Last 12 months
Inside the activity.
3 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 1 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2025 Filed Jun 5, 2025 20:21 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund, L.P.Director
RA Capital Nexus Fund II, L.P.Director
RA Capital Nexus Fund III, L.P.Director
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001415889-25-015766 · form4-06052025_080655.xml · derivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner RA Capital Nexus Fund, L.P. · CIK 0001780117 · Director RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director RA Capital Nexus Fund III, L.P. · CIK 0001883840 · Director Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2035-06-03 F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 4, 2026 or the day immediately prior to the next annual meeting of stockholders, subject to Dr. Andrew Levin's continuous service through such date. F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund"), RA Capital Nexus Fund, L.P. (the "Nexus Fund"), RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"), RA Capital Nexus Fund III, L.P. (the "Nexus Fund III"),and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. Each of the Adviser, the Adviser GP, the Fund, the Nexus Fund, the Nexus Fund II, the Nexus Fund III, Dr. Kolchinsky and Mr. Shah disclaims beneficial ownership of any of the reported securities, except to the extent of its or his respective pecuniary interest therein. F3 · ownership.nature: Dr. Andrew Levin is a Partner and Managing Director of the Adviser who serves on the Issuer's board of directors. Under Dr. Levin's arrangement with the Adviser, Dr. Levin holds the option for the benefit of the Fund, the Nexus Fund, the Nexus Fund II, the Nexus Fund III, and the Account. Dr. Levin is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund, the Nexus Fund, the Nexus Fund II, the Nexus Fund III, and the Account to the Adviser. The Reporting Persons therefore disclaim beneficial ownership of the option and underlying common stock. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 20:14 UTC |
Drapkin Kimberlee CDirector
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0000950170-25-082335 · ownership.xml · derivative · entry 1 Drapkin Kimberlee C · CIK 0001340881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2035-06-03 F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 4, 2026 or the date immediately prior to the date of the next annual meeting of stockholders, subject to the reporting person's continued service through such date. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 20:10 UTC |
Levin Andrew DavidDirector
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0000950170-25-082321 · ownership.xml · derivative · entry 1 Levin Andrew David · CIK 0001867539 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2035-06-03 F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 4, 2026 or the date immediately prior to the date of the next annual meeting of stockholders, subject to the reporting person's continued service through such date. F2 · ownership.direct: Under the reporting person's arrangement with RA Capital Management, L.P. (the "Adviser"), the reporting person holds the stock option for the benefit of the RA Capital Healthcare Fund, L.P. (the "Fund"), RA Capital Nexus Fund, L.P. (the "Nexus Fund"), RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"), RA Capital Nexus Fund III, L.P. (the "Nexus Fund III"), and a separately managed account (the "Account"). The reporting person is obligated to turn over to the Adviser any net cash or stock received upon exercise of the stock option, which will offset advisory fees owed by the Fund, the Nexus Fund, the Nexus Fund II, the Nexus Fund III, and the Account to the Adviser. The reporting person therefore disclaims beneficial ownership of the stock option and underlying common stock. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 16:23 UTC |
WILLIAMS DOUGLAS EDirector
|
GrantStock Option (Right to Buy) · Derivative | 78,873 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0000950170-25-048558 · ownership.xml · derivative · entry 1 WILLIAMS DOUGLAS E · CIK 0001184847 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,873 Underlying: Common Stock · 78,873 shares Expires 2035-03-30 F1 · derivative.exercise_date: The shares underlying the option vest in equal monthly installments from November 8, 2024 (the "Vesting Commencement Date") until the third anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 16:19 UTC |
Cumbo AlexanderDirector
|
GrantStock Option (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0000950170-25-048549 · ownership.xml · derivative · entry 1 Cumbo Alexander · CIK 0001685994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2035-03-27 F1 · derivative.exercise_date: The shares underlying the option vest in equal monthly installments from March 28, 2025 (the "Vesting Commencement Date") until the third anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 20:21 UTC |
Drapkin Kimberlee CDirector
|
GrantStock Option (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0000950170-25-048555 · ownership.xml · derivative · entry 1 Drapkin Kimberlee C · CIK 0001340881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2035-03-27 F1 · derivative.exercise_date: The shares underlying the option vest in equal monthly installments from March 28, 2025 (the "Vesting Commencement Date") until the third anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service. Read SEC document |
| March 27, 2025 Filed Mar 27, 2025 20:15 UTC |
Thomas Stephen BasilDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,093 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-046083 · ownership.xml · derivative · entry 2 Thomas Stephen Basil · CIK 0002027962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,094 Underlying: Common Stock · 25,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F3 · derivative.exercise_date: The RSUs were granted on June 27, 2024 and vested as to 50% of the shares on January 1, 2025, vested as to 25% of the shares on March 27, 2025 and will vest as to the remaining 25% of the shares on June 27, 2025, subject to the Reporting Person's continued service. F3 · derivative.expiration_date: The RSUs were granted on June 27, 2024 and vested as to 50% of the shares on January 1, 2025, vested as to 25% of the shares on March 27, 2025 and will vest as to the remaining 25% of the shares on June 27, 2025, subject to the Reporting Person's continued service. Read SEC document |
| March 27, 2025 Filed Mar 27, 2025 20:15 UTC |
Thomas Stephen BasilDirector
|
Exercise / conversionCommon Stock | 25,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-046083 · ownership.xml · nonDerivative · entry 1 Thomas Stephen Basil · CIK 0002027962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of the Issuer's Common Stock. Read SEC document |
| March 20, 2025 Filed Mar 20, 2025 21:21 UTC |
Pimblett EmilySVP, Finance & CAO
|
SaleCommon Stock | 1,199 | $1.31 | $1,570.69 |
DisclosureSEC source: 0000950170-25-042777 · ownership.xml · nonDerivative · entry 2 Pimblett Emily · CIK 0001969365 · SVP, Finance & CAO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,130 F2 · kind: The sale reported on this Form 4 was made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on April 27, 2024 to cover tax withholding obligations in connection with the vesting and settlement of the Reporting Person's RSUs. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.31 to $1.325, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 21:21 UTC |
Pimblett EmilySVP, Finance & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-042777 · ownership.xml · derivative · entry 3 Pimblett Emily · CIK 0001969365 · SVP, Finance & CAO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: The shares subject to this RSU shall vest at a rate of 1/8th of the total number of shares on the three-month anniversary of March 18, 2024 (the "March 2024 Vesting Commencement Date") and 1/8th of the total number of shares each three-month anniversary of the March 2024 Vesting Commencement Date thereafter for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the two-year anniversary of the March 2024 Vesting Commencement Date. F5 · derivative.expiration_date: The shares subject to this RSU shall vest at a rate of 1/8th of the total number of shares on the three-month anniversary of March 18, 2024 (the "March 2024 Vesting Commencement Date") and 1/8th of the total number of shares each three-month anniversary of the March 2024 Vesting Commencement Date thereafter for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the two-year anniversary of the March 2024 Vesting Commencement Date. Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 21:21 UTC |
Pimblett EmilySVP, Finance & CAO
|
Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-042777 · ownership.xml · nonDerivative · entry 1 Pimblett Emily · CIK 0001969365 · SVP, Finance & CAO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of the Issuer's Common Stock. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 21:15 UTC |
Brennan AoifeDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 1,150,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0000950170-25-005840 · ownership.xml · derivative · entry 1 Brennan Aoife · CIK 0001714563 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,150,000 Underlying: Common Stock · 1,150,000 shares Expires 2035-01-12 F1 · derivative.exercise_date: This option was granted on January 13, 2025 (the "Grant Date"). The shares underlying the option are scheduled to vest with respect to 25% of the shares on the first anniversary of the Grant Date and the remainder are scheduled to vest in 36 equal monthly installments through January 13, 2029, subject to the Reporting Person's continued service. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 21:15 UTC |
Kaplan BrettChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0000950170-25-005836 · ownership.xml · derivative · entry 1 Kaplan Brett · CIK 0001778763 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2035-01-12 F1 · derivative.exercise_date: This option was granted on January 13, 2025 (the "Grant Date"). The shares underlying the option are scheduled to vest with respect to 25% of the shares on the first anniversary of the Grant Date and the remainder are scheduled to vest in 36 equal monthly installments through January 13, 2029, subject to the Reporting Person's continued service. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 21:15 UTC |
Pimblett EmilySVP, Finance and CAO
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0000950170-25-005839 · ownership.xml · derivative · entry 1 Pimblett Emily · CIK 0001969365 · SVP, Finance and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2035-01-12 F1 · derivative.exercise_date: This option was granted on January 13, 2025 (the "Grant Date"). The shares underlying the option are scheduled to vest with respect to 25% of the shares on the first anniversary of the Grant Date and the remainder are scheduled to vest in 36 equal monthly installments through January 13, 2029, subject to the Reporting Person's continued service. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:15 UTC |
Thomas Stephen BasilDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 50,188 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-001176 · ownership.xml · derivative · entry 2 Thomas Stephen Basil · CIK 0002027962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,187 Underlying: Common Stock · 50,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F3 · derivative.exercise_date: The RSUs were granted on June 27, 2024 and will vest as to 50% of the shares on January 1, 2025, as to 25% of the shares on March 27, 2025 and as to the remaining 25% of the shares on June 27, 2025, subject to the Reporting Person's continued service. F3 · derivative.expiration_date: The RSUs were granted on June 27, 2024 and will vest as to 50% of the shares on January 1, 2025, as to 25% of the shares on March 27, 2025 and as to the remaining 25% of the shares on June 27, 2025, subject to the Reporting Person's continued service. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:15 UTC |
Thomas Stephen BasilDirector
|
Exercise / conversionCommon Stock | 50,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-001176 · ownership.xml · nonDerivative · entry 1 Thomas Stephen Basil · CIK 0002027962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of the Issuer's Common Stock. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 21:15 UTC |
Pimblett EmilyCHIEF ACCOUNTING OFFICER
|
SaleCommon Stock | 1,235 | $2.02 | $2,494.70 |
DisclosureSEC source: 0000950170-24-139052 · ownership.xml · nonDerivative · entry 2 Pimblett Emily · CIK 0001969365 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,329 F2 · kind: The sale reported on this Form 4 was made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on April 27, 2024 to cover tax withholding obligations in connection with the vesting and settlement of the Reporting Person's RSUs. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 21:15 UTC |
Pimblett EmilyCHIEF ACCOUNTING OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-139052 · ownership.xml · derivative · entry 3 Pimblett Emily · CIK 0001969365 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: The shares subject to this RSU shall vest at a rate of 1/8th of the total number of shares on the three-month anniversary of March 18, 2024 (the "March 2024 Vesting Commencement Date") and 1/8th of the total number of shares each three-month anniversary of the March 2024 Vesting Commencement Date thereafter for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the two-year anniversary of the March 2024 Vesting Commencement Date. F4 · derivative.expiration_date: The shares subject to this RSU shall vest at a rate of 1/8th of the total number of shares on the three-month anniversary of March 18, 2024 (the "March 2024 Vesting Commencement Date") and 1/8th of the total number of shares each three-month anniversary of the March 2024 Vesting Commencement Date thereafter for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the two-year anniversary of the March 2024 Vesting Commencement Date. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 21:15 UTC |
Pimblett EmilyCHIEF ACCOUNTING OFFICER
|
Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-139052 · ownership.xml · nonDerivative · entry 1 Pimblett Emily · CIK 0001969365 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of the Issuer's Common Stock. Read SEC document |
| November 11, 2024 Filed Nov 12, 2024 17:47 UTC |
WILLIAMS DOUGLAS EDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,291 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0000950170-24-125717 · ownership.xml · derivative · entry 2 WILLIAMS DOUGLAS E · CIK 0001184847 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,291 Underlying: Common Stock · 6,291 shares Expires 2034-11-10 F2 · derivative.exercise_date: The shares underlying the option vest on the earlier of June 26, 2025 or the day immediately prior to the next annual meeting of stockholders, subject to the Reporting Person's continued service. Read SEC document |
| November 11, 2024 Filed Nov 12, 2024 17:47 UTC |
WILLIAMS DOUGLAS EDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0000950170-24-125717 · ownership.xml · derivative · entry 1 WILLIAMS DOUGLAS E · CIK 0001184847 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2034-11-10 F1 · derivative.exercise_date: The shares underlying the option vest in equal monthly installments from November 8, 2024 (the "Vesting Commencement Date") until the third anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service. Read SEC document |
| September 20, 2024 Filed Sep 21, 2024 01:53 UTC |
Pimblett EmilyCHIEF ACCOUNTING OFFICER
|
SaleCommon Stock | 9 | $8.06 | $72.54 |
DisclosureSEC source: 0000950170-24-108582 · ownership.xml · nonDerivative · entry 3 Pimblett Emily · CIK 0001969365 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,564 F2 · kind: The sale reported on this Form 4 was made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on April 27, 2024 to cover tax withholding obligations in connection with the vesting and settlement of the Reporting Person's RSUs. Read SEC document |
| September 20, 2024 Filed Sep 21, 2024 01:53 UTC |
Pimblett EmilyCHIEF ACCOUNTING OFFICER
|
SaleCommon Stock | 1,182 | $8.18 | $9,668.76 |
DisclosureSEC source: 0000950170-24-108582 · ownership.xml · nonDerivative · entry 2 Pimblett Emily · CIK 0001969365 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,573 F2 · kind: The sale reported on this Form 4 was made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on April 27, 2024 to cover tax withholding obligations in connection with the vesting and settlement of the Reporting Person's RSUs. Read SEC document |
| September 18, 2024 Filed Sep 21, 2024 01:53 UTC |
Pimblett EmilyCHIEF ACCOUNTING OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-108582 · ownership.xml · derivative · entry 4 Pimblett Emily · CIK 0001969365 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: The shares subject to this RSU shall vest at a rate of 1/8th of the total number of shares on the three-month anniversary of March 18, 2024 (the "March 2024 Vesting Commencement Date") and 1/8th of the total number of shares each three-month anniversary of the March 2024 Vesting Commencement Date thereafter for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the two-year anniversary of the March 2024 Vesting Commencement Date. F4 · derivative.expiration_date: The shares subject to this RSU shall vest at a rate of 1/8th of the total number of shares on the three-month anniversary of March 18, 2024 (the "March 2024 Vesting Commencement Date") and 1/8th of the total number of shares each three-month anniversary of the March 2024 Vesting Commencement Date thereafter for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the two-year anniversary of the March 2024 Vesting Commencement Date. Read SEC document |
| September 18, 2024 Filed Sep 21, 2024 01:53 UTC |
Pimblett EmilyCHIEF ACCOUNTING OFFICER
|
Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-108582 · ownership.xml · nonDerivative · entry 1 Pimblett Emily · CIK 0001969365 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of the Issuer's Common Stock. Read SEC document |
| August 26, 2024 Filed Aug 26, 2024 21:47 UTC |
Kaplan BrettChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 77,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-100633 · ownership.xml · derivative · entry 2 Kaplan Brett · CIK 0001778763 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,500 Underlying: Common Stock · 77,500 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. F3 · derivative.exercise_date: The RSUs were granted on the Grant Date and are scheduled to vest over four years, with 25% of the shares vesting on each of the first four anniversaries of the Grant Date, subject to the Reporting Person's continued service. F3 · derivative.expiration_date: The RSUs were granted on the Grant Date and are scheduled to vest over four years, with 25% of the shares vesting on each of the first four anniversaries of the Grant Date, subject to the Reporting Person's continued service. Read SEC document |
| August 26, 2024 Filed Aug 26, 2024 21:47 UTC |
Kaplan BrettChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 465,000 | $0.00 Strike: $5.95 | $0.00 |
DisclosureSEC source: 0000950170-24-100633 · ownership.xml · derivative · entry 1 Kaplan Brett · CIK 0001778763 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465,000 Underlying: Common Stock · 465,000 shares Expires 2034-08-25 F1 · derivative.exercise_date: This option was granted on August 26, 2024 (the "Grant Date"). The shares underlying the option are scheduled to vest with respect to 25% of the shares on the first anniversary of the Grant Date and the remainder are scheduled to vest in 36 equal monthly installments through August 26, 2028, subject to the Reporting Person's continued service. Read SEC document |
| July 22, 2024 Filed Jul 23, 2024 21:04 UTC |
Morisset ValerieEVP, R&D AND CSO
|
SaleCommon Stock | 30,000 | $7.98 | $239,400.00 |
DisclosureSEC source: 0001415889-24-019946 · form4-07232024_090751.xml · nonDerivative · entry 4 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,317 Read SEC document |
| July 22, 2024 Filed Jul 23, 2024 21:04 UTC |
Morisset ValerieEVP, R&D AND CSO
|
SaleCommon Stock | 39,005 | $8.07 | $314,770.35 |
DisclosureSEC source: 0001415889-24-019946 · form4-07232024_090751.xml · nonDerivative · entry 3 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,317 Read SEC document |
| July 19, 2024 Filed Jul 23, 2024 21:04 UTC |
Morisset ValerieEVP, R&D AND CSO
|
SaleCommon Stock | 50,000 | $7.24 | $362,000.00 |
DisclosureSEC source: 0001415889-24-019946 · form4-07232024_090751.xml · nonDerivative · entry 2 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,322 Read SEC document |
| July 19, 2024 Filed Jul 23, 2024 21:04 UTC |
Morisset ValerieEVP, R&D AND CSO
|
SaleCommon Stock | 10,201 | $7.09 | $72,325.09 |
DisclosureSEC source: 0001415889-24-019946 · form4-07232024_090751.xml · nonDerivative · entry 1 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,322 Read SEC document |
| July 18, 2024 Filed Jul 19, 2024 15:12 UTC |
Morisset ValerieEVP, R&D AND CSO
|
SaleCommon Stock | 38,576 | $6.93 | $267,331.68 |
DisclosureSEC source: 0001415889-24-019814 · form4-07192024_030734.xml · nonDerivative · entry 2 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,523 Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 15:12 UTC |
Morisset ValerieEVP, R&D AND CSO
|
SaleCommon Stock | 3,207 | $6.91 | $22,160.37 |
DisclosureSEC source: 0001415889-24-019814 · form4-07192024_030734.xml · nonDerivative · entry 1 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,099 Read SEC document |
| July 16, 2024 Filed Jul 17, 2024 22:11 UTC |
Morisset ValerieEVP, R&D AND CSO
|
SaleCommon Stock | 50,000 | $7.13 | $356,500.00 |
DisclosureSEC source: 0001415889-24-019706 · form4-07172024_100719.xml · nonDerivative · entry 1 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,306 Read SEC document |
| July 15, 2024 Filed Jul 16, 2024 22:14 UTC |
Morisset ValerieEVP, R&D AND CSO
|
SaleCommon Stock | 42,377 | $7.01 | $297,062.77 |
DisclosureSEC source: 0001415889-24-019610 · form4-07162024_100734.xml · nonDerivative · entry 2 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,306 Read SEC document |
| July 12, 2024 Filed Jul 16, 2024 22:14 UTC |
Morisset ValerieEVP, R&D AND CSO
|
SaleCommon Stock | 50,000 | $7.07 | $353,500.00 |
DisclosureSEC source: 0001415889-24-019610 · form4-07162024_100734.xml · nonDerivative · entry 1 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,683 Read SEC document |
| July 11, 2024 Filed Jul 12, 2024 00:45 UTC |
Morisset ValerieEVP, R&D AND CSO
|
SaleCommon Stock | 50,000 | $7.11 | $355,500.00 |
DisclosureSEC source: 0001415889-24-019504 · form4-07122024_120744.xml · nonDerivative · entry 3 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,683 Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 00:45 UTC |
Morisset ValerieEVP, R&D AND CSO
|
SaleCommon Stock | 50,000 | $6.83 | $341,500.00 |
DisclosureSEC source: 0001415889-24-019504 · form4-07122024_120744.xml · nonDerivative · entry 2 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 394,683 Read SEC document |
| July 09, 2024 Filed Jul 12, 2024 00:45 UTC |
Morisset ValerieEVP, R&D AND CSO
|
SaleCommon Stock | 5,931 | $6.66 | $39,500.46 |
DisclosureSEC source: 0001415889-24-019504 · form4-07122024_120744.xml · nonDerivative · entry 1 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 444,683 Read SEC document |
| July 05, 2024 Filed Jul 9, 2024 20:46 UTC |
Morisset ValerieEVP, R&D AND CSO
|
SaleCommon Stock | 12,342 | $7.06 | $87,134.52 |
DisclosureSEC source: 0001415889-24-019433 · form4-07092024_080757.xml · nonDerivative · entry 1 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,614 Read SEC document |
| July 03, 2024 Filed Jul 3, 2024 18:42 UTC |
Morisset ValerieEVP, R&D AND CSO
|
SaleCommon Stock | 50,000 | $6.76 | $338,000.00 |
DisclosureSEC source: 0001415889-24-019147 · form4-07032024_060700.xml · nonDerivative · entry 2 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 462,956 Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 18:42 UTC |
Morisset ValerieEVP, R&D AND CSO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,649 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019147 · form4-07032024_060700.xml · derivative · entry 3 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,198 Underlying: Common Stock · 7,649 shares Expires 2031-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to this option shall vest at a rate of 12/48ths of the total number of shares on the one-year anniversary of February 26, 2021 (the "February 2021 Vesting Commencement Date") and 1/48thof the total number of shares each monthly anniversary of the February 2021 Vesting Commencement Date thereafter (or if there is no corresponding day, on the last day of the month) for so long as the Reporting Person remains an officer, director, employee, consultant and/or advisor of the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the February 2021Vesting Commencement Date. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 18:42 UTC |
Morisset ValerieEVP, R&D AND CSO
|
Exercise / conversionCommon Stock | 7,649 | $0.00 | $1.53 |
DisclosureSEC source: 0001415889-24-019147 · form4-07032024_060700.xml · nonDerivative · entry 1 Morisset Valerie · CIK 0001868517 · EVP, R&D AND CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 512,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2024 Filed Jun 27, 2024 23:03 UTC |
Thomas Stephen BasilDirector
|
GrantRestricted Stock Units · Derivative | 100,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-078685 · ownership.xml · derivative · entry 2 Thomas Stephen Basil · CIK 0002027962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,375 Underlying: Common Stock · 100,375 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. F3 · derivative.exercise_date: The RSUs were granted on June 27, 2024 and will vest as to 50% of the shares on January 1, 2025, as to 25% of the shares on March 27, 2025 and as to the remaining 25% of the shares on June 27, 2025, subject to the Reporting Person's continued service. F3 · derivative.expiration_date: The RSUs were granted on June 27, 2024 and will vest as to 50% of the shares on January 1, 2025, as to 25% of the shares on March 27, 2025 and as to the remaining 25% of the shares on June 27, 2025, subject to the Reporting Person's continued service. Read SEC document |
| June 27, 2024 Filed Jun 27, 2024 23:03 UTC |
Thomas Stephen BasilDirector
|
GrantCommon Stock | 103,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-078685 · ownership.xml · nonDerivative · entry 1 Thomas Stephen Basil · CIK 0002027962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,907 F1 · price: The Reporting Person acquired 103,907 shares of the issuer's common stock in exchange for 838,000 shares of common stock of Tenet Medicines, Inc. ("Tenet") in connection with the issuer's acquisition of all of the outstanding common stock of Tenet on June 27, 2024 (the "Acquisition"). On the effective date of the Acquisition, the closing price of the issuer's common stock was $7.53 per share. Read SEC document |
| June 27, 2024 Filed Jun 27, 2024 23:05 UTC |
Brennan AoifeDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 275,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-078688 · ownership.xml · derivative · entry 2 Brennan Aoife · CIK 0001714563 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 275,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. F3 · derivative.exercise_date: The RSUs were granted on the Grant Date and are scheduled to vest over four years, with 25% of the shares vesting on each of the first four anniversaries of the Grant Date, subject to the Reporting Person's continued service. F3 · derivative.expiration_date: The RSUs were granted on the Grant Date and are scheduled to vest over four years, with 25% of the shares vesting on each of the first four anniversaries of the Grant Date, subject to the Reporting Person's continued service. Read SEC document |
| June 27, 2024 Filed Jun 27, 2024 23:05 UTC |
Brennan AoifeDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 550,000 | $0.00 Strike: $7.53 | $0.00 |
DisclosureSEC source: 0000950170-24-078688 · ownership.xml · derivative · entry 1 Brennan Aoife · CIK 0001714563 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 550,000 shares Expires 2034-06-26 F1 · derivative.exercise_date: This option was granted on June 27, 2024 (the "Grant Date"). The shares underlying the option are scheduled to vest with respect to 25% of the shares on the first anniversary of the Grant Date and the remainder are scheduled to vest in 36 equal monthly installments through June 27, 2028, subject to the Reporting Person's continued service. Read SEC document |
| June 27, 2024 Filed Jul 2, 2024 01:29 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund, L.P.Director
RA Capital Nexus Fund II, L.P.Director
RA Capital Nexus Fund III, L.P.Director
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
PurchaseCommon Stock | 1,059,375 | $3.84 | $4,068,000.00 |
DisclosureSEC source: 0001415889-24-018708 · form4-07022024_010700.xml · nonDerivative · entry 5 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner RA Capital Nexus Fund, L.P. · CIK 0001780117 · Director RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director RA Capital Nexus Fund III, L.P. · CIK 0001883840 · Director Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 2,866,375 F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund, RA Capital Nexus Fund, L.P. (the "Nexus Fund"), RA Capital Nexus II Fund, L.P. (the "Nexus Fund II"), RA Capital Nexus III Fund, L.P. (the "Nexus Fund III") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Fund and the Nexus Fund III collectively own approximately 81% of the outstanding equity interests of Sera Medicines, LLC ("Sera"). Accordingly, each of the Fund, the Nexus Fund III and the Adviser may be deemed to beneficially own the securities held by Sera. The Adviser, the Adviser GP, the Fund, the Nexus Fund, the Nexus Fund II, the Nexus Fund III, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. F5 · ownership.nature: These securities are held directly by Nexus Fund III. Read SEC document |
| June 27, 2024 Filed Jul 2, 2024 01:29 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund, L.P.Director
RA Capital Nexus Fund II, L.P.Director
RA Capital Nexus Fund III, L.P.Director
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
PurchaseCommon Stock | 11,949,171 | $3.84 | $45,884,816.64 |
DisclosureSEC source: 0001415889-24-018708 · form4-07022024_010700.xml · nonDerivative · entry 4 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner RA Capital Nexus Fund, L.P. · CIK 0001780117 · Director RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director RA Capital Nexus Fund III, L.P. · CIK 0001883840 · Director Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 23,521,757 F2 · ownership.nature: These securities are held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund, RA Capital Nexus Fund, L.P. (the "Nexus Fund"), RA Capital Nexus II Fund, L.P. (the "Nexus Fund II"), RA Capital Nexus III Fund, L.P. (the "Nexus Fund III") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Fund and the Nexus Fund III collectively own approximately 81% of the outstanding equity interests of Sera Medicines, LLC ("Sera"). Accordingly, each of the Fund, the Nexus Fund III and the Adviser may be deemed to beneficially own the securities held by Sera. The Adviser, the Adviser GP, the Fund, the Nexus Fund, the Nexus Fund II, the Nexus Fund III, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| June 27, 2024 Filed Jul 2, 2024 01:29 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund, L.P.Director
RA Capital Nexus Fund II, L.P.Director
RA Capital Nexus Fund III, L.P.Director
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
GrantCommon Stock | 1,807,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-018708 · form4-07022024_010700.xml · nonDerivative · entry 3 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner RA Capital Nexus Fund, L.P. · CIK 0001780117 · Director RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director RA Capital Nexus Fund III, L.P. · CIK 0001883840 · Director Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,807,000 F1 · price: Received in exchange for equity of Tenet Medicines, Inc. ("Tenet") pursuant to an Agreement and Plan of Merger and Reorganization, dated April 10, 2024, by and among the Issuer, Tango Merger Sub, Inc., a wholly-owned subsidiary of the Issuer ("Tango Merger Sub") and Tenet (the "Acquisition Agreement"). Under the terms of the Acquisition Agreement, on June 27, 2024, Tenet was acquired by the Issuer through the merged of Tango Merger Sub with and into Tenet (the "Acquisition"), with Tenet surviving the Acquisition as a wholly-owned subsidiary of the Issuer. F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund, RA Capital Nexus Fund, L.P. (the "Nexus Fund"), RA Capital Nexus II Fund, L.P. (the "Nexus Fund II"), RA Capital Nexus III Fund, L.P. (the "Nexus Fund III") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Fund and the Nexus Fund III collectively own approximately 81% of the outstanding equity interests of Sera Medicines, LLC ("Sera"). Accordingly, each of the Fund, the Nexus Fund III and the Adviser may be deemed to beneficially own the securities held by Sera. The Adviser, the Adviser GP, the Fund, the Nexus Fund, the Nexus Fund II, the Nexus Fund III, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. F5 · ownership.nature: These securities are held directly by Nexus Fund III. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.