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Nasdaq · USD

CLOV

CLOVER HEALTH INVESTMENTS, CORP. /DE

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Tapewire entity
4419
SEC CIK
0001801170
Parsed reports
342

Last 12 months

Inside the activity.

0 purchase rows · 35 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202602
Feb 202600
Mar 202602
Apr 202600
May 202603
Jun 202605
Jul 2026010
Aug 202602
Sep 202606
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2023 Filed May 17, 2023 01:39 UTC GrantClass A Common Stock 36,585 $0.00 $0.00
Disclosure

SEC source: 0000895345-23-000304 · form4.xml · nonDerivative · entry 1

Kouzoukas Demetrios L. · CIK 0001856511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,455

F1 · shares: Represents shares of Class A common stock of Clover Health Investments, Corp. (the "Company") underlying a time-based restricted stock unit award ("RSUs"). The RSUs will vest in full on the first anniversary of May 15, 2023, subject to the Reporting Person's continued service as a member of the Company's Board of Directors through such vesting date.

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May 09, 2023 Filed Jun 16, 2023 20:02 UTC
Sharp Aric RCEO of Value-Based Care
Tax withholdingClass A Common Stock 28,148 $0.93 $26,177.64
Disclosure

SEC source: 0000895345-23-000389 · form4.xml · nonDerivative · entry 1

Sharp Aric R · CIK 0001926602 · CEO of Value-Based Care

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,819

F1 · shares: Represents shares of Class A Common Stock that were automatically withheld to cover tax obligations upon the vesting, on May 9, 2023, of 25% of the original number of time-based restricted stock units ("RSUs") granted to the Reporting Person on May 9, 2022, and timely reported on a Form 4 filed on May 10, 2022. The remaining RSUs will vest in twelve equal quarterly installments beginning on the date that is three months after May 9, 2023, in each case subject to the continued service of the Reporting Person on such vesting date.

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March 14, 2023 Filed Apr 26, 2023 21:56 UTC
Martin Joseph RichardsGeneral Counsel
Tax withholdingClass A Common Stock 283,091 $0.93 $263,274.63
Disclosure

SEC source: 0000895345-23-000254 · form4.xml · nonDerivative · entry 1

Martin Joseph Richards · CIK 0001776869 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,817,684

F1 · shares: Represents shares of the Issuer's Class A Common Stock that were automatically withheld by the Issuer to cover the Reporting Person's tax obligations upon the vesting, on March 14, 2023, of 25% of the original number of time-based restricted stock units ("RSUs") granted to the Reporting Person on March 14, 2022, and timely reported on a Form 4 filed on March 15, 2022. The remaining RSUs vest in twelve equal quarterly installments beginning on the date that is three months after March 14, 2023, in each case subject to the continued service of the Reporting Person on each such vesting date.

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March 14, 2023 Filed Apr 27, 2023 01:50 UTC
Reynoso Jamie L.CEO of Medicare Advantage
Tax withholdingClass A Common Stock 31,455 $0.93 $29,253.15
Disclosure

SEC source: 0000895345-23-000252 · form4.xml · nonDerivative · entry 4

Reynoso Jamie L. · CIK 0001839066 · CEO of Medicare Advantage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,388,661

F4 · shares: Represents shares of the Issuer's Class A Common Stock that were automatically withheld by the Issuer to cover the Reporting Person's tax obligations upon the vesting, on March 14, 2023, of 25% of the original number of RSUs granted to the Reporting Person on March 14, 2022. The remaining RSUs vest in twelve equal quarterly installments beginning on the date that is three months after March 14, 2023, in each case subject to the continued service of the Reporting Person on each such vesting date. The original grant of RSUs was timely reported on a Form 4 filed on Mach 16, 2022.

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January 31, 2023 Filed Apr 27, 2023 01:50 UTC
Reynoso Jamie L.CEO of Medicare Advantage
Tax withholdingClass A Common Stock 1,281 $1.33 $1,703.73
Disclosure

SEC source: 0000895345-23-000252 · form4.xml · nonDerivative · entry 3

Reynoso Jamie L. · CIK 0001839066 · CEO of Medicare Advantage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,420,116

F3 · shares: Represents shares of the Issuer's Class A Common Stock that were automatically withheld by the Issuer to cover the Reporting Person's tax obligations in connection with the vesting of 1/3rd, of the original number of time-based restricted stock units ("RSUs") granted to the Reporting Person on January 31, 2022 upon the achievement of certain performance criteria. The original grant was timely reported on a Form 4 filed on July 20, 2021.

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January 07, 2023 Filed Apr 27, 2023 01:50 UTC
Reynoso Jamie L.CEO of Medicare Advantage
Tax withholdingClass A Common Stock 16,369 $1.01 $16,532.69
Disclosure

SEC source: 0000895345-23-000252 · form4.xml · nonDerivative · entry 2

Reynoso Jamie L. · CIK 0001839066 · CEO of Medicare Advantage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,421,397

F1 · shares: Represents shares of the Issuer's Class A Common Stock that were automatically withheld by the Issuer to cover the Reporting Person's tax obligations upon the vesting of 25% of the original number of time-based restricted stock units ("RSUs") granted to the Reporting Person on July 16, 2021, on each of January 7, 2022 and January 7, 2023. The original grant was timely reported on a Form 4 filed on July 20, 2021.

Read SEC document
January 07, 2023 Filed Apr 29, 2023 00:23 UTC
Garipalli VivekDirector · Executive Chairperson · 10% owner
Exercise / conversionClass B Common Stock · Derivative 1,569,594 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-23-000261 · form4.xml · derivative · entry 5

Garipalli Vivek · CIK 0001839260 · Director · Executive Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,450,977

Underlying: Class A Common Stock · 1,569,594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into shares of the Issuer's Class A Common Stock on a one-to-one basis at the option of the holders of the Issuer's Class B Common Stock at any time upon written notice to the Issuer, and automatically in the event of certain transfers, including, but not limited to, a transfer of shares to the Issuer.

F2 · derivative.exercise_price: On January 7, 2023, 20% of the original number of restricted stock units ("RSUs") in respect of a Class B Common Stock granted to the Reported Person on January 7, 2021 vested, with 1,773,104 shares of the Issuer's Class B Common stock being delivered to the Reporting Person and 1,569,594 shares of the Issuer's Class B Common Stock automatically converting into an equal number of shares of the Issuer's Class A Common Stock and being withheld by the Issuer to cover the Reporting Person's tax obligations in connection with the vesting event.

F1 · price: The Issuer's Class B Common Stock is convertible into shares of the Issuer's Class A Common Stock on a one-to-one basis at the option of the holders of the Issuer's Class B Common Stock at any time upon written notice to the Issuer, and automatically in the event of certain transfers, including, but not limited to, a transfer of shares to the Issuer.

F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into shares of the Issuer's Class A Common Stock on a one-to-one basis at the option of the holders of the Issuer's Class B Common Stock at any time upon written notice to the Issuer, and automatically in the event of certain transfers, including, but not limited to, a transfer of shares to the Issuer.

F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into shares of the Issuer's Class A Common Stock on a one-to-one basis at the option of the holders of the Issuer's Class B Common Stock at any time upon written notice to the Issuer, and automatically in the event of certain transfers, including, but not limited to, a transfer of shares to the Issuer.

Read SEC document
January 07, 2023 Filed Apr 29, 2023 00:23 UTC
Garipalli VivekDirector · Executive Chairperson · 10% owner
Exercise / conversionClass B Common Stock · Derivative 3,342,698 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-23-000261 · form4.xml · derivative · entry 4

Garipalli Vivek · CIK 0001839260 · Director · Executive Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,020,571

Underlying: Class A Common Stock · 3,342,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into shares of the Issuer's Class A Common Stock on a one-to-one basis at the option of the holders of the Issuer's Class B Common Stock at any time upon written notice to the Issuer, and automatically in the event of certain transfers, including, but not limited to, a transfer of shares to the Issuer.

F2 · derivative.exercise_price: On January 7, 2023, 20% of the original number of restricted stock units ("RSUs") in respect of a Class B Common Stock granted to the Reported Person on January 7, 2021 vested, with 1,773,104 shares of the Issuer's Class B Common stock being delivered to the Reporting Person and 1,569,594 shares of the Issuer's Class B Common Stock automatically converting into an equal number of shares of the Issuer's Class A Common Stock and being withheld by the Issuer to cover the Reporting Person's tax obligations in connection with the vesting event.

F1 · price: The Issuer's Class B Common Stock is convertible into shares of the Issuer's Class A Common Stock on a one-to-one basis at the option of the holders of the Issuer's Class B Common Stock at any time upon written notice to the Issuer, and automatically in the event of certain transfers, including, but not limited to, a transfer of shares to the Issuer.

F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into shares of the Issuer's Class A Common Stock on a one-to-one basis at the option of the holders of the Issuer's Class B Common Stock at any time upon written notice to the Issuer, and automatically in the event of certain transfers, including, but not limited to, a transfer of shares to the Issuer.

F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into shares of the Issuer's Class A Common Stock on a one-to-one basis at the option of the holders of the Issuer's Class B Common Stock at any time upon written notice to the Issuer, and automatically in the event of certain transfers, including, but not limited to, a transfer of shares to the Issuer.

Read SEC document
January 07, 2023 Filed Apr 29, 2023 00:23 UTC
Garipalli VivekDirector · Executive Chairperson · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 3,342,698 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-23-000261 · form4.xml · derivative · entry 3

Garipalli Vivek · CIK 0001839260 · Director · Executive Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,028,095

Underlying: Class B Common Stock · 3,342,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement for no consideration. The RSU award vests in equal installments on the first five anniversaries of January 7, 2021.

F1 · price: The Issuer's Class B Common Stock is convertible into shares of the Issuer's Class A Common Stock on a one-to-one basis at the option of the holders of the Issuer's Class B Common Stock at any time upon written notice to the Issuer, and automatically in the event of certain transfers, including, but not limited to, a transfer of shares to the Issuer.

F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement for no consideration. The RSU award vests in equal installments on the first five anniversaries of January 7, 2021.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement for no consideration. The RSU award vests in equal installments on the first five anniversaries of January 7, 2021.

F3 · derivative.underlying: Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement for no consideration. The RSU award vests in equal installments on the first five anniversaries of January 7, 2021.

Read SEC document
January 07, 2023 Filed Apr 29, 2023 00:23 UTC
Garipalli VivekDirector · Executive Chairperson · 10% owner
Tax withholdingClass A Common Stock 1,569,594 $1.01 $1,585,289.94
Disclosure

SEC source: 0000895345-23-000261 · form4.xml · nonDerivative · entry 2

Garipalli Vivek · CIK 0001839260 · Director · Executive Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: The Issuer's Class B Common Stock is convertible into shares of the Issuer's Class A Common Stock on a one-to-one basis at the option of the holders of the Issuer's Class B Common Stock at any time upon written notice to the Issuer, and automatically in the event of certain transfers, including, but not limited to, a transfer of shares to the Issuer.

F2 · shares: On January 7, 2023, 20% of the original number of restricted stock units ("RSUs") in respect of a Class B Common Stock granted to the Reported Person on January 7, 2021 vested, with 1,773,104 shares of the Issuer's Class B Common stock being delivered to the Reporting Person and 1,569,594 shares of the Issuer's Class B Common Stock automatically converting into an equal number of shares of the Issuer's Class A Common Stock and being withheld by the Issuer to cover the Reporting Person's tax obligations in connection with the vesting event.

Read SEC document
January 07, 2023 Filed Apr 29, 2023 00:23 UTC
Garipalli VivekDirector · Executive Chairperson · 10% owner
Exercise / conversionClass A Common Stock 1,569,594 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-23-000261 · form4.xml · nonDerivative · entry 1

Garipalli Vivek · CIK 0001839260 · Director · Executive Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,569,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Issuer's Class B Common Stock is convertible into shares of the Issuer's Class A Common Stock on a one-to-one basis at the option of the holders of the Issuer's Class B Common Stock at any time upon written notice to the Issuer, and automatically in the event of certain transfers, including, but not limited to, a transfer of shares to the Issuer.

F2 · shares: On January 7, 2023, 20% of the original number of restricted stock units ("RSUs") in respect of a Class B Common Stock granted to the Reported Person on January 7, 2021 vested, with 1,773,104 shares of the Issuer's Class B Common stock being delivered to the Reporting Person and 1,569,594 shares of the Issuer's Class B Common Stock automatically converting into an equal number of shares of the Issuer's Class A Common Stock and being withheld by the Issuer to cover the Reporting Person's tax obligations in connection with the vesting event.

F1 · price: The Issuer's Class B Common Stock is convertible into shares of the Issuer's Class A Common Stock on a one-to-one basis at the option of the holders of the Issuer's Class B Common Stock at any time upon written notice to the Issuer, and automatically in the event of certain transfers, including, but not limited to, a transfer of shares to the Issuer.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:35 UTC
SHAPIRO LEEDirector
GrantClass A Common Stock 176,991 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000468 · wf-form4_167295450617790.xml · nonDerivative · entry 1

SHAPIRO LEE · CIK 0001213350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,462

F1 · shares: Represents shares of Class A common stock of Clover Health Investments, Corp. (the "Company") underlying a time-based restricted stock unit award ("RSUs"). The RSUs will vest in full on the first anniversary of January 3, 2023, subject to the Reporting Person's continued service as a member of the Company's Board of Directors through such vesting date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:29 UTC GrantClass A Common Stock 176,991 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000462 · wf-form4_167295412723132.xml · nonDerivative · entry 1

Clinton Chelsea · CIK 0001530920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,654

F1 · shares: Represents shares of Class A common stock of Clover Health Investments, Corp. (the "Company") underlying a time-based restricted stock unit award ("RSUs"). The RSUs will vest in full on the first anniversary of January 3, 2023, subject to the Reporting Person's continued service as a member of the Company's Board of Directors through such vesting date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:37 UTC GrantClass A Common Stock 176,991 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000470 · wf-form4_167295461765065.xml · nonDerivative · entry 1

Robinson William G Jr · CIK 0001604046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,462

F1 · shares: Represents shares of Class A common stock of Clover Health Investments, Corp. (the "Company") underlying a time-based restricted stock unit award ("RSUs"). The RSUs will vest in full on the first anniversary of January 3, 2023, subject to the Reporting Person's continued service as a member of the Company's Board of Directors through such vesting date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:59 UTC GrantClass A Common Stock 176,991 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000489 · wf-form4_167295597065913.xml · nonDerivative · entry 1

Loengard Anna U · CIK 0001952723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,656

F1 · shares: Represents shares of Class A common stock of Clover Health Investments, Corp. (the "Company") underlying a time-based restricted stock unit award ("RSUs"). The RSUs will vest in full on the first anniversary of January 3, 2023, subject to the Reporting Person's continued service as a member of the Company's Board of Directors through such vesting date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:33 UTC GrantClass A Common Stock 176,991 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000467 · wf-form4_167295440741586.xml · nonDerivative · entry 1

Kouzoukas Demetrios L. · CIK 0001856511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,870

F1 · shares: Represents shares of Class A common stock of Clover Health Investments, Corp. (the "Company") underlying a time-based restricted stock unit award ("RSUs"). The RSUs will vest in full on the first anniversary of January 3, 2023, subject to the Reporting Person's continued service as a member of the Company's Board of Directors through such vesting date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:31 UTC GrantClass A Common Stock 176,991 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000464 · wf-form4_167295423886671.xml · nonDerivative · entry 1

Edwards Carladenise Armbrister · CIK 0001937412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,067

F1 · shares: Represents shares of Class A common stock of Clover Health Investments, Corp. (the "Company") underlying a time-based restricted stock unit award ("RSUs"). The RSUs will vest in full on the first anniversary of January 3, 2023, subject to the Reporting Person's continued service as a member of the Company's Board of Directors through such vesting date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:24 UTC
Reynoso Jamie L.Chief Operating Officer
GrantClass A Common Stock 353,982 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000460 · wf-form4_167295383214450.xml · nonDerivative · entry 1

Reynoso Jamie L. · CIK 0001839066 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454,877

F1 · shares: Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSUs"). Twenty-five percent of the RSUs will vest on the first anniversary of January 3, 2023, and the remaining RSUs will vest in twelve equal quarterly installments beginning on the date that is three months after the first anniversary of January 3, 2023, in each case subject to the continued service of the Reporting Person on each such vesting date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:01 UTC
Toy AndrewDirector · Chief Executive Officer
GrantClass A Common Stock 9,734,513 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000265 · wf-form4_167286964219043.xml · nonDerivative · entry 1

Toy Andrew · CIK 0001838733 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,429,585

F1 · shares: Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSUs"). Twenty-five percent of the RSUs will vest on the first anniversary of January 1, 2023, and the remaining RSUs will vest in twelve equal quarterly installments beginning on the date that is three months after the first anniversary of January 1, 2023, in each case subject to the continued service of the Reporting Person on each such vesting date.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 21:38 UTC GrantClass A Common Stock 12,665 $0.00 $0.00
Disclosure

SEC source: 0001952723-22-000006 · wf-form4_166984432158034.xml · nonDerivative · entry 1

Loengard Anna U · CIK 0001952723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,665

F1 · shares: Represents shares of Class A common stock of Clover Health Investments, Corp. (the "Company") underlying a time-based restricted stock unit award ("RSUs"). The RSUs will vest in full on the first anniversary of November 28, 2022, subject to the Reporting Person's continued service as a member of the Company's Board of Directors through such vesting date.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 18:00 UTC
SHAPIRO LEEDirector
Exercise / conversionRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025505 · wf-form4_166422960816234.xml · derivative · entry 3

SHAPIRO LEE · CIK 0001213350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 27,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

F3 · shares: The remaining number of the shares subject to the RSU award vested on the date of the 2022 Annual Meeting.

F3 · derivative.exercise_date: The remaining number of the shares subject to the RSU award vested on the date of the 2022 Annual Meeting.

F3 · derivative.expiration_date: The remaining number of the shares subject to the RSU award vested on the date of the 2022 Annual Meeting.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 18:00 UTC
SHAPIRO LEEDirector
GrantClass A Common Stock 20,271 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025505 · wf-form4_166422960816234.xml · nonDerivative · entry 2

SHAPIRO LEE · CIK 0001213350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,471

F2 · shares: Represents shares of Class A common stock underlying a time-based RSU. One hundred percent of the RSUs will vest on the first anniversary of the Date of Grant, subject to the Reporting Person's continued service as a member of the Company's Board of Directors through such date.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 18:00 UTC
SHAPIRO LEEDirector
Exercise / conversionClass A Common Stock 27,100 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025505 · wf-form4_166422960816234.xml · nonDerivative · entry 1

SHAPIRO LEE · CIK 0001213350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 22:03 UTC Exercise / conversionRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025510 · wf-form4_166422979146388.xml · derivative · entry 3

Clinton Chelsea · CIK 0001530920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 38,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: One hundred percent of the shares subject to the RSU award vested on the date of the 2022 Annual Meeting.

F3 · derivative.expiration_date: One hundred percent of the shares subject to the RSU award vested on the date of the 2022 Annual Meeting.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 22:03 UTC GrantClass A Common Stock 20,271 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025510 · wf-form4_166422979146388.xml · nonDerivative · entry 2

Clinton Chelsea · CIK 0001530920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,663

F2 · shares: Represents shares of Class A common stock underlying a time-based RSUs. One hundred percent of the RSUs will vest on the first anniversary of the Date of Grant, subject to the Reporting Person's continued service as a member of the Company's Board of Directors through such date.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 22:03 UTC Exercise / conversionClass A Common Stock 38,392 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-025510 · wf-form4_166422979146388.xml · nonDerivative · entry 1

Clinton Chelsea · CIK 0001530920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 18:02 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,100 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025509 · wf-form4_166422975290506.xml · derivative · entry 3

Robinson William G Jr · CIK 0001604046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 27,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The remaining number of the shares subject to the RSU award vested on the date of the 2022 Annual Meeting.

F3 · derivative.expiration_date: The remaining number of the shares subject to the RSU award vested on the date of the 2022 Annual Meeting.

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September 22, 2022 Filed Sep 26, 2022 18:02 UTC GrantClass A Common Stock 20,271 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025509 · wf-form4_166422975290506.xml · nonDerivative · entry 2

Robinson William G Jr · CIK 0001604046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,471

F2 · shares: Represents shares of Class A common stock underlying a time-based RSUs. One hundred percent of the RSUs will vest on the first anniversary of the Date of Grant, subject to the Reporting Person's continued service as a member of the Company's Board of Directors through such date.

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September 22, 2022 Filed Sep 26, 2022 18:02 UTC Exercise / conversionClass A Common Stock 27,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-025509 · wf-form4_166422975290506.xml · nonDerivative · entry 1

Robinson William G Jr · CIK 0001604046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 22:02 UTC GrantClass A Common Stock 20,271 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025508 · wf-form4_166422970848030.xml · nonDerivative · entry 1

Edwards Carladenise Armbrister · CIK 0001937412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,076

F1 · shares: Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSU"). One hundred percent of the RSUs will vest on the first anniversary of the Date of Grant, subject to the Reporting Person's continued service as a member of the Company's Board of Directors through such date.

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September 22, 2022 Filed Sep 26, 2022 22:01 UTC Exercise / conversionRestricted Stock Unit · Derivative Not disclosed $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025506 · wf-form4_166422966400809.xml · derivative · entry 3

Kouzoukas Demetrios L. · CIK 0001856511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: One hundred percent of the shares subject to the RSU award vested on the date of the 2022 Annual Meeting.

F3 · derivative.expiration_date: One hundred percent of the shares subject to the RSU award vested on the date of the 2022 Annual Meeting.

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September 22, 2022 Filed Sep 26, 2022 22:01 UTC GrantClass A Common Stock 20,271 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025506 · wf-form4_166422966400809.xml · nonDerivative · entry 2

Kouzoukas Demetrios L. · CIK 0001856511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,879

F2 · shares: Represents shares of Class A common stock underlying a time-based RSU. One hundred percent of the RSUs will vest on the first anniversary of the Date of Grant, subject to the Reporting Person's continued service as a member of the Company's Board of Directors through such date.

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September 22, 2022 Filed Sep 26, 2022 22:01 UTC Exercise / conversionClass A Common Stock 25,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-025506 · wf-form4_166422966400809.xml · nonDerivative · entry 1

Kouzoukas Demetrios L. · CIK 0001856511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 16:36 UTC
Singh PrabhdeepChief Growth Officer
GrantClass A Common Stock 353,356 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025242 · wf-form4_166370616282676.xml · nonDerivative · entry 1

Singh Prabhdeep · CIK 0001870027 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,821

F1 · shares: Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSUs"). Twenty-five percent of the RSUs will vest on the first anniversary of September 16, 2022, and the remaining RSUs will vest in twelve equal quarterly installments beginning on the date that is three months after the first anniversary of September 16, 2022, in each case subject to the continued service of the Reporting Person on each such vesting date.

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September 16, 2022 Filed Sep 20, 2022 20:39 UTC
Reynoso Jamie L.Chief Operating Officer
GrantClass A Common Stock 353,356 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025244 · wf-form4_166370634567239.xml · nonDerivative · entry 1

Reynoso Jamie L. · CIK 0001839066 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,895

F1 · shares: Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSUs"). Twenty-five percent of the RSUs will vest on the first anniversary of September 16, 2022, and the remaining RSUs will vest in twelve equal quarterly installments beginning on the date that is three months after the first anniversary of September 16, 2022, in each case subject to the continued service of the Reporting Person on each such vesting date.

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August 08, 2022 Filed Aug 10, 2022 20:33 UTC
Toy AndrewDirector · President
GrantClass A Common Stock 2,695,072 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-022231 · wf-form4_166016358247135.xml · nonDerivative · entry 1

Toy Andrew · CIK 0001838733 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,695,072

F1 · shares: Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSUs"). Twenty-five percent of the RSUs will vest on the first anniversary of August 8, 2022, and the remaining RSUs will vest in twelve equal quarterly installments beginning on the date that is three months after the first anniversary of August 8, 2022, in each case subject to the continued service of the Reporting Person on each such vesting date.

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July 25, 2022 Filed Jul 26, 2022 20:57 UTC
Leffler Scott J.Chief Financial Officer
GrantClass A Common Stock 5,042,016 $0.00 $0.00
Disclosure

SEC source: 0001832406-22-000005 · wf-form4_165886902127599.xml · nonDerivative · entry 1

Leffler Scott J. · CIK 0001832406 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,052,016

F1 · shares: Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSUs"). Twenty-five percent of the RSUs will vest on the first anniversary of July 25, 2022, and the remaining RSUs will vest in twelve equal quarterly installments beginning on the date that is three months after the first anniversary of July 25, 2022, in each case subject to the continued service of the Reporting Person on each such vesting date.

Read SEC document
July 22, 2022 Filed Jul 26, 2022 20:26 UTC GrantClass A Common Stock 8,805 $0.00 $0.00
Disclosure

SEC source: 0001937412-22-000008 · wf-form4_165886719563485.xml · nonDerivative · entry 1

Edwards Carladenise Armbrister · CIK 0001937412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,805

F1 · shares: Represents shares of Class A common stock of Clover Health Investments, Corp. (the "Company") underlying a time-based restricted stock unit award ("RSUs"). The RSUs will vest in full on September 22, 2022, the date of the Company's 2022 annual meeting of stockholders, subject to the Reporting Person's continued service as a member of the Board through such vesting date.

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July 18, 2022 Filed Jul 19, 2022 20:58 UTC
Priest Brady PatrickCEO of Home Care
GrantClass A Common Stock 1,694,915 $0.00 $0.00
Disclosure

SEC source: 0001938197-22-000007 · wf-form4_165826425731010.xml · nonDerivative · entry 1

Priest Brady Patrick · CIK 0001938197 · CEO of Home Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,694,915

F1 · shares: Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSUs"). Twenty-five percent of the RSUs will vest on the first anniversary of July 18, 2022, and the remaining RSUs will vest in twelve equal quarterly installments beginning on the date that is three months after the first anniversary of July 18, 2022, in each case subject to the continued service of the Reporting Person on each such vesting date.

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May 09, 2022 Filed May 10, 2022 21:54 UTC
Sharp Aric RCEO of Value Based Care
GrantClass A Common Stock 370,967 $0.00 $0.00
Disclosure

SEC source: 0001926602-22-000004 · wf-form4_165221947391488.xml · nonDerivative · entry 1

Sharp Aric R · CIK 0001926602 · CEO of Value Based Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,967

F1 · shares: Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSUs"). Twenty-five percent of the RSUs will vest on the first anniversary of May 9, 2022, and the remaining RSUs will vest in twelve equal quarterly installments beginning on the date that is three months after the first anniversary of May 9, 2022, in each case subject to the continued service of the Reporting Person on each such vesting date.

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March 14, 2022 Filed Mar 15, 2022 16:45 UTC
Martin Joseph RichardsGeneral Counsel
GrantClass A Common Stock 3,100,775 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-006267 · wf-form4_164737711293235.xml · nonDerivative · entry 1

Martin Joseph Richards · CIK 0001776869 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100,775

F1 · shares: Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSUs"). Twenty-five percent of the RSUs will vest on the first anniversary of March 14, 2022, and the remaining RSUs will vest in twelve equal quarterly installments beginning on the date that is three months after the first anniversary of March 14, 2022, in each case subject to the continued service of the Reporting Person on each such vesting date.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 18:19 UTC
Singh PrabhdeepChief Growth Officer
GrantClass A Common Stock 255,474 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-006433 · wf-form4_164746913247003.xml · nonDerivative · entry 1

Singh Prabhdeep · CIK 0001870027 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,465

F1 · shares: Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSUs"). Twenty-five percent of the RSUs will vest on the first anniversary of March 14, 2022, and the remaining RSUs will vest in twelve equal quarterly installments beginning on the date that is three months after the first anniversary of March 14, 2022, in each case subject to the continued service of the Reporting Person on each such vesting date.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 22:23 UTC
Reynoso Jamie L.Chief Operating Officer
GrantClass A Common Stock 510,948 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-006439 · wf-form4_164746936511138.xml · nonDerivative · entry 1

Reynoso Jamie L. · CIK 0001839066 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747,539

F1 · shares: Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSUs"). Twenty-five percent of the RSUs will vest on the first anniversary of March 14, 2022, and the remaining RSUs will vest in twelve equal quarterly installments beginning on the date that is three months after the first anniversary of March 14, 2022, in each case subject to the continued service of the Reporting Person on each such vesting date.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 08:03 UTC
SHAPIRO LEEDirector
PurchaseClass A Common Stock 80,000 $3.10 $248,072.00
Disclosure

SEC source: 0001628280-22-006156 · wf-form4_164734580175403.xml · nonDerivative · entry 1

SHAPIRO LEE · CIK 0001213350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,100

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $3.085 to $3.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 03, 2022 Filed Mar 4, 2022 22:25 UTC PurchaseClass A Common Stock 100,000 $2.53 $252,530.00
Disclosure

SEC source: 0001628280-22-005169 · wf-form4_164643267344851.xml · nonDerivative · entry 1

Clinton Chelsea · CIK 0001530920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $2.525 to $2.530 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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January 31, 2022 Filed Feb 2, 2022 23:55 UTC
Reynoso Jamie L.Chief Operating Officer
GrantClass A Common Stock 15,771 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001707 · wf-form4_164384610584079.xml · nonDerivative · entry 1

Reynoso Jamie L. · CIK 0001839066 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,591

F1 · shares: Represents shares of Class A common stock underlying time-based restricted stock units ("RSUs") that vest in three equal annual installments on January 31, 2022, January 1, 2023 and January 1, 2024. On July 16, 2021, the Reporting Person was granted a performance-based restricted stock unit award, and on January 31, 2022, the Talent and Compensation Committee of the Board of Directors certified the achievement of certain of the performance criteria, resulting in the grant of the RSUs.

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January 31, 2022 Filed Apr 27, 2023 01:56 UTC Amendment
Reynoso Jamie L.CEO of Medicare Advantage
Tax withholdingClass A Common Stock 1,281 $2.58 $3,304.98
Disclosure

SEC source: 0000895345-23-000255 · form4.xml · nonDerivative · entry 1

Reynoso Jamie L. · CIK 0001839066 · CEO of Medicare Advantage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,310

F1 · security: This Form 4/A, amends the original Form 4, filed on February 2, 2022, solely to report the number of shares of the Issuer's Class A Common Stock that were automatically withheld by the Issuer to cover the Reporting Person's tax obligations upon the vesting, on January 31, 2022, of 1/3rd of the original number of time-based restricted stock units ("RSUs") granted to the Reporting Person on January 31, 2022 upon the achievement of certain performance criteria. The RSUs vest in equal installments on January 31, 2022, January 1, 2023 and January 1, 2024.

F2 · shares: The original Form 4 inadvertently omitted the 1,281 shares that were withheld in connection with the January 31, 2022 vesting event.

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January 07, 2022 Filed Jan 11, 2022 21:22 UTC
SHAPIRO LEEDirector
Exercise / conversionRestricted Stock Unit · Derivative 27,100 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000724 · wf-form4_164195413048020.xml · derivative · entry 2

SHAPIRO LEE · CIK 0001213350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,100

Underlying: Class A Common Stock · 27,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vested as to 50% of the shares subject to the award on January 7, 2022, and will vest as to the remaining shares subject to the award on the date of the 2022 Annual Meeting, subject to the Reporting Person's continued service as a member of the Board through such vesting date.

F2 · derivative.expiration_date: The RSUs vested as to 50% of the shares subject to the award on January 7, 2022, and will vest as to the remaining shares subject to the award on the date of the 2022 Annual Meeting, subject to the Reporting Person's continued service as a member of the Board through such vesting date.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:22 UTC
SHAPIRO LEEDirector
Exercise / conversionClass A Common Stock 27,100 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000724 · wf-form4_164195413048020.xml · nonDerivative · entry 1

SHAPIRO LEE · CIK 0001213350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:23 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,100 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000725 · wf-form4_164195418269205.xml · derivative · entry 2

Robinson William G Jr · CIK 0001604046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,100

Underlying: Class A Common Stock · 27,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vested as to 50% of the shares subject to the award on January 7, 2022, and will vest as to the remaining shares subject to the award on the date of the 2022 Annual Meeting, subject to the Reporting Person's continued service as a member of the Board through such vesting date.

F2 · derivative.expiration_date: The RSUs vested as to 50% of the shares subject to the award on January 7, 2022, and will vest as to the remaining shares subject to the award on the date of the 2022 Annual Meeting, subject to the Reporting Person's continued service as a member of the Board through such vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.