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CHTR

CHARTER COMMUNICATIONS, INC. /MO/

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1730
SEC CIK
0001091667
Parsed reports
710

Last 12 months

Inside the activity.

5 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202640
May 202613
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2023 Filed Aug 29, 2023 20:41 UTC
Rutledge ThomasDirector · Executive Chairman
OtherStock Options · Derivative 147,905 $0.00 Strike: $150.88 $0.00
Disclosure

SEC source: 0001091667-23-000121 · wk-form4_1693341655.xml · derivative · entry 6

Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,905

Underlying: Class A Common Stock · 147,905 shares

Expires 2024-01-15

F3 · shares: On May 16, 2023, the reporting person transferred 147,905 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
May 16, 2023 Filed Aug 29, 2023 20:41 UTC
Rutledge ThomasDirector · Executive Chairman
OtherStock Options · Derivative 147,905 $0.00 Strike: $150.88 $0.00
Disclosure

SEC source: 0001091667-23-000121 · wk-form4_1693341655.xml · derivative · entry 5

Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rutledge 2022 GRAT I

Disclosed balance after: 0

Underlying: Class A Common Stock · 147,905 shares

Expires 2024-01-15

F3 · shares: On May 16, 2023, the reporting person transferred 147,905 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

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May 12, 2023 Filed May 16, 2023 20:19 UTC
Howard Kevin DEVP/CAO/Controller
GiftClass A Common Stock 2,565 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000089 · wk-form4_1684268358.xml · nonDerivative · entry 2

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kevin D. Howard Irrevocable Trust

Disclosed balance after: 4,745

F1 · shares: On May 12, 2023 the reporting person transferred 2,565 shares from The Howard Living Trust to the Kevin D. Howard Irrevocable Trust.

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May 12, 2023 Filed May 16, 2023 20:19 UTC
Howard Kevin DEVP/CAO/Controller
GiftClass A Common Stock 2,565 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000089 · wk-form4_1684268358.xml · nonDerivative · entry 1

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Howard Living Trust

Disclosed balance after: 0

F1 · shares: On May 12, 2023 the reporting person transferred 2,565 shares from The Howard Living Trust to the Kevin D. Howard Irrevocable Trust.

Read SEC document
May 04, 2023 Filed May 8, 2023 15:45 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 45,043 $342.92 $15,446,145.56
Disclosure

SEC source: 0000914546-23-000004 · form4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Remarks

Disclosed balance after: 17,742,177

Underlying: Charter Communications Class A Common Stock · 45,043 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
May 04, 2023 Filed May 8, 2023 19:52 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 45,043 $342.92 $15,446,145.56
Disclosure

SEC source: 0000914546-23-000005 · form4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 17,742,177

Underlying: Charter Communications Class A Common Stock · 45,043 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:23 UTC GrantClass A Common Stock 364 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000066 · wf-form4_168254059024117.xml · nonDerivative · entry 2

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,379

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:23 UTC GrantClass A Common Stock 607 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000066 · wf-form4_168254059024117.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,015

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:33 UTC GrantClass A Common Stock 364 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000074 · wf-form4_168254121956822.xml · nonDerivative · entry 2

Zinterhofer Eric Louis · CIK 0001267621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,327

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:33 UTC GrantClass A Common Stock 1,062 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000074 · wf-form4_168254121956822.xml · nonDerivative · entry 1

Zinterhofer Eric Louis · CIK 0001267621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,963

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $350,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:31 UTC GrantClass A Common Stock 364 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000073 · wf-form4_168254110046205.xml · nonDerivative · entry 2

Ramos Mauricio · CIK 0001340406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,223

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:31 UTC GrantClass A Common Stock 607 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000073 · wf-form4_168254110046205.xml · nonDerivative · entry 1

Ramos Mauricio · CIK 0001340406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,859

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:30 UTC GrantClass A Common Stock 607 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000072 · wf-form4_168254101664540.xml · nonDerivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,835

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:29 UTC
Nair BalanDirector
GrantClass A Common Stock 364 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000071 · wf-form4_168254094076201.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,023

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:29 UTC
Nair BalanDirector
GrantClass A Common Stock 607 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000071 · wf-form4_168254094076201.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,659

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:28 UTC GrantClass A Common Stock 364 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000070 · wf-form4_168254087711521.xml · nonDerivative · entry 2

Miron Steven A · CIK 0001444691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,144

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:28 UTC GrantClass A Common Stock 607 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000070 · wf-form4_168254087711521.xml · nonDerivative · entry 1

Miron Steven A · CIK 0001444691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,780

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:26 UTC GrantClass A Common Stock 607 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000068 · wf-form4_168254075258939.xml · nonDerivative · entry 1

MERRITT DAVID C · CIK 0001254013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,918

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:27 UTC GrantClass A Common Stock 607 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000069 · wf-form4_168254080662570.xml · nonDerivative · entry 1

MEYER JAMES E · CIK 0001247499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,619

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:24 UTC GrantClass A Common Stock 607 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000067 · wf-form4_168254068182198.xml · nonDerivative · entry 1

Markley John D Jr · CIK 0001473125 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,478

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:19 UTC GrantClass A Common Stock 364 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000064 · wf-form4_168254037051242.xml · nonDerivative · entry 2

Goodman Kim C · CIK 0001390001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,388

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:19 UTC GrantClass A Common Stock 607 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000064 · wf-form4_168254037051242.xml · nonDerivative · entry 1

Goodman Kim C · CIK 0001390001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,024

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:21 UTC GrantClass A Common Stock 364 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000065 · wf-form4_168254050228569.xml · nonDerivative · entry 2

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,353

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:21 UTC GrantClass A Common Stock 607 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000065 · wf-form4_168254050228569.xml · nonDerivative · entry 1

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,989

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:17 UTC
Conn LanceDirector
GrantClass A Common Stock 607 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000063 · wf-form4_168254020766403.xml · nonDerivative · entry 1

Conn Lance · CIK 0001304490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,194

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 13:29 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 64,900 $351.88 $22,837,012.00
Disclosure

SEC source: 0001140361-23-017287 · form4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Remarks

Disclosed balance after: 17,787,220

Underlying: Charter Communications Class A Common Stock · 64,900 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 17:33 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 64,900 $351.88 $22,837,012.00
Disclosure

SEC source: 0001140361-23-017296 · form4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 17,787,220

Underlying: Charter Communications Class A Common Stock · 64,900 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 14:00 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
SalePut option (right to sell) · Derivative 1,000,000 Not disclosed Strike: $445.49 Not disclosed
Disclosure

SEC source: 0001839882-23-007218 · advance-form4_031723.xml · derivative · entry 2

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F1 · price: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · price: On March 17, 2023, A/N early terminated a portion of the Transactions, with expiration dates running from August 12, 2024 to September 5, 2024, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 1,000,000 shares of Class A Common Stock, and, in connection with this termination, 1,000,000 Units were released from the related pledge. Pursuant to this termination, the unaffiliated bank counterparty paid $93,694,100.00 in cash to A/N.

F1 · derivative.exercise_date: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.exercise_date: On March 17, 2023, A/N early terminated a portion of the Transactions, with expiration dates running from August 12, 2024 to September 5, 2024, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 1,000,000 shares of Class A Common Stock, and, in connection with this termination, 1,000,000 Units were released from the related pledge. Pursuant to this termination, the unaffiliated bank counterparty paid $93,694,100.00 in cash to A/N.

F1 · derivative.expiration_date: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.expiration_date: On March 17, 2023, A/N early terminated a portion of the Transactions, with expiration dates running from August 12, 2024 to September 5, 2024, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 1,000,000 shares of Class A Common Stock, and, in connection with this termination, 1,000,000 Units were released from the related pledge. Pursuant to this termination, the unaffiliated bank counterparty paid $93,694,100.00 in cash to A/N.

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March 17, 2023 Filed Mar 21, 2023 14:00 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
PurchaseCall option (obligation to sell) · Derivative 1,000,000 Not disclosed Strike: $643.08 Not disclosed
Disclosure

SEC source: 0001839882-23-007218 · advance-form4_031723.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F1 · price: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · price: On March 17, 2023, A/N early terminated a portion of the Transactions, with expiration dates running from August 12, 2024 to September 5, 2024, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 1,000,000 shares of Class A Common Stock, and, in connection with this termination, 1,000,000 Units were released from the related pledge. Pursuant to this termination, the unaffiliated bank counterparty paid $93,694,100.00 in cash to A/N.

F1 · derivative.exercise_date: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.exercise_date: On March 17, 2023, A/N early terminated a portion of the Transactions, with expiration dates running from August 12, 2024 to September 5, 2024, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 1,000,000 shares of Class A Common Stock, and, in connection with this termination, 1,000,000 Units were released from the related pledge. Pursuant to this termination, the unaffiliated bank counterparty paid $93,694,100.00 in cash to A/N.

F1 · derivative.expiration_date: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.expiration_date: On March 17, 2023, A/N early terminated a portion of the Transactions, with expiration dates running from August 12, 2024 to September 5, 2024, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 1,000,000 shares of Class A Common Stock, and, in connection with this termination, 1,000,000 Units were released from the related pledge. Pursuant to this termination, the unaffiliated bank counterparty paid $93,694,100.00 in cash to A/N.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 18:02 UTC SalePut option (right to sell) · Derivative 1,000,000 Not disclosed Strike: $445.49 Not disclosed
Disclosure

SEC source: 0001839882-23-007220 · newhouse-form4_031723.xml · derivative · entry 2

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F1 · price: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · price: On March 17, 2023, A/N early terminated a portion of the Transactions, with expiration dates running from August 12, 2024 to September 5, 2024, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 1,000,000 shares of Class A Common Stock, and, in connection with this termination, 1,000,000 Units were released from the related pledge. Pursuant to this termination, the unaffiliated bank counterparty paid $93,694,100.00 in cash to A/N.

F1 · derivative.exercise_date: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.exercise_date: On March 17, 2023, A/N early terminated a portion of the Transactions, with expiration dates running from August 12, 2024 to September 5, 2024, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 1,000,000 shares of Class A Common Stock, and, in connection with this termination, 1,000,000 Units were released from the related pledge. Pursuant to this termination, the unaffiliated bank counterparty paid $93,694,100.00 in cash to A/N.

F1 · derivative.expiration_date: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.expiration_date: On March 17, 2023, A/N early terminated a portion of the Transactions, with expiration dates running from August 12, 2024 to September 5, 2024, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 1,000,000 shares of Class A Common Stock, and, in connection with this termination, 1,000,000 Units were released from the related pledge. Pursuant to this termination, the unaffiliated bank counterparty paid $93,694,100.00 in cash to A/N.

F3 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Units owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Units owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 18:02 UTC PurchaseCall option (obligation to sell) · Derivative 1,000,000 Not disclosed Strike: $643.08 Not disclosed
Disclosure

SEC source: 0001839882-23-007220 · newhouse-form4_031723.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F1 · price: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · price: On March 17, 2023, A/N early terminated a portion of the Transactions, with expiration dates running from August 12, 2024 to September 5, 2024, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 1,000,000 shares of Class A Common Stock, and, in connection with this termination, 1,000,000 Units were released from the related pledge. Pursuant to this termination, the unaffiliated bank counterparty paid $93,694,100.00 in cash to A/N.

F1 · derivative.exercise_date: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.exercise_date: On March 17, 2023, A/N early terminated a portion of the Transactions, with expiration dates running from August 12, 2024 to September 5, 2024, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 1,000,000 shares of Class A Common Stock, and, in connection with this termination, 1,000,000 Units were released from the related pledge. Pursuant to this termination, the unaffiliated bank counterparty paid $93,694,100.00 in cash to A/N.

F1 · derivative.expiration_date: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.expiration_date: On March 17, 2023, A/N early terminated a portion of the Transactions, with expiration dates running from August 12, 2024 to September 5, 2024, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 1,000,000 shares of Class A Common Stock, and, in connection with this termination, 1,000,000 Units were released from the related pledge. Pursuant to this termination, the unaffiliated bank counterparty paid $93,694,100.00 in cash to A/N.

F3 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Units owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Units owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 18:06 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 116,739 $393.56 $45,943,800.84
Disclosure

SEC source: 0001567619-23-004527 · doc1.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 17,852,120

Underlying: Charter Communications Class A Common Stock · 116,739 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

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March 03, 2023 Filed Mar 6, 2023 23:08 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 116,739 $393.56 $45,943,800.84
Disclosure

SEC source: 0001567619-23-004528 · doc1.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 17,852,120

Underlying: Charter Communications Class A Common Stock · 116,739 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

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February 28, 2023 Filed Mar 1, 2023 21:31 UTC
Liberty Broadband CorpDirector · 10% owner
Purchase2.75% Exch.Senior Debentures due 2050 (obligation to sell) · Derivative Not disclosed $575,000,000.00 $575,000,000.00
Disclosure

SEC source: 0001104659-23-027343 · tm238163-1_4seq1.xml · derivative · entry 4

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Class A Common Stock · 670,507 shares

Expires 2050-09-30

F10 · derivative.exercise_price: Each $1,000 principal amount of 2.75% exchangeable senior debentures due 2050 issued by the reporting person (the "2.75% Debentures" ) is exchangeable for 1.1661 shares of the Common Stock, settled only in cash based on the value of the shares of Common Stock.

F11 · derivative.exercise_price: Each 2.75% Debenture is exchangeable at the option of the holder during specified periods. Holders of the 2.75% Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the 2.75% Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

F10 · kind: Each $1,000 principal amount of 2.75% exchangeable senior debentures due 2050 issued by the reporting person (the "2.75% Debentures" ) is exchangeable for 1.1661 shares of the Common Stock, settled only in cash based on the value of the shares of Common Stock.

F11 · kind: Each 2.75% Debenture is exchangeable at the option of the holder during specified periods. Holders of the 2.75% Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the 2.75% Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

F12 · price: On February 28, 2023, the reporting person repurchased, pursuant to a cash tender offer, $575,000,000 aggregate principal amount of the 2.75% Debentures. Holders of the 2.75% Debentures received payment of $1,000 for each $1,000 principal amount of the 2.75% Debentures accepted for purchase, plus accrued and unpaid interest.

F11 · derivative.exercise_date: Each 2.75% Debenture is exchangeable at the option of the holder during specified periods. Holders of the 2.75% Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the 2.75% Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

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February 28, 2023 Filed Mar 1, 2023 21:31 UTC
Liberty Broadband CorpDirector · 10% owner
Purchase1.75% Exch. Senior Debentures due 2046 (obligation to sell) · Derivative Not disclosed $14,536,000.00 $14,536,000.00
Disclosure

SEC source: 0001104659-23-027343 · tm238163-1_4seq1.xml · derivative · entry 3

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through a wholly-owned subsidiary

Disclosed balance after: Not disclosed

Underlying: Class A Common Stock · 39,231 shares

Expires 2046-09-30

F7 · derivative.exercise_price: Each $1,000 principal amount of 1.75% exchangeable senior debentures issued by Grizzly Merger Sub 1, LLC, a wholly owned subsidiary of the reporting person ("Grizzly Merger Sub") (the "1.75% Debentures"), is exchangeable for 2.6989 shares of Common Stock, settled only in cash based on the value of the shares of Common Stock.

F8 · derivative.exercise_price: Each 1.75% Debenture is exchangeable at the option of the holder during specified periods. Holders of the 1.75% Debentures may put them to Grizzly Merger Sub on October 5, 2023 and the 1.75% Debentures may be redeemed by Grizzly Merger Sub, (i) in whole or in part, on or after October 5, 2023 or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

F7 · kind: Each $1,000 principal amount of 1.75% exchangeable senior debentures issued by Grizzly Merger Sub 1, LLC, a wholly owned subsidiary of the reporting person ("Grizzly Merger Sub") (the "1.75% Debentures"), is exchangeable for 2.6989 shares of Common Stock, settled only in cash based on the value of the shares of Common Stock.

F8 · kind: Each 1.75% Debenture is exchangeable at the option of the holder during specified periods. Holders of the 1.75% Debentures may put them to Grizzly Merger Sub on October 5, 2023 and the 1.75% Debentures may be redeemed by Grizzly Merger Sub, (i) in whole or in part, on or after October 5, 2023 or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

F9 · price: On February 28, 2023, the reporting person repurchased, pursuant to a cash tender offer, $14,536,000 aggregate principal amount of the 1.75% Debentures. Holders of the 1.75% Debentures received payment of $1,137.50 for each $1,000 principal amount of the 1.75% Debentures accepted for purchase, plus accrued and unpaid interest.

F8 · derivative.exercise_date: Each 1.75% Debenture is exchangeable at the option of the holder during specified periods. Holders of the 1.75% Debentures may put them to Grizzly Merger Sub on October 5, 2023 and the 1.75% Debentures may be redeemed by Grizzly Merger Sub, (i) in whole or in part, on or after October 5, 2023 or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:31 UTC
Liberty Broadband CorpDirector · 10% owner
Purchase1.25% Exch.Senior Debentures due 2050 (obligation to sell) · Derivative Not disclosed $822,994,000.00 $822,994,000.00
Disclosure

SEC source: 0001104659-23-027343 · tm238163-1_4seq1.xml · derivative · entry 2

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Class A Common Stock · 914,428 shares

Expires 2050-09-30

F4 · derivative.exercise_price: Each $1,000 principal amount of 1.25% senior debentures due 2050 issued by the reporting person (the "1.25% Debentures") is exchangeable for 1.1111 shares of Common Stock, settled only in cash based on the value of the shares of Common Stock.

F5 · derivative.exercise_price: Each 1.25% Debenture is exchangeable at the option of the holder during specified periods. Holders of the 1.25% Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the 1.25% Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

F4 · kind: Each $1,000 principal amount of 1.25% senior debentures due 2050 issued by the reporting person (the "1.25% Debentures") is exchangeable for 1.1111 shares of Common Stock, settled only in cash based on the value of the shares of Common Stock.

F5 · kind: Each 1.25% Debenture is exchangeable at the option of the holder during specified periods. Holders of the 1.25% Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the 1.25% Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

F6 · price: On February 28, 2023, the reporting person repurchased, pursuant to a cash tender offer, $822,994,000 aggregate principal amount of the 1.25% Debentures. Holders of the 1.25% Debentures received payment of $1,000 for each $1,000 principal amount of the 1.25% Debentures accepted for purchase, plus accrued and unpaid interest.

F5 · derivative.exercise_date: Each 1.25% Debenture is exchangeable at the option of the holder during specified periods. Holders of the 1.25% Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the 1.25% Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:31 UTC
Liberty Broadband CorpDirector · 10% owner
Sale3.125% Exch. Senior Debentures due 2053 (obligation to sell) · Derivative Not disclosed $1,265,000,000.00 $1,265,000,000.00
Disclosure

SEC source: 0001104659-23-027343 · tm238163-1_4seq1.xml · derivative · entry 1

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Class A Common Stock · 2,390,977 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 28, 2023, the reporting person sold, pursuant to a purchase agreement, $1,265,000,000 aggregate principal amount of its 3.125% exchangeable senior debentures due 2053 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.8901 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof.

F2 · derivative.exercise_price: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on April 6, 2026, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after April 6, 2026 at any time, or (ii) in whole or in part, prior to April 6, 2026, after the occurrence of certain conditions or events.

F1 · kind: On February 28, 2023, the reporting person sold, pursuant to a purchase agreement, $1,265,000,000 aggregate principal amount of its 3.125% exchangeable senior debentures due 2053 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.8901 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof.

F2 · kind: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on April 6, 2026, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after April 6, 2026 at any time, or (ii) in whole or in part, prior to April 6, 2026, after the occurrence of certain conditions or events.

F2 · derivative.exercise_date: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on April 6, 2026, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after April 6, 2026 at any time, or (ii) in whole or in part, prior to April 6, 2026, after the occurrence of certain conditions or events.

F3 · derivative.expiration_date: Expiration Date is 03/31/2053.

F1 · valueOwnedAfter: On February 28, 2023, the reporting person sold, pursuant to a purchase agreement, $1,265,000,000 aggregate principal amount of its 3.125% exchangeable senior debentures due 2053 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.8901 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 22:43 UTC
Rutledge ThomasDirector · Executive Chairman
SaleClass A Common Stock 10,000 $383.65 $3,836,450.00
Disclosure

SEC source: 0001091667-23-000040 · wf-form4_167727861372021.xml · nonDerivative · entry 4

Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 35,971

F4 · ownership.nature: These shares are held in an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person's spouse is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 22:43 UTC
Rutledge ThomasDirector · Executive Chairman
SaleClass A Common Stock 10,000 $383.65 $3,836,450.00
Disclosure

SEC source: 0001091667-23-000040 · wf-form4_167727861372021.xml · nonDerivative · entry 3

Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 35,971

F3 · ownership.nature: These shares are held in an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person's spouse is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 22:43 UTC
Rutledge ThomasDirector · Executive Chairman
SaleClass A Common Stock 5,000 $383.65 $1,918,225.00
Disclosure

SEC source: 0001091667-23-000040 · wf-form4_167727861372021.xml · nonDerivative · entry 2

Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 17,493

F2 · ownership.nature: These shares are held in an irrevocable trust, the GST Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person's spouse is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 22:43 UTC
Rutledge ThomasDirector · Executive Chairman
SaleClass A Common Stock 5,000 $383.65 $1,918,225.00
Disclosure

SEC source: 0001091667-23-000040 · wf-form4_167727861372021.xml · nonDerivative · entry 1

Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 17,493

F1 · ownership.nature: These shares are held in an irrevocable trust, the GST Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person's spouse is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:14 UTC
Fischer Jessica MChief Financial Officer
GrantRestricted Stock Units · Derivative 19,005 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000037 · wf-form4_167727326640553.xml · derivative · entry 2

Fischer Jessica M · CIK 0001888977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,005

Underlying: Class A Common Stock · 19,005 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 6,335 shares subject to the attainment of a $798.00 per-share hurdle; 6,335 shares subject to the attainment of a $870.00 per-share hurdle; 3,167 shares subject to the attainment of a $988.00 per-share hurdle; and 3,168 shares subject to the attainment of $1,000.00 per-share hurdle. One third of the Restricted Stock Units are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F3 · derivative.exercise_date: Restricted Stock Units granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 6,335 shares subject to the attainment of a $798.00 per-share hurdle; 6,335 shares subject to the attainment of a $870.00 per-share hurdle; 3,167 shares subject to the attainment of a $988.00 per-share hurdle; and 3,168 shares subject to the attainment of $1,000.00 per-share hurdle. One third of the Restricted Stock Units are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:14 UTC
Fischer Jessica MChief Financial Officer
GrantStock Options · Derivative 171,048 $0.00 Strike: $380.53 $0.00
Disclosure

SEC source: 0001091667-23-000037 · wf-form4_167727326640553.xml · derivative · entry 1

Fischer Jessica M · CIK 0001888977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,048

Underlying: Class A Common Stock · 171,048 shares

Expires 2033-02-22

F1 · shares: Stock options granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan (with a 10-year term) as follows: 34,209 shares subject to the attainment of a $507.00 per-share hurdle; 34,209 shares subject to the attainment of a $639.00 per-share hurdle; 34,210 shares subject to the attainment of $798.00 per-share hurdle; 34,210 shares subject to the attainment of a $870.00 per-share hurdle; 17,105 shares subject to the attainment of a $988.00 per-share hurdle; and 17,105 shares subject to the attainment of a $1,000.00 per-share hurdle. One third of the stock options are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.exercise_date: Stock options granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan (with a 10-year term) as follows: 34,209 shares subject to the attainment of a $507.00 per-share hurdle; 34,209 shares subject to the attainment of a $639.00 per-share hurdle; 34,210 shares subject to the attainment of $798.00 per-share hurdle; 34,210 shares subject to the attainment of a $870.00 per-share hurdle; 17,105 shares subject to the attainment of a $988.00 per-share hurdle; and 17,105 shares subject to the attainment of a $1,000.00 per-share hurdle. One third of the stock options are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:16 UTC
Howard Kevin DEVP/CAO/Controller
GrantRestricted Stock Units · Derivative 5,184 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000038 · wf-form4_167727336403685.xml · derivative · entry 5

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,184

Underlying: Class A Common Stock · 5,184 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F4 · shares: Restricted Stock Units granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 1,728 shares subject to the attainment of a $798.00 per-share hurdle; 1,728 shares subject to the attainment of a $870.00 per-share hurdle; 864 shares subject to the attainment of a $988.00 per-share hurdle; and 864 shares subject to the attainment of $1,000.00 per-share hurdle. One third of the Restricted Stock Units are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F4 · derivative.exercise_date: Restricted Stock Units granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 1,728 shares subject to the attainment of a $798.00 per-share hurdle; 1,728 shares subject to the attainment of a $870.00 per-share hurdle; 864 shares subject to the attainment of a $988.00 per-share hurdle; and 864 shares subject to the attainment of $1,000.00 per-share hurdle. One third of the Restricted Stock Units are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F3 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:16 UTC
Howard Kevin DEVP/CAO/Controller
GrantStock Options · Derivative 46,649 $0.00 Strike: $380.53 $0.00
Disclosure

SEC source: 0001091667-23-000038 · wf-form4_167727336403685.xml · derivative · entry 4

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,649

Underlying: Class A Common Stock · 46,649 shares

Expires 2033-02-22

F2 · shares: Stock options granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan (with a 10-year term) as follows: 9,329 shares subject to the attainment of a $507.00 per-share hurdle; 9,330 shares subject to the attainment of a $639.00 per-share hurdle; 9,330 shares subject to the attainment of $798.00 per-share hurdle; 9,330 shares subject to the attainment of a $870.00 per-share hurdle; 4,665 shares subject to the attainment of a $988.00 per-share hurdle; and 4,665 shares subject to the attainment of a $1,000.00 per-share hurdle. One third of the stock options are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F2 · derivative.exercise_date: Stock options granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan (with a 10-year term) as follows: 9,329 shares subject to the attainment of a $507.00 per-share hurdle; 9,330 shares subject to the attainment of a $639.00 per-share hurdle; 9,330 shares subject to the attainment of $798.00 per-share hurdle; 9,330 shares subject to the attainment of a $870.00 per-share hurdle; 4,665 shares subject to the attainment of a $988.00 per-share hurdle; and 4,665 shares subject to the attainment of a $1,000.00 per-share hurdle. One third of the stock options are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:13 UTC
DiGeronimo Richard JPresident-Product & Technology
GrantRestricted Stock Units · Derivative 34,555 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000036 · wf-form4_167727319121391.xml · derivative · entry 2

DiGeronimo Richard J · CIK 0001631586 · President-Product & Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,555

Underlying: Class A Common Stock · 34,555 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 11,518 shares subject to the attainment of a $798.00 per-share hurdle; 11,518 shares subject to the attainment of a $870.00 per-share hurdle; 5,759 shares subject to the attainment of a $988.00 per-share hurdle; and 5,760 shares subject to the attainment of $1,000.00 per-share hurdle. One third of the Restricted Stock Units are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F3 · derivative.exercise_date: Restricted Stock Units granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 11,518 shares subject to the attainment of a $798.00 per-share hurdle; 11,518 shares subject to the attainment of a $870.00 per-share hurdle; 5,759 shares subject to the attainment of a $988.00 per-share hurdle; and 5,760 shares subject to the attainment of $1,000.00 per-share hurdle. One third of the Restricted Stock Units are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:13 UTC
DiGeronimo Richard JPresident-Product & Technology
GrantStock Options · Derivative 310,996 $0.00 Strike: $380.53 $0.00
Disclosure

SEC source: 0001091667-23-000036 · wf-form4_167727319121391.xml · derivative · entry 1

DiGeronimo Richard J · CIK 0001631586 · President-Product & Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,996

Underlying: Class A Common Stock · 310,996 shares

Expires 2033-02-22

F1 · shares: Stock options granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan (with a 10-year term) as follows: 62,199 shares subject to the attainment of a $507.00 per-share hurdle; 62,199 shares subject to the attainment of a $639.00 per-share hurdle; 62,199 shares subject to the attainment of $798.00 per-share hurdle; 62,199 shares subject to the attainment of a $870.00 per-share hurdle; 31,100 shares subject to the attainment of a $988.00 per-share hurdle; and 31,100 shares subject to the attainment of a $1,000.00 per-share hurdle. One third of the stock options are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.exercise_date: Stock options granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan (with a 10-year term) as follows: 62,199 shares subject to the attainment of a $507.00 per-share hurdle; 62,199 shares subject to the attainment of a $639.00 per-share hurdle; 62,199 shares subject to the attainment of $798.00 per-share hurdle; 62,199 shares subject to the attainment of a $870.00 per-share hurdle; 31,100 shares subject to the attainment of a $988.00 per-share hurdle; and 31,100 shares subject to the attainment of a $1,000.00 per-share hurdle. One third of the stock options are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:12 UTC
Winfrey Christopher LPresident and CEO
GrantRestricted Stock Units · Derivative 59,093 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000035 · wf-form4_167727309227399.xml · derivative · entry 6

Winfrey Christopher L · CIK 0001504089 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,093

Underlying: Class A Common Stock · 59,093 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F5 · shares: Restricted Stock Units granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 19,697 shares subject to the attainment of a $798.00 per-share hurdle; 19,698 shares subject to the attainment of a $870.00 per-share hurdle; 9,849 shares subject to the attainment of a $988.00 per-share hurdle; and 9,849 shares subject to the attainment of $1,000.00 per-share hurdle. One third of the Restricted Stock Units are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F5 · derivative.exercise_date: Restricted Stock Units granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 19,697 shares subject to the attainment of a $798.00 per-share hurdle; 19,698 shares subject to the attainment of a $870.00 per-share hurdle; 9,849 shares subject to the attainment of a $988.00 per-share hurdle; and 9,849 shares subject to the attainment of $1,000.00 per-share hurdle. One third of the Restricted Stock Units are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F4 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:12 UTC
Winfrey Christopher LPresident and CEO
GrantStock Options · Derivative 531,840 $0.00 Strike: $380.53 $0.00
Disclosure

SEC source: 0001091667-23-000035 · wf-form4_167727309227399.xml · derivative · entry 5

Winfrey Christopher L · CIK 0001504089 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,840

Underlying: Class A Common Stock · 531,840 shares

Expires 2033-02-22

F3 · shares: Stock options granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan (with a 10-year term) as follows: 106,368 shares subject to the attainment of a $564.00 per-share hurdle; 106,368 shares subject to the attainment of a $639.00 per-share hurdle; 106,368 shares subject to the attainment of $798.00 per-share hurdle; 106,368 shares subject to the attainment of a $870.00 per-share hurdle; 53,184 shares subject to the attainment of a $988.00 per-share hurdle; and 53,184 shares subject to the attainment of a $1,000.00 per-share hurdle. One third of the stock options are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F3 · derivative.exercise_date: Stock options granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan (with a 10-year term) as follows: 106,368 shares subject to the attainment of a $564.00 per-share hurdle; 106,368 shares subject to the attainment of a $639.00 per-share hurdle; 106,368 shares subject to the attainment of $798.00 per-share hurdle; 106,368 shares subject to the attainment of a $870.00 per-share hurdle; 53,184 shares subject to the attainment of a $988.00 per-share hurdle; and 53,184 shares subject to the attainment of a $1,000.00 per-share hurdle. One third of the stock options are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
February 03, 2023 Filed Feb 3, 2023 17:03 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 131,053 $373.14 $48,901,116.42
Disclosure

SEC source: 0001567619-23-001843 · doc1.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 17,968,859

Underlying: Charter Communications Class A Common Stock · 131,053 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.