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Nasdaq · USD

CLMB

Climb Global Solutions, Inc.

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5428
SEC CIK
0000945983
Parsed reports
385

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2020 Filed Feb 7, 2020 18:02 UTC
LEGROTTAGLIE VITOVP & Chief Information Officer
Tax withholdingCommon Stock 413 $15.10 $6,236.30
Disclosure

SEC source: 0001179110-20-001320 · edgar.xml · nonDerivative · entry 1

LEGROTTAGLIE VITO · CIK 0001282439 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,465

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 18:02 UTC
VESEY MICHAELVice President & CFO
Tax withholdingCommon Stock 566 $15.10 $8,546.60
Disclosure

SEC source: 0001179110-20-001319 · edgar.xml · nonDerivative · entry 1

VESEY MICHAEL · CIK 0001324089 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,787

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 18:01 UTC
Scull Kevin TVP & Chief Accounting Officer
Tax withholdingCommon Stock 112 $15.10 $1,691.20
Disclosure

SEC source: 0001179110-20-001318 · edgar.xml · nonDerivative · entry 1

Scull Kevin T · CIK 0001372867 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,758

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 20:18 UTC
Foster Dale RichardDirector · CEO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000671 · edgar.xml · nonDerivative · entry 1

Foster Dale Richard · CIK 0001545927 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document
November 20, 2019 Filed Mar 27, 2020 21:22 UTC
VESEY MICHAELVice President & CFO
OtherCommon Stock 89 $13.85 $1,232.65
Disclosure

SEC source: 0001179110-20-004149 · edgar.xml · nonDerivative · entry 12

VESEY MICHAEL · CIK 0001324089 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,851

Read SEC document
November 05, 2019 Filed Nov 6, 2019 18:44 UTC
Scull Kevin TVP & Chief Accounting Officer
Tax withholdingCommon Stock 142 $14.37 $2,040.54
Disclosure

SEC source: 0001179110-19-011466 · edgar.xml · nonDerivative · entry 1

Scull Kevin T · CIK 0001372867 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,870

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 18:44 UTC
LEGROTTAGLIE VITOVP & Chief Information Officer
Tax withholdingCommon Stock 501 $14.37 $7,199.37
Disclosure

SEC source: 0001179110-19-011467 · edgar.xml · nonDerivative · entry 1

LEGROTTAGLIE VITO · CIK 0001282439 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,878

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 18:44 UTC
VESEY MICHAELVice President & CFO
Tax withholdingCommon Stock 493 $14.37 $7,084.41
Disclosure

SEC source: 0001179110-19-011465 · edgar.xml · nonDerivative · entry 1

VESEY MICHAEL · CIK 0001324089 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,353

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
August 21, 2019 Filed Mar 27, 2020 21:22 UTC
VESEY MICHAELVice President & CFO
OtherCommon Stock 77 $14.23 $1,095.71
Disclosure

SEC source: 0001179110-20-004149 · edgar.xml · nonDerivative · entry 11

VESEY MICHAEL · CIK 0001324089 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,762

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:31 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009298 · edgar.xml · nonDerivative · entry 1

Faith Michael · CIK 0001518001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: Restricted stock granted pursuant to the Issuer's 2012 Stock-Based Compensation Plan. These shares will vest in full on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:35 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009300 · edgar.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,925

F4 · kind: Restricted stock granted pursuant to the Issuer's 2012 Stock-Based Compensation Plan. These shares will vest in full on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:35 UTC OtherCommon Stock 7,045 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009300 · edgar.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held By GVIC

Disclosed balance after: 133,168

F1 · kind: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s).

F3 · shares: As of August 6, 2019, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.

F2 · ownership.direct: The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:36 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009302 · edgar.xml · nonDerivative · entry 1

MCCARTHY JOHN R · CIK 0001780215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · kind: Restricted stock granted pursuant to the Issuer's 2012 Stock-Based Compensation Plan. These shares will vest in full on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:36 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009301 · edgar.xml · nonDerivative · entry 1

BRYANT ANDREW S · CIK 0001237335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · kind: Restricted stock granted pursuant to the Issuer's 2012 Stock-Based Compensation Plan. These shares will vest in full on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:32 UTC
Kurty DianaDirector
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009299 · edgar.xml · nonDerivative · entry 1

Kurty Diana · CIK 0001661174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,504

F1 · kind: Restricted stock granted pursuant to the Issuer's 2012 Stock-Based Compensation Plan. These shares will vest in full on August 6, 2019.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 16:15 UTC
LEGROTTAGLIE VITOVP & Chief Information Officer
Tax withholdingCommon Stock 460 $11.50 $5,290.00
Disclosure

SEC source: 0001179110-19-009233 · edgar.xml · nonDerivative · entry 1

LEGROTTAGLIE VITO · CIK 0001282439 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,379

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 16:14 UTC
Scull Kevin TVP & Chief Accounting Officer
Tax withholdingCommon Stock 138 $11.50 $1,587.00
Disclosure

SEC source: 0001179110-19-009232 · edgar.xml · nonDerivative · entry 1

Scull Kevin T · CIK 0001372867 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,012

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 16:13 UTC
Gilbertson BrianFormer VP & GM Lifeboat Dist
OtherCommon Stock 11,405 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009231 · edgar.xml · nonDerivative · entry 2

Gilbertson Brian · CIK 0001675944 · Former VP & GM Lifeboat Dist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,877

F2 · kind: Forfeiture of unvested shares on previous grant pursuant to the Issuer's 2012 Stock-Based Compensation Plan

Read SEC document
August 05, 2019 Filed Aug 7, 2019 16:13 UTC
Gilbertson BrianFormer VP & GM Lifeboat Dist
Tax withholdingCommon Stock 357 $11.50 $4,105.50
Disclosure

SEC source: 0001179110-19-009231 · edgar.xml · nonDerivative · entry 1

Gilbertson Brian · CIK 0001675944 · Former VP & GM Lifeboat Dist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,282

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 16:11 UTC
VESEY MICHAELVice President & CFO
Tax withholdingCommon Stock 474 $11.50 $5,451.00
Disclosure

SEC source: 0001179110-19-009230 · edgar.xml · nonDerivative · entry 1

VESEY MICHAEL · CIK 0001324089 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,846

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
May 22, 2019 Filed Mar 27, 2020 21:22 UTC
VESEY MICHAELVice President & CFO
OtherCommon Stock 79 $11.96 $944.84
Disclosure

SEC source: 0001179110-20-004149 · edgar.xml · nonDerivative · entry 10

VESEY MICHAEL · CIK 0001324089 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,685

Read SEC document
May 16, 2019 Filed May 21, 2019 19:49 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006456 · edgar.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,425

F4 · kind: There are no transactions being reported on this line item of this Form 4, it is being used to report the Direct ownership of the reporting person.

Read SEC document
May 16, 2019 Filed May 21, 2019 19:49 UTC OtherCommon Stock 280 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006456 · edgar.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by GVIC

Disclosed balance after: 140,213

F1 · kind: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled the reporting person. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s).

F3 · shares: As of May 16, 2019, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.

F2 · ownership.direct: The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 16, 2019 Filed May 21, 2019 19:49 UTC PurchaseCommon Stock 8,070 $12.07 $97,404.90
Disclosure

SEC source: 0001179110-19-006456 · edgar.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by GVIC

Disclosed balance after: 140,493

F1 · kind: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled the reporting person. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s).

F2 · ownership.direct: The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 13, 2019 Filed Nov 18, 2020 02:30 UTC
Foster Dale RichardDirector · CEO
SaleCommon Stock 1,500 $12.17 $18,249.00
Disclosure

SEC source: 0001179110-20-011185 · edgar.xml · nonDerivative · entry 2

Foster Dale Richard · CIK 0001545927 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,599

Read SEC document
May 06, 2019 Filed May 7, 2019 17:45 UTC
Scull Kevin TVP & Chief Accounting Officer
Tax withholdingCommon Stock 171 $12.05 $2,060.55
Disclosure

SEC source: 0001179110-19-005634 · edgar.xml · nonDerivative · entry 1

Scull Kevin T · CIK 0001372867 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,150

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
May 06, 2019 Filed May 7, 2019 17:45 UTC
LEGROTTAGLIE VITOVP & Chief Information Officer
Tax withholdingCommon Stock 455 $12.05 $5,482.75
Disclosure

SEC source: 0001179110-19-005635 · edgar.xml · nonDerivative · entry 1

LEGROTTAGLIE VITO · CIK 0001282439 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,839

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
May 06, 2019 Filed May 7, 2019 17:39 UTC
VESEY MICHAELVice President & CFO
Tax withholdingCommon Stock 467 $12.05 $5,627.35
Disclosure

SEC source: 0001179110-19-005632 · edgar.xml · nonDerivative · entry 1

VESEY MICHAEL · CIK 0001324089 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,320

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
May 06, 2019 Filed May 7, 2019 17:43 UTC
Gilbertson BrianVP & GM Lifeboat Distribution
Tax withholdingCommon Stock 352 $12.05 $4,241.60
Disclosure

SEC source: 0001179110-19-005633 · edgar.xml · nonDerivative · entry 1

Gilbertson Brian · CIK 0001675944 · VP & GM Lifeboat Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,639

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
March 11, 2019 Filed Mar 27, 2020 21:22 UTC
VESEY MICHAELVice President & CFO
OtherCommon stock 67 $11.73 $785.91
Disclosure

SEC source: 0001179110-20-004149 · edgar.xml · nonDerivative · entry 9

VESEY MICHAEL · CIK 0001324089 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,606

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:58 UTC PurchaseCommon Stock 495 $12.39 $6,133.05
Disclosure

SEC source: 0001179110-19-003008 · edgar.xml · nonDerivative · entry 4

GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,425

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:58 UTC OtherCommon Stock 830 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003008 · edgar.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by GVIC

Disclosed balance after: 132,423

F1 · kind: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled the reporting person. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s).

F3 · shares: As of March 1, 2019, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.

F2 · ownership.direct: The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:58 UTC PurchaseCommon Stock 2,525 $12.40 $31,310.00
Disclosure

SEC source: 0001179110-19-003008 · edgar.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by GVIC

Disclosed balance after: 133,253

F1 · kind: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled the reporting person. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s).

F2 · ownership.direct: The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:10 UTC
Bass Charles EdwardVP New Business
SaleCommon Stock 100 $12.40 $1,240.00
Disclosure

SEC source: 0001179110-19-003182 · edgar.xml · nonDerivative · entry 1

Bass Charles Edward · CIK 0001546245 · VP New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Read SEC document
February 28, 2019 Filed Mar 4, 2019 19:58 UTC PurchaseCommon Stock 2,450 $12.24 $29,988.00
Disclosure

SEC source: 0001179110-19-003008 · edgar.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by GVIC

Disclosed balance after: 130,728

F1 · kind: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled the reporting person. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s).

F2 · ownership.direct: The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:01 UTC
DeWindt David StephenDirector · President & CEO
GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001974 · edgar.xml · nonDerivative · entry 1

DeWindt David Stephen · CIK 0001599699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

F1 · kind: Restricted stock granted pursuant to the Issuer's 2012 Stock-Based Compensation Plan. These shares will vest in 16 quarterly installments beginning on February 13, 2019.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 20:53 UTC
LEGROTTAGLIE VITOVP & Chief Information Officer
Tax withholdingCommon Stock 69 $10.55 $727.95
Disclosure

SEC source: 0001179110-19-001973 · edgar.xml · nonDerivative · entry 2

LEGROTTAGLIE VITO · CIK 0001282439 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,294

F2 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 20:53 UTC
LEGROTTAGLIE VITOVP & Chief Information Officer
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001973 · edgar.xml · nonDerivative · entry 1

LEGROTTAGLIE VITO · CIK 0001282439 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,363

F1 · kind: Restricted stock granted pursuant to the Issuer's 2012 Stock-Based Compensation Plan. These shares will vest in 16 quarterly installments beginning on February 13, 2019.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 20:52 UTC
Scull Kevin TVP & Chief Accounting Officer
Tax withholdingCommon Stock 24 $10.55 $253.20
Disclosure

SEC source: 0001179110-19-001972 · edgar.xml · nonDerivative · entry 2

Scull Kevin T · CIK 0001372867 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,321

F2 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 20:52 UTC
Scull Kevin TVP & Chief Accounting Officer
GrantCommon Stock 1,325 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001972 · edgar.xml · nonDerivative · entry 1

Scull Kevin T · CIK 0001372867 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,345

F1 · kind: Restricted stock granted pursuant to the Issuer's 2012 Stock-Based Compensation Plan. These shares will vest in 16 quarterly installments beginning on February 13, 2019.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 20:52 UTC
Gilbertson BrianVP & GM Lifeboat Distribution
Tax withholdingCommon Stock 43 $10.55 $453.65
Disclosure

SEC source: 0001179110-19-001970 · edgar.xml · nonDerivative · entry 2

Gilbertson Brian · CIK 0001675944 · VP & GM Lifeboat Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,991

F2 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 20:52 UTC
Gilbertson BrianVP & GM Lifeboat Distribution
GrantCommon Stock 4,080 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001970 · edgar.xml · nonDerivative · entry 1

Gilbertson Brian · CIK 0001675944 · VP & GM Lifeboat Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,034

F1 · kind: Restricted stock granted pursuant to the Issuer's 2012 Stock-Based Compensation Plan. These shares will vest in 16 quarterly installments beginning on February 13, 2019.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 20:52 UTC
VESEY MICHAELVice President & CFO
Tax withholdingCommon Stock 98 $10.55 $1,033.90
Disclosure

SEC source: 0001179110-19-001969 · edgar.xml · nonDerivative · entry 2

VESEY MICHAEL · CIK 0001324089 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,787

F2 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

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February 13, 2019 Filed Feb 15, 2019 20:52 UTC
VESEY MICHAELVice President & CFO
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001969 · edgar.xml · nonDerivative · entry 1

VESEY MICHAEL · CIK 0001324089 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,885

F1 · kind: Restricted stock granted pursuant to the Issuer's 2012 Stock-Based Compensation Plan. These shares will vest in 16 quarterly installments beginning on February 13, 2019.

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February 05, 2019 Filed Feb 6, 2019 22:45 UTC
LEGROTTAGLIE VITOVP & Chief Information Officer
Tax withholdingCommon Stock 396 $10.60 $4,197.60
Disclosure

SEC source: 0001179110-19-001450 · edgar.xml · nonDerivative · entry 1

LEGROTTAGLIE VITO · CIK 0001282439 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,363

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

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February 05, 2019 Filed Feb 6, 2019 22:44 UTC
Scull Kevin TVP & Chief Accounting Officer
Tax withholdingCommon Stock 137 $10.60 $1,452.20
Disclosure

SEC source: 0001179110-19-001449 · edgar.xml · nonDerivative · entry 1

Scull Kevin T · CIK 0001372867 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,020

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

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February 05, 2019 Filed Feb 6, 2019 22:44 UTC
Gilbertson BrianVP & GM Lifeboat Distribution
Tax withholdingCommon Stock 329 $10.60 $3,487.40
Disclosure

SEC source: 0001179110-19-001448 · edgar.xml · nonDerivative · entry 1

Gilbertson Brian · CIK 0001675944 · VP & GM Lifeboat Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,954

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

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February 05, 2019 Filed Feb 6, 2019 22:44 UTC
VESEY MICHAELVice President & CFO
Tax withholdingCommon Stock 383 $10.60 $4,059.80
Disclosure

SEC source: 0001179110-19-001447 · edgar.xml · nonDerivative · entry 1

VESEY MICHAEL · CIK 0001324089 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,885

F1 · kind: Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.

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November 20, 2018 Filed Nov 23, 2018 18:24 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013132 · edgar.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,930

F3 · kind: There are no transactions being reported on this line item of this Form 4, it is being used to report the Direct ownership of the reporting person.

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November 20, 2018 Filed Nov 23, 2018 18:24 UTC PurchaseCommon Stock 1,870 $11.42 $21,355.40
Disclosure

SEC source: 0001179110-18-013132 · edgar.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by GVIC

Disclosed balance after: 128,278

F1 · kind: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled the reporting person. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s).

F2 · ownership.direct: The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.