Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2022 Filed May 13, 2022 21:45 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP V LLCDirector · 10% owner
OrbiMed Genesis GP LLCDirector · 10% owner
|
PurchaseCommon Stock | 64,700 | $1.79 | $115,813.00 |
DisclosureSEC source: 0000947871-22-000567 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner OrbiMed Capital GP V LLC · CIK 0001615374 · Director · 10% owner OrbiMed Genesis GP LLC · CIK 0001808744 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,690,178 F1 · price: These shares of the Issuer's common stock ("Shares") were purchased in multiple transactions at prices ranging from $1.79 to $1.80. The price reported reflects the weighted average purchase price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in this footnote. F4 · ownership.nature: The Shares are held of record by OrbiMed Private Investments V - KA, LP ("OPI V-KA"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V-KA, and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP V. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI V-KA. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI V-KA. F6 · ownership.nature: This report on Form 4 is jointly filed by GP V, OrbiMed Advisors, and Genesis GP. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors and GP V have designated Carl L. Gordon ("Gordon"), a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any of the Reporting Persons, or Gordon, is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 11, 2022 Filed May 13, 2022 21:48 UTC |
GORDON CARL LDirector · 10% owner
|
PurchaseCommon Stock | 64,700 | $1.79 | $115,813.00 |
DisclosureSEC source: 0000947871-22-000568 · ownership.xml · nonDerivative · entry 1 GORDON CARL L · CIK 0001282930 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,690,178 F1 · price: These shares of the Issuer's common stock ("Shares") were purchased in multiple transactions at prices ranging from $1.79 to $1.80. The price reported reflects the weighted average purchase price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in this footnote. F4 · ownership.nature: The Shares are held of record by OrbiMed Private Investments V - KA, LP ("OPI V-KA"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V-KA, and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP V. The Reporting Person is a member of OrbiMed Advisors. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI V-KA. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of the Reporting Person, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI V-KA. F6 · ownership.nature: Each of the Reporting Person, GP V, OrbiMed Advisors, and Genesis GP disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, GP V, OrbiMed Advisors, or Genesis GP is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 10, 2022 Filed May 10, 2022 22:21 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP V LLCDirector · 10% owner
OrbiMed Genesis GP LLCDirector · 10% owner
|
PurchaseCommon Stock | 24,447 | $1.60 | $39,115.20 |
DisclosureSEC source: 0000947871-22-000540 · ownership.xml · nonDerivative · entry 3 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner OrbiMed Capital GP V LLC · CIK 0001615374 · Director · 10% owner OrbiMed Genesis GP LLC · CIK 0001808744 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,625,478 F3 · price: These Shares were purchased in a block at a price of $1.60. F4 · ownership.nature: The Shares are held of record by OrbiMed Private Investments V - KA, LP ("OPI V-KA"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V-KA, and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP V. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI V-KA. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI V-KA. F6 · ownership.nature: This report on Form 4 is jointly filed by GP V, OrbiMed Advisors, and Genesis GP. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors and GP V have designated Carl L. Gordon ("Gordon"), a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any of the Reporting Persons, or Gordon, is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 10, 2022 Filed May 10, 2022 22:19 UTC |
GORDON CARL LDirector · 10% owner
|
PurchaseCommon Stock | 24,447 | $1.60 | $39,115.20 |
DisclosureSEC source: 0000947871-22-000539 · ownership.xml · nonDerivative · entry 3 GORDON CARL L · CIK 0001282930 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,625,478 F3 · price: These Shares were purchased in a block at a price of $1.60. F4 · ownership.nature: The Shares are held of record by OrbiMed Private Investments V - KA, LP ("OPI V-KA"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V-KA, and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP V. The Reporting Person is a member of OrbiMed Advisors. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI V-KA. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of the Reporting Person, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI V-KA. F6 · ownership.nature: Each of the Reporting Person, GP V, OrbiMed Advisors, and Genesis GP disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, GP V, OrbiMed Advisors, or Genesis GP is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 10, 2022 Filed May 10, 2022 18:15 UTC |
Schuetz Thomas J.Director · CHIEF EXECUTIVE OFFICER
|
PurchaseCommon Stock | 27,836 | $1.80 | $50,104.80 |
DisclosureSEC source: 0001171843-22-003503 · ownership.xml · nonDerivative · entry 1 Schuetz Thomas J. · CIK 0001591464 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,153,303 F1 · price: The price reported is the weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $1.65 to $1.86 per share. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased and prices within the range set forth above. F2 · balance_after: 206,043 of these shares of common stock underlie unvested restricted stock awards that are subject to a right of repurchase in favor of the issuer, which vest as follows: restricted stock award granted on July 3, 2019, with the remaining 83,812 shares vesting approximately equally per month with shares fully vested on July 31, 2023 and restricted stock award granted on December 20, 2019, with the remaining 122,231 shares vesting approximately equally per month with shares fully vested on December 31, 2023. 600,000 of the shares represents restricted stock units ("RSU") granted to the reporting person on November 16, 2021. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vesting on November 15, 2022. Read SEC document |
| May 09, 2022 Filed May 10, 2022 22:21 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP V LLCDirector · 10% owner
OrbiMed Genesis GP LLCDirector · 10% owner
|
PurchaseCommon Stock | 90,712 | $1.56 | $141,510.72 |
DisclosureSEC source: 0000947871-22-000540 · ownership.xml · nonDerivative · entry 2 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner OrbiMed Capital GP V LLC · CIK 0001615374 · Director · 10% owner OrbiMed Genesis GP LLC · CIK 0001808744 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,601,031 F2 · price: These Shares were purchased in a block at a price of $1.56. F4 · ownership.nature: The Shares are held of record by OrbiMed Private Investments V - KA, LP ("OPI V-KA"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V-KA, and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP V. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI V-KA. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI V-KA. F6 · ownership.nature: This report on Form 4 is jointly filed by GP V, OrbiMed Advisors, and Genesis GP. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors and GP V have designated Carl L. Gordon ("Gordon"), a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any of the Reporting Persons, or Gordon, is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 09, 2022 Filed May 10, 2022 22:19 UTC |
GORDON CARL LDirector · 10% owner
|
PurchaseCommon Stock | 90,712 | $1.56 | $141,510.72 |
DisclosureSEC source: 0000947871-22-000539 · ownership.xml · nonDerivative · entry 2 GORDON CARL L · CIK 0001282930 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,601,031 F2 · price: These Shares were purchased in a block at a price of $1.56. F4 · ownership.nature: The Shares are held of record by OrbiMed Private Investments V - KA, LP ("OPI V-KA"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V-KA, and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP V. The Reporting Person is a member of OrbiMed Advisors. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI V-KA. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of the Reporting Person, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI V-KA. F6 · ownership.nature: Each of the Reporting Person, GP V, OrbiMed Advisors, and Genesis GP disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, GP V, OrbiMed Advisors, or Genesis GP is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 06, 2022 Filed May 10, 2022 22:21 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP V LLCDirector · 10% owner
OrbiMed Genesis GP LLCDirector · 10% owner
|
PurchaseCommon Stock | 10,200 | $1.63 | $16,626.00 |
DisclosureSEC source: 0000947871-22-000540 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner OrbiMed Capital GP V LLC · CIK 0001615374 · Director · 10% owner OrbiMed Genesis GP LLC · CIK 0001808744 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,510,319 F1 · price: These shares of the Issuer's common stock ("Shares") were purchased in a block at a price of $1.63. F4 · ownership.nature: The Shares are held of record by OrbiMed Private Investments V - KA, LP ("OPI V-KA"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V-KA, and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP V. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI V-KA. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI V-KA. F6 · ownership.nature: This report on Form 4 is jointly filed by GP V, OrbiMed Advisors, and Genesis GP. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors and GP V have designated Carl L. Gordon ("Gordon"), a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any of the Reporting Persons, or Gordon, is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 06, 2022 Filed May 10, 2022 22:19 UTC |
GORDON CARL LDirector · 10% owner
|
PurchaseCommon Stock | 10,200 | $1.63 | $16,626.00 |
DisclosureSEC source: 0000947871-22-000539 · ownership.xml · nonDerivative · entry 1 GORDON CARL L · CIK 0001282930 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,510,319 F1 · price: These shares of the Issuer's common stock ("Shares") were purchased in a block at a price of $1.63. F4 · ownership.nature: The Shares are held of record by OrbiMed Private Investments V - KA, LP ("OPI V-KA"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V-KA, and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP V. The Reporting Person is a member of OrbiMed Advisors. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI V-KA. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of the Reporting Person, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI V-KA. F6 · ownership.nature: Each of the Reporting Person, GP V, OrbiMed Advisors, and Genesis GP disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, GP V, OrbiMed Advisors, or Genesis GP is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 17:52 UTC |
GRAY MARY ANNDirector
|
GrantStock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001171843-22-002948 · ownership.xml · derivative · entry 1 GRAY MARY ANN · CIK 0001261974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2032-04-25 F1 · derivative.exercise_date: This option vests in substantially equal monthly installments over four years. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 17:29 UTC |
Chiniara EllenDirector
|
GrantStock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001171843-22-002945 · ownership.xml · derivative · entry 1 Chiniara Ellen · CIK 0001398764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2032-04-25 F1 · derivative.exercise_date: This option vests in substantially equal monthly installments over four years. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 17:30 UTC Amendment |
Bisker-Leib VeredChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0000899243-22-007413 · doc4a.xml · derivative · entry 1 Bisker-Leib Vered · CIK 0001814093 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2032-02-17 F1 · derivative.exercise_date: The options vest over 48 substantially equal monthly installments starting 03/17/2022. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 17:30 UTC Amendment |
Kalled SusanChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0000899243-22-007415 · doc4a.xml · derivative · entry 1 Kalled Susan · CIK 0001860504 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2032-02-17 F1 · derivative.exercise_date: The options vest over 48 substantially equal monthly installments starting 03/17/2022. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 17:45 UTC |
Ferneau PhilipDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0000899243-22-007426 · doc4.xml · derivative · entry 1 Ferneau Philip · CIK 0001814202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2032-02-17 F1 · derivative.exercise_date: This option vests in substantially equal monthly installments over four years. F2 · ownership.direct: The Reporting Person is a managing partner of Borealis Ventures. Pursuant to an agreement with Borealis Ventures, the Reporting Person is obligated to transfer any securities issued under any stock options or other awards, or the economic benefit thereof, to Borealis Granite Fund, L.P. and Vox Health Fund, L.P. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 22:45 UTC |
Kaplan BrettDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0000899243-22-007424 · doc4.xml · derivative · entry 1 Kaplan Brett · CIK 0001778763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2032-02-17 F1 · derivative.exercise_date: This option vests in substantially equal monthly installments over four years. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 22:45 UTC |
GORDON CARL LDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0000899243-22-007425 · doc4.xml · derivative · entry 1 GORDON CARL L · CIK 0001282930 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2032-02-17 F1 · derivative.exercise_date: This option vests in substantially equal monthly installments over four years. F2 · ownership.direct: The Reporting Person is a member of OrbiMed Advisors LLC ("OrbiMed Advisors"). Pursuant to an agreement with OrbiMed Advisors, the Reporting Person is obligated to transfer any securities issued under any stock options or other awards, or the economic benefit thereof, to OrbiMed Advisors and OrbiMed Capital GP V LLC, which will in turn ensure that such securities or economic benefits are provided to OrbiMed Private Investments V-KA, LP. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 22:45 UTC |
SQUINTO STEPHEN PDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0000899243-22-007423 · doc4.xml · derivative · entry 1 SQUINTO STEPHEN P · CIK 0001231954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2032-02-17 F1 · derivative.exercise_date: This option vests in substantially equal monthly installments over four years. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 22:30 UTC Amendment |
Schuetz Thomas J.Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 700,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0000899243-22-007412 · doc4a.xml · derivative · entry 1 Schuetz Thomas J. · CIK 0001591464 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2032-02-17 F1 · derivative.exercise_date: The options vest over 48 substantially equal monthly installments starting 03/17/2022. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 19:13 UTC |
Bisker-Leib VeredChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001171843-22-001210 · ownership.xml · derivative · entry 1 Bisker-Leib Vered · CIK 0001814093 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2032-02-16 F1 · derivative.exercise_date: The options vest over 48 substantially equal monthly installments starting 03/17/2022 Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 18:55 UTC |
Kalled SusanChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001171843-22-001208 · ownership.xml · derivative · entry 1 Kalled Susan · CIK 0001860504 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2032-02-16 F1 · derivative.exercise_date: The options vest over 48 substantially equal monthly installments starting 03/17/2022 Read SEC document |
| February 17, 2022 Filed Feb 19, 2022 00:13 UTC |
Schuetz Thomas J.Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 700,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001171843-22-001211 · ownership.xml · derivative · entry 1 Schuetz Thomas J. · CIK 0001591464 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2032-02-16 F1 · derivative.exercise_date: The options vest over 48 substantially equal monthly installments starting 03/17/2022 Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 19:00 UTC |
Bisker-Leib VeredChief Operating Officer
|
GrantCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-045309 · doc4.xml · nonDerivative · entry 1 Bisker-Leib Vered · CIK 0001814093 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113,401 F1 · shares: Represents restricted stock units ("RSU") granted to the reporting person on November 16, 2021. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vesting on November 15, 2022. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:00 UTC |
Schuetz Thomas J.Director · Chief Executive Officer
|
GrantCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-045310 · doc4.xml · nonDerivative · entry 1 Schuetz Thomas J. · CIK 0001591464 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,125,467 F1 · shares: Represents restricted stock units ("RSU") granted to the reporting person on November 16, 2021. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vesting on November 15, 2022. Read SEC document |
| November 04, 2021 Filed Nov 9, 2021 02:06 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP V LLCDirector · 10% owner
OrbiMed Genesis GP LLCDirector · 10% owner
|
PurchaseCommon Stock | 3,571,428 | $3.50 | $12,499,998.00 |
DisclosureSEC source: 0000947871-21-001150 · ownership.xml · nonDerivative · entry 2 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner OrbiMed Capital GP V LLC · CIK 0001615374 · Director · 10% owner OrbiMed Genesis GP LLC · CIK 0001808744 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,571,428 F1 · price: These shares of the Issuer's common stock were purchased in the Issuer's underwritten public offering. F3 · ownership.nature: These shares of the Issuer's common stock are held of record by OrbiMed Genesis Master Fund, L.P. ("Genesis Master Fund"). OrbiMed Genesis GP LLC ("Genesis GP") is the general partner of Genesis Master Fund and OrbiMed Advisors is the managing member of Genesis GP. OrbiMed Advisors and Genesis GP exercise investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the securities held by Genesis Master Fund. F4 · ownership.nature: This report on Form 4 is jointly filed by GP V, OrbiMed Advisors, and Genesis GP. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors and GP V have designated Carl L. Gordon ("Gordon"), a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any of the Reporting Persons, or Gordon, is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 04, 2021 Filed Nov 9, 2021 02:06 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP V LLCDirector · 10% owner
OrbiMed Genesis GP LLCDirector · 10% owner
|
PurchaseCommon Stock | 1,785,715 | $3.50 | $6,250,002.50 |
DisclosureSEC source: 0000947871-21-001150 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner OrbiMed Capital GP V LLC · CIK 0001615374 · Director · 10% owner OrbiMed Genesis GP LLC · CIK 0001808744 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,500,119 F1 · price: These shares of the Issuer's common stock were purchased in the Issuer's underwritten public offering. F2 · ownership.nature: These shares of the Issuer's common stock are held of record by OrbiMed Private Investments V - KA, LP ("OPI V-KA"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V-KA, and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP V. OrbiMed Advisors and GP V exercise investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI V-KA. F4 · ownership.nature: This report on Form 4 is jointly filed by GP V, OrbiMed Advisors, and Genesis GP. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors and GP V have designated Carl L. Gordon ("Gordon"), a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any of the Reporting Persons, or Gordon, is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 04, 2021 Filed Nov 9, 2021 02:12 UTC |
GORDON CARL LDirector · 10% owner
|
PurchaseCommon Stock | 3,571,428 | $3.50 | $12,499,998.00 |
DisclosureSEC source: 0000947871-21-001151 · ownership.xml · nonDerivative · entry 2 GORDON CARL L · CIK 0001282930 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,571,428 F1 · price: These shares of the Issuer's common stock were purchased in the Issuer's underwritten public offering. F3 · ownership.nature: These shares of the Issuer's common stock are held of record by OrbiMed Genesis Master Fund, L.P. ("Genesis Master Fund"). OrbiMed Genesis GP LLC ("Genesis GP") is the general partner of Genesis Master Fund and OrbiMed Advisors is the managing member of Genesis GP. OrbiMed Advisors and Genesis GP exercise investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the securities held by Genesis Master Fund. F4 · ownership.nature: Each of the Reporting Person, OrbiMed Advisors, GP V, and Genesis GP disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any such person or entity, including the Reporting Person, is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 04, 2021 Filed Nov 9, 2021 02:12 UTC |
GORDON CARL LDirector · 10% owner
|
PurchaseCommon Stock | 1,785,715 | $3.50 | $6,250,002.50 |
DisclosureSEC source: 0000947871-21-001151 · ownership.xml · nonDerivative · entry 1 GORDON CARL L · CIK 0001282930 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,500,119 F1 · price: These shares of the Issuer's common stock were purchased in the Issuer's underwritten public offering. F2 · ownership.nature: These shares of the Issuer's common stock are held of record by OrbiMed Private Investments V - KA, LP ("OPI V-KA"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V-KA, and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP V. OrbiMed Advisors and GP V exercise investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI V-KA. The Reporting Person is a member of OrbiMed Advisors. F4 · ownership.nature: Each of the Reporting Person, OrbiMed Advisors, GP V, and Genesis GP disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any such person or entity, including the Reporting Person, is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:31 UTC |
Toledano Miranda JayneDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $4.90 | $0.00 |
DisclosureSEC source: 0001686530-21-000006 · edgar.xml · derivative · entry 2 Toledano Miranda Jayne · CIK 0001686530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock, $.0001 Par Value · 50,000 shares Expires not disclosed F2 · derivative.exercise_date: The option has a term of 10 years and vest in equal monthly installments over the 48 month period commencing on July 25, 2021. F2 · derivative.expiration_date: The option has a term of 10 years and vest in equal monthly installments over the 48 month period commencing on July 25, 2021. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:31 UTC |
Toledano Miranda JayneDirector
|
OtherCommon Stock, $.0001 Par Value | 1,791,549 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001686530-21-000006 · edgar.xml · nonDerivative · entry 1 Toledano Miranda Jayne · CIK 0001686530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,791,549 F1 · shares: The reporting person acquired 1,791,549 shares of the issuer's common stock as consideration in connection with the acquisition of TRIGR Therapeutics, Inc. by the issuer. The merger agreement, which was entered into on May 13, 2021, placed a negotiated value on the issuer's common stock of $5.85 a share. Of the 1,791,549 shares issued to the reporting person in the merger, 283,648 shares are currently being held in escrow and are subject to forfeiture for the purposes described in the merger agreement. F1 · price: The reporting person acquired 1,791,549 shares of the issuer's common stock as consideration in connection with the acquisition of TRIGR Therapeutics, Inc. by the issuer. The merger agreement, which was entered into on May 13, 2021, placed a negotiated value on the issuer's common stock of $5.85 a share. Of the 1,791,549 shares issued to the reporting person in the merger, 283,648 shares are currently being held in escrow and are subject to forfeiture for the purposes described in the merger agreement. Read SEC document |
| May 03, 2021 Filed May 5, 2021 15:03 UTC |
Kalled SusanChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 260,000 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018319 · doc4.xml · derivative · entry 1 Kalled Susan · CIK 0001860504 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,000 Underlying: Common Stock · 260,000 shares Expires 2031-05-03 F1 · derivative.exercise_date: 25% of this option vests on May 3, 2022, with the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| February 09, 2021 Filed Mar 1, 2021 10:34 UTC |
Bisker-Leib VeredPresident & COO
|
GrantStock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015098 · doc4.xml · derivative · entry 1 Bisker-Leib Vered · CIK 0001814093 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2031-02-09 F1 · derivative.exercise_date: 25% of this option vests on February 9, 2022, with the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| February 09, 2021 Filed Mar 1, 2021 15:35 UTC |
Schuetz Thomas J.Director · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 700,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015099 · doc4.xml · derivative · entry 1 Schuetz Thomas J. · CIK 0001591464 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2031-02-09 F1 · derivative.exercise_date: 25% of this option vests on February 9, 2022, with the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 22:00 UTC |
Schuetz Thomas J.Director · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065033 · doc4.xml · derivative · entry 1 Schuetz Thomas J. · CIK 0001591464 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2030-12-22 F1 · derivative.exercise_date: 50% of this option is immediately vested and exercisable, with the remainder vesting in 24 substantially equal monthly installments thereafter. Read SEC document |
| September 10, 2020 Filed Sep 15, 2020 00:02 UTC |
Kaplan BrettDirector
|
GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0000899243-20-025035 · doc4.xml · derivative · entry 1 Kaplan Brett · CIK 0001778763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-09-10 F1 · derivative.exercise_date: This option shall vest in substantially equal monthly installments over four years. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:52 UTC |
Bisker-Leib VeredChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 600,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0000899243-20-021969 · doc4.xml · derivative · entry 1 Bisker-Leib Vered · CIK 0001814093 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2030-08-06 F1 · derivative.exercise_date: 33% of this option is immediately vested and exercisable, with the remainder vesting in 24 substantially equal monthly installments thereafter. Read SEC document |
| August 06, 2020 Filed Aug 11, 2020 00:58 UTC |
SQUINTO STEPHEN PDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0000899243-20-021971 · doc4.xml · derivative · entry 1 SQUINTO STEPHEN P · CIK 0001231954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2030-08-06 F1 · derivative.exercise_date: 50% of this option is immediately vested and exercisable, with the remainder vesting in 24 substantially equal monthly installments thereafter. Read SEC document |
| August 06, 2020 Filed Aug 11, 2020 00:50 UTC |
Schuetz Thomas J.Director · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0000899243-20-021967 · doc4.xml · derivative · entry 1 Schuetz Thomas J. · CIK 0001591464 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2030-08-06 F1 · derivative.exercise_date: 50% of this option is immediately vested and exercisable, with the remainder vesting in 24 substantially equal monthly installments thereafter. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 21:37 UTC |
Ferneau PhilipDirector
|
PurchaseCommon Stock | 250,000 | $5.00 | $1,250,000.00 |
DisclosureSEC source: 0001213900-20-015637 · ownership.xml · nonDerivative · entry 2 Ferneau Philip · CIK 0001814202 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 400,280 F2 · ownership.nature: These shares are held directly by Vox Health Fund, L.P. Borealis Capital Partners IV, LLC is the general partner of Vox Health Fund, L.P. Philip Ferneau, a member of the board of directors, and a managing partner of Borealis Ventures. Mr. Ferneau holds a majority ownership interest in Borealis Capital Partners IV, LLC and is the designated manager with voting and investment power over the shares held by Vox Health Fund, L.P. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 21:37 UTC |
Ferneau PhilipDirector
|
PurchaseCommon Stock | 64,066 | $5.00 | $320,330.00 |
DisclosureSEC source: 0001213900-20-015637 · ownership.xml · nonDerivative · entry 1 Ferneau Philip · CIK 0001814202 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,348,976 F1 · ownership.nature: These shares are held directly by Borealis Granite Fund, L.P. Borealis Capital Partners III, LLC is the general partner of Borealis Granite Fund, L.P. The Reporting Person is a member of the board of directors, and is a managing partner of Borealis Ventures. Voting and investment decisions with respect to the securities held by Borealis Granite Fund, L.P. are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. The Reporting Person disclaims beneficial ownership of the shares held by Borealis Granite Fund, L.P., except to the extent of any actual pecuniary interest. Read SEC document |
| June 19, 2020 Filed Jun 24, 2020 01:36 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP V LLCDirector · 10% owner
|
PurchaseCommon Stock | 1,455,132 | $5.00 | $7,275,660.00 |
DisclosureSEC source: 0001213900-20-015635 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner OrbiMed Capital GP V LLC · CIK 0001615374 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,714,404 F1 · ownership.direct: These shares are held of record by OrbiMed Private Investments V-KA, LP ("OPI V-KA"). OrbiMed Capital GP V LLC ("OrbiMed GP V") is the general partner of OPI V-KA and OrbiMed Advisors LLC ("OrbiMed Advisors") is the managing member of OrbiMed GP V. By virtue of such relationships, OrbiMed GP V and OrbiMed Advisors may be deemed to have voting and investment power over the shares held by OPI V-KA and as a result, may be deemed to have beneficial ownership over such securities. OrbiMed Advisors exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the shares held by OPI V-KA. F2 · ownership.direct: This report on Form 4 is jointly filed by OrbiMed Advisors and OrbiMed GP V. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. The Reporting Persons have designated a representative, Carl L. Gordon ("Gordon"), a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 21:38 UTC |
Sunderland JulieDirector
|
PurchaseCommon Stock | 289,118 | $5.00 | $1,445,590.00 |
DisclosureSEC source: 0001213900-20-015639 · ownership.xml · nonDerivative · entry 1 Sunderland Julie · CIK 0001814190 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,502,025 F1 · ownership.nature: These shares are held directly by Biomatics Capital Partners, LP. The Reporting Person is a member of the Issuer's board of directors, the co-founder of and a managing partner at Biomatics Capital Partners, and exercises shared voting and investment power of the securities held by Biomatics Capital Partners, LP. Read SEC document |
| June 19, 2020 Filed Jun 24, 2020 01:38 UTC |
Schuetz Thomas J.Director · Chief Executive Officer
|
PurchaseCommon Stock | 97,431 | $5.00 | $487,155.00 |
DisclosureSEC source: 0001213900-20-015638 · ownership.xml · nonDerivative · entry 1 Schuetz Thomas J. · CIK 0001591464 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,525,467 F1 · balance_after: 586,546 of these shares of common stock underlie unvested restricted stock awards that are subject to a right of repurchase in favor of the issuer, which vest as follows: restricted stock award granted on February 22, 2018, 3,850.625 shares vest per month with shares fully vested on February 28, 2022, restricted stock award granted on July 3, 2019, 5,587.5 shares vest per month with shares fully vested on July 31, 2023 and restricted stock award granted on December 20, 2019, 25% cliff on December 20, 2020; 6,111.625 shares vest per month thereafter with shares fully vested on December 31, 2023. Read SEC document |
| June 19, 2020 Filed Jun 24, 2020 01:37 UTC |
GORDON CARL LDirector · 10% owner
|
PurchaseCommon Stock | 1,455,132 | $5.00 | $7,275,660.00 |
DisclosureSEC source: 0001213900-20-015636 · ownership.xml · nonDerivative · entry 1 GORDON CARL L · CIK 0001282930 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,714,404 F1 · ownership.nature: These shares are held of record by OrbiMed Private Investments V-KA, LP ("OPI V-KA"). OrbiMed Capital GP V LLC ("OrbiMed GP V") is the general partner of OPI V-KA and OrbiMed Advisors LLC ("OrbiMed Advisors"), is the managing member of OrbiMed GP V. The Reporting Person is a member of OrbiMed Advisors. By virtue of such relationships, OrbiMed GP V and OrbiMed Advisors may be deemed to have voting and investment power over the shares held by OPI V-KA and as a result, may be deemed to have beneficial ownership over such securities. OrbiMed Advisors exercises voting and investment power through a management committee comprised of the Reporting Person, Sven H. Borho, and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the shares held by OPI V-KA. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.