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Nasdaq · USD

CLDX

Celldex Therapeutics, Inc.

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4208
SEC CIK
0000744218
Parsed reports
254

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2024 Filed Jun 5, 2024 20:05 UTC
Wright Richard M.SR. VP & CCO
Exercise / conversionCommon Stock 18,375 $22.48 $413,070.00
Disclosure

SEC source: 0001415889-24-015543 · form4-06052024_080641.xml · nonDerivative · entry 3

Wright Richard M. · CIK 0001646423 · SR. VP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:05 UTC
Wright Richard M.SR. VP & CCO
Exercise / conversionCommon Stock 28,469 $28.00 $797,132.00
Disclosure

SEC source: 0001415889-24-015543 · form4-06052024_080641.xml · nonDerivative · entry 2

Wright Richard M. · CIK 0001646423 · SR. VP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:05 UTC
Wright Richard M.SR. VP & CCO
Exercise / conversionCommon Stock 20,625 $2.78 $57,337.50
Disclosure

SEC source: 0001415889-24-015543 · form4-06052024_080641.xml · nonDerivative · entry 1

Wright Richard M. · CIK 0001646423 · SR. VP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:04 UTC
Jimenez Freddy A.SVP & GENERAL COUNSEL
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 8,006 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001415889-24-015542 · form4-06052024_080652.xml · derivative · entry 3

Jimenez Freddy A. · CIK 0001838114 · SVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,994

Underlying: Common Stock · 8,006 shares

Expires 2030-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% vested on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:04 UTC
Jimenez Freddy A.SVP & GENERAL COUNSEL
SaleCommon Stock 8,006 $33.60 $269,002.40
Disclosure

SEC source: 0001415889-24-015542 · form4-06052024_080652.xml · nonDerivative · entry 2

Jimenez Freddy A. · CIK 0001838114 · SVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,924

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:04 UTC
Jimenez Freddy A.SVP & GENERAL COUNSEL
Exercise / conversionCommon Stock 8,006 $10.38 $83,102.28
Disclosure

SEC source: 0001415889-24-015542 · form4-06052024_080652.xml · nonDerivative · entry 1

Jimenez Freddy A. · CIK 0001838114 · SVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:06 UTC
Heath-Chiozzi MargoSVP OF REGULATORY AFFAIRS
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 2,608 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001415889-24-015148 · form4-06032024_080622.xml · derivative · entry 7

Heath-Chiozzi Margo · CIK 0001718112 · SVP OF REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,392

Underlying: Common Stock · 2,608 shares

Expires 2030-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% vested on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:06 UTC
Heath-Chiozzi MargoSVP OF REGULATORY AFFAIRS
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 2,043 $0.00 Strike: $9.02 $0.00
Disclosure

SEC source: 0001415889-24-015148 · form4-06032024_080622.xml · derivative · entry 6

Heath-Chiozzi Margo · CIK 0001718112 · SVP OF REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,289

Underlying: Common Stock · 2,043 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: As of June 13, 2022, the option is fully vested.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:06 UTC
Heath-Chiozzi MargoSVP OF REGULATORY AFFAIRS
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 29,068 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001415889-24-015148 · form4-06032024_080622.xml · derivative · entry 5

Heath-Chiozzi Margo · CIK 0001718112 · SVP OF REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,732

Underlying: Common Stock · 29,068 shares

Expires 2029-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As of June 19, 2023, the option is fully vested.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:06 UTC
Heath-Chiozzi MargoSVP OF REGULATORY AFFAIRS
SaleCommon Stock 38,719 $34.07 $1,319,156.33
Disclosure

SEC source: 0001415889-24-015148 · form4-06032024_080622.xml · nonDerivative · entry 4

Heath-Chiozzi Margo · CIK 0001718112 · SVP OF REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,094

F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.850 to $34.445 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.850 to $34.445 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.850 to $34.445 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:06 UTC
Heath-Chiozzi MargoSVP OF REGULATORY AFFAIRS
Exercise / conversionCommon Stock 2,608 $10.38 $27,071.04
Disclosure

SEC source: 0001415889-24-015148 · form4-06032024_080622.xml · nonDerivative · entry 3

Heath-Chiozzi Margo · CIK 0001718112 · SVP OF REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:06 UTC
Heath-Chiozzi MargoSVP OF REGULATORY AFFAIRS
Exercise / conversionCommon Stock 2,043 $9.02 $18,420.71
Disclosure

SEC source: 0001415889-24-015148 · form4-06032024_080622.xml · nonDerivative · entry 2

Heath-Chiozzi Margo · CIK 0001718112 · SVP OF REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:06 UTC
Heath-Chiozzi MargoSVP OF REGULATORY AFFAIRS
Exercise / conversionCommon Stock 29,068 $2.78 $80,809.04
Disclosure

SEC source: 0001415889-24-015148 · form4-06032024_080622.xml · nonDerivative · entry 1

Heath-Chiozzi Margo · CIK 0001718112 · SVP OF REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 847 shares of common stock acquired under the Celldex Therapeutics, Inc. 2004 Employee Stock Purchase Plan.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:05 UTC Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001415889-24-015147 · form4-06032024_080645.xml · derivative · entry 3

Martin Samuel Bates · CIK 0001709024 · SVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,600

Underlying: Common Stock · 25,000 shares

Expires 2030-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% vested on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:05 UTC SaleCommon Stock 35,000 $34.05 $1,191,774.50
Disclosure

SEC source: 0001415889-24-015147 · form4-06032024_080645.xml · nonDerivative · entry 2

Martin Samuel Bates · CIK 0001709024 · SVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,128

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.69 to $34.55 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.69 to $34.55 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.69 to $34.55 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:05 UTC Exercise / conversionCommon Stock 25,000 $10.38 $259,500.00
Disclosure

SEC source: 0001415889-24-015147 · form4-06032024_080645.xml · nonDerivative · entry 1

Martin Samuel Bates · CIK 0001709024 · SVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:04 UTC
Cavanaugh SarahSVP OF CORP AFFAIRS & ADMIN.
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 10,103 $0.00 Strike: $9.02 $0.00
Disclosure

SEC source: 0001415889-24-015138 · form4-06032024_080652.xml · derivative · entry 5

Cavanaugh Sarah · CIK 0001709113 · SVP OF CORP AFFAIRS & ADMIN.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,103 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: As of June 13, 2022, the option is fully vested.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:04 UTC
Cavanaugh SarahSVP OF CORP AFFAIRS & ADMIN.
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 10,750 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001415889-24-015138 · form4-06032024_080652.xml · derivative · entry 4

Cavanaugh Sarah · CIK 0001709113 · SVP OF CORP AFFAIRS & ADMIN.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,750 shares

Expires 2029-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As of June 19, 2023, the option is fully vested.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:04 UTC
Cavanaugh SarahSVP OF CORP AFFAIRS & ADMIN.
SaleCommon Stock 20,853 $33.73 $703,334.15
Disclosure

SEC source: 0001415889-24-015138 · form4-06032024_080652.xml · nonDerivative · entry 3

Cavanaugh Sarah · CIK 0001709113 · SVP OF CORP AFFAIRS & ADMIN.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,860

F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.465 to $34.06 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.465 to $34.06 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.465 to $34.06 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:04 UTC
Cavanaugh SarahSVP OF CORP AFFAIRS & ADMIN.
Exercise / conversionCommon Stock 10,103 $9.02 $91,093.70
Disclosure

SEC source: 0001415889-24-015138 · form4-06032024_080652.xml · nonDerivative · entry 2

Cavanaugh Sarah · CIK 0001709113 · SVP OF CORP AFFAIRS & ADMIN.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:04 UTC
Cavanaugh SarahSVP OF CORP AFFAIRS & ADMIN.
Exercise / conversionCommon Stock 10,750 $2.78 $29,885.00
Disclosure

SEC source: 0001415889-24-015138 · form4-06032024_080652.xml · nonDerivative · entry 1

Cavanaugh Sarah · CIK 0001709113 · SVP OF CORP AFFAIRS & ADMIN.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 576 shares of common stock acquired under the Celldex Therapeutics, Inc. 2004 Employee Stock Purchase Plan.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:04 UTC
Crowley ElizabethSR. VP & CPDO
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 8,500 $0.00 Strike: $9.02 $0.00
Disclosure

SEC source: 0001415889-24-015137 · form4-06032024_080604.xml · derivative · entry 5

Crowley Elizabeth · CIK 0001681854 · SR. VP & CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 8,500 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As of June 13, 2022, the option is fully vested.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:04 UTC
Crowley ElizabethSR. VP & CPDO
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 34,445 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001415889-24-015137 · form4-06032024_080604.xml · derivative · entry 4

Crowley Elizabeth · CIK 0001681854 · SR. VP & CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,445 shares

Expires 2029-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of June 19, 2023, the option is fully vested.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:04 UTC
Crowley ElizabethSR. VP & CPDO
SaleCommon Stock 38,597 $33.64 $1,298,383.78
Disclosure

SEC source: 0001415889-24-015137 · form4-06032024_080604.xml · nonDerivative · entry 3

Crowley Elizabeth · CIK 0001681854 · SR. VP & CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,074

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.39 to $33.8934 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.39 to $33.8934 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.39 to $33.8934 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:04 UTC
Crowley ElizabethSR. VP & CPDO
Exercise / conversionCommon Stock 8,500 $9.02 $76,640.25
Disclosure

SEC source: 0001415889-24-015137 · form4-06032024_080604.xml · nonDerivative · entry 2

Crowley Elizabeth · CIK 0001681854 · SR. VP & CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:04 UTC
Crowley ElizabethSR. VP & CPDO
Exercise / conversionCommon Stock 34,445 $2.78 $95,757.10
Disclosure

SEC source: 0001415889-24-015137 · form4-06032024_080604.xml · nonDerivative · entry 1

Crowley Elizabeth · CIK 0001681854 · SR. VP & CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:05 UTC
Jimenez Freddy A.SVP & GENERAL COUNSEL
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001415889-24-003891 · form4-02152024_090240.xml · derivative · entry 4

Jimenez Freddy A. · CIK 0001838114 · SVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2029-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: As of June 19, 2023, the option is fully vested.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:05 UTC
Jimenez Freddy A.SVP & GENERAL COUNSEL
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 4,166 $0.00 Strike: $9.02 $0.00
Disclosure

SEC source: 0001415889-24-003891 · form4-02152024_090240.xml · derivative · entry 3

Jimenez Freddy A. · CIK 0001838114 · SVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,166 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 8, 2019, Celldex Therapeutics, Inc. effected a 1-for-15 reverse stock split of its common stock (the "Reverse Stock Split"). This option was previously reported as covering 62,500 shares at an exercise price of $0.6011 per share, but has been adjusted to reflect the Reverse Stock Split.

F1 · shares: On February 8, 2019, Celldex Therapeutics, Inc. effected a 1-for-15 reverse stock split of its common stock (the "Reverse Stock Split"). This option was previously reported as covering 62,500 shares at an exercise price of $0.6011 per share, but has been adjusted to reflect the Reverse Stock Split.

F3 · derivative.exercise_date: As of June 13, 2022, the option is fully vested.

F1 · derivative.underlying_shares: On February 8, 2019, Celldex Therapeutics, Inc. effected a 1-for-15 reverse stock split of its common stock (the "Reverse Stock Split"). This option was previously reported as covering 62,500 shares at an exercise price of $0.6011 per share, but has been adjusted to reflect the Reverse Stock Split.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:05 UTC
Jimenez Freddy A.SVP & GENERAL COUNSEL
Exercise / conversionCommon Stock 20,000 $2.78 $55,600.00
Disclosure

SEC source: 0001415889-24-003891 · form4-02152024_090240.xml · nonDerivative · entry 2

Jimenez Freddy A. · CIK 0001838114 · SVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:05 UTC
Jimenez Freddy A.SVP & GENERAL COUNSEL
Exercise / conversionCommon Stock 4,166 $9.02 $37,562.74
Disclosure

SEC source: 0001415889-24-003891 · form4-02152024_090240.xml · nonDerivative · entry 1

Jimenez Freddy A. · CIK 0001838114 · SVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 8, 2019, Celldex Therapeutics, Inc. effected a 1-for-15 reverse stock split of its common stock (the "Reverse Stock Split"). This option was previously reported as covering 62,500 shares at an exercise price of $0.6011 per share, but has been adjusted to reflect the Reverse Stock Split.

F1 · price: On February 8, 2019, Celldex Therapeutics, Inc. effected a 1-for-15 reverse stock split of its common stock (the "Reverse Stock Split"). This option was previously reported as covering 62,500 shares at an exercise price of $0.6011 per share, but has been adjusted to reflect the Reverse Stock Split.

F2 · balance_after: Includes 1,328 shares of common stock acquired under the Celldex Therapeutics, Inc. 2004 Employee Stock Purchase Plan.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:05 UTC Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 10,750 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001415889-24-000592 · form4-01042024_090138.xml · derivative · entry 2

Martin Samuel Bates · CIK 0001709024 · SVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,750 shares

Expires 2029-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: As of June 19, 2023, the option is fully vested.

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January 02, 2024 Filed Jan 4, 2024 21:05 UTC Exercise / conversionCommon Stock 10,750 $2.78 $29,885.00
Disclosure

SEC source: 0001415889-24-000592 · form4-01042024_090138.xml · nonDerivative · entry 1

Martin Samuel Bates · CIK 0001709024 · SVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:21 UTC
Young Diane C.SVP, CHIEF MEDICAL OFFICER
GrantIncentive Stock Option (right to buy) · Derivative 80,000 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010049 · form4-06202023_080658.xml · derivative · entry 1

Young Diane C. · CIK 0001648010 · SVP, CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2024 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

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June 15, 2023 Filed Jun 20, 2023 20:19 UTC
Wright Richard M.SR. VP & CCO
GrantIncentive Stock Option (right to buy) · Derivative 45,000 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010048 · form4-06202023_080633.xml · derivative · entry 1

Wright Richard M. · CIK 0001646423 · SR. VP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2024 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

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June 15, 2023 Filed Jun 20, 2023 20:18 UTC
PEPIN RONALDSR. VP & CBO
GrantIncentive Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010047 · form4-06202023_080630.xml · derivative · entry 1

PEPIN RONALD · CIK 0001214504 · SR. VP & CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2024 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

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June 15, 2023 Filed Jun 20, 2023 20:17 UTC GrantIncentive Stock Option (right to buy) · Derivative 80,000 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010046 · form4-06202023_080654.xml · derivative · entry 1

Martin Samuel Bates · CIK 0001709024 · SVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2024 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:17 UTC
Jimenez Freddy A.SVP & GENERAL COUNSEL
GrantIncentive Stock Option (right to buy) · Derivative 74,000 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010045 · form4-06202023_080605.xml · derivative · entry 1

Jimenez Freddy A. · CIK 0001838114 · SVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,000

Underlying: Common Stock · 74,000 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2024 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:16 UTC
Heath-Chiozzi MargoSVP OF REGULATORY AFFAIRS
GrantIncentive Stock Option (right to buy) · Derivative 80,000 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010044 · form4-06202023_080633.xml · derivative · entry 1

Heath-Chiozzi Margo · CIK 0001718112 · SVP OF REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2024 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:16 UTC
Crowley ElizabethSR. VP &CPDO
GrantIncentive Stock Option (right to buy) · Derivative 80,000 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010043 · form4-06202023_080649.xml · derivative · entry 1

Crowley Elizabeth · CIK 0001681854 · SR. VP &CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2024 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:15 UTC
Cavanaugh SarahSVP OF CORP AFFAIRS & ADMIN.
GrantIncentive Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010042 · form4-06202023_080654.xml · derivative · entry 1

Cavanaugh Sarah · CIK 0001709113 · SVP OF CORP AFFAIRS & ADMIN.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2024 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:14 UTC
KELER TIBOREXECUTIVE VP & CSO
GrantIncentive Stock Option (right to buy) · Derivative 92,000 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010041 · form4-06202023_080658.xml · derivative · entry 1

KELER TIBOR · CIK 0001429931 · EXECUTIVE VP & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,000

Underlying: Common Stock · 92,000 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2024 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:13 UTC
Marucci Anthony SDirector · PRESIDENT & CEO
GrantIncentive Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010039 · form4-06202023_080657.xml · derivative · entry 1

Marucci Anthony S · CIK 0001429933 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2024 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:11 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 11,300 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010038 · form4-06202023_080621.xml · derivative · entry 1

Brownlie Keith L · CIK 0001518575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,300

Underlying: Common Stock · 11,300 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:10 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 11,300 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010037 · form4-06202023_080641.xml · derivative · entry 1

PENNER HARRY JR · CIK 0001131148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,300

Underlying: Common Stock · 11,300 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:10 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 11,300 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010036 · form4-06202023_080604.xml · derivative · entry 1

NEIL GARRY ARTHUR · CIK 0001586785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,300

Underlying: Common Stock · 11,300 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:09 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 11,300 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010035 · form4-06202023_080610.xml · derivative · entry 1

MARINO JAMES J · CIK 0001198578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,300

Underlying: Common Stock · 11,300 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:08 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 11,300 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010034 · form4-06202023_080626.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,300

Underlying: Common Stock · 11,300 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:07 UTC
Cohen CherylDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 11,300 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010033 · form4-06202023_080641.xml · derivative · entry 1

Cohen Cheryl · CIK 0001529371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,300

Underlying: Common Stock · 11,300 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:07 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 11,300 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010032 · form4-06202023_080655.xml · derivative · entry 1

Shoos Karen L. · CIK 0001255681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,300

Underlying: Common Stock · 11,300 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:30 UTC
Jain RitaDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 17,100 $0.00 Strike: $42.34 $0.00
Disclosure

SEC source: 0001493152-23-005663 · ownership.xml · derivative · entry 1

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,100

Underlying: Common Stock · 17,100 shares

Expires 2033-02-16

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: One third vests on the first, second and third anniversaries of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.