Tapewire

Nasdaq · USD

CME

CME GROUP INC.

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Tapewire entity
2909
SEC CIK
0001156375
Parsed reports
929

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202522
Jan 202600
Feb 202603
Mar 202624
Apr 202600
May 202603
Jun 202620
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2022 Filed Sep 19, 2022 22:34 UTC
Cutinho SunilChief Information Officer
Tax withholdingCommon Stock Class A 317 $191.56 $60,724.52
Disclosure

SEC source: 0001156375-22-000278 · wf-form4_166362677335705.xml · nonDerivative · entry 3

Cutinho Sunil · CIK 0001619400 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,636

F2 · shares: Mr. Sunil Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2022.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 22:32 UTC
Fitzpatrick LynneSr MD Deputy CFO
Tax withholdingCommon Stock Class A 75 $191.56 $14,367.00
Disclosure

SEC source: 0001156375-22-000277 · wf-form4_166362650737845.xml · nonDerivative · entry 3

Fitzpatrick Lynne · CIK 0001915955 · Sr MD Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,606

F2 · shares: Ms. Lynne Fitzpatrick surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2022.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 22:28 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 387 $191.56 $74,133.72
Disclosure

SEC source: 0001156375-22-000276 · wf-form4_166362642087325.xml · nonDerivative · entry 3

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,238

F2 · shares: Mr. John Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2022.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 22:24 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 352 $191.56 $67,429.12
Disclosure

SEC source: 0001156375-22-000274 · wf-form4_166362562981862.xml · nonDerivative · entry 3

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,990

F2 · shares: Ms. Julie Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 18:53 UTC
McCourt Timothy FrancisSr MD Global Head Equity & FX
GrantCommon Stock Class A 2,752 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000281 · wf-form4_166362799038017.xml · nonDerivative · entry 2

McCourt Timothy Francis · CIK 0001917308 · Sr MD Global Head Equity & FX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,876

Read SEC document
September 15, 2022 Filed Sep 19, 2022 18:53 UTC
McCourt Timothy FrancisSr MD Global Head Equity & FX
Tax withholdingCommon Stock Class A 226 $190.77 $43,114.02
Disclosure

SEC source: 0001156375-22-000281 · wf-form4_166362799038017.xml · nonDerivative · entry 1

McCourt Timothy Francis · CIK 0001917308 · Sr MD Global Head Equity & FX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

F1 · shares: Mr. Timothy McCourt surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:06 UTC
Sprague SuzanneSr MD Global Head of Clearing
GrantCommon Stock Class A 2,752 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000286 · wf-form4_166362874484674.xml · nonDerivative · entry 2

Sprague Suzanne · CIK 0001914409 · Sr MD Global Head of Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,053

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:06 UTC
Sprague SuzanneSr MD Global Head of Clearing
Tax withholdingCommon Stock Class A 202 $190.77 $38,535.54
Disclosure

SEC source: 0001156375-22-000286 · wf-form4_166362874484674.xml · nonDerivative · entry 1

Sprague Suzanne · CIK 0001914409 · Sr MD Global Head of Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301

F1 · shares: Ms. Suzanne Sprague surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:05 UTC
Winkler JulieSr MD Chief Commercial Officer
GrantCommon Stock Class A 4,128 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000285 · wf-form4_166362872387126.xml · nonDerivative · entry 2

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,934

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:05 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 740 $190.77 $141,169.80
Disclosure

SEC source: 0001156375-22-000285 · wf-form4_166362872387126.xml · nonDerivative · entry 1

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,806

F1 · shares: Ms. Julie Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:05 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
GrantCommon Stock Class A 4,128 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000284 · wf-form4_166362869743733.xml · nonDerivative · entry 2

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,133

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:05 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
Tax withholdingCommon Stock Class A 784 $190.77 $149,563.68
Disclosure

SEC source: 0001156375-22-000284 · wf-form4_166362869743733.xml · nonDerivative · entry 1

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,005

F1 · shares: Mr. Derek Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:04 UTC
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
GrantCommon Stock Class A 912 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000283 · wf-form4_166362820218918.xml · nonDerivative · entry 2

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,525

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:04 UTC
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
Tax withholdingCommon Stock Class A 116 $190.77 $22,129.32
Disclosure

SEC source: 0001156375-22-000283 · wf-form4_166362820218918.xml · nonDerivative · entry 1

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,613

F1 · shares: Mr. Jack Tobin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:56 UTC
Vroman KenChief Transformation Officer
GrantCommon Stock Class A 3,540 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000282 · wf-form4_166362808201045.xml · nonDerivative · entry 2

Vroman Ken · CIK 0001429863 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,212

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:56 UTC
Vroman KenChief Transformation Officer
Tax withholdingCommon Stock Class A 672 $190.77 $128,197.44
Disclosure

SEC source: 0001156375-22-000282 · wf-form4_166362808201045.xml · nonDerivative · entry 1

Vroman Ken · CIK 0001429863 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,672

F1 · shares: Mr. Ken Vroman surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:53 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
GrantCommon Stock Class A 3,540 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000280 · wf-form4_166362789789773.xml · nonDerivative · entry 2

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,659

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:53 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 697 $190.77 $132,966.69
Disclosure

SEC source: 0001156375-22-000280 · wf-form4_166362789789773.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,119

F1 · shares: Ms. Hilda Harris Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:43 UTC
Tully SeanSr MD Global Hd Rates & OTC
GrantCommon Stock Class A 4,128 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000279 · wf-form4_166362693725946.xml · nonDerivative · entry 2

Tully Sean · CIK 0001619542 · Sr MD Global Hd Rates & OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,342

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:43 UTC
Tully SeanSr MD Global Hd Rates & OTC
Tax withholdingCommon Stock Class A 919 $190.77 $175,317.63
Disclosure

SEC source: 0001156375-22-000279 · wf-form4_166362693725946.xml · nonDerivative · entry 1

Tully Sean · CIK 0001619542 · Sr MD Global Hd Rates & OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,214

F1 · shares: Mr. Sean Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:34 UTC
Cutinho SunilChief Information Officer
GrantCommon Stock Class A 4,128 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000278 · wf-form4_166362677335705.xml · nonDerivative · entry 2

Cutinho Sunil · CIK 0001619400 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,953

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:34 UTC
Cutinho SunilChief Information Officer
Tax withholdingCommon Stock Class A 828 $190.77 $157,957.56
Disclosure

SEC source: 0001156375-22-000278 · wf-form4_166362677335705.xml · nonDerivative · entry 1

Cutinho Sunil · CIK 0001619400 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,825

F1 · shares: Mr. Sunil Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:32 UTC
Fitzpatrick LynneSr MD Deputy CFO
GrantCommon Stock Class A 2,752 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000277 · wf-form4_166362650737845.xml · nonDerivative · entry 2

Fitzpatrick Lynne · CIK 0001915955 · Sr MD Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,681

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:32 UTC
Fitzpatrick LynneSr MD Deputy CFO
Tax withholdingCommon Stock Class A 200 $190.77 $38,154.00
Disclosure

SEC source: 0001156375-22-000277 · wf-form4_166362650737845.xml · nonDerivative · entry 1

Fitzpatrick Lynne · CIK 0001915955 · Sr MD Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,929

F1 · shares: Ms. Lynne Fitzpatrick surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:28 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
GrantCommon Stock Class A 4,716 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000276 · wf-form4_166362642087325.xml · nonDerivative · entry 2

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,625

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:28 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 958 $190.77 $182,757.66
Disclosure

SEC source: 0001156375-22-000276 · wf-form4_166362642087325.xml · nonDerivative · entry 1

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,909

F1 · shares: Mr. John Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:26 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 2,514 $190.77 $479,595.78
Disclosure

SEC source: 0001156375-22-000275 · wf-form4_166362633800531.xml · nonDerivative · entry 2

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,076

F1 · shares: Mr. Terrence Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:26 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
GrantCommon Stock Class A 31,452 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000275 · wf-form4_166362633800531.xml · nonDerivative · entry 1

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,590

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:24 UTC
Holzrichter JulieSr MD Chief Operating Officer
GrantCommon Stock Class A 4,128 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000274 · wf-form4_166362562981862.xml · nonDerivative · entry 2

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,342

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:24 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 870 $190.77 $165,969.90
Disclosure

SEC source: 0001156375-22-000274 · wf-form4_166362562981862.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,214

F1 · shares: Ms. Julie Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2022.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 17:48 UTC
McCourt Timothy FrancisSr MD Global Head Equity & FX
Tax withholdingCommon Stock Class A 99 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000238 · wf-form4_166327852165912.xml · nonDerivative · entry 1

McCourt Timothy Francis · CIK 0001917308 · Sr MD Global Head Equity & FX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,350

F1 · shares: Mr. Timothy McCourt surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 21:52 UTC
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
Tax withholdingCommon Stock Class A 56 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000247 · wf-form4_166327870797666.xml · nonDerivative · entry 1

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,729

F1 · shares: Mr. Jack Tobin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 21:51 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
Tax withholdingCommon Stock Class A 345 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000246 · wf-form4_166327868270662.xml · nonDerivative · entry 1

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,789

F1 · shares: Mr. Derek Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 21:51 UTC
Fitzpatrick LynneSr MD Deputy CFO
Tax withholdingCommon Stock Class A 94 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000245 · wf-form4_166327866486953.xml · nonDerivative · entry 1

Fitzpatrick Lynne · CIK 0001915955 · Sr MD Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,129

F1 · shares: Ms. Lynne Fitzpatrick surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 21:51 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 385 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000244 · wf-form4_166327864717332.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,084

F1 · shares: Ms. Julie Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 21:50 UTC
Cutinho SunilChief Information Officer
Tax withholdingCommon Stock Class A 345 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000243 · wf-form4_166327862868425.xml · nonDerivative · entry 1

Cutinho Sunil · CIK 0001619400 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,653

F1 · shares: Mr. Sunil Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 21:50 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 446 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000242 · wf-form4_166327860860629.xml · nonDerivative · entry 1

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,867

F1 · shares: Mr. John Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 21:50 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 304 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000241 · wf-form4_166327858922332.xml · nonDerivative · entry 1

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,546

F1 · shares: Ms. Julie Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 21:49 UTC
Vroman KenChief Transformation Officer
Tax withholdingCommon Stock Class A 142 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000240 · wf-form4_166327856955011.xml · nonDerivative · entry 1

Vroman Ken · CIK 0001429863 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,344

F1 · shares: Mr. Ken Vroman surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 21:49 UTC
Sprague SuzanneSr MD Global Head of Clearing
Tax withholdingCommon Stock Class A 91 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000239 · wf-form4_166327854175109.xml · nonDerivative · entry 1

Sprague Suzanne · CIK 0001914409 · Sr MD Global Head of Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,503

F1 · shares: Ms. Suzanne Sprague surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 21:48 UTC
Tully SeanSr MD Global Hd Rates & OTC
Tax withholdingCommon Stock Class A 439 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000237 · wf-form4_166327849983182.xml · nonDerivative · entry 1

Tully Sean · CIK 0001619542 · Sr MD Global Hd Rates & OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,133

F1 · shares: Mr. Sean Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 21:48 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 324 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000236 · wf-form4_166327848284225.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,816

F1 · shares: Ms. Hilda Harris Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

Read SEC document
September 14, 2022 Filed Sep 19, 2022 19:07 UTC Amendment
McCourt Timothy FrancisSr MD Global Head Equity & FX
Tax withholdingCommon Stock Class A 99 $191.30 $18,938.70
Disclosure

SEC source: 0001156375-22-000287 · wf-form4a_166362884632511.xml · nonDerivative · entry 1

McCourt Timothy Francis · CIK 0001917308 · Sr MD Global Head Equity & FX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,350

F1 · shares: Mr. Timothy McCourt surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

F2 · price: This Form 4 is being amended to include the price at which shares were withheld for payment of taxes, which amount was inadvertently omitted from the original filing due to clerical error.

Read SEC document
September 14, 2022 Filed Sep 19, 2022 23:11 UTC Amendment
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 304 $191.30 $58,155.20
Disclosure

SEC source: 0001156375-22-000298 · wf-form4a_166362907039260.xml · nonDerivative · entry 1

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,546

F1 · shares: Ms. Julie Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

F2 · price: This Form 4 is being amended to include the price at which shares were withheld for payment of taxes, which amount was inadvertently omitted from the original filing due to clerical error.

Read SEC document
September 14, 2022 Filed Sep 19, 2022 23:11 UTC Amendment
Tully SeanSr MD Global Hd Rates & OTC
Tax withholdingCommon Stock Class A 439 $191.30 $83,980.70
Disclosure

SEC source: 0001156375-22-000297 · wf-form4a_166362904979817.xml · nonDerivative · entry 1

Tully Sean · CIK 0001619542 · Sr MD Global Hd Rates & OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,133

F1 · shares: Mr. Sean Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

F2 · price: This Form 4 is being amended to include the price at which shares were withheld for payment of taxes, which amount was inadvertently omitted from the original filing due to clerical error.

Read SEC document
September 14, 2022 Filed Sep 19, 2022 23:10 UTC Amendment
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 446 $191.30 $85,319.80
Disclosure

SEC source: 0001156375-22-000296 · wf-form4a_166362903127689.xml · nonDerivative · entry 1

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,867

F1 · shares: Mr. John Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

F2 · price: This Form 4 is being amended to include the price at which shares were withheld for payment of taxes, which amount was inadvertently omitted from the original filing due to clerical error.

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September 14, 2022 Filed Sep 19, 2022 23:10 UTC Amendment
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
Tax withholdingCommon Stock Class A 56 $191.30 $10,712.80
Disclosure

SEC source: 0001156375-22-000295 · wf-form4a_166362901515628.xml · nonDerivative · entry 1

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,729

F1 · shares: Mr. Jack Tobin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

F2 · price: This Form 4 is being amended to include the price at which shares were withheld for payment of taxes, which amount was inadvertently omitted from the original filing due to clerical error.

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September 14, 2022 Filed Sep 19, 2022 23:10 UTC Amendment
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 385 $191.30 $73,650.50
Disclosure

SEC source: 0001156375-22-000294 · wf-form4a_166362899185195.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,084

F1 · shares: Ms. Julie Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

F2 · price: This Form 4 is being amended to include the price at which shares were withheld for payment of taxes, which amount was inadvertently omitted from the original filing due to clerical error.

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September 14, 2022 Filed Sep 19, 2022 23:09 UTC Amendment
Vroman KenChief Transformation Officer
Tax withholdingCommon Stock Class A 142 $191.30 $27,164.60
Disclosure

SEC source: 0001156375-22-000293 · wf-form4a_166362897309529.xml · nonDerivative · entry 1

Vroman Ken · CIK 0001429863 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,344

F1 · shares: Mr. Ken Vroman surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

F2 · price: This Form 4 is being amended to include the price at which shares were withheld for payment of taxes, which amount was inadvertently omitted from the original filing due to clerical error.

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September 14, 2022 Filed Sep 19, 2022 23:09 UTC Amendment
Cutinho SunilChief Information Officer
Tax withholdingCommon Stock Class A 345 $191.30 $65,998.50
Disclosure

SEC source: 0001156375-22-000292 · wf-form4a_166362895530580.xml · nonDerivative · entry 1

Cutinho Sunil · CIK 0001619400 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,653

F1 · shares: Mr. Sunil Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

F2 · price: This Form 4 is being amended to include the price at which shares were withheld for payment of taxes, which amount was inadvertently omitted from the original filing due to clerical error.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.