Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2023 Filed Jun 16, 2023 20:06 UTC |
Bowman StacyPrincipal Accounting Officer
|
SaleClass A Common Stock | 13,571 | $39.72 | $539,044.19 |
DisclosureSEC source: 0001127602-23-018857 · form4.xml · nonDerivative · entry 1 Bowman Stacy · CIK 0001778320 · Principal Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 282,514 F1 · shares: Represents "sell to cover" sales effected pursuant to a Rule 10b5-1 trading plan adopted by the filing person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:09 UTC |
Helfrick SusanGeneral Counsel
|
SaleClass A Common Stock | 16,964 | $39.72 | $673,815.17 |
DisclosureSEC source: 0001127602-23-018858 · form4.xml · nonDerivative · entry 1 Helfrick Susan · CIK 0001777084 · General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 72,656 F1 · shares: Represents "sell to cover" sales effected pursuant to a Rule 10b5-1 trading plan adopted by the filing person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). Read SEC document |
| May 16, 2023 Filed May 17, 2023 17:00 UTC |
Argos Holdings GP LLC10% owner
Buddy Chester Sub LLC10% owner
CIE Management IX Ltd10% owner
BC Partners Holdings Ltd10% owner
|
OtherForward purchase contract (obligation to sell) · Derivative | 6,124,142 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013188 · doc4.xml · derivative · entry 4 Argos Holdings GP LLC · CIK 0001778154 · 10% owner Buddy Chester Sub LLC · CIK 0001777952 · 10% owner CIE Management IX Ltd · CIK 0001518072 · 10% owner BC Partners Holdings Ltd · CIK 0001709681 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A common stock, par value $0.01 · 6,124,142 shares Expires 2023-05-16 F1 · derivative.exercise_price: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · derivative.exercise_price: (Continued from footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · derivative.exercise_price: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period"). F4 · derivative.exercise_price: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · derivative.exercise_price: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F1 · kind: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · kind: (Continued from footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · kind: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period"). F4 · kind: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · kind: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F6 · ownership.nature: Argos Holdings GP LLC ("GP LLC") is the general partner of Argos Holdings L.P. ("Argos"). Argos is the sole common equity holder of Citrus Intermediate Holdings L.P. ("Citrus"). GP LLC is the general partner of Citrus. Citrus is the sole stockholder of Argos Intermediate Holdco I Inc. ("Holdco I"). Holdco I is the sole member of Buddy Sub, Buddy Holdings III LLC and Argos Intermediate Holdco II LLC ("Holdco II"). Holdco II is the sole member of Argos Intermediate Holdco III LLC ("Holdco III"). Holdco III is the sole member of Buddy Holdings II LLC. F7 · ownership.nature: (continued from footnote 5) CIE Management IX Limited controls a majority of the equity interests of GP LLC and has the power to appoint members to the board of directors of GP LLC who may exercise majority voting power at meetings of the board of directors of GP LLC. BC Partners Holdings Limited is the controlling shareholder of CIE Management IX Limited. F8 · ownership.nature: The reported securities are held directly by Buddy Sub. Each Reporting Person may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. On the basis of the relationship between each of Mr. Raymond Svider, Mr. Fahim Ahmed, Mr. Michael Chang and other directors of the Issuer designated or nominated by the Reporting Persons, the Reporting Persons may be directors of the Issuer by deputization for the purposes of Section 16 of the Exchange Act. Read SEC document |
| May 16, 2023 Filed May 17, 2023 17:00 UTC |
Argos Holdings GP LLC10% owner
Buddy Chester Sub LLC10% owner
CIE Management IX Ltd10% owner
BC Partners Holdings Ltd10% owner
|
OtherClass A common stock, par value $0.01 | 6,124,142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-013188 · doc4.xml · nonDerivative · entry 2 Argos Holdings GP LLC · CIK 0001778154 · 10% owner Buddy Chester Sub LLC · CIK 0001777952 · 10% owner CIE Management IX Ltd · CIK 0001518072 · 10% owner BC Partners Holdings Ltd · CIK 0001709681 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · kind: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · kind: (Continued from footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · kind: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period"). F4 · kind: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · kind: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F1 · price: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · price: (Continued from footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · price: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period"). F4 · price: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · price: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F6 · ownership.nature: Argos Holdings GP LLC ("GP LLC") is the general partner of Argos Holdings L.P. ("Argos"). Argos is the sole common equity holder of Citrus Intermediate Holdings L.P. ("Citrus"). GP LLC is the general partner of Citrus. Citrus is the sole stockholder of Argos Intermediate Holdco I Inc. ("Holdco I"). Holdco I is the sole member of Buddy Sub, Buddy Holdings III LLC and Argos Intermediate Holdco II LLC ("Holdco II"). Holdco II is the sole member of Argos Intermediate Holdco III LLC ("Holdco III"). Holdco III is the sole member of Buddy Holdings II LLC. F7 · ownership.nature: (continued from footnote 5) CIE Management IX Limited controls a majority of the equity interests of GP LLC and has the power to appoint members to the board of directors of GP LLC who may exercise majority voting power at meetings of the board of directors of GP LLC. BC Partners Holdings Limited is the controlling shareholder of CIE Management IX Limited. F8 · ownership.nature: The reported securities are held directly by Buddy Sub. Each Reporting Person may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. On the basis of the relationship between each of Mr. Raymond Svider, Mr. Fahim Ahmed, Mr. Michael Chang and other directors of the Issuer designated or nominated by the Reporting Persons, the Reporting Persons may be directors of the Issuer by deputization for the purposes of Section 16 of the Exchange Act. Read SEC document |
| May 16, 2023 Filed May 17, 2023 21:00 UTC |
Argos Holdings GP LLC10% owner
Buddy Holdings II LLC10% owner
Buddy Holdings III LLC10% owner
Argos Holdings L.P.10% owner
Argos Intermediate Holdco I Inc.10% owner
Argos Intermediate Holdco II LLC10% owner
Argos Intermediate Holdco III LLC10% owner
Citrus Intermediate Holdings L.P.10% owner
|
OtherForward purchase contract (obligation to sell) · Derivative | 6,124,142 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013187 · doc4.xml · derivative · entry 4 Argos Holdings GP LLC · CIK 0001778154 · 10% owner Buddy Holdings II LLC · CIK 0001830864 · 10% owner Buddy Holdings III LLC · CIK 0001843461 · 10% owner Argos Holdings L.P. · CIK 0001778156 · 10% owner Argos Intermediate Holdco I Inc. · CIK 0001777975 · 10% owner Argos Intermediate Holdco II LLC · CIK 0001777969 · 10% owner Argos Intermediate Holdco III LLC · CIK 0001777973 · 10% owner Citrus Intermediate Holdings L.P. · CIK 0001778195 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A common stock, par value $0.01 · 6,124,142 shares Expires 2023-05-16 F1 · derivative.exercise_price: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · derivative.exercise_price: (Continued from Footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · derivative.exercise_price: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period "). F4 · derivative.exercise_price: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · derivative.exercise_price: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F1 · kind: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · kind: (Continued from Footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · kind: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period "). F4 · kind: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · kind: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F6 · ownership.nature: Argos Holdings GP LLC ("GP LLC") is the general partner of Argos Holdings L.P. ("Argos"). Argos is the sole common equity holder of Citrus Intermediate Holdings L.P. ("Citrus"). GP LLC is the general partner of Citrus. Citrus is the sole stockholder of Argos Intermediate Holdco I Inc. ("Holdco I"). Holdco I is the sole member of Buddy Sub, Buddy Holdings III LLC and Argos Intermediate Holdco II LLC ("Holdco II"). Holdco II is the sole member of Argos Intermediate Holdco III LLC ("Holdco III"). Holdco III is the sole member of Buddy Holdings II LLC. F7 · ownership.nature: (continued from footnote 5) CIE Management IX Limited controls a majority of the equity interests of GP LLC and has the power to appoint members to the board of directors of GP LLC who may exercise majority voting power at meetings of the board of directors of GP LLC. BC Partners Holdings Limited is the controlling shareholder of CIE Management IX Limited. F8 · ownership.nature: The reported securities are held directly by Buddy Sub. Each Reporting Person may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. On the basis of the relationship between each of Mr. Raymond Svider, Mr. Fahim Ahmed, Mr. Michael Chang and other directors of the Issuer designated or nominated by the Reporting Persons, the Reporting Persons may be directors of the Issuer by deputization for the purposes of Section 16 of the Exchange Act. Read SEC document |
| May 16, 2023 Filed May 17, 2023 21:00 UTC |
Argos Holdings GP LLC10% owner
Buddy Holdings II LLC10% owner
Buddy Holdings III LLC10% owner
Argos Holdings L.P.10% owner
Argos Intermediate Holdco I Inc.10% owner
Argos Intermediate Holdco II LLC10% owner
Argos Intermediate Holdco III LLC10% owner
Citrus Intermediate Holdings L.P.10% owner
|
OtherClass A common stock, par value $0.01 | 6,124,142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-013187 · doc4.xml · nonDerivative · entry 2 Argos Holdings GP LLC · CIK 0001778154 · 10% owner Buddy Holdings II LLC · CIK 0001830864 · 10% owner Buddy Holdings III LLC · CIK 0001843461 · 10% owner Argos Holdings L.P. · CIK 0001778156 · 10% owner Argos Intermediate Holdco I Inc. · CIK 0001777975 · 10% owner Argos Intermediate Holdco II LLC · CIK 0001777969 · 10% owner Argos Intermediate Holdco III LLC · CIK 0001777973 · 10% owner Citrus Intermediate Holdings L.P. · CIK 0001778195 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · kind: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · kind: (Continued from Footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · kind: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period "). F4 · kind: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · kind: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F1 · price: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · price: (Continued from Footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · price: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period "). F4 · price: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · price: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F6 · ownership.nature: Argos Holdings GP LLC ("GP LLC") is the general partner of Argos Holdings L.P. ("Argos"). Argos is the sole common equity holder of Citrus Intermediate Holdings L.P. ("Citrus"). GP LLC is the general partner of Citrus. Citrus is the sole stockholder of Argos Intermediate Holdco I Inc. ("Holdco I"). Holdco I is the sole member of Buddy Sub, Buddy Holdings III LLC and Argos Intermediate Holdco II LLC ("Holdco II"). Holdco II is the sole member of Argos Intermediate Holdco III LLC ("Holdco III"). Holdco III is the sole member of Buddy Holdings II LLC. F7 · ownership.nature: (continued from footnote 5) CIE Management IX Limited controls a majority of the equity interests of GP LLC and has the power to appoint members to the board of directors of GP LLC who may exercise majority voting power at meetings of the board of directors of GP LLC. BC Partners Holdings Limited is the controlling shareholder of CIE Management IX Limited. F8 · ownership.nature: The reported securities are held directly by Buddy Sub. Each Reporting Person may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. On the basis of the relationship between each of Mr. Raymond Svider, Mr. Fahim Ahmed, Mr. Michael Chang and other directors of the Issuer designated or nominated by the Reporting Persons, the Reporting Persons may be directors of the Issuer by deputization for the purposes of Section 16 of the Exchange Act. Read SEC document |
| May 15, 2023 Filed May 17, 2023 17:00 UTC |
Argos Holdings GP LLC10% owner
Buddy Chester Sub LLC10% owner
CIE Management IX Ltd10% owner
BC Partners Holdings Ltd10% owner
|
OtherForward purchase contract (obligation to sell) · Derivative | 11,459,956 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013188 · doc4.xml · derivative · entry 3 Argos Holdings GP LLC · CIK 0001778154 · 10% owner Buddy Chester Sub LLC · CIK 0001777952 · 10% owner CIE Management IX Ltd · CIK 0001518072 · 10% owner BC Partners Holdings Ltd · CIK 0001709681 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,124,142 Underlying: Class A common stock, par value $0.01 · 11,459,956 shares Expires 2023-05-15 F1 · derivative.exercise_price: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · derivative.exercise_price: (Continued from footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · derivative.exercise_price: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period"). F4 · derivative.exercise_price: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · derivative.exercise_price: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F1 · kind: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · kind: (Continued from footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · kind: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period"). F4 · kind: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · kind: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F6 · ownership.nature: Argos Holdings GP LLC ("GP LLC") is the general partner of Argos Holdings L.P. ("Argos"). Argos is the sole common equity holder of Citrus Intermediate Holdings L.P. ("Citrus"). GP LLC is the general partner of Citrus. Citrus is the sole stockholder of Argos Intermediate Holdco I Inc. ("Holdco I"). Holdco I is the sole member of Buddy Sub, Buddy Holdings III LLC and Argos Intermediate Holdco II LLC ("Holdco II"). Holdco II is the sole member of Argos Intermediate Holdco III LLC ("Holdco III"). Holdco III is the sole member of Buddy Holdings II LLC. F7 · ownership.nature: (continued from footnote 5) CIE Management IX Limited controls a majority of the equity interests of GP LLC and has the power to appoint members to the board of directors of GP LLC who may exercise majority voting power at meetings of the board of directors of GP LLC. BC Partners Holdings Limited is the controlling shareholder of CIE Management IX Limited. F8 · ownership.nature: The reported securities are held directly by Buddy Sub. Each Reporting Person may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. On the basis of the relationship between each of Mr. Raymond Svider, Mr. Fahim Ahmed, Mr. Michael Chang and other directors of the Issuer designated or nominated by the Reporting Persons, the Reporting Persons may be directors of the Issuer by deputization for the purposes of Section 16 of the Exchange Act. Read SEC document |
| May 15, 2023 Filed May 17, 2023 17:00 UTC |
Argos Holdings GP LLC10% owner
Buddy Chester Sub LLC10% owner
CIE Management IX Ltd10% owner
BC Partners Holdings Ltd10% owner
|
OtherClass A common stock, par value $0.01 | 11,459,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-013188 · doc4.xml · nonDerivative · entry 1 Argos Holdings GP LLC · CIK 0001778154 · 10% owner Buddy Chester Sub LLC · CIK 0001777952 · 10% owner CIE Management IX Ltd · CIK 0001518072 · 10% owner BC Partners Holdings Ltd · CIK 0001709681 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,124,142 F1 · kind: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · kind: (Continued from footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · kind: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period"). F4 · kind: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · kind: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F1 · price: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · price: (Continued from footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · price: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period"). F4 · price: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · price: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F6 · ownership.nature: Argos Holdings GP LLC ("GP LLC") is the general partner of Argos Holdings L.P. ("Argos"). Argos is the sole common equity holder of Citrus Intermediate Holdings L.P. ("Citrus"). GP LLC is the general partner of Citrus. Citrus is the sole stockholder of Argos Intermediate Holdco I Inc. ("Holdco I"). Holdco I is the sole member of Buddy Sub, Buddy Holdings III LLC and Argos Intermediate Holdco II LLC ("Holdco II"). Holdco II is the sole member of Argos Intermediate Holdco III LLC ("Holdco III"). Holdco III is the sole member of Buddy Holdings II LLC. F7 · ownership.nature: (continued from footnote 5) CIE Management IX Limited controls a majority of the equity interests of GP LLC and has the power to appoint members to the board of directors of GP LLC who may exercise majority voting power at meetings of the board of directors of GP LLC. BC Partners Holdings Limited is the controlling shareholder of CIE Management IX Limited. F8 · ownership.nature: The reported securities are held directly by Buddy Sub. Each Reporting Person may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. On the basis of the relationship between each of Mr. Raymond Svider, Mr. Fahim Ahmed, Mr. Michael Chang and other directors of the Issuer designated or nominated by the Reporting Persons, the Reporting Persons may be directors of the Issuer by deputization for the purposes of Section 16 of the Exchange Act. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:00 UTC |
Argos Holdings GP LLC10% owner
Buddy Holdings II LLC10% owner
Buddy Holdings III LLC10% owner
Argos Holdings L.P.10% owner
Argos Intermediate Holdco I Inc.10% owner
Argos Intermediate Holdco II LLC10% owner
Argos Intermediate Holdco III LLC10% owner
Citrus Intermediate Holdings L.P.10% owner
|
OtherForward purchase contract (obligation to sell) · Derivative | 11,459,956 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013187 · doc4.xml · derivative · entry 3 Argos Holdings GP LLC · CIK 0001778154 · 10% owner Buddy Holdings II LLC · CIK 0001830864 · 10% owner Buddy Holdings III LLC · CIK 0001843461 · 10% owner Argos Holdings L.P. · CIK 0001778156 · 10% owner Argos Intermediate Holdco I Inc. · CIK 0001777975 · 10% owner Argos Intermediate Holdco II LLC · CIK 0001777969 · 10% owner Argos Intermediate Holdco III LLC · CIK 0001777973 · 10% owner Citrus Intermediate Holdings L.P. · CIK 0001778195 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,124,142 Underlying: Class A common stock, par value $0.01 · 11,459,956 shares Expires 2023-05-15 F1 · derivative.exercise_price: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · derivative.exercise_price: (Continued from Footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · derivative.exercise_price: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period "). F4 · derivative.exercise_price: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · derivative.exercise_price: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F1 · kind: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · kind: (Continued from Footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · kind: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period "). F4 · kind: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · kind: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F6 · ownership.nature: Argos Holdings GP LLC ("GP LLC") is the general partner of Argos Holdings L.P. ("Argos"). Argos is the sole common equity holder of Citrus Intermediate Holdings L.P. ("Citrus"). GP LLC is the general partner of Citrus. Citrus is the sole stockholder of Argos Intermediate Holdco I Inc. ("Holdco I"). Holdco I is the sole member of Buddy Sub, Buddy Holdings III LLC and Argos Intermediate Holdco II LLC ("Holdco II"). Holdco II is the sole member of Argos Intermediate Holdco III LLC ("Holdco III"). Holdco III is the sole member of Buddy Holdings II LLC. F7 · ownership.nature: (continued from footnote 5) CIE Management IX Limited controls a majority of the equity interests of GP LLC and has the power to appoint members to the board of directors of GP LLC who may exercise majority voting power at meetings of the board of directors of GP LLC. BC Partners Holdings Limited is the controlling shareholder of CIE Management IX Limited. F8 · ownership.nature: The reported securities are held directly by Buddy Sub. Each Reporting Person may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. On the basis of the relationship between each of Mr. Raymond Svider, Mr. Fahim Ahmed, Mr. Michael Chang and other directors of the Issuer designated or nominated by the Reporting Persons, the Reporting Persons may be directors of the Issuer by deputization for the purposes of Section 16 of the Exchange Act. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:00 UTC |
Argos Holdings GP LLC10% owner
Buddy Holdings II LLC10% owner
Buddy Holdings III LLC10% owner
Argos Holdings L.P.10% owner
Argos Intermediate Holdco I Inc.10% owner
Argos Intermediate Holdco II LLC10% owner
Argos Intermediate Holdco III LLC10% owner
Citrus Intermediate Holdings L.P.10% owner
|
OtherClass A common stock, par value $0.01 | 11,459,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-013187 · doc4.xml · nonDerivative · entry 1 Argos Holdings GP LLC · CIK 0001778154 · 10% owner Buddy Holdings II LLC · CIK 0001830864 · 10% owner Buddy Holdings III LLC · CIK 0001843461 · 10% owner Argos Holdings L.P. · CIK 0001778156 · 10% owner Argos Intermediate Holdco I Inc. · CIK 0001777975 · 10% owner Argos Intermediate Holdco II LLC · CIK 0001777969 · 10% owner Argos Intermediate Holdco III LLC · CIK 0001777973 · 10% owner Citrus Intermediate Holdings L.P. · CIK 0001778195 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,124,142 F1 · kind: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · kind: (Continued from Footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · kind: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period "). F4 · kind: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · kind: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F1 · price: On each of May 15, 2023 and May 16, 2023, Buddy Chester Sub LLC ("Buddy Sub") settled a prepaid variable forward sale contract (the "Contract") that was entered into on May 11, 2020 with the 2020 Mandatory Exchangeable Trust (the "Trust"), a Delaware statutory trust. The Contract obligated Buddy Sub to deliver up to 17,584,098 shares of Class A common stock, par value $0.01 per share of the Issuer (or, at Buddy Sub's election, an equivalent amount of cash based on the market price of the Issuer's Class A common stock on or about May 16, 2023 (the "Exchange Date")). Pursuant to the Contract, if the number of shares of Class A common stock to be delivered exceeds 9.9% of the Issuer's then outstanding shares of Class A common stock, such excess portion is to be delivered on the following business day. F2 · price: (Continued from Footnote 1) Delivery on any business day of a number of shares of Class A common stock may not exceed 9.9% of the then outstanding shares of Class A common stock. Buddy Sub received a cash payment of $535,222,699.50 from the Trust on the date it entered into the Contract. Buddy Sub pledged 17,584,098 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the Contract and Buddy Sub retained all voting rights with respect to the Pledged Shares. On May 11, 2020, the Trust issued 690,000 mandatory exchangeable trust securities (the "Trust Securities"). F3 · price: Pursuant to the Contract, the Trust agreed to exchange each Trust Security for a pro rata portion of the Issuer's Class A common stock or other property it received from Buddy Sub under the Contract. The number of shares of the Issuer's Class A common stock delivered to the Trust under the Contract was equal to the number of Trust Securities outstanding multiplied by a conversion rate, which would be between 21.2368 and 25.4842 and would be determined by reference to the volume-weighted average trading price (the "Daily VWAP") of the Issuer's Class A common stock during the 20-trading day observation period beginning on, and including, the 24th scheduled trading day immediately preceding the Exchange Date (the "Observation Period "). F4 · price: Pursuant to the Contract, the conversion rate would be the sum of the following amounts determined for each of the trading days during the Observation Period: (a) if the Daily VWAP was equal to or greater than the Threshold Appreciation Price (as defined below), an amount equal to 21.2368 divided by 20; (b) if the Daily VWAP was equal to or less than the Threshold Appreciation Price but greater than or equal to the Initial Price (as defined below), an amount that if multiplied by the Daily VWAP for such trading day would have a value equal to $50; and (c) if the Daily VWAP was equal to or less than the Initial Price, an amount equal to 25.4842 divided by 20. The Initial Price, which was the last reported sale price per share of the Issuer's Class A common stock on the New York Stock Exchange as of May 4, 2020, is $39.24 (the "Initial Price"). The Threshold Appreciation Price, which is approximately 120% of the Initial Price, is $47.09 (the "Threshold Appreciation Price"). F5 · price: The conversion rate was determined to be 25.4842. Accordingly, 11,459,956 of the Pledged Shares were transferred to the Trust on May 15, 2023 and the remaining 6,124,142 of the Pledged Shares were transferred to the Trust on May 16, 2023. F6 · ownership.nature: Argos Holdings GP LLC ("GP LLC") is the general partner of Argos Holdings L.P. ("Argos"). Argos is the sole common equity holder of Citrus Intermediate Holdings L.P. ("Citrus"). GP LLC is the general partner of Citrus. Citrus is the sole stockholder of Argos Intermediate Holdco I Inc. ("Holdco I"). Holdco I is the sole member of Buddy Sub, Buddy Holdings III LLC and Argos Intermediate Holdco II LLC ("Holdco II"). Holdco II is the sole member of Argos Intermediate Holdco III LLC ("Holdco III"). Holdco III is the sole member of Buddy Holdings II LLC. F7 · ownership.nature: (continued from footnote 5) CIE Management IX Limited controls a majority of the equity interests of GP LLC and has the power to appoint members to the board of directors of GP LLC who may exercise majority voting power at meetings of the board of directors of GP LLC. BC Partners Holdings Limited is the controlling shareholder of CIE Management IX Limited. F8 · ownership.nature: The reported securities are held directly by Buddy Sub. Each Reporting Person may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. On the basis of the relationship between each of Mr. Raymond Svider, Mr. Fahim Ahmed, Mr. Michael Chang and other directors of the Issuer designated or nominated by the Reporting Persons, the Reporting Persons may be directors of the Issuer by deputization for the purposes of Section 16 of the Exchange Act. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 20:26 UTC |
Singh SumitDirector · Chief Executive Officer
|
GrantClass A Common Stock | 30,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-012770 · form4.xml · nonDerivative · entry 1 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 30,540 F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person's spouse on April 6, 2023. The RSUs are subject to time-vesting conditions. With respect to 10,439 of the RSUs, 25% will vest on February 1, 2024 and 12.5% will vest on each six-month anniversary thereafter, subject to the filing person's spouse's continued employment with Chewy, Inc. through the applicable vesting date. With respect to 4,020 of the RSUs, 50% will vest on February 1, 2024, and 50% will vest on February 1, 2025, subject to the filing person's spouse's continued employment with Chewy, Inc. through the applicable vesting date. With respect to 16,081 of the RSUs, 27.5% will vest on April 1, 2024, 27.5% will vest on October 1, 2024, and 45% will vest on April 1, 2025, subject to the filing person's spouse's continued employment with Chewy, Inc. through the applicable vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 20:23 UTC |
Mehta SatishChief Technology Officer
|
GrantClass A Common Stock | 223,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-012766 · form4.xml · nonDerivative · entry 1 Mehta Satish · CIK 0001778095 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,206 F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on April 6, 2023. The RSUs are subject to time-vesting conditions. With respect to 54,109 of the RSUs, 25% will vest on February 1, 2024 and 12.5% will vest on each six-month anniversary thereafter, subject to the filing person's continued employment with Chewy, Inc. through the applicable vesting date. With respect to 169,097 of the RSUs, 52% will vest on February 1, 2024, 44% will vest on February 1, 2025, and 4% will vest on February 1, 2026, subject to the filing person's continued employment with Chewy, Inc. through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 20:25 UTC |
Bowman StacyPrincipal Accounting Officer
|
GrantClass A Common Stock | 21,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-012768 · form4.xml · nonDerivative · entry 1 Bowman Stacy · CIK 0001778320 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,176 F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on April 6, 2023. The RSUs are subject to time-vesting conditions. With respect to 10,455 of the RSUs, 25% will vest on February 1, 2024 and 12.5% will vest on each six-month anniversary thereafter, subject to the filing person's continued employment with Chewy, Inc. through the applicable vesting date. With respect to 10,721 of the RSUs, 30% will vest on April 1, 2024, 30% will vest on October 1, 2024, and 40% will vest on April 1, 2025, subject to the filing person's continued employment with Chewy, Inc. through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:47 UTC |
Singh SumitDirector · Chief Executive Officer
|
GrantClass A Common Stock | 2,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010451 · form4.xml · nonDerivative · entry 1 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,121 F1 · balance_after: Represents performance-based restricted stock units ("PRSUs") granted to the filing person's spouse. Each PRSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc. The PRSUs were initially granted on April 7, 2022 and the amount of PRSUs eligible for vesting was subject to certification of the satisfaction of certain performance conditions for the 2022 fiscal year by the Compensation Committee of the Board of Directors. On March 14, 2023, the Compensation Committee of the Board of Directors certified the achievement of the performance conditions for the PRSUs, which vest on February 1, 2025, subject to the filing person's spouse's continued employment with Chewy, Inc. through the vesting date. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:45 UTC |
Bowman StacyPrincipal Accounting Officer
|
GrantClass A Common Stock | 2,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010448 · form4.xml · nonDerivative · entry 1 Bowman Stacy · CIK 0001778320 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,267 F1 · balance_after: Represents performance-based restricted stock units ("PRSUs"). Each PRSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc. The PRSUs were initially granted on April 7, 2022 and the amount of PRSUs eligible for vesting was subject to certification of the satisfaction of certain performance conditions for the 2022 fiscal year by the Compensation Committee of the Board of Directors. On March 14, 2023, the Compensation Committee of the Board of Directors certified the achievement of the performance conditions for the PRSUs, which vest on February 1, 2025, subject to the filing person's continued employment with Chewy, Inc. through the vesting date. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:23 UTC |
Singh SumitDirector · Chief Executive Officer
|
SaleClass A Common Stock | 228 | $39.74 | $9,061.13 |
DisclosureSEC source: 0001127602-23-009070 · form4.xml · nonDerivative · entry 7 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 71,718 F7 · shares: Represents "sell to cover" sales effected pursuant to a Rule 10b5-1 trading plan adopted by the filing person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:23 UTC |
Singh SumitDirector · Chief Executive Officer
|
SaleClass A Common Stock | 21,317 | $39.74 | $847,175.95 |
DisclosureSEC source: 0001127602-23-009070 · form4.xml · nonDerivative · entry 1 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,876 F1 · shares: Represents "sell to cover" sales effected pursuant to a Rule 10b5-1 trading plan adopted by the filing person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:07 UTC |
Mehta SatishChief Technology Officer
|
SaleClass A Common Stock | 4,635 | $39.74 | $184,203.24 |
DisclosureSEC source: 0001127602-23-009057 · form4.xml · nonDerivative · entry 1 Mehta Satish · CIK 0001778095 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,485 F1 · shares: Represents "sell to cover" sales effected pursuant to a Rule 10b5-1 trading plan adopted by the filing person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:19 UTC |
Marte Mario JesusChief Financial Officer
|
SaleClass A Common Stock | 3,813 | $39.74 | $151,535.48 |
DisclosureSEC source: 0001127602-23-009067 · form4.xml · nonDerivative · entry 1 Marte Mario Jesus · CIK 0001777085 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,024 F1 · shares: Represents "sell to cover" sales effected pursuant to a Rule 10b5-1 trading plan adopted by the filing person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 21:40 UTC |
Helfrick SusanGeneral Counsel
|
SaleClass A Common Stock | 56,270 | $52.00 | $2,926,040.00 |
DisclosureSEC source: 0001127602-23-003805 · form4.xml · nonDerivative · entry 1 Helfrick Susan · CIK 0001777084 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the filing person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $52.00-52.05, inclusive. The filing person undertakes to provide to Chewy, Inc., any security holder of Chewy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 to this Form 4. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 21:38 UTC |
Marte Mario JesusChief Financial Officer
|
SaleClass A Common Stock | 28,171 | $50.00 | $1,408,550.00 |
DisclosureSEC source: 0001127602-23-003800 · form4.xml · nonDerivative · entry 1 Marte Mario Jesus · CIK 0001777085 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,837 F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the filing person. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 21:38 UTC |
Bowman StacyPrincipal Accounting Officer
|
Tax withholdingClass A Common Stock | 931 | $49.00 | $45,621.23 |
DisclosureSEC source: 0001127602-23-003570 · form4.xml · nonDerivative · entry 1 Bowman Stacy · CIK 0001778320 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,389 F1 · shares: Represents shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 21:41 UTC |
Singh SumitDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 986 | $49.00 | $48,316.37 |
DisclosureSEC source: 0001127602-23-003572 · form4.xml · nonDerivative · entry 1 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 71,030 F1 · shares: Represents shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:21 UTC |
Helfrick SusanGeneral Counsel
|
SaleClass A Common Stock | 16,947 | $45.00 | $762,615.00 |
DisclosureSEC source: 0001127602-23-002437 · form4.xml · nonDerivative · entry 1 Helfrick Susan · CIK 0001777084 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,270 F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the filing person. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 21:12 UTC |
Marte Mario JesusChief Financial Officer
|
SaleClass A Common Stock | 39,289 | $43.81 | $1,721,251.09 |
DisclosureSEC source: 0001127602-23-001468 · form4.xml · nonDerivative · entry 1 Marte Mario Jesus · CIK 0001777085 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,008 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $43.77-43.94, inclusive. The filing person undertakes to provide to Chewy, Inc., any security holder of Chewy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 21:07 UTC |
Marte Mario JesusChief Financial Officer
|
GiftClass A Common Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-001379 · form4.xml · nonDerivative · entry 1 Marte Mario Jesus · CIK 0001777085 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,297 F1 · shares: The transaction reported involved a gift by the filing person of 3,500 shares of Class A common stock to a charitable donor advised fund. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 21:41 UTC |
Helfrick SusanGeneral Counsel
|
SaleClass A Common Stock | 34,406 | $40.80 | $1,403,833.61 |
DisclosureSEC source: 0001127602-22-027860 · form4.xml · nonDerivative · entry 2 Helfrick Susan · CIK 0001777084 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,217 F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $40.61-41.00, inclusive. The reporting person undertakes to provide to Chewy, Inc., any security holder of Chewy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 3 to this Form 4. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 22:05 UTC |
Singh SumitDirector · Chief Executive Officer
|
SaleClass A Common Stock | 7,865 | $40.48 | $318,399.58 |
DisclosureSEC source: 0001127602-22-027691 · form4.xml · nonDerivative · entry 4 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 68,153 F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units ("RSUs"). Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 22:05 UTC |
Singh SumitDirector · Chief Executive Officer
|
SaleClass A Common Stock | 81,922 | $40.48 | $3,316,456.52 |
DisclosureSEC source: 0001127602-22-027691 · form4.xml · nonDerivative · entry 3 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,693 F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units ("RSUs"). Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 22:03 UTC |
Mehta SatishChief Technology Officer
|
SaleClass A Common Stock | 33,240 | $40.48 | $1,345,658.24 |
DisclosureSEC source: 0001127602-22-027690 · form4.xml · nonDerivative · entry 2 Mehta Satish · CIK 0001778095 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,120 F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 22:02 UTC |
Marte Mario JesusChief Financial Officer
|
SaleClass A Common Stock | 39,323 | $40.48 | $1,591,916.94 |
DisclosureSEC source: 0001127602-22-027687 · form4.xml · nonDerivative · entry 2 Marte Mario Jesus · CIK 0001777085 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,797 F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 22:00 UTC |
Bowman StacyPrincipal Accounting Officer
|
SaleClass A Common Stock | 15,729 | $40.48 | $636,758.68 |
DisclosureSEC source: 0001127602-22-027685 · form4.xml · nonDerivative · entry 2 Bowman Stacy · CIK 0001778320 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,054 F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:41 UTC |
Helfrick SusanGeneral Counsel
|
SaleClass A Common Stock | 19,662 | $40.48 | $795,976.75 |
DisclosureSEC source: 0001127602-22-027860 · form4.xml · nonDerivative · entry 1 Helfrick Susan · CIK 0001777084 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,623 F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 21:19 UTC |
Helfrick SusanGeneral Counsel
|
SaleClass A Common Stock | 18,605 | $42.79 | $796,018.65 |
DisclosureSEC source: 0001127602-22-027538 · form4.xml · nonDerivative · entry 2 Helfrick Susan · CIK 0001777084 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,285 F2 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 22:05 UTC |
Singh SumitDirector · Chief Executive Officer
|
SaleClass A Common Stock | 7,443 | $42.79 | $318,450.24 |
DisclosureSEC source: 0001127602-22-027691 · form4.xml · nonDerivative · entry 2 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 76,018 F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units ("RSUs"). Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 22:05 UTC |
Singh SumitDirector · Chief Executive Officer
|
SaleClass A Common Stock | 77,517 | $42.79 | $3,316,580.35 |
DisclosureSEC source: 0001127602-22-027691 · form4.xml · nonDerivative · entry 1 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,615 F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units ("RSUs"). Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 22:03 UTC |
Mehta SatishChief Technology Officer
|
SaleClass A Common Stock | 31,452 | $42.79 | $1,345,680.11 |
DisclosureSEC source: 0001127602-22-027690 · form4.xml · nonDerivative · entry 1 Mehta Satish · CIK 0001778095 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,360 F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 22:02 UTC |
Marte Mario JesusChief Financial Officer
|
SaleClass A Common Stock | 37,208 | $42.79 | $1,591,951.72 |
DisclosureSEC source: 0001127602-22-027687 · form4.xml · nonDerivative · entry 1 Marte Mario Jesus · CIK 0001777085 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,120 F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 22:00 UTC |
Bowman StacyPrincipal Accounting Officer
|
SaleClass A Common Stock | 14,883 | $42.79 | $636,772.13 |
DisclosureSEC source: 0001127602-22-027685 · form4.xml · nonDerivative · entry 1 Bowman Stacy · CIK 0001778320 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,783 F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:19 UTC |
Helfrick SusanGeneral Counsel
|
SaleClass A Common Stock | 52,359 | $46.24 | $2,420,870.72 |
DisclosureSEC source: 0001127602-22-027538 · form4.xml · nonDerivative · entry 1 Helfrick Susan · CIK 0001777084 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,890 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $46.20 to $46.54, inclusive. The reporting person undertakes to provide to Chewy, Inc., any securityholder of Chewy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 22:23 UTC |
Marte Mario JesusChief Financial Officer
|
SaleClass A Common Stock | 28,171 | $43.96 | $1,238,397.16 |
DisclosureSEC source: 0001127602-22-025977 · form4.xml · nonDerivative · entry 1 Marte Mario Jesus · CIK 0001777085 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,088 F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 20:04 UTC |
Singh SumitDirector · Chief Executive Officer
|
SaleClass A Common Stock | 2,719 | $40.71 | $110,698.65 |
DisclosureSEC source: 0001127602-22-021705 · form4.xml · nonDerivative · entry 2 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 47,613 F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $40.68 to $40.79, inclusive. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 20:04 UTC |
Singh SumitDirector · Chief Executive Officer
|
SaleClass A Common Stock | 9,029 | $40.39 | $364,672.28 |
DisclosureSEC source: 0001127602-22-021705 · form4.xml · nonDerivative · entry 1 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 50,332 F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $39.68 to $40.67, inclusive. The reporting person undertakes to provide to Chewy, Inc., any security holder of Chewy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| August 15, 2022 Filed Aug 18, 2022 00:05 UTC |
Singh SumitDirector · Chief Executive Officer
|
SaleClass A Common Stock | 900 | $50.16 | $45,144.00 |
DisclosureSEC source: 0001127602-22-021257 · form4.xml · nonDerivative · entry 5 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 59,361 F5 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $49.77 to $50.50, inclusive. Read SEC document |
| August 15, 2022 Filed Aug 18, 2022 00:05 UTC |
Singh SumitDirector · Chief Executive Officer
|
SaleClass A Common Stock | 9,560 | $49.21 | $470,447.60 |
DisclosureSEC source: 0001127602-22-021257 · form4.xml · nonDerivative · entry 4 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 60,261 F5 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $48.77 to $49.67, inclusive. Read SEC document |
| August 15, 2022 Filed Aug 18, 2022 00:05 UTC |
Singh SumitDirector · Chief Executive Officer
|
SaleClass A Common Stock | 300 | $50.72 | $15,216.00 |
DisclosureSEC source: 0001127602-22-021257 · form4.xml · nonDerivative · entry 3 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,715 F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $50.71 to $50.742, inclusive. Read SEC document |
| August 15, 2022 Filed Aug 18, 2022 00:05 UTC |
Singh SumitDirector · Chief Executive Officer
|
SaleClass A Common Stock | 18,838 | $50.08 | $943,407.04 |
DisclosureSEC source: 0001127602-22-021257 · form4.xml · nonDerivative · entry 2 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,015 F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $49.69 to $50.67, inclusive. Read SEC document |
| August 15, 2022 Filed Aug 18, 2022 00:05 UTC |
Singh SumitDirector · Chief Executive Officer
|
SaleClass A Common Stock | 198,848 | $49.21 | $9,785,310.08 |
DisclosureSEC source: 0001127602-22-021257 · form4.xml · nonDerivative · entry 1 Singh Sumit · CIK 0001777164 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,853 F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $48.69 to $49.68, inclusive. The reporting person undertakes to provide to Chewy, Inc., any security holder of Chewy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 4, 6 and 7 to this Form 4. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 21:12 UTC |
Bowman StacyPrincipal Accounting Officer
|
SaleClass A Common Stock | 11,422 | $50.00 | $571,100.00 |
DisclosureSEC source: 0001127602-22-020941 · form4.xml · nonDerivative · entry 1 Bowman Stacy · CIK 0001778320 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,970 F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 21:02 UTC |
Marte Mario JesusChief Financial Officer
|
SaleClass A Common Stock | 56,198 | $50.00 | $2,809,900.00 |
DisclosureSEC source: 0001127602-22-020939 · form4.xml · nonDerivative · entry 1 Marte Mario Jesus · CIK 0001777085 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,259 F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.