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CLDX

Celldex Therapeutics, Inc.

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4208
SEC CIK
0000744218
Parsed reports
254

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2021 Filed Jun 21, 2021 20:29 UTC
Jimenez Freddy A.SVP & General Counsel
GrantIncentive Stock Option (right to buy) · Derivative 73,000 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006912 · edgar.xml · derivative · entry 1

Jimenez Freddy A. · CIK 0001838114 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,000

Underlying: Common Stock · 73,000 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 17, 2022 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:29 UTC
Young Diane C.SVP, Chief Medical Officer
GrantIncentive Stock Option (right to buy) · Derivative 72,000 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006911 · edgar.xml · derivative · entry 1

Young Diane C. · CIK 0001648010 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common Stock · 72,000 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 17, 2022 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:29 UTC
Heath-Chiozzi MargoSVP of Regulatory Affairs
GrantIncentive Stock Option (right to buy) · Derivative 62,500 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006910 · edgar.xml · derivative · entry 1

Heath-Chiozzi Margo · CIK 0001718112 · SVP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 17, 2022 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:28 UTC
Wright Richard M.Sr. VP & CCO
GrantIncentive Stock Option (right to buy) · Derivative 42,000 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006909 · edgar.xml · derivative · entry 1

Wright Richard M. · CIK 0001646423 · Sr. VP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 17, 2022 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:28 UTC
Cavanaugh SarahSVP of Corp Affairs & Admin.
GrantIncentive Stock Option (right to buy) · Derivative 56,000 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006908 · edgar.xml · derivative · entry 1

Cavanaugh Sarah · CIK 0001709113 · SVP of Corp Affairs & Admin.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Common Stock · 56,000 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 17, 2022 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:27 UTC
PEPIN RONALDSr. VP & CBO
GrantIncentive Stock Option (right to buy) · Derivative 15,500 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006907 · edgar.xml · derivative · entry 1

PEPIN RONALD · CIK 0001214504 · Sr. VP & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 17, 2022 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:27 UTC
Crowley ElizabethSr. VP &CPDO
GrantIncentive Stock Option (right to buy) · Derivative 58,000 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006906 · edgar.xml · derivative · entry 1

Crowley Elizabeth · CIK 0001681854 · Sr. VP &CPDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,000

Underlying: Common Stock · 58,000 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 17, 2022 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:26 UTC GrantIncentive Stock Option (right to buy) · Derivative 85,000 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006905 · edgar.xml · derivative · entry 1

Martin Samuel Bates · CIK 0001709024 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 17, 2022 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:26 UTC
KELER TIBORExecutive VP & CSO
GrantIncentive Stock Option (right to buy) · Derivative 91,000 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006904 · edgar.xml · derivative · entry 1

KELER TIBOR · CIK 0001429931 · Executive VP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,000

Underlying: Common Stock · 91,000 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 17, 2022 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:26 UTC
Marucci Anthony SDirector · President & CEO
GrantIncentive Stock Option (right to buy) · Derivative 224,000 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006903 · edgar.xml · derivative · entry 1

Marucci Anthony S · CIK 0001429933 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,000

Underlying: Common Stock · 224,000 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 17, 2022 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:20 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006892 · edgar.xml · derivative · entry 1

Brownlie Keith L · CIK 0001518575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:20 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006890 · edgar.xml · derivative · entry 1

PENNER HARRY JR · CIK 0001131148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:19 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006889 · edgar.xml · derivative · entry 1

Shoos Karen L. · CIK 0001255681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:19 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006887 · edgar.xml · derivative · entry 1

MARINO JAMES J · CIK 0001198578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:19 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006888 · edgar.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:30 UTC
Wright Richard M.Sr. VP & CCO
Exercise / conversionIncentive Stock Option · Derivative 9,375 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001179110-20-011996 · edgar.xml · derivative · entry 6

Wright Richard M. · CIK 0001646423 · Sr. VP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,625

Underlying: Common Stock · 9,375 shares

Expires 2029-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% vested on June 19, 2020 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:30 UTC
Wright Richard M.Sr. VP & CCO
Exercise / conversionIncentive Stock Option · Derivative 11,457 $0.00 Strike: $9.02 $0.00
Disclosure

SEC source: 0001179110-20-011996 · edgar.xml · derivative · entry 5

Wright Richard M. · CIK 0001646423 · Sr. VP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,876

Underlying: Common Stock · 11,457 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This option was previously reported as covering 275,000 shares at an exercise price of $0.6011 per share, but was adjusted to reflect the reverse stock split that occurred on February 8, 2019.

F3 · derivative.exercise_date: 25% vested on June 13, 2019 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

F2 · balance_after: This option was previously reported as covering 275,000 shares at an exercise price of $0.6011 per share, but was adjusted to reflect the reverse stock split that occurred on February 8, 2019.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:30 UTC
Wright Richard M.Sr. VP & CCO
SaleCommon Stock 9,375 $18.61 $174,435.94
Disclosure

SEC source: 0001179110-20-011996 · edgar.xml · nonDerivative · entry 4

Wright Richard M. · CIK 0001646423 · Sr. VP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208

F1 · balance_after: On February 8, 2019, the Company implemented a one-for-fifteen reverse stock split of the Company's issued and outstanding common stock, resulting in the reporting person's ownership of 208 shares of the Company's common stock.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:30 UTC
Wright Richard M.Sr. VP & CCO
Exercise / conversionCommon Stock 9,375 $2.78 $26,062.50
Disclosure

SEC source: 0001179110-20-011996 · edgar.xml · nonDerivative · entry 3

Wright Richard M. · CIK 0001646423 · Sr. VP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On February 8, 2019, the Company implemented a one-for-fifteen reverse stock split of the Company's issued and outstanding common stock, resulting in the reporting person's ownership of 208 shares of the Company's common stock.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:30 UTC
Wright Richard M.Sr. VP & CCO
SaleCommon Stock 11,457 $18.61 $213,174.67
Disclosure

SEC source: 0001179110-20-011996 · edgar.xml · nonDerivative · entry 2

Wright Richard M. · CIK 0001646423 · Sr. VP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208

F1 · balance_after: On February 8, 2019, the Company implemented a one-for-fifteen reverse stock split of the Company's issued and outstanding common stock, resulting in the reporting person's ownership of 208 shares of the Company's common stock.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:30 UTC
Wright Richard M.Sr. VP & CCO
Exercise / conversionCommon Stock 11,457 $9.02 $103,302.04
Disclosure

SEC source: 0001179110-20-011996 · edgar.xml · nonDerivative · entry 1

Wright Richard M. · CIK 0001646423 · Sr. VP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was previously reported as covering 275,000 shares at an exercise price of $0.6011 per share, but was adjusted to reflect the reverse stock split that occurred on February 8, 2019.

F1 · balance_after: On February 8, 2019, the Company implemented a one-for-fifteen reverse stock split of the Company's issued and outstanding common stock, resulting in the reporting person's ownership of 208 shares of the Company's common stock.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:07 UTC GrantIncentive Stock Option (right to buy) · Derivative 105,600 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007598 · edgar.xml · derivative · entry 1

Martin Samuel Bates · CIK 0001709024 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,600

Underlying: Common Stock · 105,600 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:06 UTC
Cavanaugh SarahSVP of Corp Affairs & Admin.
GrantIncentive Stock Option (right to buy) · Derivative 84,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007596 · edgar.xml · derivative · entry 1

Cavanaugh Sarah · CIK 0001709113 · SVP of Corp Affairs & Admin.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Common Stock · 84,000 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:07 UTC
Heath-Chiozzi MargoSVP of Regulatory Affairs
GrantIncentive Stock Option (right to buy) · Derivative 84,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007597 · edgar.xml · derivative · entry 1

Heath-Chiozzi Margo · CIK 0001718112 · SVP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Common Stock · 84,000 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:06 UTC
Crowley ElizabethSr. VP &CPDO
GrantIncentive Stock Option (right to buy) · Derivative 84,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007595 · edgar.xml · derivative · entry 1

Crowley Elizabeth · CIK 0001681854 · Sr. VP &CPDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Common Stock · 84,000 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:06 UTC
PEPIN RONALDSr. VP & CBO
GrantIncentive Stock Option (right to buy) · Derivative 14,400 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007594 · edgar.xml · derivative · entry 1

PEPIN RONALD · CIK 0001214504 · Sr. VP & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

Underlying: Common Stock · 14,400 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:05 UTC
Wright Richard M.Sr. VP & CCO
GrantIncentive Stock Option (right to buy) · Derivative 42,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007593 · edgar.xml · derivative · entry 1

Wright Richard M. · CIK 0001646423 · Sr. VP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:05 UTC
Young Diane C.SVP, Chief Medical Officer
GrantIncentive Stock Option (right to buy) · Derivative 72,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007592 · edgar.xml · derivative · entry 1

Young Diane C. · CIK 0001648010 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common Stock · 72,000 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:04 UTC
Marucci Anthony SDirector · President & CEO
GrantIncentive Stock Option (right to buy) · Derivative 245,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007590 · edgar.xml · derivative · entry 1

Marucci Anthony S · CIK 0001429933 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,000

Underlying: Common Stock · 245,000 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:05 UTC
KELER TIBORExecutive VP & CSO
GrantIncentive Stock Option (right to buy) · Derivative 108,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007591 · edgar.xml · derivative · entry 1

KELER TIBOR · CIK 0001429931 · Executive VP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,000

Underlying: Common Stock · 108,000 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:04 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 11,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007589 · edgar.xml · derivative · entry 1

Brownlie Keith L · CIK 0001518575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:03 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 11,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007587 · edgar.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:03 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 11,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007588 · edgar.xml · derivative · entry 1

MARINO JAMES J · CIK 0001198578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:03 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 11,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007586 · edgar.xml · derivative · entry 1

Shoos Karen L. · CIK 0001255681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:02 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 11,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007585 · edgar.xml · derivative · entry 1

PENNER HARRY JR · CIK 0001131148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 11:55 UTC
Young Diane C.SVP, Chief Medical Officer
PurchaseCommon stock, par value $0.001 per share 2,115 $4.73 $10,003.95
Disclosure

SEC source: 0001179110-20-007242 · edgar.xml · nonDerivative · entry 1

Young Diane C. · CIK 0001648010 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115

Read SEC document
June 10, 2020 Filed Jun 11, 2020 11:54 UTC
Cavanaugh SarahSVP of Corp Affairs & Admin.
PurchaseCommon Stock, par value $0.001 per share 1,050 $4.83 $5,071.50
Disclosure

SEC source: 0001179110-20-007218 · edgar.xml · nonDerivative · entry 1

Cavanaugh Sarah · CIK 0001709113 · SVP of Corp Affairs & Admin.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367

Read SEC document
June 09, 2020 Filed Jun 10, 2020 11:55 UTC
Heath-Chiozzi MargoSVP of Regulatory Affairs
PurchaseCommon Stock, par value $0.001 per share 1,000 $3.01 $3,005.00
Disclosure

SEC source: 0001179110-20-007167 · edgar.xml · nonDerivative · entry 1

Heath-Chiozzi Margo · CIK 0001718112 · SVP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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June 09, 2020 Filed Jun 10, 2020 11:55 UTC PurchaseCommon Stock, par value $0.001 per share 9,750 $3.05 $29,737.50
Disclosure

SEC source: 0001179110-20-007166 · edgar.xml · nonDerivative · entry 1

Martin Samuel Bates · CIK 0001709024 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,735

F1 · balance_after: Includes 985 shares of Common Stock acquired under the Company's 2004 Employee Stock Purchase Plan.

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June 09, 2020 Filed Jun 10, 2020 11:54 UTC PurchaseCommon Stock, par value $0.001 per share 8,305 $3.00 $24,915.00
Disclosure

SEC source: 0001179110-20-007165 · edgar.xml · nonDerivative · entry 1

MARINO JAMES J · CIK 0001198578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,704

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June 09, 2020 Filed Jun 10, 2020 11:54 UTC
Marucci Anthony SDirector · President & CEO
PurchaseCommon Stock, par value $0.001 per share 15,000 $3.06 $45,900.00
Disclosure

SEC source: 0001179110-20-007163 · edgar.xml · nonDerivative · entry 1

Marucci Anthony S · CIK 0001429933 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,438

F1 · balance_after: Includes 1,103 shares of Common Stock acquired under the Company's 2004 Employee Stock Purchase Plan.

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June 09, 2020 Filed Jun 10, 2020 11:54 UTC
KELER TIBORExecutive VP & CSO
PurchaseCommon Stock, par value $0.001 per share 5,000 $2.99 $14,954.00
Disclosure

SEC source: 0001179110-20-007164 · edgar.xml · nonDerivative · entry 1

KELER TIBOR · CIK 0001429931 · Executive VP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,357

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July 08, 2019 Filed Jul 9, 2019 12:18 UTC
Young Diane C.SVP, Chief Medical Officer
GrantIncentive Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $2.71 $0.00
Disclosure

SEC source: 0001179110-19-008540 · edgar.xml · derivative · entry 1

Young Diane C. · CIK 0001648010 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2029-07-08

F1 · security: Represents option granted by Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vests on July 8, 2020 and the remainder vests quarterly (in equal amounts) over the subsequent 12 quarters.

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June 19, 2019 Filed Jun 20, 2019 20:29 UTC
Wright Richard M.Sr. VP & CCO
GrantIncentive Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001179110-19-007978 · edgar.xml · derivative · entry 1

Wright Richard M. · CIK 0001646423 · Sr. VP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-06-19

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 19, 2020 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

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June 19, 2019 Filed Jun 20, 2019 20:28 UTC
Crowley ElizabethSr. VP &CPDO
GrantIncentive Stock Option (right to buy) · Derivative 43,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001179110-19-007976 · edgar.xml · derivative · entry 1

Crowley Elizabeth · CIK 0001681854 · Sr. VP &CPDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 43,000 shares

Expires 2029-06-19

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 19, 2020 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

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June 19, 2019 Filed Jun 20, 2019 20:27 UTC
Marucci Anthony SDirector · President & CEO
GrantIncentive Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001179110-19-007972 · edgar.xml · derivative · entry 1

Marucci Anthony S · CIK 0001429933 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-06-19

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 19, 2020 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

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June 19, 2019 Filed Jun 20, 2019 20:29 UTC
PEPIN RONALDSr. VP & CBO
GrantIncentive Stock Option (right to buy) · Derivative 11,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001179110-19-007979 · edgar.xml · derivative · entry 1

PEPIN RONALD · CIK 0001214504 · Sr. VP & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2029-06-19

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 19, 2020 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

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June 19, 2019 Filed Jun 20, 2019 20:28 UTC
Heath-Chiozzi MargoSVP of Regulatory Affairs
GrantIncentive Stock Option (right to buy) · Derivative 43,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001179110-19-007977 · edgar.xml · derivative · entry 1

Heath-Chiozzi Margo · CIK 0001718112 · SVP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 43,000 shares

Expires 2029-06-19

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 19, 2020 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

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June 19, 2019 Filed Jun 20, 2019 20:28 UTC
Cavanaugh SarahSVP of Corp Affairs & Admin.
GrantIncentive Stock Option (right to buy) · Derivative 43,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001179110-19-007975 · edgar.xml · derivative · entry 1

Cavanaugh Sarah · CIK 0001709113 · SVP of Corp Affairs & Admin.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 43,000 shares

Expires 2029-06-19

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 19, 2020 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

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June 19, 2019 Filed Jun 20, 2019 20:27 UTC GrantIncentive Stock Option (right to buy) · Derivative 43,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001179110-19-007974 · edgar.xml · derivative · entry 1

Martin Samuel Bates · CIK 0001709024 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 43,000 shares

Expires 2029-06-19

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 19, 2020 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.