CL

SEC source: 0001225208-23-002385 · doc4.xml · nonDerivative · entry 2

Malcolm Gregory · CIK 0001934254 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,130

F2 · kind: Withholding of shares for payment of tax liability incident to the vesting of PBRSUs under the issuer's incentive compensation plan.

SEC source: 0001225208-23-002385 · doc4.xml · nonDerivative · entry 1

Malcolm Gregory · CIK 0001934254 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,549

F1 · kind: Represents vesting of a previously-granted performance-based restricted stock unit ("PBRSU") that was earned under the issuer's incentive compensation plan based on the achievement of performance goals for a completed performance period. The earned PBRSUs are settled solely in shares of Common Stock.

SEC source: 0001225208-23-002384 · doc4.xml · nonDerivative · entry 2

Wallace Noel R. · CIK 0001464265 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,619

F2 · kind: Withholding of shares for payment of tax liability incident to the vesting of PBRSUs under the issuer's incentive compensation plan.

SEC source: 0001225208-23-002384 · doc4.xml · nonDerivative · entry 1

Wallace Noel R. · CIK 0001464265 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,765

F1 · kind: Represents vesting of a previously-granted performance-based restricted stock unit ("PBRSU") that was earned under the issuer's incentive compensation plan based on the achievement of performance goals for a completed performance period. The earned PBRSUs are settled solely in shares of Common Stock.

SEC source: 0001225208-23-002383 · doc4.xml · nonDerivative · entry 2

Tsourapas Panagiotis · CIK 0001576945 · Grp Pres, Eur& Developing Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,129

F2 · kind: Withholding of shares for payment of tax liability incident to the vesting of PBRSUs under the issuer's incentive compensation plan.

SEC source: 0001225208-23-002383 · doc4.xml · nonDerivative · entry 1

Tsourapas Panagiotis · CIK 0001576945 · Grp Pres, Eur& Developing Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,267

F1 · kind: Represents vesting of a previously-granted performance-based restricted stock unit ("PBRSU") that was earned under the issuer's incentive compensation plan based on the achievement of performance goals for a completed performance period. The earned PBRSUs are settled solely in shares of Common Stock.

SEC source: 0001225208-23-002379 · doc4.xml · nonDerivative · entry 2

Parameswaran Prabha · CIK 0001783437 · Grp Pres, Growth & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,427

F2 · kind: Withholding of shares for payment of tax liability incident to the vesting of PBRSUs under the issuer's incentive compensation plan.

SEC source: 0001225208-23-002379 · doc4.xml · nonDerivative · entry 1

Parameswaran Prabha · CIK 0001783437 · Grp Pres, Growth & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,234

F1 · kind: Represents vesting of a previously-granted performance-based restricted stock unit ("PBRSU") that was earned under the issuer's incentive compensation plan based on the achievement of performance goals for a completed performance period. The earned PBRSUs are settled solely in shares of Common Stock.

SEC source: 0001225208-23-002375 · doc4.xml · nonDerivative · entry 1

Kooyman John W · CIK 0001765088 · Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,921

F1 · kind: Represents vesting of a previously-granted performance-based restricted stock unit ("PBRSU") that was earned under the issuer's incentive compensation plan based on the achievement of performance goals for a completed performance period. The earned PBRSUs are settled solely in shares of Common Stock.

SEC source: 0001225208-23-002374 · doc4.xml · nonDerivative · entry 1

Massey Sally · CIK 0001815662 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,624

F1 · kind: Represents vesting of a previously-granted performance-based restricted stock unit ("PBRSU") that was earned under the issuer's incentive compensation plan based on the achievement of performance goals for a completed performance period. The earned PBRSUs are settled solely in shares of Common Stock.

SEC source: 0001225208-23-002373 · doc4.xml · nonDerivative · entry 1

Daniels Jennifer · CIK 0001410523 · CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,650

F1 · kind: Represents vesting of a previously-granted performance-based restricted stock unit ("PBRSU") that was earned under the issuer's incentive compensation plan based on the achievement of performance goals for a completed performance period. The earned PBRSUs are settled solely in shares of Common Stock.

SEC source: 0001225208-23-002243 · doc4.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,238

F1 · kind: Payment of tax liability by withholding shares from restricted stock units vesting under the issuer's incentive compensation plan.

SEC source: 0001225208-23-001250 · doc4.xml · derivative · entry 3

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,703 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

F3 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the May 15, 2017 grant date.

SEC source: 0001225208-23-001250 · doc4.xml · nonDerivative · entry 2

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan.

SEC source: 0001225208-23-001250 · doc4.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

SEC source: 0001225208-23-000400 · doc4.xml · nonDerivative · entry 1

BILBREY JOHN P · CIK 0001268386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,809

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001225208-23-000399 · doc4.xml · nonDerivative · entry 1

Edwards Lisa · CIK 0001668250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,995

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001225208-23-000397 · doc4.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001225208-22-012877 · doc4.xml · nonDerivative · entry 1

Malcolm Gregory · CIK 0001934254 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,492

F1 · kind: Payment of Medicare and income tax liability by withholding shares of stock from restricted stock units previously granted under the issuer's incentive compensation plan. The reporting person continues to hold the restricted stock units originally granted, less the amount of this required tax withholding.

SEC source: 0001225208-22-011776 · doc4.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,155

F1 · kind: Shares withheld for taxes based on the vesting of incremental dividend equivalent units earned in connection with the issuer's most recent dividend payment.

SEC source: 0001225208-22-011649 · doc4.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,011

F1 · kind: Payment of tax liability by withholding shares from restricted stock units vesting under the issuer's incentive compensation plan.

SEC source: 0001225208-22-011494 · doc4.xml · nonDerivative · entry 1

Verduin Patricia · CIK 0001290501 · SVP, Global Technology

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's 401(k) Plan Trustee

Disclosed balance after: 7,438

F1 · kind: Transfer of funds within the issuer's 401(k) plan from Company stock to another investment option.

SEC source: 0001225208-22-010844 · doc4.xml · nonDerivative · entry 1

BILBREY JOHN P · CIK 0001268386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,384

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001225208-22-010843 · doc4.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,061

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001225208-22-010345 · doc4.xml · nonDerivative · entry 1

Massey Sally · CIK 0001815662 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,913

F1 · kind: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $77.5750 to $77.5764, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001225208-22-010318 · doc4.xml · nonDerivative · entry 1

Malcolm Gregory · CIK 0001934254 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,535

F1 · kind: Payment of tax liability by withholding shares from restricted stock units vesting under the issuer's incentive compensation plan.

SEC source: 0001225208-22-010275 · doc4.xml · derivative · entry 1

Wallace Noel R. · CIK 0001464265 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,910

Underlying: Common Stock · 322,910 shares

Expires 2030-09-09

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 9, 2022 grant date.

SEC source: 0001225208-22-010274 · doc4.xml · derivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,629

Underlying: Common Stock · 75,629 shares

Expires 2030-09-09

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 9, 2022 grant date.

SEC source: 0001225208-22-010273 · doc4.xml · derivative · entry 1

Daniels Jennifer · CIK 0001410523 · CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,543

Underlying: Common Stock · 62,543 shares

Expires 2030-09-09

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 9, 2022 grant date.

SEC source: 0001225208-22-010272 · doc4.xml · derivative · entry 1

Parameswaran Prabha · CIK 0001783437 · Grp Pres, Growth & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,543

Underlying: Common Stock · 62,543 shares

Expires 2030-09-09

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 9, 2022 grant date.

SEC source: 0001225208-22-010271 · doc4.xml · derivative · entry 1

Tsourapas Panagiotis · CIK 0001576945 · Grp Pres, Eur& Developing Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,543

Underlying: Common Stock · 62,543 shares

Expires 2030-09-09

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 9, 2022 grant date.

SEC source: 0001225208-22-010270 · doc4.xml · derivative · entry 1

Massey Sally · CIK 0001815662 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,789

Underlying: Common Stock · 40,789 shares

Expires 2030-09-09

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 9, 2022 grant date.

SEC source: 0001225208-22-010269 · doc4.xml · derivative · entry 1

Verduin Patricia · CIK 0001290501 · SVP, Global Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,789

Underlying: Common Stock · 40,789 shares

Expires 2030-09-09

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 9, 2022 grant date.

SEC source: 0001225208-22-010267 · doc4.xml · derivative · entry 1

Kooyman John W · CIK 0001765088 · Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,944

Underlying: Common Stock · 22,944 shares

Expires 2030-09-09

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 9, 2022 grant date.

SEC source: 0001225208-22-010268 · doc4.xml · derivative · entry 1

Malcolm Gregory · CIK 0001934254 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,126

Underlying: Common Stock · 15,126 shares

Expires 2030-09-09

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 9, 2022 grant date.

SEC source: 0001225208-22-009864 · doc4.xml · derivative · entry 5

Parameswaran Prabha · CIK 0001783437 · Grp Pres, Growth & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,778 shares

Expires 2022-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2016 grant date.

SEC source: 0001225208-22-009864 · doc4.xml · nonDerivative · entry 2

Parameswaran Prabha · CIK 0001783437 · Grp Pres, Growth & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,787

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $78.45 to $79.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001225208-22-009864 · doc4.xml · nonDerivative · entry 1

Parameswaran Prabha · CIK 0001783437 · Grp Pres, Growth & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001225208-22-009623 · doc4.xml · derivative · entry 6

Tsourapas Panagiotis · CIK 0001576945 · Grp Pres, Eur& Developing Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,976 shares

Expires 2022-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2016 grant date.

SEC source: 0001225208-22-009623 · doc4.xml · nonDerivative · entry 2

Tsourapas Panagiotis · CIK 0001576945 · Grp Pres, Eur& Developing Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,788

F2 · kind: The exercise price of the options and related tax withholding requirement were satisfied by the Company's withholding shares otherwise deliverable upon exercise of the options.

SEC source: 0001225208-22-009623 · doc4.xml · nonDerivative · entry 1

Tsourapas Panagiotis · CIK 0001576945 · Grp Pres, Eur& Developing Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

SEC source: 0001225208-22-009387 · doc4.xml · derivative · entry 4

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,069 shares

Expires 2023-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 25, 2017 grant date.

SEC source: 0001225208-22-009387 · doc4.xml · nonDerivative · entry 2

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,297

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $80.00 to $80.255, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001225208-22-009387 · doc4.xml · nonDerivative · entry 1

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

SEC source: 0001225208-22-009352 · doc4.xml · derivative · entry 6

Wallace Noel R. · CIK 0001464265 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,665 shares

Expires 2022-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2016 grant date.

SEC source: 0001225208-22-009352 · doc4.xml · nonDerivative · entry 2

Wallace Noel R. · CIK 0001464265 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,790

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $80.83 to $81.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001225208-22-009352 · doc4.xml · nonDerivative · entry 1

Wallace Noel R. · CIK 0001464265 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001225208-22-009351 · doc4.xml · derivative · entry 4

Daniels Jennifer · CIK 0001410523 · CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,407

Underlying: Common Stock · 24,703 shares

Expires 2023-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 25, 2017 grant date.

SEC source: 0001225208-22-009351 · doc4.xml · nonDerivative · entry 2

Daniels Jennifer · CIK 0001410523 · CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,163

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $80.83 to $81.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001225208-22-009351 · doc4.xml · nonDerivative · entry 1

Daniels Jennifer · CIK 0001410523 · CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.