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Nasdaq · USD

CLAR

Clarus Corp

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6558
SEC CIK
0000913277
Parsed reports
161

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2022 Filed Mar 22, 2022 20:15 UTC
HOUSE DONALDDirector
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 10,000 $23.90 $239,042.00
Disclosure

SEC source: 0001104659-22-036570 · tm229708-2_4seq1.xml · nonDerivative · entry 1

HOUSE DONALD · CIK 0001061184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.8812 to $24.015. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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March 17, 2022 Filed Mar 21, 2022 20:15 UTC Exercise / conversionStock Option (right to purchase) · Derivative 10,000 $0.00 Strike: $9.89 $0.00
Disclosure

SEC source: 0001104659-22-036119 · tm229708-1_4.xml · derivative · entry 6

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Immediately exercisable options to purchase 10,000 shares of the Issuer's Common Stock were granted under the Issuer's 2005 Stock Incentive Plan on 6/8/2012.

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March 17, 2022 Filed Mar 21, 2022 20:15 UTC SaleCommon Stock 10,000 $24.21 $242,091.00
Disclosure

SEC source: 0001104659-22-036119 · tm229708-1_4.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,490

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.97 - $24.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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March 17, 2022 Filed Mar 21, 2022 20:15 UTC Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 10,000 $9.89 $98,900.00
Disclosure

SEC source: 0001104659-22-036119 · tm229708-1_4.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:16 UTC SaleCommon Stock 2,500 $23.50 $58,750.00
Disclosure

SEC source: 0001104659-22-033946 · tm229204-2_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,490

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:16 UTC
KANDERS WARREN BDirector · Executive Chairman · 10% owner
SaleCommon Stock, $.0001 par value ("Common Stock") 77,352 $23.28 $1,800,986.62
Disclosure

SEC source: 0001104659-22-033944 · tm229204-1_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,642,005

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:16 UTC SaleCommon Stock, par value $0.0001 per share ("Common Stock") 2,500 $23.08 $57,700.00
Disclosure

SEC source: 0001104659-22-033946 · tm229204-2_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,990

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:17 UTC GrantStock Option (right to purchase) · Derivative 2,500 $0.00 Strike: $21.83 $0.00
Disclosure

SEC source: 0001104659-22-031540 · tm228453-6_4seq1.xml · derivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-03-04

F1 · derivative.exercise_date: The options to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share ("Common Stock"), were granted under the Issuer's 2015 Stock Incentive Plan and are immediately vested and exercisable on the date of grant.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:36 UTC GrantCommon Stock, par value $0.0001 per share ("Common Stock") · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031570 · tm228453-7_4seq1.xml · derivative · entry 1

Walbrecht John · CIK 0001733610 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-03-04

F1 · derivative.exercise_price: Comprised of a restricted stock award granted under the Issuer's 2015 Stock Incentive Plan (the "Plan") consisting of 100,000 restricted shares of Common Stock all of which will vest if on or before March 4, 2032, the Fair Market Value (as defined in the Plan) of the Common Stock shall have equaled or exceeded $50.00 per share for twenty consecutive trading days.

F1 · derivative.exercise_date: Comprised of a restricted stock award granted under the Issuer's 2015 Stock Incentive Plan (the "Plan") consisting of 100,000 restricted shares of Common Stock all of which will vest if on or before March 4, 2032, the Fair Market Value (as defined in the Plan) of the Common Stock shall have equaled or exceeded $50.00 per share for twenty consecutive trading days.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:16 UTC GrantStock Option (right to purchase) · Derivative 2,500 $0.00 Strike: $21.83 $0.00
Disclosure

SEC source: 0001104659-22-031539 · tm228453-5_4seq1.xml · derivative · entry 1

Ottmann Susan · CIK 0001863292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-03-04

F1 · derivative.exercise_date: The options to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share ("Common Stock"), were granted under the Issuer's 2015 Stock Incentive Plan and are immediately vested and exercisable on the date of grant.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:16 UTC
KUEHNE AARONEXECUTIVE VP and COO
GrantCommon Stock, par value $0.0001 per share ("Common Stock") · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031535 · tm228453-4_4seq1.xml · derivative · entry 1

KUEHNE AARON · CIK 0001571213 · EXECUTIVE VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-03-04

F1 · derivative.exercise_price: Comprised of a restricted stock award granted under the Issuer's 2015 Stock Incentive Plan (the "Plan") consisting of 100,000 restricted shares of Common Stock all of which will vest if on or before March 4, 2032, the Fair Market Value (as defined in the Plan) of the Common Stock shall have equaled or exceeded $50.00 per share for twenty consecutive trading days.

F1 · derivative.exercise_date: Comprised of a restricted stock award granted under the Issuer's 2015 Stock Incentive Plan (the "Plan") consisting of 100,000 restricted shares of Common Stock all of which will vest if on or before March 4, 2032, the Fair Market Value (as defined in the Plan) of the Common Stock shall have equaled or exceeded $50.00 per share for twenty consecutive trading days.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:16 UTC
KANDERS WARREN BDirector · Executive Chairman · 10% owner
GrantCommon Stock, par value $0.0001 per share ("Common Stock") · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031533 · tm228453-3_4seq1.xml · derivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2032-03-04

F1 · derivative.exercise_price: Comprised of a restricted stock award granted under the Issuer's 2015 Stock Incentive Plan (the "Plan") consisting of 500,000 restricted shares of Common Stock all of which will vest if on or before March 4, 2032, the Fair Market Value (as defined in the Plan) of the Common Stock shall have equaled or exceeded $50.00 per share for twenty consecutive trading days.

F1 · derivative.exercise_date: Comprised of a restricted stock award granted under the Issuer's 2015 Stock Incentive Plan (the "Plan") consisting of 500,000 restricted shares of Common Stock all of which will vest if on or before March 4, 2032, the Fair Market Value (as defined in the Plan) of the Common Stock shall have equaled or exceeded $50.00 per share for twenty consecutive trading days.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:15 UTC
HOUSE DONALDDirector
GrantStock Option (right to purchase) · Derivative 2,500 $0.00 Strike: $21.83 $0.00
Disclosure

SEC source: 0001104659-22-031529 · tm228453-2_4seq1.xml · derivative · entry 1

HOUSE DONALD · CIK 0001061184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-03-04

F1 · derivative.exercise_date: The options to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share ("Common Stock"), were granted under the Issuer's 2015 Stock Incentive Plan and are immediately vested and exercisable on the date of grant.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:15 UTC GrantStock Option (right to purchase) · Derivative 2,500 $0.00 Strike: $21.83 $0.00
Disclosure

SEC source: 0001104659-22-031525 · tm228453-1_4seq1.xml · derivative · entry 1

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-03-04

F1 · derivative.exercise_date: The options to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share ("Common Stock"), were granted under the Issuer's 2015 Stock Incentive Plan and are immediately vested and exercisable on the date of grant.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:15 UTC GiftCommon Stock 2,356 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-028096 · tm227756-1_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 35,000

F1 · kind: This transaction involves a gift of securities by the Reporting Person to Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager.

F2 · ownership.nature: The securities reported herein are owned by Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

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February 24, 2022 Filed Feb 28, 2022 21:15 UTC GiftCommon Stock, par value $0.0001 per share ("Common Stock") 2,356 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-028096 · tm227756-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,490

F1 · kind: This transaction involves a gift of securities by the Reporting Person to Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager.

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February 03, 2022 Filed Feb 7, 2022 21:17 UTC
KANDERS WARREN BDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 39,315 $21.64 $850,776.60
Disclosure

SEC source: 0001104659-22-012804 · tm225646-2_4seq1.xml · nonDerivative · entry 2

KANDERS WARREN B · CIK 0000935577 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,719,357

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Kanders as a result of the vesting on January 28, 2022 of the Restricted Stock Award.

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February 03, 2022 Filed Feb 7, 2022 21:16 UTC Tax withholdingCommon Stock 11,345 $21.64 $245,505.80
Disclosure

SEC source: 0001104659-22-012802 · tm225646-1_4seq1.xml · nonDerivative · entry 2

Walbrecht John · CIK 0001733610 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,506

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Walbrecht as a result of the vesting on January 28, 2022 of the Restricted Stock Award.

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January 28, 2022 Filed Feb 7, 2022 21:17 UTC
KANDERS WARREN BDirector · Executive Chairman · 10% owner
GrantCommon Stock, $.0001 par value ("Common Stock") 116,667 $21.64 $2,524,673.88
Disclosure

SEC source: 0001104659-22-012804 · tm225646-2_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,758,672

F1 · shares: 116,667 shares of Common Stock vested and became nonforfeitable on January 28, 2022 pursuant to a restricted stock award (the "Restricted Stock Award") previously granted to the Reporting Person on January 7, 2019 under the Issuer's 2015 Stock Incentive Plan (the "Plan") that vested upon the Fair Market Value (as defined in the Plan) of the Common Stock equaling or exceeding $15.00 per share for 20 consecutive trading days. The Restricted Stock Award and the schedule of Common Stock that may vest thereunder was previously reported.

Read SEC document
January 28, 2022 Filed Feb 7, 2022 21:16 UTC GrantCommon Stock, $.0001 par value ("Common Stock") 37,500 $21.64 $811,500.00
Disclosure

SEC source: 0001104659-22-012802 · tm225646-1_4seq1.xml · nonDerivative · entry 1

Walbrecht John · CIK 0001733610 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,851

F1 · shares: 37,500 shares of Common Stock vested and became nonforfeitable on January 28, 2022 pursuant to a restricted stock award (the "Restricted Stock Award") previously granted to the Reporting Person on January 7, 2019 under the Issuer's 2015 Stock Incentive Plan (the "Plan") that vested upon the Fair Market Value (as defined in the Plan) of the Common Stock equaling or exceeding $15.00 per share for 20 consecutive trading days. The Restricted Stock Award and the schedule of Common Stock that may vest thereunder was previously reported.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:59 UTC
YATES MICHAEL JChief Financial Officer
GrantStock Option (right to purchase) · Derivative 30,000 $0.00 Strike: $27.65 $0.00
Disclosure

SEC source: 0001104659-22-000966 · tm2136616d2_4.xml · derivative · entry 1

YATES MICHAEL J · CIK 0001341074 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-01-03

F1 · derivative.exercise_date: The options to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share ("Common Stock"), were granted under the Issuer's 2015 Stock Incentive Plan. Options to purchase 10,000 shares of the Issuer's Common Stock will vest and become exercisable in three equal consecutive annual tranches on each of December 31, 2022, December 31, 2023 and December 31, 2024.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 21:15 UTC
HOUSE DONALDDirector
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 10,000 $27.65 $276,521.00
Disclosure

SEC source: 0001104659-21-151150 · tm2135724-1_4seq1.xml · nonDerivative · entry 1

HOUSE DONALD · CIK 0001061184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.6016 to $27.725. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
October 14, 2021 Filed Oct 18, 2021 20:16 UTC Exercise / conversionStock Option (right to purchase) · Derivative 25,000 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001104659-21-127177 · tm2130175d1_4.xml · derivative · entry 5

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Immediately exercisable options to purchase an aggregate of 50,000 shares of the Issuer's Common Stock were granted under the Issuer's 2015 Stock Incentive Plan on June 1, 2017

Read SEC document
October 14, 2021 Filed Oct 18, 2021 20:16 UTC Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 25,000 $6.10 $152,500.00
Disclosure

SEC source: 0001104659-21-127177 · tm2130175d1_4.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:15 UTC SaleCommon Stock, par value $0.0001 per share ("Common Stock") 4,809 $24.23 $116,522.07
Disclosure

SEC source: 0001104659-21-084631 · tm2120416-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,846

Read SEC document
June 18, 2021 Filed Jun 21, 2021 20:17 UTC SaleCommon Stock 400 $23.20 $9,280.00
Disclosure

SEC source: 0001104659-21-083502 · tm2120118-1_4seq1.xml · nonDerivative · entry 6

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,655

Read SEC document
June 18, 2021 Filed Jun 21, 2021 20:17 UTC SaleCommon Stock 2,981 $23.26 $69,338.06
Disclosure

SEC source: 0001104659-21-083502 · tm2120118-1_4seq1.xml · nonDerivative · entry 5

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,055

Read SEC document
June 18, 2021 Filed Jun 21, 2021 20:17 UTC SaleCommon Stock 1,500 $23.24 $34,860.00
Disclosure

SEC source: 0001104659-21-083502 · tm2120118-1_4seq1.xml · nonDerivative · entry 4

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,036

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:17 UTC SaleCommon Stock 5,000 $23.00 $115,000.00
Disclosure

SEC source: 0001104659-21-083502 · tm2120118-1_4seq1.xml · nonDerivative · entry 3

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,536

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:17 UTC SaleCommon Stock 207 $24.37 $5,044.59
Disclosure

SEC source: 0001104659-21-083502 · tm2120118-1_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,536

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:17 UTC SaleCommon Stock, par value $0.0001 per share ("Common Stock") 10,000 $23.80 $238,000.00
Disclosure

SEC source: 0001104659-21-083502 · tm2120118-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,743

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:16 UTC SaleCommon Stock, par value $0.0001 per share ("Common Stock") 5,020 $25.10 $126,002.00
Disclosure

SEC source: 0001104659-21-082016 · tm2119918-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,564

Read SEC document
June 09, 2021 Filed Jun 21, 2021 10:13 UTC Exercise / conversionStock Option (right to purchase) · Derivative 25,000 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001104659-21-082947 · tm2120075-1_4seq1.xml · derivative · entry 14

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2027-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The vested and exercisable options to purchase shares of Common Stock were granted under the Issuer's 2015 Stock Incentive Plan.

Read SEC document
June 09, 2021 Filed Jun 21, 2021 10:13 UTC Exercise / conversionStock Option (right to purchase) · Derivative 12,500 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001104659-21-082947 · tm2120075-1_4seq1.xml · derivative · entry 13

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The vested and exercisable options to purchase shares of Common Stock were granted under the Issuer's 2015 Stock Incentive Plan.

Read SEC document
June 09, 2021 Filed Jun 21, 2021 10:13 UTC Exercise / conversionStock Option (right to purchase) · Derivative 12,500 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001104659-21-082947 · tm2120075-1_4seq1.xml · derivative · entry 12

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2026-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The vested and exercisable options to purchase shares of Common Stock were granted under the Issuer's 2015 Stock Incentive Plan.

Read SEC document
June 09, 2021 Filed Jun 21, 2021 10:13 UTC Exercise / conversionStock Option (right to purchase) · Derivative 12,500 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001104659-21-082947 · tm2120075-1_4seq1.xml · derivative · entry 11

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2025-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The vested and exercisable options to purchase shares of Common Stock were granted under the Issuer's 2015 Stock Incentive Plan.

Read SEC document
June 09, 2021 Filed Jun 21, 2021 10:13 UTC Exercise / conversionStock Option (right to purchase) · Derivative 10,000 $0.00 Strike: $10.95 $0.00
Disclosure

SEC source: 0001104659-21-082947 · tm2120075-1_4seq1.xml · derivative · entry 10

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The vested and exercisable options to purchase shares of Common Stock were granted under the Issuer's 2005 Stock Incentive Plan.

Read SEC document
June 09, 2021 Filed Jun 21, 2021 10:13 UTC Exercise / conversionStock Option (right to purchase) · Derivative 10,000 $0.00 Strike: $8.75 $0.00
Disclosure

SEC source: 0001104659-21-082947 · tm2120075-1_4seq1.xml · derivative · entry 9

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The vested and exercisable options to purchase shares of Common Stock were granted under the Issuer's 2005 Stock Incentive Plan.

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June 09, 2021 Filed Jun 21, 2021 10:13 UTC Exercise / conversionStock Option (right to purchase) · Derivative 10,000 $0.00 Strike: $9.89 $0.00
Disclosure

SEC source: 0001104659-21-082947 · tm2120075-1_4seq1.xml · derivative · entry 8

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The vested and exercisable options to purchase shares of Common Stock were granted under the Issuer's 2005 Stock Incentive Plan.

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June 09, 2021 Filed Jun 21, 2021 10:13 UTC Exercise / conversionCommon Stock 25,000 $6.15 $153,750.00
Disclosure

SEC source: 0001104659-21-082947 · tm2120075-1_4seq1.xml · nonDerivative · entry 7

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 09, 2021 Filed Jun 21, 2021 10:13 UTC Exercise / conversionCommon Stock 12,500 $6.10 $76,250.00
Disclosure

SEC source: 0001104659-21-082947 · tm2120075-1_4seq1.xml · nonDerivative · entry 6

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 09, 2021 Filed Jun 21, 2021 10:13 UTC Exercise / conversionCommon Stock 12,500 $4.39 $54,875.00
Disclosure

SEC source: 0001104659-21-082947 · tm2120075-1_4seq1.xml · nonDerivative · entry 5

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 09, 2021 Filed Jun 21, 2021 10:13 UTC Exercise / conversionCommon Stock 12,500 $4.41 $55,125.00
Disclosure

SEC source: 0001104659-21-082947 · tm2120075-1_4seq1.xml · nonDerivative · entry 4

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 09, 2021 Filed Jun 21, 2021 10:13 UTC Exercise / conversionCommon Stock 10,000 $10.95 $109,500.00
Disclosure

SEC source: 0001104659-21-082947 · tm2120075-1_4seq1.xml · nonDerivative · entry 3

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 09, 2021 Filed Jun 21, 2021 10:13 UTC Exercise / conversionCommon Stock 10,000 $8.75 $87,500.00
Disclosure

SEC source: 0001104659-21-082947 · tm2120075-1_4seq1.xml · nonDerivative · entry 2

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 09, 2021 Filed Jun 21, 2021 10:13 UTC Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 10,000 $9.89 $98,900.00
Disclosure

SEC source: 0001104659-21-082947 · tm2120075-1_4seq1.xml · nonDerivative · entry 1

HENNING MICHAEL A · CIK 0001204046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 07, 2021 Filed Jun 8, 2021 20:16 UTC Exercise / conversionStock Option (right to purchase) · Derivative 10,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001104659-21-078239 · tm2118995-2_4seq1.xml · derivative · entry 5

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The vested and exercisable options to purchase shares of Common Stock were granted under the Issuer's 2005 Stock Incentive Plan.

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June 07, 2021 Filed Jun 8, 2021 20:16 UTC Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 10,000 $8.00 $80,000.00
Disclosure

SEC source: 0001104659-21-078239 · tm2118995-2_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 04, 2021 Filed Jun 8, 2021 20:16 UTC
HOUSE DONALDDirector
Exercise / conversionStock Option (right to purchase) · Derivative 10,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001104659-21-078238 · tm2118995-1_4seq1.xml · derivative · entry 2

HOUSE DONALD · CIK 0001061184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The vested and exercisable options to purchase shares of Common Stock were granted under the Issuer's 2005 Stock Incentive Plan.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:16 UTC
HOUSE DONALDDirector
Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 10,000 $8.00 $80,000.00
Disclosure

SEC source: 0001104659-21-078238 · tm2118995-1_4seq1.xml · nonDerivative · entry 1

HOUSE DONALD · CIK 0001061184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.