CLPT

SEC source: 0001534424-17-000420 · hurwitz.xml · derivative · entry 2

HURWITZ HAROLD A · CIK 0001241273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2027-10-04

F2 · derivative.exercise_date: The shares subject to this option vest ratably in three equal installments on March 30, 2018, March 30, 2019 and March 30, 2020.

SEC source: 0001534424-17-000420 · hurwitz.xml · nonDerivative · entry 1

HURWITZ HAROLD A · CIK 0001241273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,332

F1 · price: The Reporting Person received a portion of his 2016 cash bonus in the form of the Company's common stock based on the closing sales price of the Company's common stock on October 4, 2017. The shares were granted under the Company's Second Amended and Restated 2013 Incentive Compensation Plan.

SEC source: 0001534424-17-000417 · spencer.xml · nonDerivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,150

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $2.47 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 29, 2017.

F2 · ownership.direct: Includes 8,008 shares held jointly with spouse and 510 shares held in an IRA.

SEC source: 0001534424-17-000416 · girin.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,160

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $2.47 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 29, 2017.

SEC source: 0001534424-17-000414 · pizzo.xml · nonDerivative · entry 1

Pizzo Philip A. · CIK 0001574286 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Philip and Margaret Pizzo Living Trust

Disclosed balance after: 6,433

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $2.47 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 29, 2017.

SEC source: 0001534424-17-000241 · jenkins.xml · derivative · entry 2

Jenkins Kimble L. · CIK 0001492392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2022-05-26

F1 · price: The reported securities are included within 7,500 units purchased by the Reporting Person for $2.00 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.

F2 · derivative.exercise_date: The shares subject to this warrant are immediately exercisable.

SEC source: 0001534424-17-000241 · jenkins.xml · nonDerivative · entry 1

Jenkins Kimble L. · CIK 0001492392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,638

F1 · price: The reported securities are included within 7,500 units purchased by the Reporting Person for $2.00 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.

SEC source: 0001534424-17-000240 · grillo.xml · derivative · entry 2

Grillo Francis P · CIK 0001619282 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2022-05-26

F1 · price: The reported securities are included within 12,500 units purchased by the Reporting Person for $2.00 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.

F2 · derivative.exercise_date: The shares subject to this warrant are immediately exercisable.

SEC source: 0001534424-17-000240 · grillo.xml · nonDerivative · entry 1

Grillo Francis P · CIK 0001619282 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,588

F1 · price: The reported securities are included within 12,500 units purchased by the Reporting Person for $2.00 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.

SEC source: 0001534424-17-000184 · fletcher1.xml · derivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

Underlying: Common Stock · 1,125 shares

Expires 2027-05-09

F1 · derivative.exercise_date: The shares subject to this option vest ratably on the first, second and third anniversaries of the grant date, May 9, 2018, May 9, 2019 and May 9, 2020.

SEC source: 0001534424-17-000014 · jenkins.xml · nonDerivative · entry 1

Jenkins Kimble L. · CIK 0001492392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,138

F1 · price: These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $2.64 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 30, 2016.

SEC source: 0001534424-17-000012 · koob.xml · nonDerivative · entry 1

KOOB CHARLES E · CIK 0001426480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,173

F1 · price: These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $2.64 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 30, 2016.

SEC source: 0001534424-17-000015 · pizzo.xml · nonDerivative · entry 1

Pizzo Philip A. · CIK 0001574286 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Philip and Margaret Pizzo Living Trust

Disclosed balance after: 5,625

F1 · price: These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $2.64 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 30, 2016.

SEC source: 0001534424-17-000016 · rooke.xml · nonDerivative · entry 1

Rooke Andrew K. · CIK 0001540174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,982

F1 · price: These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $2.64 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 30, 2016.

SEC source: 0001534424-17-000013 · girin.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,835

F1 · price: These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $2.64 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 30, 2016.

SEC source: 0001534424-17-000011 · spencer.xml · nonDerivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,128

F1 · price: These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $2.64 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 30, 2016.

F2 · ownership.direct: Includes 5,986 shares held jointly with spouse and 510 shares held in an IRA.

SEC source: 0001534424-16-001074 · jenkins.xml · nonDerivative · entry 1

Jenkins Kimble L. · CIK 0001492392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,437

F1 · price: These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $6.65 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 30, 2016.

F2 · balance_after: This amount corrects a typographical error, which inadvertently overstated the reporting person's holdings, in the previously filed Form 4.

SEC source: 0001534424-16-001072 · koob.xml · nonDerivative · entry 1

KOOB CHARLES E · CIK 0001426480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,424

F1 · price: These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $6.65 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 30, 2016.

SEC source: 0001534424-16-001073 · spencer.xml · nonDerivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,232

F1 · price: These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $6.65 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 30, 2016.

F2 · ownership.direct: Includes 4,090 shares held jointly with spouse and 510 shares held in an IRA.

SEC source: 0001534424-16-001071 · rooke.xml · nonDerivative · entry 1

Rooke Andrew K. · CIK 0001540174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,181

F1 · price: These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $6.65 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 30, 2016.

F2 · balance_after: This amount corrects a typographical error, which inadvertently overstated the reporting person's holdings, in the previously filed Form 4.

SEC source: 0001534424-16-001070 · girin.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,844

F1 · price: These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $6.65 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 30, 2016.

SEC source: 0001534424-16-001069 · pizzo.xml · nonDerivative · entry 1

Pizzo Philip A. · CIK 0001574286 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Philip and Margaret Pizzo Living Trust

Disclosed balance after: 3,255

F1 · price: These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $6.65 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 30, 2016.

SEC source: 0001534424-16-001013 · rooke.xml · derivative · entry 21

Rooke Andrew K. · CIK 0001540174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2021-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The reported securities are included within 200,000 units sold to the Reporting Person for $5.00 per unit upon the automatic conversion of the $1,000,000 principal balance of the 12% Second-Priority Secured Non-Convertible Promissory Note Due 2019 dated as of March 25, 2014 ("2019 Note") issued to and held by the Reporting Person, as amended by that certain Omnibus Amendment dated as of June 30, 2016 and that certain Second Omnibus Amendment dated as of August 31, 2016 (the "Second Omnibus Amendment"). Each unit consists of one share of common stock and one warrant to purchase 0.90 share of common stock.

F4 · derivative.exercise_date: The shares subject to this warrant are immediately exercisable.

SEC source: 0001534424-16-001013 · rooke.xml · derivative · entry 20

Rooke Andrew K. · CIK 0001540174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

Underlying: Unit · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · reported_value: Upon the closing of the Issuer's private placement on September 2, 2016 (the "Private Placement"), in accordance with the terms and conditions of the Second Omnibus Amendment, the $1,000,000 principal balance of the 2019 Note held by the Reporting Person automatically converted into 200,000 units issued and sold to the Reporting Person based on the $5.00 offering price in the Private Placement. Each unit consists of common stock and one warrant to purchase 0.90 share of common stock.

F3 · price: Upon the closing of the Issuer's private placement on September 2, 2016 (the "Private Placement"), in accordance with the terms and conditions of the Second Omnibus Amendment, the $1,000,000 principal balance of the 2019 Note held by the Reporting Person automatically converted into 200,000 units issued and sold to the Reporting Person based on the $5.00 offering price in the Private Placement. Each unit consists of common stock and one warrant to purchase 0.90 share of common stock.

F3 · derivative.exercise_date: Upon the closing of the Issuer's private placement on September 2, 2016 (the "Private Placement"), in accordance with the terms and conditions of the Second Omnibus Amendment, the $1,000,000 principal balance of the 2019 Note held by the Reporting Person automatically converted into 200,000 units issued and sold to the Reporting Person based on the $5.00 offering price in the Private Placement. Each unit consists of common stock and one warrant to purchase 0.90 share of common stock.

F3 · derivative.expiration_date: Upon the closing of the Issuer's private placement on September 2, 2016 (the "Private Placement"), in accordance with the terms and conditions of the Second Omnibus Amendment, the $1,000,000 principal balance of the 2019 Note held by the Reporting Person automatically converted into 200,000 units issued and sold to the Reporting Person based on the $5.00 offering price in the Private Placement. Each unit consists of common stock and one warrant to purchase 0.90 share of common stock.

F3 · derivative.underlying: Upon the closing of the Issuer's private placement on September 2, 2016 (the "Private Placement"), in accordance with the terms and conditions of the Second Omnibus Amendment, the $1,000,000 principal balance of the 2019 Note held by the Reporting Person automatically converted into 200,000 units issued and sold to the Reporting Person based on the $5.00 offering price in the Private Placement. Each unit consists of common stock and one warrant to purchase 0.90 share of common stock.

F3 · derivative.underlying_shares: Upon the closing of the Issuer's private placement on September 2, 2016 (the "Private Placement"), in accordance with the terms and conditions of the Second Omnibus Amendment, the $1,000,000 principal balance of the 2019 Note held by the Reporting Person automatically converted into 200,000 units issued and sold to the Reporting Person based on the $5.00 offering price in the Private Placement. Each unit consists of common stock and one warrant to purchase 0.90 share of common stock.

SEC source: 0001534424-16-001013 · rooke.xml · derivative · entry 19

Rooke Andrew K. · CIK 0001540174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2021-09-02

F1 · price: The reported securities are included within 40,000 units purchased by the Reporting Person for $5.00 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.90 share of common stock.

F4 · derivative.exercise_date: The shares subject to this warrant are immediately exercisable.

SEC source: 0001534424-16-001013 · rooke.xml · nonDerivative · entry 2

Rooke Andrew K. · CIK 0001540174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 210,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The reported securities are included within 200,000 units sold to the Reporting Person for $5.00 per unit upon the automatic conversion of the $1,000,000 principal balance of the 12% Second-Priority Secured Non-Convertible Promissory Note Due 2019 dated as of March 25, 2014 ("2019 Note") issued to and held by the Reporting Person, as amended by that certain Omnibus Amendment dated as of June 30, 2016 and that certain Second Omnibus Amendment dated as of August 31, 2016 (the "Second Omnibus Amendment"). Each unit consists of one share of common stock and one warrant to purchase 0.90 share of common stock.

SEC source: 0001534424-16-001013 · rooke.xml · nonDerivative · entry 1

Rooke Andrew K. · CIK 0001540174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 10,000

F1 · price: The reported securities are included within 40,000 units purchased by the Reporting Person for $5.00 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.90 share of common stock.

SEC source: 0001534424-16-001012 · grillo.xml · derivative · entry 2

Grillo Francis P · CIK 0001619282 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2021-09-02

F1 · price: The reported securities are included within 20,000 units purchased by the Reporting Person for $5.00 per unit. Each unit consis of one share of common stock and one warrant to purchase 0.90 share of common stock.

F2 · derivative.exercise_date: The shares subject to this warrant are immediately exercisable.

SEC source: 0001534424-16-001012 · grillo.xml · nonDerivative · entry 1

Grillo Francis P · CIK 0001619282 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,088

F1 · price: The reported securities are included within 20,000 units purchased by the Reporting Person for $5.00 per unit. Each unit consis of one share of common stock and one warrant to purchase 0.90 share of common stock.

SEC source: 0001534424-16-001013 · rooke.xml · derivative · entry 22

Rooke Andrew K. · CIK 0001540174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2019-03-25

F5 · derivative.exercise_price: These warrants were previously reported on the Form 4 filed with the Securities and Exchange Commission on March 26, 2014. This line item reflects the current exercise price of such warrants resulting from anti-dilution adjustments made pursuant to the Second Omnibus Amendment triggered by the Private Placement, on a post reverse stock split basis,.

F2 · price: The reported securities are included within 200,000 units sold to the Reporting Person for $5.00 per unit upon the automatic conversion of the $1,000,000 principal balance of the 12% Second-Priority Secured Non-Convertible Promissory Note Due 2019 dated as of March 25, 2014 ("2019 Note") issued to and held by the Reporting Person, as amended by that certain Omnibus Amendment dated as of June 30, 2016 and that certain Second Omnibus Amendment dated as of August 31, 2016 (the "Second Omnibus Amendment"). Each unit consists of one share of common stock and one warrant to purchase 0.90 share of common stock.

F4 · derivative.exercise_date: The shares subject to this warrant are immediately exercisable.