CMPR

SEC source: 0001262976-22-000014 · wf-form4_164511199061453.xml · derivative · entry 1

Wensveen Maarten · CIK 0001766117 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,689

Underlying: Ordinary Shares · 10,689 shares

Expires 2025-02-15

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents Cimpress' commitment to issue one ordinary share.

F2 · derivative.exercise_date: These RSUs vest over a three year period: one-third of the original number of shares vest on the Date Exercisable in Table II and one-third vest per year thereafter.

SEC source: 0001262976-22-000013 · wf-form4_164511197149076.xml · derivative · entry 1

Quinn Sean Edward · CIK 0001621706 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,931

Underlying: Ordinary Shares · 29,931 shares

Expires 2025-02-15

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents Cimpress' commitment to issue one ordinary share.

F2 · derivative.exercise_date: These RSUs vest over a three year period: one-third of the original number of shares vest on the Date Exercisable in Table II and one-third vest per year thereafter.

SEC source: 0001262976-21-000074 · wf-form4_163716139836469.xml · derivative · entry 1

Gasperment Sophie · CIK 0001690949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404

Underlying: Ordinary Shares · 1,404 shares

Expires 2025-11-15

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents Cimpress' commitment to issue one ordinary share.

F2 · derivative.exercise_date: These RSUs vest over a four year period: 25% of the original number of shares vest on the Date Exercisable in Table II and 25% vest per year thereafter.

SEC source: 0001262976-21-000077 · wf-form4_163716145280242.xml · derivative · entry 1

Sternberg Zachary · CIK 0001679333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404

Underlying: Ordinary Shares · 1,404 shares

Expires 2025-11-15

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents Cimpress' commitment to issue one ordinary share.

F2 · derivative.exercise_date: These RSUs vest over a four year period: 25% of the original number of shares vest on the Date Exercisable in Table II and 25% vest per year thereafter.

SEC source: 0001262976-21-000076 · wf-form4_163716143504361.xml · derivative · entry 1

VASSALLUZZO SCOTT J · CIK 0001203547 · Director · 10% owner · Member of Section 13(d) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404

Underlying: Ordinary Shares · 1,404 shares

Expires 2025-11-15

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents Cimpress' commitment to issue one ordinary share.

F2 · derivative.exercise_date: These RSUs vest over a four year period: 25% of the original number of shares vest on the Date Exercisable in Table II and 25% vest per year thereafter.

SEC source: 0001262976-21-000075 · wf-form4_163716141605458.xml · derivative · entry 2

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031

Underlying: Ordinary Shares · 1,031 shares

Expires 2031-11-15

F1 · derivative.exercise_price: This dollar amount is the three-year moving average of the daily closing share price of Cimpress' ordinary shares (3YMA) on the date of grant, which is the baseline against which the compound annual growth rate (CAGR) of the 3YMA will be measured.

F3 · derivative.exercise_date: Each PSU represents a right to receive between 0 and 2.5 Cimpress ordinary shares upon the satisfaction of both (A) service-based vesting and (B) performance conditions relating to the CAGR of the 3YMA. The service-based vesting condition is that 50% of the PSUs vest on December 31, 2021 and 25% of the PSUs vest on each of March 31, 2022 and June 30, 2022 so long as the reporting person continues to be an eligible participant under Cimpress' 2020 Equity Incentive Plan on the vesting date. If the 3YMA CAGR equals or exceeds 11% on any of the sixth through tenth anniversaries of the grant date then the reporting person is entitled to receive a distribution of up to 2.5 Cimpress ordinary shares for each vested PSU on a sliding scale based on the actual CAGR performance.

SEC source: 0001262976-21-000075 · wf-form4_163716141605458.xml · derivative · entry 1

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289

Underlying: Ordinary Shares · 1,289 shares

Expires 2031-11-15

F1 · derivative.exercise_price: This dollar amount is the three-year moving average of the daily closing share price of Cimpress' ordinary shares (3YMA) on the date of grant, which is the baseline against which the compound annual growth rate (CAGR) of the 3YMA will be measured.

F2 · derivative.exercise_date: Each Performance Share Unit (PSU) represents a right to receive between 0 and 2.5 Cimpress ordinary shares upon the satisfaction of both (A) service-based vesting and (B) performance conditions relating to the CAGR of the 3YMA. The service-based vesting condition is that 25% of the original number of PSUs vest on each November 29 of 2022 through 2025 so long as the reporting person continues to be an eligible participant under Cimpress' 2020 Equity Incentive Plan on such vesting date. If the 3YMA CAGR equals or exceeds 11% on any of the sixth through tenth anniversaries of the grant date, then the reporting person is entitled to receive a distribution of up to 2.5 Cimpress ordinary shares for each vested PSU on a sliding scale based on the actual CAGR performance.

SEC source: 0001262976-21-000073 · wf-form4_163716138280653.xml · derivative · entry 1

Temperley Dessislava · CIK 0001885059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404

Underlying: Ordinary Shares · 1,404 shares

Expires 2025-11-15

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents Cimpress' commitment to issue one ordinary share.

F2 · derivative.exercise_date: These RSUs vest over a four year period: 25% of the original number of shares vest on the Date Exercisable in Table II and 25% vest per year thereafter.

SEC source: 0001262976-22-000025 · wf-form5_165816707818721.xml · nonDerivative · entry 4

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Third Delaware 2011 GST-Exempt Trust

Disclosed balance after: 968,200

F1 · kind: These purchases and sales are internal transactions for the Reporting Person's estate planning purposes among trusts and companies that are controlled by the Reporting Person.

F3 · balance_after: Includes 368,200 shares held by Third Delaware 2011, LLC, of which the Third Delaware 2011 GST-Exempt Trust is the sole shareholder.

SEC source: 0001262976-22-000025 · wf-form5_165816707818721.xml · nonDerivative · entry 3

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Western Irrevocable, LLC

Disclosed balance after: 92,088

F1 · kind: These purchases and sales are internal transactions for the Reporting Person's estate planning purposes among trusts and companies that are controlled by the Reporting Person.

F2 · balance_after: Includes 28,375 shares held by RHS Holdings Incorporated, of which The Eastern Irrevocable Trust and The Western Irrevocable Trust are the sole shareholders.

SEC source: 0001262976-22-000025 · wf-form5_165816707818721.xml · nonDerivative · entry 2

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Third Delaware 2011 GST-Exempt Trust

Disclosed balance after: 668,200

F1 · kind: These purchases and sales are internal transactions for the Reporting Person's estate planning purposes among trusts and companies that are controlled by the Reporting Person.

F3 · balance_after: Includes 368,200 shares held by Third Delaware 2011, LLC, of which the Third Delaware 2011 GST-Exempt Trust is the sole shareholder.

SEC source: 0001262976-22-000025 · wf-form5_165816707818721.xml · nonDerivative · entry 1

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eastern Irrevocable, LLC

Disclosed balance after: 88,128

F1 · kind: These purchases and sales are internal transactions for the Reporting Person's estate planning purposes among trusts and companies that are controlled by the Reporting Person.

F2 · balance_after: Includes 28,375 shares held by RHS Holdings Incorporated, of which The Eastern Irrevocable Trust and The Western Irrevocable Trust are the sole shareholders.

SEC source: 0001262976-21-000053 · wf-form4_163181769240409.xml · derivative · entry 1

Quinn Sean Edward · CIK 0001621706 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,619

Underlying: Ordinary Shares · 11,619 shares

Expires 2023-09-15

F1 · derivative.exercise_price: Each restricted share unit represents Cimpress' commitment to issue one ordinary share.

SEC source: 0001262976-21-000052 · wf-form4_163181764384981.xml · derivative · entry 1

Wensveen Maarten · CIK 0001766117 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,619

Underlying: Ordinary Shares · 11,619 shares

Expires 2023-09-15

F1 · date: Each restricted share unit represents Cimpress' commitment to issue one ordinary share.

SEC source: 0001885059-21-000004 · wf-form4_163283696500265.xml · derivative · entry 1

Temperley Dessislava · CIK 0001885059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742

Underlying: Ordinary Shares · 1,742 shares

Expires 2025-09-15

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents Cimpress' commitment to issue one ordinary share.

F2 · derivative.exercise_date: These RSUs vest over a four year period: 25% of the original number of shares vest on the Date Exercisable in Table II and 25% vest per year thereafter.

SEC source: 0001262976-21-000045 · wf-form4_162914509552911.xml · derivative · entry 2

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,709

Underlying: Ordinary Shares · 8,709 shares

Expires 2031-08-15

F1 · derivative.exercise_price: This dollar amount is the three-year moving average (3YMA) on the date of grant, which is the baseline against which the compound annual growth rate (CAGR) of the 3YMA will be measured.

F3 · shares: Each PSU represents a right to receive between 0 and 2.5 Cimpress ordinary shares upon the satisfaction of both (A) service-based vesting and (B) performance conditions relating to the CAGR of the 3YMA. The service-based vesting condition is that 25% of the PSUs vest on each of September 30, 2021, December 31, 2021, March 31, 2022, and June 30, 2022 so long as the reporting person continues to be an eligible participant under Cimpress' 2020 Equity Incentive Plan on the vesting date. If the 3YMA CAGR equals or exceeds 11% on any of the sixth through tenth anniversaries of the grant date then the reporting person is entitled to receive a distribution of up to 2.5 Cimpress ordinary shares for each vested PSU on a sliding scale based on the actual CAGR performance.

F3 · derivative.exercise_date: Each PSU represents a right to receive between 0 and 2.5 Cimpress ordinary shares upon the satisfaction of both (A) service-based vesting and (B) performance conditions relating to the CAGR of the 3YMA. The service-based vesting condition is that 25% of the PSUs vest on each of September 30, 2021, December 31, 2021, March 31, 2022, and June 30, 2022 so long as the reporting person continues to be an eligible participant under Cimpress' 2020 Equity Incentive Plan on the vesting date. If the 3YMA CAGR equals or exceeds 11% on any of the sixth through tenth anniversaries of the grant date then the reporting person is entitled to receive a distribution of up to 2.5 Cimpress ordinary shares for each vested PSU on a sliding scale based on the actual CAGR performance.

SEC source: 0001262976-21-000045 · wf-form4_162914509552911.xml · derivative · entry 1

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,458

Underlying: Ordinary Shares · 63,458 shares

Expires 2031-08-15

F1 · derivative.exercise_price: This dollar amount is the three-year moving average (3YMA) on the date of grant, which is the baseline against which the compound annual growth rate (CAGR) of the 3YMA will be measured.

F2 · shares: Each Performance Share Unit (PSU) represents a right to receive between 0 and 2.5 Cimpress ordinary shares upon the satisfaction of both (A) service-based vesting and (B) performance conditions relating to the CAGR of the 3YMA. The service-based vesting condition is that 25% of the original number of PSUs vest on each June 30 of 2022 through 2025 so long as the reporting person continues to be an eligible participant under Cimpress' 2020 Equity Incentive Plan on such vesting date. If the 3YMA CAGR equals or exceeds 11% on any of the sixth through tenth anniversaries of the grant date then the reporting person is entitled to receive a distribution of up to 2.5 Cimpress ordinary shares for each vested PSU on a sliding scale based on the actual CAGR performance.

F2 · derivative.exercise_date: Each Performance Share Unit (PSU) represents a right to receive between 0 and 2.5 Cimpress ordinary shares upon the satisfaction of both (A) service-based vesting and (B) performance conditions relating to the CAGR of the 3YMA. The service-based vesting condition is that 25% of the original number of PSUs vest on each June 30 of 2022 through 2025 so long as the reporting person continues to be an eligible participant under Cimpress' 2020 Equity Incentive Plan on such vesting date. If the 3YMA CAGR equals or exceeds 11% on any of the sixth through tenth anniversaries of the grant date then the reporting person is entitled to receive a distribution of up to 2.5 Cimpress ordinary shares for each vested PSU on a sliding scale based on the actual CAGR performance.

SEC source: 0001262976-21-000044 · wf-form4_162914484252184.xml · derivative · entry 6

Quinn Sean Edward · CIK 0001621706 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,468

Underlying: Ordinary Shares · 1,490 shares

Expires 2024-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These RSUs vest over a four year period: 25% of the original number of shares vest on the Date Exercisable in Table II and 25% vest per year thereafter.

SEC source: 0001262976-21-000044 · wf-form4_162914484252184.xml · derivative · entry 5

Quinn Sean Edward · CIK 0001621706 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,219

Underlying: Ordinary Shares · 11,219 shares

Expires 2025-08-15

F4 · shares: Each RSU represents Cimpress' commitment to issue one ordinary share.

F5 · derivative.exercise_date: These RSUs vest over a four year period: 25% of the original number of shares vest on the Date Exercisable in Table II and 25% vest per year thereafter.

SEC source: 0001262976-21-000044 · wf-form4_162914484252184.xml · derivative · entry 4

Quinn Sean Edward · CIK 0001621706 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,410

Underlying: Ordinary Shares · 19,410 shares

Expires 2029-08-15

F2 · derivative.exercise_price: This dollar amount is the three-year moving average (3YMA) on the date of grant, which is the baseline against which the compound annual growth rate (CAGR) of the 3YMA will be measured.

F3 · shares: Each of these performance share units (PSU) represents a right to receive between 0 and 2.5 Cimpress ordinary shares upon the satisfaction of both (A) service-based vesting and (B) performance conditions relating to the compound annual growth rate (CAGR) of the three-year moving average of Cimpress' daily share price (3YMA). The service-based vesting condition is that 25% of the original number of PSUs vest on each June 30 of 2022 through 2025 so long as the reporting person continues to be an eligible participant under Cimpress' 2020 Equity Incentive Plan on such vesting date. If the 3YMA CAGR equals or exceeds (i) 9% on any of the fourth through seventh anniversaries of the grant date or (ii) 7% on the eighth anniversary of the grant date, then the reporting person is entitled to receive a distribution of up to 2.5 Cimpress ordinary shares for each vested PSU on a sliding scale based on the actual CAGR performance.

F3 · derivative.exercise_date: Each of these performance share units (PSU) represents a right to receive between 0 and 2.5 Cimpress ordinary shares upon the satisfaction of both (A) service-based vesting and (B) performance conditions relating to the compound annual growth rate (CAGR) of the three-year moving average of Cimpress' daily share price (3YMA). The service-based vesting condition is that 25% of the original number of PSUs vest on each June 30 of 2022 through 2025 so long as the reporting person continues to be an eligible participant under Cimpress' 2020 Equity Incentive Plan on such vesting date. If the 3YMA CAGR equals or exceeds (i) 9% on any of the fourth through seventh anniversaries of the grant date or (ii) 7% on the eighth anniversary of the grant date, then the reporting person is entitled to receive a distribution of up to 2.5 Cimpress ordinary shares for each vested PSU on a sliding scale based on the actual CAGR performance.

SEC source: 0001262976-21-000044 · wf-form4_162914484252184.xml · nonDerivative · entry 2

Quinn Sean Edward · CIK 0001621706 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,870

SEC source: 0001262976-21-000044 · wf-form4_162914484252184.xml · nonDerivative · entry 1

Quinn Sean Edward · CIK 0001621706 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares acquired represent the number of shares that automatically vested pursuant to a grant of restricted share units (RSUs). Each RSU represents Cimpress' commitment to issue one ordinary share.

SEC source: 0001262976-21-000043 · wf-form4_162914464974016.xml · derivative · entry 2

Wensveen Maarten · CIK 0001766117 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,349

Underlying: Ordinary Shares · 9,349 shares

Expires 2025-08-15

F3 · shares: Each restricted stock unit (RSU) represents Cimpress' commitment to issue one ordinary share.

F4 · derivative.exercise_date: These RSUs vest over a four year period: 25% of the original number of shares vest on the Date Exercisable in Table II and 25% vest per year thereafter.

SEC source: 0001262976-21-000043 · wf-form4_162914464974016.xml · derivative · entry 1

Wensveen Maarten · CIK 0001766117 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,175

Underlying: Ordinary Shares · 16,175 shares

Expires 2029-08-15

F1 · derivative.exercise_price: This dollar amount is the three-year moving average (3YMA) on the date of grant, which is the baseline against which the compound annual growth rate (CAGR) of the 3YMA will be measured.

F2 · shares: Each of these performance share units (PSU) represents a right to receive between 0 and 2.5 Cimpress ordinary shares upon the satisfaction of both (A) service-based vesting and (B) performance conditions relating to the CAGR of the 3YMA. The service-based vesting condition is that 25% of the original number of PSUs vest on each June 30 of 2022 through 2025 so long as the reporting person continues to be an eligible participant under Cimpress' 2020 Equity Incentive Plan on such vesting date. If the 3YMA CAGR equals or exceeds (i) 9% on any of the fourth through seventh anniversaries of the grant date or (ii) 7% on the eighth anniversary of the grant date, then the reporting person is entitled to receive a distribution of up to 2.5 Cimpress ordinary shares for each vested PSU on a sliding scale based on the actual CAGR performance.

F2 · derivative.exercise_date: Each of these performance share units (PSU) represents a right to receive between 0 and 2.5 Cimpress ordinary shares upon the satisfaction of both (A) service-based vesting and (B) performance conditions relating to the CAGR of the 3YMA. The service-based vesting condition is that 25% of the original number of PSUs vest on each June 30 of 2022 through 2025 so long as the reporting person continues to be an eligible participant under Cimpress' 2020 Equity Incentive Plan on such vesting date. If the 3YMA CAGR equals or exceeds (i) 9% on any of the fourth through seventh anniversaries of the grant date or (ii) 7% on the eighth anniversary of the grant date, then the reporting person is entitled to receive a distribution of up to 2.5 Cimpress ordinary shares for each vested PSU on a sliding scale based on the actual CAGR performance.

SEC source: 0001262976-21-000034 · wf-form4_162516595013782.xml · derivative · entry 4

Quinn Sean Edward · CIK 0001621706 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,964

Underlying: Ordinary Shares · 3,989 shares

Expires 2024-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These RSUs vest over a four year period: 25% of the original number of shares vest on the Date Exercisable in Table II and 25% vest per year thereafter.

SEC source: 0001262976-21-000034 · wf-form4_162516595013782.xml · nonDerivative · entry 2

Quinn Sean Edward · CIK 0001621706 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,818

SEC source: 0001262976-21-000034 · wf-form4_162516595013782.xml · nonDerivative · entry 1

Quinn Sean Edward · CIK 0001621706 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The shares acquired represent the number of shares that automatically vested pursuant to a grant of restricted share units (RSUs). Each RSU represents Cimpress' commitment to issue one ordinary share.

SEC source: 0001262976-21-000033 · wf-form4_162516590148922.xml · derivative · entry 3

Wensveen Maarten · CIK 0001766117 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,970

Underlying: Ordinary Shares · 3,324 shares

Expires 2024-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These RSUs vest over a four year period: 25% of the original number of shares vest on the Date Exercisable in Table II and 25% vest per year thereafter.

SEC source: 0001262976-21-000033 · wf-form4_162516590148922.xml · nonDerivative · entry 2

Wensveen Maarten · CIK 0001766117 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,483

SEC source: 0001262976-21-000033 · wf-form4_162516590148922.xml · nonDerivative · entry 1

Wensveen Maarten · CIK 0001766117 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares acquired represent the number of shares that automatically vested pursuant to a grant of restricted share units (RSUs). Each RSU represents Cimpress' commitment to issue one ordinary share.

SEC source: 0001262976-21-000023 · wf-form4_161772751114091.xml · derivative · entry 6

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Western Irrevocable, LLC

Disclosed balance after: 0

Underlying: Ordinary Shares · 52,620 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests over a four-year period. On the first anniversary of the grant date, 25% of the number of shares originally granted vest, and 6.25% of the original number of shares vest per quarter thereafter.

SEC source: 0001262976-21-000023 · wf-form4_161772751114091.xml · derivative · entry 5

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Eastern Irrevocable, LLC

Disclosed balance after: 0

Underlying: Ordinary Shares · 52,620 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests over a four-year period. On the first anniversary of the grant date, 25% of the number of shares originally granted vest, and 6.25% of the original number of shares vest per quarter thereafter.

SEC source: 0001262976-21-000023 · wf-form4_161772751114091.xml · nonDerivative · entry 4

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Western Irrevocable, LLC

Disclosed balance after: 402,088

F2 · shares: Of the 37,606 shares forfeited, 26,841 shares were forfeited as payment of the exercise price and 10,765 shares were forfeited as payment of the withholding taxes.

F1 · balance_after: Includes 28,375 shares held by RHS Holdings Incorporated, of which The Eastern Irrevocable Trust and The Western Irrevocable Trust are the sole shareholders.

SEC source: 0001262976-21-000023 · wf-form4_161772751114091.xml · nonDerivative · entry 3

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Western Irrevocable, LLC

Disclosed balance after: 439,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 28,375 shares held by RHS Holdings Incorporated, of which The Eastern Irrevocable Trust and The Western Irrevocable Trust are the sole shareholders.

SEC source: 0001262976-21-000023 · wf-form4_161772751114091.xml · nonDerivative · entry 2

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eastern Irrevocable, LLC

Disclosed balance after: 398,128

F2 · shares: Of the 37,606 shares forfeited, 26,841 shares were forfeited as payment of the exercise price and 10,765 shares were forfeited as payment of the withholding taxes.

F1 · balance_after: Includes 28,375 shares held by RHS Holdings Incorporated, of which The Eastern Irrevocable Trust and The Western Irrevocable Trust are the sole shareholders.

SEC source: 0001262976-21-000023 · wf-form4_161772751114091.xml · nonDerivative · entry 1

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eastern Irrevocable, LLC

Disclosed balance after: 435,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 28,375 shares held by RHS Holdings Incorporated, of which The Eastern Irrevocable Trust and The Western Irrevocable Trust are the sole shareholders.

SEC source: 0001262976-21-000021 · wf-form4_161531839023989.xml · nonDerivative · entry 4

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By HKLMK - Foundation Charitable Trust Lead Annuity Trust u/d/t dated 5/5/2020

Disclosed balance after: 86,861

F1 · shares: The RSK - Foundation Charitable Lead Annuity Trust and HKLMK - Foundation Charitable Lead Annuity Trust are contractually required to pay an annual donation annuity to the Heather and Robert Keane Family Foundation, Inc., the charitable foundation of Mr. Keane's family. Substantially all of the proceeds from the trusts' sales reported on this Form 4 will be transferred to the charitable foundation to satisfy the annuity donation requirement for the 2020 tax year.

F5 · price: The price range for sales of these shares was between $97.88 and $98.23 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001262976-21-000021 · wf-form4_161531839023989.xml · nonDerivative · entry 3

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RSK - Foundation Charitable Lead Annuity Trust u/d/t dated 5/5/2020

Disclosed balance after: 86,861

F1 · shares: The RSK - Foundation Charitable Lead Annuity Trust and HKLMK - Foundation Charitable Lead Annuity Trust are contractually required to pay an annual donation annuity to the Heather and Robert Keane Family Foundation, Inc., the charitable foundation of Mr. Keane's family. Substantially all of the proceeds from the trusts' sales reported on this Form 4 will be transferred to the charitable foundation to satisfy the annuity donation requirement for the 2020 tax year.

F4 · price: The price range for sales of these shares was between $97.88 and $98.21 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001262976-21-000021 · wf-form4_161531839023989.xml · nonDerivative · entry 2

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By HKLMK - Foundation Charitable Trust Lead Annuity Trust u/d/t dated 5/5/2020

Disclosed balance after: 87,646

F1 · shares: The RSK - Foundation Charitable Lead Annuity Trust and HKLMK - Foundation Charitable Lead Annuity Trust are contractually required to pay an annual donation annuity to the Heather and Robert Keane Family Foundation, Inc., the charitable foundation of Mr. Keane's family. Substantially all of the proceeds from the trusts' sales reported on this Form 4 will be transferred to the charitable foundation to satisfy the annuity donation requirement for the 2020 tax year.

F3 · price: The price range for sales of these shares was between $97.88 and $98.26 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001262976-21-000021 · wf-form4_161531839023989.xml · nonDerivative · entry 1

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RSK - Foundation Charitable Lead Annuity Trust u/d/t dated 5/5/2020

Disclosed balance after: 87,731

F1 · shares: The RSK - Foundation Charitable Lead Annuity Trust and HKLMK - Foundation Charitable Lead Annuity Trust are contractually required to pay an annual donation annuity to the Heather and Robert Keane Family Foundation, Inc., the charitable foundation of Mr. Keane's family. Substantially all of the proceeds from the trusts' sales reported on this Form 4 will be transferred to the charitable foundation to satisfy the annuity donation requirement for the 2020 tax year.

F2 · price: The price range for sales of these shares was between $97.88 and $98.25 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001262976-21-000019 · wf-form4_161496119171284.xml · nonDerivative · entry 4

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By HKLMK - Foundation Charitable Trust Lead Annuity Trust u/d/t dated 5/5/2020

Disclosed balance after: 88,746

F1 · shares: The RSK - Foundation Charitable Lead Annuity Trust and HKLMK - Foundation Charitable Lead Annuity Trust are contractually required to pay an annual donation annuity to the Heather and Robert Keane Family Foundation, Inc., the charitable foundation of Mr. Keane's family. Substantially all of the proceeds from the trusts' sales reported on this Form 4 will be transferred to the charitable foundation to satisfy the annuity donation requirement for the 2020 tax year.

F5 · price: The price range for sales of these shares was between $97.89 and $98.62 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001262976-21-000019 · wf-form4_161496119171284.xml · nonDerivative · entry 3

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RSK - Foundation Charitable Lead Annuity Trust u/d/t dated 5/5/2020

Disclosed balance after: 88,871

F1 · shares: The RSK - Foundation Charitable Lead Annuity Trust and HKLMK - Foundation Charitable Lead Annuity Trust are contractually required to pay an annual donation annuity to the Heather and Robert Keane Family Foundation, Inc., the charitable foundation of Mr. Keane's family. Substantially all of the proceeds from the trusts' sales reported on this Form 4 will be transferred to the charitable foundation to satisfy the annuity donation requirement for the 2020 tax year.

F4 · price: The price range for sales of these shares was between $98.00 and $98.77 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001262976-21-000019 · wf-form4_161496119171284.xml · nonDerivative · entry 2

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By HKLMK - Foundation Charitable Trust Lead Annuity Trust u/d/t dated 5/5/2020

Disclosed balance after: 89,095

F1 · shares: The RSK - Foundation Charitable Lead Annuity Trust and HKLMK - Foundation Charitable Lead Annuity Trust are contractually required to pay an annual donation annuity to the Heather and Robert Keane Family Foundation, Inc., the charitable foundation of Mr. Keane's family. Substantially all of the proceeds from the trusts' sales reported on this Form 4 will be transferred to the charitable foundation to satisfy the annuity donation requirement for the 2020 tax year.

F3 · price: The price range for sales of these shares was between $97.92 and $98.16 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001262976-21-000019 · wf-form4_161496119171284.xml · nonDerivative · entry 1

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RSK - Foundation Charitable Lead Annuity Trust u/d/t dated 5/5/2020

Disclosed balance after: 89,274

F1 · shares: The RSK - Foundation Charitable Lead Annuity Trust and HKLMK - Foundation Charitable Lead Annuity Trust are contractually required to pay an annual donation annuity to the Heather and Robert Keane Family Foundation, Inc., the charitable foundation of Mr. Keane's family. Substantially all of the proceeds from the trusts' sales reported on this Form 4 will be transferred to the charitable foundation to satisfy the annuity donation requirement for the 2020 tax year.

F2 · price: The price range for sales of these shares was between $97.94 and $98.37 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001262976-21-000018 · wf-form4_161479135474078.xml · nonDerivative · entry 6

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By HKLMK - Foundation Charitable Trust Lead Annuity Trust u/d/t dated 5/5/2020

Disclosed balance after: 89,895

F1 · shares: The RSK - Foundation Charitable Lead Annuity Trust and HKLMK - Foundation Charitable Lead Annuity Trust are contractually required to pay an annual donation annuity to the Heather and Robert Keane Family Foundation, Inc., the charitable foundation of Mr. Keane's family. Substantially all of the proceeds from the trusts' sales reported on this Form 4 will be transferred to the charitable foundation to satisfy the annuity donation requirement for the 2020 tax year.

F7 · price: The price range for sales of these shares was between $100.54 and $101.73 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001262976-21-000018 · wf-form4_161479135474078.xml · nonDerivative · entry 5

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By HKLMK - Foundation Charitable Trust Lead Annuity Trust u/d/t dated 5/5/2020

Disclosed balance after: 90,541

F1 · shares: The RSK - Foundation Charitable Lead Annuity Trust and HKLMK - Foundation Charitable Lead Annuity Trust are contractually required to pay an annual donation annuity to the Heather and Robert Keane Family Foundation, Inc., the charitable foundation of Mr. Keane's family. Substantially all of the proceeds from the trusts' sales reported on this Form 4 will be transferred to the charitable foundation to satisfy the annuity donation requirement for the 2020 tax year.

F6 · price: The price range for sales of these shares was between $98.88 and $99.83 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001262976-21-000018 · wf-form4_161479135474078.xml · nonDerivative · entry 4

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By HKLMK - Foundation Charitable Trust Lead Annuity Trust u/d/t dated 5/5/2020

Disclosed balance after: 93,600

F1 · shares: The RSK - Foundation Charitable Lead Annuity Trust and HKLMK - Foundation Charitable Lead Annuity Trust are contractually required to pay an annual donation annuity to the Heather and Robert Keane Family Foundation, Inc., the charitable foundation of Mr. Keane's family. Substantially all of the proceeds from the trusts' sales reported on this Form 4 will be transferred to the charitable foundation to satisfy the annuity donation requirement for the 2020 tax year.

F5 · price: The price range for sales of these shares was between $97.88 and $98.87 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001262976-21-000018 · wf-form4_161479135474078.xml · nonDerivative · entry 3

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RSK - Foundation Charitable Lead Annuity Trust u/d/t dated 5/5/2020

Disclosed balance after: 90,474

F1 · shares: The RSK - Foundation Charitable Lead Annuity Trust and HKLMK - Foundation Charitable Lead Annuity Trust are contractually required to pay an annual donation annuity to the Heather and Robert Keane Family Foundation, Inc., the charitable foundation of Mr. Keane's family. Substantially all of the proceeds from the trusts' sales reported on this Form 4 will be transferred to the charitable foundation to satisfy the annuity donation requirement for the 2020 tax year.

F4 · price: The price range for sales of these shares was between $100.56 and $101.74 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001262976-21-000018 · wf-form4_161479135474078.xml · nonDerivative · entry 2

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RSK - Foundation Charitable Lead Annuity Trust u/d/t dated 5/5/2020

Disclosed balance after: 91,174

F1 · shares: The RSK - Foundation Charitable Lead Annuity Trust and HKLMK - Foundation Charitable Lead Annuity Trust are contractually required to pay an annual donation annuity to the Heather and Robert Keane Family Foundation, Inc., the charitable foundation of Mr. Keane's family. Substantially all of the proceeds from the trusts' sales reported on this Form 4 will be transferred to the charitable foundation to satisfy the annuity donation requirement for the 2020 tax year.

F3 · price: The price range for sales of these shares was between $98.89 and $99.83 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001262976-21-000018 · wf-form4_161479135474078.xml · nonDerivative · entry 1

Keane Robert S · CIK 0001337084 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RSK - Foundation Charitable Lead Annuity Trust u/d/t dated 5/5/2020

Disclosed balance after: 94,059

F1 · shares: The RSK - Foundation Charitable Lead Annuity Trust and HKLMK - Foundation Charitable Lead Annuity Trust are contractually required to pay an annual donation annuity to the Heather and Robert Keane Family Foundation, Inc., the charitable foundation of Mr. Keane's family. Substantially all of the proceeds from the trusts' sales reported on this Form 4 will be transferred to the charitable foundation to satisfy the annuity donation requirement for the 2020 tax year.

F2 · price: The price range for sales of these shares was between $97.88 and $98.86 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.