Par Value $.10 Per Share 1,685 Not disclosed Not disclosed
Disclosure

SEC source: 0001740119-24-000003 · wk-form4_1714510775.xml · nonDerivative · entry 1

Walther Donald E. · CIK 0001740119 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 22:30 UTC
HEDDEN MARIAChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 567 $0.00 $0.00
Disclosure

SEC source: 0000023197-24-000063 · wk-form4_1712097029.xml · derivative · entry 3

HEDDEN MARIA · CIK 0001921161 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,614

Underlying: Common Stock Par Value $.10 Per Share · 567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: This transaction represents the vesting of 567 of the 2,833 restricted stock units issued to the Reporting Person on March 31, 2022.

F3 · derivative.expiration_date: This transaction represents the vesting of 567 of the 2,833 restricted stock units issued to the Reporting Person on March 31, 2022.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 22:30 UTC
HEDDEN MARIAChief Operating Officer
Tax withholdingCommon Stock Par Value $.10 Per Share 278 $3.43 $953.54
Disclosure

SEC source: 0000023197-24-000063 · wk-form4_1712097029.xml · nonDerivative · entry 2

HEDDEN MARIA · CIK 0001921161 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,020

F2 · kind: The 278 reflected on this table represents the shares withheld to pay the Reporting Person's federal, state, and Federal Insurance Contributions Act ("FICA") tax.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 22:30 UTC
HEDDEN MARIAChief Operating Officer
Exercise / conversionCommon Stock Par Value $.10 Per Share 567 Not disclosed Not disclosed
Disclosure

SEC source: 0000023197-24-000063 · wk-form4_1712097029.xml · nonDerivative · entry 1

HEDDEN MARIA · CIK 0001921161 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 02:05 UTC GrantSeries B Convertible Preferred Stock · Derivative 160.54 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-24-000533 · ownership.xml · derivative · entry 4

Quinlan Mark R. · CIK 0001889157 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 29,304.78

Underlying: Common Stock · 20,092 shares

Expires not disclosed

F7 · derivative.exercise_price: Conversion price of $7.99, subject to adjustments as set forth in the Certificate of Designations of the Series B Convertible Preferred Stock (the "Series B CoD").

F11 · price: Issued as Additional Shares as defined and as described in that certain Subscription and Exchange Agreement dated as of January 22, 2024 by and among the Issuer and the investors listed on the signature pages attached thereto, attached as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on January 23, 2024.

F8 · derivative.exercise_date: Holders of Series B Convertible Preferred Stock have the right to convert their shares of Series B Convertible Preferred Stock at any time. Subject to the terms and conditions set forth in the Series B CoD, the Issuer has the right to designate any business day after July 22, 2027 as a conversion date for all or any portion that is a whole number of the outstanding shares of Series B Convertible Preferred Stock.

F9 · derivative.expiration_date: The Series B Convertible Preferred Stock has no expiration date.

F6 · ownership.nature: The securities reported herein are held by funds managed by White Hat Capital Partners LP, a Delaware limited partnership (the "WH Investment Manager"). Mr. Mark R. Quinlan (the "Reporting Person") serves as the co-managing member of the general partner of the WH Investment Manager. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 02:05 UTC GrantSeries B Convertible Preferred Stock · Derivative 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-24-000533 · ownership.xml · derivative · entry 3

Quinlan Mark R. · CIK 0001889157 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 29,144.24

Underlying: Common Stock · 750,939 shares

Expires not disclosed

F7 · derivative.exercise_price: Conversion price of $7.99, subject to adjustments as set forth in the Certificate of Designations of the Series B Convertible Preferred Stock (the "Series B CoD").

F10 · price: An aggregate purchase price of $6,000,000, or $1,000 per share of Series B Convertible Preferred Stock.

F8 · derivative.exercise_date: Holders of Series B Convertible Preferred Stock have the right to convert their shares of Series B Convertible Preferred Stock at any time. Subject to the terms and conditions set forth in the Series B CoD, the Issuer has the right to designate any business day after July 22, 2027 as a conversion date for all or any portion that is a whole number of the outstanding shares of Series B Convertible Preferred Stock.

F9 · derivative.expiration_date: The Series B Convertible Preferred Stock has no expiration date.

F6 · ownership.nature: The securities reported herein are held by funds managed by White Hat Capital Partners LP, a Delaware limited partnership (the "WH Investment Manager"). Mr. Mark R. Quinlan (the "Reporting Person") serves as the co-managing member of the general partner of the WH Investment Manager. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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January 22, 2024 Filed Jan 24, 2024 02:05 UTC GrantSeries B Convertible Preferred Stock · Derivative 23,144.24 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-24-000533 · ownership.xml · derivative · entry 2

Quinlan Mark R. · CIK 0001889157 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 23,144.24

Underlying: Common Stock · 2,896,651 shares

Expires not disclosed

F7 · derivative.exercise_price: Conversion price of $7.99, subject to adjustments as set forth in the Certificate of Designations of the Series B Convertible Preferred Stock (the "Series B CoD").

F5 · price: The shares of Series A-1 Convertible Preferred Stock were exchanged for a number of shares of Series B Convertible Preferred Stock equal to the product obtained by multiplying (x) the number of Series A-1 Convertible Preferred Stock being exchanged, by (y) 1.1572122.

F8 · derivative.exercise_date: Holders of Series B Convertible Preferred Stock have the right to convert their shares of Series B Convertible Preferred Stock at any time. Subject to the terms and conditions set forth in the Series B CoD, the Issuer has the right to designate any business day after July 22, 2027 as a conversion date for all or any portion that is a whole number of the outstanding shares of Series B Convertible Preferred Stock.

F9 · derivative.expiration_date: The Series B Convertible Preferred Stock has no expiration date.

F6 · ownership.nature: The securities reported herein are held by funds managed by White Hat Capital Partners LP, a Delaware limited partnership (the "WH Investment Manager"). Mr. Mark R. Quinlan (the "Reporting Person") serves as the co-managing member of the general partner of the WH Investment Manager. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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January 22, 2024 Filed Jan 24, 2024 02:05 UTC Disposition to issuerSeries A-1 Convertible Preferred Stock · Derivative 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-24-000533 · ownership.xml · derivative · entry 1

Quinlan Mark R. · CIK 0001889157 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 965,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion price of $23.97.

F5 · price: The shares of Series A-1 Convertible Preferred Stock were exchanged for a number of shares of Series B Convertible Preferred Stock equal to the product obtained by multiplying (x) the number of Series A-1 Convertible Preferred Stock being exchanged, by (y) 1.1572122.

F2 · derivative.exercise_date: Holders of Series A-1 Convertible Preferred Stock had the right to convert their shares of Series A-1 Convertible Preferred Stock at any time. Subject to the terms and conditions set forth in the Certificate of Designations of the Series A-1 Convertible Preferred Stock, the Issuer had the right to designate any business day after October 19, 2024 as a conversion date for all or any portion that is a whole number of the outstanding shares of Series A-1 Convertible Preferred Stock.

F3 · derivative.expiration_date: The Series A-1 Convertible Preferred Stock had no expiration date.

F4 · derivative.underlying_shares: Includes accumulated dividends through January 21, 2024.

F6 · ownership.nature: The securities reported herein are held by funds managed by White Hat Capital Partners LP, a Delaware limited partnership (the "WH Investment Manager"). Mr. Mark R. Quinlan (the "Reporting Person") serves as the co-managing member of the general partner of the WH Investment Manager. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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December 13, 2023 Filed Dec 15, 2023 21:00 UTC GrantSeries A-1 Conv Preferred Stock (Series A-1 Preferred Stock) · Derivative 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-23-005896 · ownership.xml · derivative · entry 2

Quinlan Mark R. · CIK 0001889157 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 20,000

Underlying: Common Stock · 946,349 shares

Expires not disclosed

F7 · derivative.exercise_price: Conversion price of $23.97, subject to adjustments as set forth in the Certificate of Designations of the Series A-1 Preferred Stock (the "Series A-1 CoD").

F5 · price: The shares of Series A Preferred Stock were exchanged for the shares of Series A-1 Preferred Stock on a one-for-one basis.

F8 · derivative.exercise_date: Holders of Series A-1 Preferred Stock have the right to convert their shares of Series A-1 Preferred Stock at any time. Subject to the terms and conditions set forth in the Series A-1 CoD, the Issuer has the right to designate any business day after October 19, 2024 as a conversion date for all or any portion that is a whole number of the outstanding shares of Series A-1 Preferred Stock.

F9 · derivative.expiration_date: The Series A-1 Preferred Stock has no expiration date.

F4 · derivative.underlying_shares: Includes accumulated dividends through September 30, 2023.

F6 · ownership.nature: The securities reported herein are held by a fund managed by White Hat Capital Partners LP, a Delaware limited partnership (the "WH Investment Manager"). Mr. Mark R. Quinlan (the "Reporting Person") serves as the co-managing member of the general partner of the WH Investment Manager. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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December 13, 2023 Filed Dec 15, 2023 21:00 UTC Disposition to issuerSeries A Conv Preferred Stock (Series A Preferred Stock) · Derivative 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-23-005896 · ownership.xml · derivative · entry 1

Quinlan Mark R. · CIK 0001889157 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 946,349 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion price of $23.97. The original Conversion Price of $24.50 was adjusted pursuant to the Certificate of Designations of the Series A Preferred Stock (the "Series A CoD") to $23.97.

F5 · price: The shares of Series A Preferred Stock were exchanged for the shares of Series A-1 Preferred Stock on a one-for-one basis.

F2 · derivative.exercise_date: Holders of Series A Preferred Stock had the right to convert their shares of Series A Preferred Stock at or following the earlier to occur of (x) the later of (A) October 19, 2022 and (B) the date of the filing of the Issuer's Annual Report on Form 10-K for the fiscal year ended July 31, 2022 (or if the Company was not then subject to the reporting requirements of the Securities Exchange Act of 1934, as amended, the date the Issuer reported the Fiscal 2022 Adjusted EBITDA (as defined in the Series A CoD) to holders of Series A Preferred Stock) and (y) immediately prior to (and conditioned upon) the consummation of a Change of Control (as defined in the Series A CoD). Subject to the terms and conditions set forth in the Series A CoD, the Issuer had the right to designate any business day after October 19, 2024 as a conversion date for all or any portion that is a whole number of the outstanding shares of Series A Preferred Stock.

F3 · derivative.expiration_date: The Series A Preferred Stock had no expiration date.

F4 · derivative.underlying_shares: Includes accumulated dividends through September 30, 2023.

F6 · ownership.nature: The securities reported herein are held by a fund managed by White Hat Capital Partners LP, a Delaware limited partnership (the "WH Investment Manager"). Mr. Mark R. Quinlan (the "Reporting Person") serves as the co-managing member of the general partner of the WH Investment Manager. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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October 04, 2023 Filed Nov 1, 2023 23:21 UTC
BONDI MICHAELChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 430 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-019999 · form4.xml · derivative · entry 3

BONDI MICHAEL · CIK 0001274698 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,936

Underlying: Common Stock Par Value $.10 Per Share · 430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: This transaction represents the vesting of 430 of the 2,146 restricted stock units issued to the Reporting Person on October 4, 2018.

F1 · derivative.expiration_date: This transaction represents the vesting of 430 of the 2,146 restricted stock units issued to the Reporting Person on October 4, 2018.

Read SEC document
October 04, 2023 Filed Nov 1, 2023 23:21 UTC
BONDI MICHAELChief Financial Officer
Tax withholdingCommon Stock Par Value $.10 Per Share 220 $8.24 $1,812.80
Disclosure

SEC source: 0001062993-23-019999 · form4.xml · nonDerivative · entry 2

BONDI MICHAEL · CIK 0001274698 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,816

F3 · kind: The 220 reflected on this table represents the shares withheld to pay the Reporting Person's federal, state, and Federal Insurance Contributions Act ("FICA") tax.

Read SEC document
October 04, 2023 Filed Nov 1, 2023 23:21 UTC
BONDI MICHAELChief Financial Officer
Exercise / conversionCommon Stock Par Value $.10 Per Share 430 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-019999 · form4.xml · nonDerivative · entry 1

BONDI MICHAEL · CIK 0001274698 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 02, 2023 Filed Oct 5, 2023 01:00 UTC
Stallone NancyTreasurer and Secretary
Tax withholdingCommon Stock Par Value $.10 Per Share 417 $8.50 $3,544.50
Disclosure

SEC source: 0001062993-23-019025 · form4.xml · nonDerivative · entry 2

Stallone Nancy · CIK 0001376161 · Treasurer and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,390

F3 · kind: The 417 shares reflected on this table represents the shares withheld to pay the Reporting Person's federal, state, and Federal Insurance Contributions Act ("FICA") tax.

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October 02, 2023 Filed Oct 5, 2023 01:00 UTC
Stallone NancyTreasurer and Secretary
GrantCommon Stock Par Value $.10 Per Share 945 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-019025 · form4.xml · nonDerivative · entry 1

Stallone Nancy · CIK 0001376161 · Treasurer and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,807

F1 · shares: This transaction represents the issuance of Comtech Telecommunications Corp. common stock on October 2, 2023 as a result of the settlement of a Long Term Performance Share Award granted on August 4, 2020 in connection with the achievement of pre-established goals over the three-year performance period ended July 31, 2023.

F2 · price: Long Term Performance shares convert into common stock on a one-for-one basis.

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October 02, 2023 Filed Oct 5, 2023 01:00 UTC
BONDI MICHAELChief Financial Officer
Tax withholdingCommon Stock Par Value $.10 Per Share 1,820 $8.50 $15,470.00
Disclosure

SEC source: 0001062993-23-019024 · form4.xml · nonDerivative · entry 2

BONDI MICHAEL · CIK 0001274698 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,606

F3 · kind: The 1,820 shares reflected on this table represents the shares withheld to pay the Reporting Person's federal, state, and Federal Insurance Contributions Act ("FICA") tax.

Read SEC document
October 02, 2023 Filed Oct 5, 2023 01:00 UTC
BONDI MICHAELChief Financial Officer
GrantCommon Stock Par Value $.10 Per Share 3,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-019024 · form4.xml · nonDerivative · entry 1

BONDI MICHAEL · CIK 0001274698 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,426

F1 · shares: This transaction represents the issuance of Comtech Telecommunications Corp. common stock on October 2, 2023 as a result of the settlement of a Long Term Performance Share Award granted on August 4, 2020 in connection with the achievement of pre-established goals over the three-year performance period ended July 31, 2023.

F2 · price: Long Term Performance shares convert into common stock on a one-for-one basis.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 00:36 UTC
Peterman Ken AllenDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 14,173 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018000 · form4.xml · derivative · entry 3

Peterman Ken Allen · CIK 0001575173 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,415

Underlying: Common Stock Par Value $.10 Per Share · 14,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: This transaction represents the vesting of 14,173 of the 42,518 restricted stock units issued to the Reporting Person on September 12, 2022.

F1 · derivative.expiration_date: This transaction represents the vesting of 14,173 of the 42,518 restricted stock units issued to the Reporting Person on September 12, 2022.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 00:36 UTC
Peterman Ken AllenDirector · Chairman, President and CEO
Tax withholdingCommon Stock Par Value $.10 Per Share 5,932 $8.53 $50,599.96
Disclosure

SEC source: 0001062993-23-018000 · form4.xml · nonDerivative · entry 2

Peterman Ken Allen · CIK 0001575173 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,641

F3 · kind: The 5,932 reflected on this table represents the shares withheld to pay the Reporting Person's federal, state, and Federal Insurance Contributions Act ("FICA") tax.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 00:36 UTC
Peterman Ken AllenDirector · Chairman, President and CEO
Exercise / conversionCommon Stock Par Value $.10 Per Share 14,173 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-018000 · form4.xml · nonDerivative · entry 1

Peterman Ken Allen · CIK 0001575173 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 00:29 UTC
Peterman Ken AllenDirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 107,595 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016581 · form4.xml · derivative · entry 1

Peterman Ken Allen · CIK 0001575173 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,588

Underlying: Common Stock Par Value $.10 Per Share · 107,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units were granted under the Company's 2000 Stock Incentive Plan, and represent the right to receive one share of common stock of Comtech Telecommunications Corp. upon vesting of the unit.

F2 · derivative.exercise_date: Generally, the restricted stock units will vest in installments over a three year period, at a rate of one-third on the first through third anniversaries of the grant, assuming continued service as an employee. Shares of common stock corresponding to vested units will be delivered to the Reporting Person within 30 days of vesting.

F2 · derivative.expiration_date: Generally, the restricted stock units will vest in installments over a three year period, at a rate of one-third on the first through third anniversaries of the grant, assuming continued service as an employee. Shares of common stock corresponding to vested units will be delivered to the Reporting Person within 30 days of vesting.

Read SEC document
August 12, 2023 Filed Aug 15, 2023 01:13 UTC
HEDDEN MARIAChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,715 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016471 · form4.xml · derivative · entry 3

HEDDEN MARIA · CIK 0001921161 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,191

Underlying: Common Stock Par Value $.10 Per Share · 3,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: This transaction represents the vesting of 3,715 of the 11,145 restricted stock units issued to the Reporting Person on August 12, 2022.

F1 · derivative.expiration_date: This transaction represents the vesting of 3,715 of the 11,145 restricted stock units issued to the Reporting Person on August 12, 2022.

Read SEC document
August 12, 2023 Filed Aug 15, 2023 01:13 UTC
HEDDEN MARIAChief Operating Officer
Tax withholdingCommon Stock Par Value $.10 Per Share 1,613 $9.35 $15,081.55
Disclosure

SEC source: 0001062993-23-016471 · form4.xml · nonDerivative · entry 2

HEDDEN MARIA · CIK 0001921161 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,731

F3 · kind: The 1,613 reflected on this table represents the shares withheld to pay the Reporting Person's federal, state, and Federal Insurance Contributions Act ("FICA") tax.

Read SEC document
August 12, 2023 Filed Aug 15, 2023 01:13 UTC
HEDDEN MARIAChief Operating Officer
Exercise / conversionCommon Stock Par Value $.10 Per Share 3,715 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-016471 · form4.xml · nonDerivative · entry 1

HEDDEN MARIA · CIK 0001921161 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 12, 2023 Filed Aug 15, 2023 01:13 UTC
Simonyuk YelenaGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,043 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016470 · form4.xml · derivative · entry 3

Simonyuk Yelena · CIK 0001949080 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,858

Underlying: Common Stock Par Value $.10 Per Share · 1,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: This transaction represents the vesting of 1,043 of the 3,128 restricted stock units issued to the Reporting Person on August 12, 2022.

F1 · derivative.expiration_date: This transaction represents the vesting of 1,043 of the 3,128 restricted stock units issued to the Reporting Person on August 12, 2022.

Read SEC document
August 12, 2023 Filed Aug 15, 2023 01:13 UTC
Simonyuk YelenaGeneral Counsel
Tax withholdingCommon Stock Par Value $.10 Per Share 577 $9.35 $5,394.95
Disclosure

SEC source: 0001062993-23-016470 · form4.xml · nonDerivative · entry 2

Simonyuk Yelena · CIK 0001949080 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,014

F3 · kind: The 577 shares reflected on this table represents the shares withheld to pay the Reporting Person's federal, state, and Federal Insurance Contributions Act ("FICA") tax.

Read SEC document
August 12, 2023 Filed Aug 15, 2023 01:13 UTC
Simonyuk YelenaGeneral Counsel
Exercise / conversionCommon Stock Par Value $.10 Per Share 1,043 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-016470 · form4.xml · nonDerivative · entry 1

Simonyuk Yelena · CIK 0001949080 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 12, 2023 Filed Aug 15, 2023 01:12 UTC
Stallone NancyTreasurer and Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,330 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016469 · form4.xml · derivative · entry 3

Stallone Nancy · CIK 0001376161 · Treasurer and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,109

Underlying: Common Stock Par Value $.10 Per Share · 1,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: This transaction represents the vesting of 1,330 of the 3,991 restricted stock units issued to the Reporting Person on August 12, 2022.

F1 · derivative.expiration_date: This transaction represents the vesting of 1,330 of the 3,991 restricted stock units issued to the Reporting Person on August 12, 2022.

Read SEC document
August 12, 2023 Filed Aug 15, 2023 01:12 UTC
Stallone NancyTreasurer and Secretary
Tax withholdingCommon Stock Par Value $.10 Per Share 586 $9.35 $5,479.10
Disclosure

SEC source: 0001062993-23-016469 · form4.xml · nonDerivative · entry 2

Stallone Nancy · CIK 0001376161 · Treasurer and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,862

F3 · kind: The 586 reflected on this table represents the shares withheld to pay the Reporting Person's federal, state, and Federal Insurance Contributions Act ("FICA") tax.

Read SEC document
August 12, 2023 Filed Aug 15, 2023 01:12 UTC
Stallone NancyTreasurer and Secretary
Exercise / conversionCommon Stock Par Value $.10 Per Share 1,330 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-016469 · form4.xml · nonDerivative · entry 1

Stallone Nancy · CIK 0001376161 · Treasurer and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 12, 2023 Filed Aug 15, 2023 01:12 UTC
BONDI MICHAELChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,842 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016468 · form4.xml · derivative · entry 3

BONDI MICHAEL · CIK 0001274698 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,403

Underlying: Common Stock Par Value $.10 Per Share · 4,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: This transaction represents the vesting of 4,842 of the 14,527 restricted stock units issued to the Reporting Person on August 12, 2022.

F1 · derivative.expiration_date: This transaction represents the vesting of 4,842 of the 14,527 restricted stock units issued to the Reporting Person on August 12, 2022.

Read SEC document
August 12, 2023 Filed Aug 15, 2023 01:12 UTC
BONDI MICHAELChief Financial Officer
Tax withholdingCommon Stock Par Value $.10 Per Share 2,472 $9.35 $23,113.20
Disclosure

SEC source: 0001062993-23-016468 · form4.xml · nonDerivative · entry 2

BONDI MICHAEL · CIK 0001274698 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,861

F3 · kind: The 2,472 reflected on this table represents the shares withheld to pay the Reporting Person's federal, state, and Federal Insurance Contributions Act ("FICA") tax.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.