Last 12 months
Inside the activity.
7 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 2 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 2 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2019 Filed Apr 4, 2019 16:42 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
SaleCommon Stock Class A | 2,500 | $168.27 | $420,675.00 |
DisclosureSEC source: 0001156375-19-000029 · edgardoc.xml · nonDerivative · entry 1 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,354 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. Read SEC document |
| March 16, 2019 Filed Mar 20, 2019 00:36 UTC |
Tully SeanSr MD Global Hd Financial & OT
|
Tax withholdingCommon Stock Class A | 140 | $170.14 | $23,819.60 |
DisclosureSEC source: 0001156375-19-000027 · edgardoc.xml · nonDerivative · entry 5 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,123 F3 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/19. Read SEC document |
| March 16, 2019 Filed Mar 20, 2019 00:36 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
Tax withholdingCommon Stock Class A | 128 | $170.14 | $21,777.92 |
DisclosureSEC source: 0001156375-19-000024 · edgardoc.xml · nonDerivative · entry 5 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,854 F3 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/19. Read SEC document |
| March 16, 2019 Filed Mar 20, 2019 00:36 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
Tax withholdingCommon Stock Class A | 67 | $170.14 | $11,399.38 |
DisclosureSEC source: 0001156375-19-000025 · edgardoc.xml · nonDerivative · entry 5 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,280 F3 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/19. Read SEC document |
| March 16, 2019 Filed Mar 20, 2019 00:34 UTC |
Cutinho SunilSr MD & President CME Clearing
|
Tax withholdingCommon Stock Class A | 152 | $170.14 | $25,861.28 |
DisclosureSEC source: 0001156375-19-000018 · edgardoc.xml · nonDerivative · entry 5 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,172 F3 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/19. Read SEC document |
| March 16, 2019 Filed May 13, 2019 16:57 UTC Amendment |
Cutinho SunilSr MD & President CME Clearing
|
Tax withholdingCommon Stock Class A | 277 | $170.14 | $47,128.78 |
DisclosureSEC source: 0001156375-19-000042 · edgardoc.xml · nonDerivative · entry 2 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,172 F2 · shares: The original Form 4 filed on March 19, 2019 incorrectly reported 152 shares surrendered to the company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/19. This amendment is being filed to correctly report the amount as 277. Read SEC document |
| March 16, 2019 Filed May 13, 2019 16:57 UTC Amendment |
Sammann DerekSr MD Gl Hd Commodity & Option
|
Tax withholdingCommon Stock Class A | 123 | $170.14 | $20,927.22 |
DisclosureSEC source: 0001156375-19-000043 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,280 F2 · shares: The original Form 4 filed on March 19, 2019 incorrectly reported 67 shares surrendered to the company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/19. This amendment is being filed to correctly report the amount as 123. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:37 UTC |
Winkler JulieSr MD Chief Commercial Officer
|
Tax withholdingCommon Stock Class A | 185 | $170.14 | $31,475.90 |
DisclosureSEC source: 0001156375-19-000028 · edgardoc.xml · nonDerivative · entry 5 Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,507 F3 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/19. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:37 UTC |
Winkler JulieSr MD Chief Commercial Officer
|
Tax withholdingCommon Stock Class A | 666 | $170.14 | $113,313.24 |
DisclosureSEC source: 0001156375-19-000028 · edgardoc.xml · nonDerivative · entry 4 Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,692 F2 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:37 UTC |
Winkler JulieSr MD Chief Commercial Officer
|
GrantCommon Stock Class A | 2,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000028 · edgardoc.xml · nonDerivative · entry 3 Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,358 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:37 UTC |
Winkler JulieSr MD Chief Commercial Officer
|
Tax withholdingCommon Stock Class A | 904 | $170.14 | $153,806.56 |
DisclosureSEC source: 0001156375-19-000028 · edgardoc.xml · nonDerivative · entry 2 Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,086 F2 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:37 UTC |
Winkler JulieSr MD Chief Commercial Officer
|
GrantCommon Stock Class A | 2,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000028 · edgardoc.xml · nonDerivative · entry 1 Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,990 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Tully SeanSr MD Global Hd Financial & OT
|
Tax withholdingCommon Stock Class A | 1,613 | $170.14 | $274,435.82 |
DisclosureSEC source: 0001156375-19-000027 · edgardoc.xml · nonDerivative · entry 4 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,263 F2 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Tully SeanSr MD Global Hd Financial & OT
|
GrantCommon Stock Class A | 3,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000027 · edgardoc.xml · nonDerivative · entry 3 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,876 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Tully SeanSr MD Global Hd Financial & OT
|
Tax withholdingCommon Stock Class A | 1,800 | $170.14 | $306,252.00 |
DisclosureSEC source: 0001156375-19-000027 · edgardoc.xml · nonDerivative · entry 2 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,202 F2 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Tully SeanSr MD Global Hd Financial & OT
|
GrantCommon Stock Class A | 3,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000027 · edgardoc.xml · nonDerivative · entry 1 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,002 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
Tax withholdingCommon Stock Class A | 2,093 | $170.14 | $356,103.02 |
DisclosureSEC source: 0001156375-19-000024 · edgardoc.xml · nonDerivative · entry 4 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,982 F2 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
GrantCommon Stock Class A | 4,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000024 · edgardoc.xml · nonDerivative · entry 3 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,075 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
Tax withholdingCommon Stock Class A | 2,093 | $170.14 | $356,103.02 |
DisclosureSEC source: 0001156375-19-000024 · edgardoc.xml · nonDerivative · entry 2 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,351 F2 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
GrantCommon Stock Class A | 4,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000024 · edgardoc.xml · nonDerivative · entry 1 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,444 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC |
Kometer KevinSr MD Chief Information Office
|
Tax withholdingCommon Stock Class A | 1,793 | $170.14 | $305,061.02 |
DisclosureSEC source: 0001156375-19-000022 · edgardoc.xml · nonDerivative · entry 4 Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,402 F2 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC |
Kometer KevinSr MD Chief Information Office
|
GrantCommon Stock Class A | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000022 · edgardoc.xml · nonDerivative · entry 3 Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,195 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC |
Kometer KevinSr MD Chief Information Office
|
Tax withholdingCommon Stock Class A | 1,977 | $170.14 | $336,366.78 |
DisclosureSEC source: 0001156375-19-000022 · edgardoc.xml · nonDerivative · entry 2 Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,733 F2 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC |
Kometer KevinSr MD Chief Information Office
|
GrantCommon Stock Class A | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000022 · edgardoc.xml · nonDerivative · entry 1 Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,710 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
GrantCommon Stock Class A | 4,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000019 · edgardoc.xml · nonDerivative · entry 7 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,057 F4 · shares: On March 15, 2019, Mr. Duffy received a performance grant of 4,408 shares of restricted stock based upon the company's achievement of relative total shareholder return relative to the S&P 500 for 2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
Tax withholdingCommon Stock Class A | 613 | $170.14 | $104,295.82 |
DisclosureSEC source: 0001156375-19-000019 · edgardoc.xml · nonDerivative · entry 6 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,649 F3 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/19. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
Tax withholdingCommon Stock Class A | 10 | $170.14 | $1,701.40 |
DisclosureSEC source: 0001156375-19-000019 · edgardoc.xml · nonDerivative · entry 5 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,262 F3 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/19. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
Tax withholdingCommon Stock Class A | 5,814 | $170.14 | $989,193.96 |
DisclosureSEC source: 0001156375-19-000019 · edgardoc.xml · nonDerivative · entry 4 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,272 F2 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
GrantCommon Stock Class A | 13,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000019 · edgardoc.xml · nonDerivative · entry 3 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,086 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
Tax withholdingCommon Stock Class A | 5,814 | $170.14 | $989,193.96 |
DisclosureSEC source: 0001156375-19-000019 · edgardoc.xml · nonDerivative · entry 2 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,962 F2 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
GrantCommon Stock Class A | 13,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000019 · edgardoc.xml · nonDerivative · entry 1 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,776 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
Tax withholdingCommon Stock Class A | 1,461 | $170.14 | $248,574.54 |
DisclosureSEC source: 0001156375-19-000025 · edgardoc.xml · nonDerivative · entry 4 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,347 F2 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
GrantCommon Stock Class A | 3,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000025 · edgardoc.xml · nonDerivative · entry 3 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,808 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
Tax withholdingCommon Stock Class A | 1,628 | $170.14 | $276,987.92 |
DisclosureSEC source: 0001156375-19-000025 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,134 F2 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
GrantCommon Stock Class A | 3,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000025 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,762 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Tobin Jack JMD Chief Accounting Officer
|
Tax withholdingCommon Stock Class A | 149 | $170.14 | $25,350.86 |
DisclosureSEC source: 0001156375-19-000026 · edgardoc.xml · nonDerivative · entry 4 Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,741 F2 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Tobin Jack JMD Chief Accounting Officer
|
GrantCommon Stock Class A | 508 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000026 · edgardoc.xml · nonDerivative · entry 3 Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,890 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Tobin Jack JMD Chief Accounting Officer
|
Tax withholdingCommon Stock Class A | 149 | $170.14 | $25,350.86 |
DisclosureSEC source: 0001156375-19-000026 · edgardoc.xml · nonDerivative · entry 2 Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,382 F2 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC |
Tobin Jack JMD Chief Accounting Officer
|
GrantCommon Stock Class A | 508 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000026 · edgardoc.xml · nonDerivative · entry 1 Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,531 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC |
Piell Hilda HarrisSr MD & Chief HR Officer
|
Tax withholdingCommon Stock Class A | 1,077 | $170.14 | $183,240.78 |
DisclosureSEC source: 0001156375-19-000023 · edgardoc.xml · nonDerivative · entry 4 Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,363 F2 · shares: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC |
Piell Hilda HarrisSr MD & Chief HR Officer
|
GrantCommon Stock Class A | 3,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000023 · edgardoc.xml · nonDerivative · entry 3 Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,440 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC |
Piell Hilda HarrisSr MD & Chief HR Officer
|
Tax withholdingCommon Stock Class A | 1,606 | $170.14 | $273,244.84 |
DisclosureSEC source: 0001156375-19-000023 · edgardoc.xml · nonDerivative · entry 2 Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,766 F2 · shares: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC |
Piell Hilda HarrisSr MD & Chief HR Officer
|
GrantCommon Stock Class A | 3,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000023 · edgardoc.xml · nonDerivative · entry 1 Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,372 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC |
Durkin Bryan TPresident
|
Tax withholdingCommon Stock Class A | 3,257 | $170.14 | $554,145.98 |
DisclosureSEC source: 0001156375-19-000020 · edgardoc.xml · nonDerivative · entry 4 Durkin Bryan T · CIK 0001341363 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,372 F2 · shares: Mr. Durkin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC |
Durkin Bryan TPresident
|
GrantCommon Stock Class A | 7,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000020 · edgardoc.xml · nonDerivative · entry 3 Durkin Bryan T · CIK 0001341363 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,629 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC |
Durkin Bryan TPresident
|
Tax withholdingCommon Stock Class A | 3,257 | $170.14 | $554,145.98 |
DisclosureSEC source: 0001156375-19-000020 · edgardoc.xml · nonDerivative · entry 2 Durkin Bryan T · CIK 0001341363 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,279 F2 · shares: Mr. Durkin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC |
Durkin Bryan TPresident
|
GrantCommon Stock Class A | 7,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000020 · edgardoc.xml · nonDerivative · entry 1 Durkin Bryan T · CIK 0001341363 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,536 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC |
Holzrichter JulieSr MD Chief Operating Officer
|
Tax withholdingCommon Stock Class A | 1,831 | $170.14 | $311,526.34 |
DisclosureSEC source: 0001156375-19-000021 · edgardoc.xml · nonDerivative · entry 4 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,381 F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC |
Holzrichter JulieSr MD Chief Operating Officer
|
GrantCommon Stock Class A | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000021 · edgardoc.xml · nonDerivative · entry 3 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,212 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC |
Holzrichter JulieSr MD Chief Operating Officer
|
Tax withholdingCommon Stock Class A | 1,977 | $170.14 | $336,366.78 |
DisclosureSEC source: 0001156375-19-000021 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,750 F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.