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Nasdaq · USD

CLDX

Celldex Therapeutics, Inc.

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4208
SEC CIK
0000744218
Parsed reports
254

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2025 Filed Jun 9, 2025 20:07 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $19.53 $0.00
Disclosure

SEC source: 0001415889-25-016216 · form4-06092025_080604.xml · derivative · entry 1

Brownlie Keith L · CIK 0001518575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2035-06-05

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:06 UTC
Cohen CherylDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $19.53 $0.00
Disclosure

SEC source: 0001415889-25-016215 · form4-06092025_080601.xml · derivative · entry 1

Cohen Cheryl · CIK 0001529371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2035-06-05

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:02 UTC GiftCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027329 · form4-11202024_091142.xml · nonDerivative · entry 1

MARINO JAMES J · CIK 0001198578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,204

F1 · shares: This transaction represents a gift transfer to an immediate family member of the reporting person who does not share the same household as the reporting person.

Read SEC document
November 11, 2024 Filed Nov 12, 2024 13:01 UTC
Marucci Anthony SDirector · PRESIDENT & CEO
PurchaseCommon Stock 11,500 $26.82 $308,430.00
Disclosure

SEC source: 0001415889-24-026489 · form4-11122024_011107.xml · nonDerivative · entry 1

Marucci Anthony S · CIK 0001429933 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,284

F1 · balance_after: Includes 1,092 shares of common stock acquired under the Celldex Therapeutics, Inc. 2004 Employee Stock Purchase Plan.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:05 UTC Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 16,968 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001415889-24-017363 · form4-06182024_080610.xml · derivative · entry 5

Martin Samuel Bates · CIK 0001709024 · SVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,632

Underlying: Common Stock · 16,968 shares

Expires 2030-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As of June 18, 2024, the option is fully vested.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:05 UTC Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 3,201 $0.00 Strike: $9.02 $0.00
Disclosure

SEC source: 0001415889-24-017363 · form4-06182024_080610.xml · derivative · entry 4

Martin Samuel Bates · CIK 0001709024 · SVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,201 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of June 13, 2022, the option is fully vested.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:05 UTC SaleCommon Stock 17,172 $35.42 $608,314.67
Disclosure

SEC source: 0001415889-24-017363 · form4-06182024_080610.xml · nonDerivative · entry 3

Martin Samuel Bates · CIK 0001709024 · SVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,125

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.89 to $35.76 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:05 UTC Exercise / conversionCommon Stock 16,968 $10.38 $176,127.84
Disclosure

SEC source: 0001415889-24-017363 · form4-06182024_080610.xml · nonDerivative · entry 2

Martin Samuel Bates · CIK 0001709024 · SVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:05 UTC Exercise / conversionCommon Stock 3,201 $9.02 $28,861.82
Disclosure

SEC source: 0001415889-24-017363 · form4-06182024_080610.xml · nonDerivative · entry 1

Martin Samuel Bates · CIK 0001709024 · SVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:04 UTC
Crowley ElizabethSR. VP & CPDO
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001415889-24-017362 · form4-06182024_080610.xml · derivative · entry 3

Crowley Elizabeth · CIK 0001681854 · SR. VP & CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,500

Underlying: Common Stock · 30,000 shares

Expires 2030-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of June 18, 2024, the option is fully vested.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:04 UTC
Crowley ElizabethSR. VP & CPDO
SaleCommon Stock 30,000 $34.87 $1,045,962.00
Disclosure

SEC source: 0001415889-24-017362 · form4-06182024_080610.xml · nonDerivative · entry 2

Crowley Elizabeth · CIK 0001681854 · SR. VP & CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,074

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.51 to $35.39 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:04 UTC
Crowley ElizabethSR. VP & CPDO
Exercise / conversionCommon Stock 30,000 $10.38 $311,400.00
Disclosure

SEC source: 0001415889-24-017362 · form4-06182024_080610.xml · nonDerivative · entry 1

Crowley Elizabeth · CIK 0001681854 · SR. VP & CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:19 UTC
Jimenez Freddy A.SVP & GENERAL COUNSEL
GrantIncentive Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017190 · form4-06172024_080643.xml · derivative · entry 1

Jimenez Freddy A. · CIK 0001838114 · SVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 13, 2025 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:18 UTC
Young Diane C.SVP, CHIEF MEDICAL OFFICER
GrantIncentive Stock Option (right to buy) · Derivative 72,000 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017186 · form4-06172024_080635.xml · derivative · entry 1

Young Diane C. · CIK 0001648010 · SVP, CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common Stock · 72,000 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 13, 2025 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:17 UTC
Heath-Chiozzi MargoSVP OF REGULATORY AFFAIRS
GrantIncentive Stock Option (right to buy) · Derivative 82,000 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017184 · form4-06172024_080655.xml · derivative · entry 1

Heath-Chiozzi Margo · CIK 0001718112 · SVP OF REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,000

Underlying: Common Stock · 82,000 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 13, 2025 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:17 UTC
Cavanaugh SarahSVP OF CORP AFFAIRS & ADMIN.
GrantIncentive Stock Option (right to buy) · Derivative 78,000 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017182 · form4-06172024_080619.xml · derivative · entry 1

Cavanaugh Sarah · CIK 0001709113 · SVP OF CORP AFFAIRS & ADMIN.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Stock · 78,000 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 13, 2025 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:16 UTC
Crowley ElizabethSR. VP & CPDO
GrantIncentive Stock Option (right to buy) · Derivative 85,000 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017179 · form4-06172024_080638.xml · derivative · entry 1

Crowley Elizabeth · CIK 0001681854 · SR. VP & CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 13, 2025 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:16 UTC
Wright Richard M.SR. VP & CCO
GrantIncentive Stock Option (right to buy) · Derivative 65,000 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017177 · form4-06172024_080608.xml · derivative · entry 1

Wright Richard M. · CIK 0001646423 · SR. VP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 13, 2025 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:15 UTC
PEPIN RONALDSR. VP & CBO
GrantIncentive Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017175 · form4-06172024_080640.xml · derivative · entry 1

PEPIN RONALD · CIK 0001214504 · SR. VP & CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 13, 2025 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:13 UTC GrantIncentive Stock Option (right to buy) · Derivative 81,000 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017163 · form4-06172024_080654.xml · derivative · entry 1

Martin Samuel Bates · CIK 0001709024 · SVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,000

Underlying: Common Stock · 81,000 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 13, 2025 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:13 UTC
KELER TIBOREXECUTIVE VP & CSO
GrantIncentive Stock Option (right to buy) · Derivative 93,000 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017161 · form4-06172024_080615.xml · derivative · entry 1

KELER TIBOR · CIK 0001429931 · EXECUTIVE VP & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,000

Underlying: Common Stock · 93,000 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 13, 2025 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:12 UTC
Marucci Anthony SDirector · PRESIDENT & CEO
GrantIncentive Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017159 · form4-06172024_080622.xml · derivative · entry 1

Marucci Anthony S · CIK 0001429933 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 13, 2025 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:11 UTC
Jain RitaDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017158 · form4-06172024_080640.xml · derivative · entry 1

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:10 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017155 · form4-06172024_080651.xml · derivative · entry 1

NEIL GARRY ARTHUR · CIK 0001586785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:10 UTC
Cohen CherylDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017153 · form4-06172024_080620.xml · derivative · entry 1

Cohen Cheryl · CIK 0001529371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:08 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017151 · form4-06172024_080643.xml · derivative · entry 1

Brownlie Keith L · CIK 0001518575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:04 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017141 · form4-06172024_080622.xml · derivative · entry 1

MARINO JAMES J · CIK 0001198578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:03 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017140 · form4-06172024_080647.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:03 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017138 · form4-06172024_080614.xml · derivative · entry 1

Shoos Karen L. · CIK 0001255681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:02 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017137 · form4-06172024_080638.xml · derivative · entry 1

PENNER HARRY JR · CIK 0001131148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:05 UTC
Young Diane C.SVP, CHIEF MEDICAL OFFICER
Exercise / conversionIncentive Stock Option · Derivative 15,000 $0.00 Strike: $2.71 $0.00
Disclosure

SEC source: 0001415889-24-016651 · form4-06132024_080617.xml · derivative · entry 2

Young Diane C. · CIK 0001648010 · SVP, CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2029-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: As of July 8, 2023, the option is fully vested.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:05 UTC
Young Diane C.SVP, CHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 15,000 $2.71 $40,650.00
Disclosure

SEC source: 0001415889-24-016651 · form4-06132024_080617.xml · nonDerivative · entry 1

Young Diane C. · CIK 0001648010 · SVP, CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:02 UTC
Crowley ElizabethSR. VP & CPDO
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $9.02 $0.00
Disclosure

SEC source: 0001415889-24-016345 · form4-06112024_080653.xml · derivative · entry 5

Crowley Elizabeth · CIK 0001681854 · SR. VP & CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As of June 13, 2022, the option is fully vested.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:02 UTC
Crowley ElizabethSR. VP & CPDO
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001415889-24-016345 · form4-06112024_080653.xml · derivative · entry 4

Crowley Elizabeth · CIK 0001681854 · SR. VP & CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,500

Underlying: Common Stock · 7,500 shares

Expires 2030-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% vested on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:02 UTC
Crowley ElizabethSR. VP & CPDO
SaleCommon Stock 15,000 $35.06 $525,873.00
Disclosure

SEC source: 0001415889-24-016345 · form4-06112024_080653.xml · nonDerivative · entry 3

Crowley Elizabeth · CIK 0001681854 · SR. VP & CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,074

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.86 to $35.59 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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June 07, 2024 Filed Jun 11, 2024 20:02 UTC
Crowley ElizabethSR. VP & CPDO
Exercise / conversionCommon Stock 7,500 $9.02 $67,623.75
Disclosure

SEC source: 0001415889-24-016345 · form4-06112024_080653.xml · nonDerivative · entry 2

Crowley Elizabeth · CIK 0001681854 · SR. VP & CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 07, 2024 Filed Jun 11, 2024 20:02 UTC
Crowley ElizabethSR. VP & CPDO
Exercise / conversionCommon Stock 7,500 $10.38 $77,850.00
Disclosure

SEC source: 0001415889-24-016345 · form4-06112024_080653.xml · nonDerivative · entry 1

Crowley Elizabeth · CIK 0001681854 · SR. VP & CPDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 07, 2024 Filed Jun 11, 2024 20:01 UTC
Young Diane C.SVP, CHIEF MEDICAL OFFICER
SaleCommon Stock 45,000 $35.26 $1,586,844.00
Disclosure

SEC source: 0001415889-24-016344 · form4-06112024_080650.xml · nonDerivative · entry 1

Young Diane C. · CIK 0001648010 · SVP, CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,115

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.67 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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June 05, 2024 Filed Jun 7, 2024 20:05 UTC
Jimenez Freddy A.SVP & GENERAL COUNSEL
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 9,540 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001415889-24-015950 · form4-06072024_080609.xml · derivative · entry 2

Jimenez Freddy A. · CIK 0001838114 · SVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,454

Underlying: Common Stock · 9,540 shares

Expires 2030-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% vested on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

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June 05, 2024 Filed Jun 7, 2024 20:05 UTC
Jimenez Freddy A.SVP & GENERAL COUNSEL
Exercise / conversionCommon Stock 9,540 $10.38 $99,025.20
Disclosure

SEC source: 0001415889-24-015950 · form4-06072024_080609.xml · nonDerivative · entry 1

Jimenez Freddy A. · CIK 0001838114 · SVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 03, 2024 Filed Jun 5, 2024 20:06 UTC
Heath-Chiozzi MargoSVP OF REGULATORY AFFAIRS
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 58,369 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001415889-24-015544 · form4-06052024_080636.xml · derivative · entry 5

Heath-Chiozzi Margo · CIK 0001718112 · SVP OF REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,023

Underlying: Common Stock · 58,369 shares

Expires 2030-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% vested on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

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June 03, 2024 Filed Jun 5, 2024 20:06 UTC
Heath-Chiozzi MargoSVP OF REGULATORY AFFAIRS
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 6,289 $0.00 Strike: $9.02 $0.00
Disclosure

SEC source: 0001415889-24-015544 · form4-06052024_080636.xml · derivative · entry 4

Heath-Chiozzi Margo · CIK 0001718112 · SVP OF REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,289 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of June 13, 2022, the option is fully vested.

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June 03, 2024 Filed Jun 5, 2024 20:06 UTC
Heath-Chiozzi MargoSVP OF REGULATORY AFFAIRS
SaleCommon Stock 58,369 $33.65 $1,964,087.67
Disclosure

SEC source: 0001415889-24-015544 · form4-06052024_080636.xml · nonDerivative · entry 3

Heath-Chiozzi Margo · CIK 0001718112 · SVP OF REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,383

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.27 to $34.08 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.27 to $34.08 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.27 to $34.08 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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June 03, 2024 Filed Jun 5, 2024 20:06 UTC
Heath-Chiozzi MargoSVP OF REGULATORY AFFAIRS
Exercise / conversionCommon Stock 58,369 $10.38 $605,870.22
Disclosure

SEC source: 0001415889-24-015544 · form4-06052024_080636.xml · nonDerivative · entry 2

Heath-Chiozzi Margo · CIK 0001718112 · SVP OF REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:06 UTC
Heath-Chiozzi MargoSVP OF REGULATORY AFFAIRS
Exercise / conversionCommon Stock 6,289 $9.02 $56,704.77
Disclosure

SEC source: 0001415889-24-015544 · form4-06052024_080636.xml · nonDerivative · entry 1

Heath-Chiozzi Margo · CIK 0001718112 · SVP OF REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 03, 2024 Filed Jun 5, 2024 20:05 UTC
Wright Richard M.SR. VP & CCO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 18,375 $0.00 Strike: $22.48 $0.00
Disclosure

SEC source: 0001415889-24-015543 · form4-06052024_080641.xml · derivative · entry 8

Wright Richard M. · CIK 0001646423 · SR. VP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,625

Underlying: Common Stock · 18,375 shares

Expires 2032-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% vested on June 16, 2023 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

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June 03, 2024 Filed Jun 5, 2024 20:05 UTC
Wright Richard M.SR. VP & CCO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 28,469 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001415889-24-015543 · form4-06052024_080641.xml · derivative · entry 7

Wright Richard M. · CIK 0001646423 · SR. VP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,531

Underlying: Common Stock · 28,469 shares

Expires 2031-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% vested on June 17, 2022 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

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June 03, 2024 Filed Jun 5, 2024 20:05 UTC
Wright Richard M.SR. VP & CCO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 20,625 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001415889-24-015543 · form4-06052024_080641.xml · derivative · entry 6

Wright Richard M. · CIK 0001646423 · SR. VP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,625 shares

Expires 2029-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As of June 19, 2023, the option is fully vested.

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June 03, 2024 Filed Jun 5, 2024 20:05 UTC
Wright Richard M.SR. VP & CCO
SaleCommon Stock 19,264 $33.99 $654,694.75
Disclosure

SEC source: 0001415889-24-015543 · form4-06052024_080641.xml · nonDerivative · entry 5

Wright Richard M. · CIK 0001646423 · SR. VP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,833

F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.815 to $34.20 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.815 to $34.20 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.815 to $34.20 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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June 03, 2024 Filed Jun 5, 2024 20:05 UTC
Wright Richard M.SR. VP & CCO
SaleCommon Stock 27,580 $33.53 $924,658.11
Disclosure

SEC source: 0001415889-24-015543 · form4-06052024_080641.xml · nonDerivative · entry 4

Wright Richard M. · CIK 0001646423 · SR. VP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,097

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.81 to $33.81 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.81 to $33.81 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.81 to $33.81 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.