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Coherus Oncology, Inc.

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0001512762
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296

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2020 Filed May 20, 2020 21:01 UTC
Anicetti Vincent RChief Operating Officer
Exercise / conversionCommon Stock 2,500 $2.50 $6,251.25
Disclosure

SEC source: 0001567619-20-010834 · doc1.xml · nonDerivative · entry 2

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 31,250 restricted stock units.

F3 · balance_after: Includes 1,303 shares acquired on May 15, 2020, pursuant to Issuer's employee stock purchase plan.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:01 UTC
Anicetti Vincent RChief Operating Officer
SaleCommon Stock 593 $17.17 $10,181.81
Disclosure

SEC source: 0001567619-20-010834 · doc1.xml · nonDerivative · entry 1

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,556

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F2 · balance_after: Includes 31,250 restricted stock units.

F3 · balance_after: Includes 1,303 shares acquired on May 15, 2020, pursuant to Issuer's employee stock purchase plan.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 20:24 UTC
Anicetti Vincent RChief Operating Officer
SaleCommon Stock 5,150 $17.00 $87,550.00
Disclosure

SEC source: 0001567619-20-008227 · doc1.xml · nonDerivative · entry 3

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,846

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 20:24 UTC
Anicetti Vincent RChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001567619-20-008227 · doc1.xml · derivative · entry 4

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,988

Underlying: Common Stock · 5,000 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 20:24 UTC
Anicetti Vincent RChief Operating Officer
SaleCommon Stock 5,000 $15.57 $77,850.00
Disclosure

SEC source: 0001567619-20-008227 · doc1.xml · nonDerivative · entry 2

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,996

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 20:24 UTC
Anicetti Vincent RChief Operating Officer
Exercise / conversionCommon Stock 5,000 $2.50 $12,502.50
Disclosure

SEC source: 0001567619-20-008227 · doc1.xml · nonDerivative · entry 1

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:31 UTC SaleCommon Stock, $0.0001 par value 4,222 $20.89 $88,214.89
Disclosure

SEC source: 0001567619-20-005741 · doc1.xml · nonDerivative · entry 2

Wahlstrom Mats · CIK 0001459154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 200,000

F3 · price: The transaction was executed in multiple trades in prices ranging from $20.50 to $21.06, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The shares are held by Leonard Capital, LLC. Mr. Wahlstrom disclaims beneficial ownership of the shares held by Leonard Capital, LLC except to the extent of his pecuniary interest therein.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:31 UTC SaleCommon Stock, $0.0001 par value 113,844 $20.09 $2,287,194.27
Disclosure

SEC source: 0001567619-20-005741 · doc1.xml · nonDerivative · entry 1

Wahlstrom Mats · CIK 0001459154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 204,222

F1 · price: The transaction was executed in multiple trades in prices ranging from $19.50 to $20.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The shares are held by Leonard Capital, LLC. Mr. Wahlstrom disclaims beneficial ownership of the shares held by Leonard Capital, LLC except to the extent of his pecuniary interest therein.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:16 UTC
Viret Jean-FredericChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,159 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001567619-20-004636 · doc1.xml · derivative · entry 3

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,569

Underlying: Common Stock · 3,159 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 1/48th of the total number of shares subject to the option in successive, equal monthly installments measured from February 1, 2018, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:16 UTC
Viret Jean-FredericChief Financial Officer
SaleCommon Stock, $0.0001 par value 3,159 $22.33 $70,551.84
Disclosure

SEC source: 0001567619-20-004636 · doc1.xml · nonDerivative · entry 2

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,841

F2 · kind: The sales reported in this Form 4 were effected pursuant to one or more Rule 10b5-1 trading plans adopted by Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $22.09 to $22.73, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:16 UTC
Viret Jean-FredericChief Financial Officer
Exercise / conversionCommon Stock, $0.0001 par value 3,159 $10.05 $31,747.95
Disclosure

SEC source: 0001567619-20-004636 · doc1.xml · nonDerivative · entry 1

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:07 UTC
Anicetti Vincent RChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $12.70 $0.00
Disclosure

SEC source: 0001567619-20-004436 · doc1.xml · derivative · entry 7

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 2,500 shares

Expires 2027-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:07 UTC
Anicetti Vincent RChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001567619-20-004436 · doc1.xml · derivative · entry 6

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,988

Underlying: Common Stock · 2,500 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:07 UTC
Anicetti Vincent RChief Operating Officer
SaleCommon Stock, $0.0001 par value 5,000 $21.64 $108,190.00
Disclosure

SEC source: 0001567619-20-004436 · doc1.xml · nonDerivative · entry 5

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,996

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $21.453 to $21.87, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:07 UTC
Anicetti Vincent RChief Operating Officer
SaleCommon Stock, $0.0001 par value 2,500 $21.64 $54,100.00
Disclosure

SEC source: 0001567619-20-004436 · doc1.xml · nonDerivative · entry 4

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,996

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:07 UTC
Anicetti Vincent RChief Operating Officer
Exercise / conversionCommon Stock, $0.0001 par value 2,500 $12.70 $31,750.00
Disclosure

SEC source: 0001567619-20-004436 · doc1.xml · nonDerivative · entry 3

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:07 UTC
Anicetti Vincent RChief Operating Officer
SaleCommon Stock, $0.0001 par value 2,500 $21.64 $54,100.00
Disclosure

SEC source: 0001567619-20-004436 · doc1.xml · nonDerivative · entry 2

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,996

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:07 UTC
Anicetti Vincent RChief Operating Officer
Exercise / conversionCommon Stock, $0.0001 par value 2,500 $2.50 $6,251.25
Disclosure

SEC source: 0001567619-20-004436 · doc1.xml · nonDerivative · entry 1

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 21:06 UTC
Anicetti Vincent RChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $12.70 $0.00
Disclosure

SEC source: 0001567619-20-001353 · doc1.xml · derivative · entry 7

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 2,500 shares

Expires 2027-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 21:06 UTC
Anicetti Vincent RChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001567619-20-001353 · doc1.xml · derivative · entry 6

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,488

Underlying: Common Stock · 2,500 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 21:06 UTC
Anicetti Vincent RChief Operating Officer
SaleCommon Stock, $0.0001 par value 2,500 $19.69 $49,213.25
Disclosure

SEC source: 0001567619-20-001353 · doc1.xml · nonDerivative · entry 5

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,996

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F5 · price: The transaction was executed in multiple trades in prices ranging from $19.46 to $19.96, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 21:06 UTC
Anicetti Vincent RChief Operating Officer
Exercise / conversionCommon Stock, $0.0001 par value 2,500 $12.70 $31,750.00
Disclosure

SEC source: 0001567619-20-001353 · doc1.xml · nonDerivative · entry 4

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 21:06 UTC
Anicetti Vincent RChief Operating Officer
SaleCommon Stock, $0.0001 par value 5,000 $19.56 $97,796.00
Disclosure

SEC source: 0001567619-20-001353 · doc1.xml · nonDerivative · entry 3

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,996

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $19.35 to $19.96, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 21:06 UTC
Anicetti Vincent RChief Operating Officer
SaleCommon Stock, $0.0001 par value 2,500 $19.57 $48,921.25
Disclosure

SEC source: 0001567619-20-001353 · doc1.xml · nonDerivative · entry 2

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,996

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $19.34 to $19.96, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 21:06 UTC
Anicetti Vincent RChief Operating Officer
Exercise / conversionCommon Stock, $0.0001 par value 2,500 $2.50 $6,251.25
Disclosure

SEC source: 0001567619-20-001353 · doc1.xml · nonDerivative · entry 1

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:11 UTC
Viret Jean-FredericChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,318 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001567619-20-001235 · doc1.xml · derivative · entry 4

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,728

Underlying: Common Stock · 6,318 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 1/48th of the total number of shares subject to the option in successive, equal monthly installments measured from February 1, 2018, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:11 UTC
Viret Jean-FredericChief Financial Officer
SaleCommon Stock, $0.0001 par value 2,798 $20.08 $56,185.80
Disclosure

SEC source: 0001567619-20-001235 · doc1.xml · nonDerivative · entry 3

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,841

F2 · kind: The sales reported in this Form 4 were effected pursuant to one or more Rule 10b5-1 trading plans adopted by Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $20.00 to $20.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:11 UTC
Viret Jean-FredericChief Financial Officer
SaleCommon Stock, $0.0001 par value 3,520 $19.67 $69,238.05
Disclosure

SEC source: 0001567619-20-001235 · doc1.xml · nonDerivative · entry 2

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,639

F2 · kind: The sales reported in this Form 4 were effected pursuant to one or more Rule 10b5-1 trading plans adopted by Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $19.00 to $19.98, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:11 UTC
Viret Jean-FredericChief Financial Officer
Exercise / conversionCommon Stock, $0.0001 par value 6,318 $10.05 $63,495.90
Disclosure

SEC source: 0001567619-20-001235 · doc1.xml · nonDerivative · entry 1

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

Read SEC document
January 12, 2020 Filed Jan 13, 2020 16:45 UTC
HEALY JAMESDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001567619-20-000939 · doc1.xml · derivative · entry 7

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2029-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The underlying shares subject to the option vest are fully vested and exercisable.

Read SEC document
January 12, 2020 Filed Jan 13, 2020 16:45 UTC
HEALY JAMESDirector
Exercise / conversionCommon Stock, $0.0001 par value 20,000 $12.37 $247,400.00
Disclosure

SEC source: 0001567619-20-000939 · doc1.xml · nonDerivative · entry 3

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 17:49 UTC
Vexler VladimirChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 62,500 $0.00 Strike: $17.73 $0.00
Disclosure

SEC source: 0001567619-20-001040 · doc1.xml · derivative · entry 4

Vexler Vladimir · CIK 0001759506 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2030-01-10

F4 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 1/48th of the total number of shares subject to the option in successive, equal monthly installments measured from January 10, 2020, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 17:49 UTC
Vexler VladimirChief Scientific Officer
GrantCommon Stock, $0.0001 par value 31,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001040 · doc1.xml · nonDerivative · entry 3

Vexler Vladimir · CIK 0001759506 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,185

F2 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3 of the RSUs vest annually on January 10 of each year, with the first 1/3 vesting on January 10, 2021 and with the RSUs being fully vested on January 10, 2023, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

F1 · balance_after: Includes 2,038 shares acquired on May 15, 2019, pursuant to Issuer's employee stock purchase plan.

F3 · balance_after: Includes 31,250 RSUs.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 17:49 UTC
Vexler VladimirChief Scientific Officer
Tax withholdingCommon Stock, $0.0001 par value 3,477 $17.73 $61,647.21
Disclosure

SEC source: 0001567619-20-001040 · doc1.xml · nonDerivative · entry 2

Vexler Vladimir · CIK 0001759506 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,935

F1 · balance_after: Includes 2,038 shares acquired on May 15, 2019, pursuant to Issuer's employee stock purchase plan.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 17:49 UTC
Vexler VladimirChief Scientific Officer
GrantCommon Stock, $0.0001 par value 8,900 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001040 · doc1.xml · nonDerivative · entry 1

Vexler Vladimir · CIK 0001759506 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,412

F1 · balance_after: Includes 2,038 shares acquired on May 15, 2019, pursuant to Issuer's employee stock purchase plan.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 22:54 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $17.73 $0.00
Disclosure

SEC source: 0001567619-20-001046 · doc1.xml · derivative · entry 1

Wahlstrom Mats · CIK 0001459154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-01-10

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 1/12th of the total number of shares subject to the option in successive, equal monthly installments measured from January 1, 2020, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

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January 10, 2020 Filed Jan 14, 2020 17:48 UTC
Viret Jean-FredericChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 62,500 $0.00 Strike: $17.73 $0.00
Disclosure

SEC source: 0001567619-20-001039 · doc1.xml · derivative · entry 4

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2030-01-10

F3 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 1/48th of the total number of shares subject to the option in successive, equal monthly installments measured from January 10, 2020, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

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January 10, 2020 Filed Jan 14, 2020 17:48 UTC
Viret Jean-FredericChief Financial Officer
GrantCommon Stock, $0.0001 par value 31,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001039 · doc1.xml · nonDerivative · entry 3

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,841

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3 of the RSUs vest annually on January 10 of each year, with the first 1/3 vesting on January 10, 2021 and with the RSUs being fully vested on January 10, 2023, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

F2 · balance_after: Includes 31,250 RSUs.

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January 10, 2020 Filed Jan 14, 2020 17:48 UTC
Viret Jean-FredericChief Financial Officer
Tax withholdingCommon Stock, $0.0001 par value 7,077 $17.73 $125,475.21
Disclosure

SEC source: 0001567619-20-001039 · doc1.xml · nonDerivative · entry 2

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,591

Read SEC document
January 10, 2020 Filed Jan 14, 2020 17:48 UTC
Viret Jean-FredericChief Financial Officer
GrantCommon Stock, $0.0001 par value 19,365 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001039 · doc1.xml · nonDerivative · entry 1

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,668

Read SEC document
January 10, 2020 Filed Jan 14, 2020 22:50 UTC
Lanfear Dennis MDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $17.73 $0.00
Disclosure

SEC source: 0001567619-20-001041 · doc1.xml · derivative · entry 5

Lanfear Dennis M · CIK 0001420822 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2030-01-10

F3 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 1/48th of the total number of shares subject to the option in successive, equal monthly installments measured from January 1, 2020, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 22:50 UTC
Lanfear Dennis MDirector · President & CEO
Tax withholdingCommon Stock, $0.0001 par value 21,516 $17.73 $381,478.68
Disclosure

SEC source: 0001567619-20-001041 · doc1.xml · nonDerivative · entry 2

Lanfear Dennis M · CIK 0001420822 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,264

Read SEC document
January 10, 2020 Filed Jan 14, 2020 22:50 UTC
Lanfear Dennis MDirector · President & CEO
GrantCommon Stock, $0.0001 par value 59,763 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001041 · doc1.xml · nonDerivative · entry 1

Lanfear Dennis M · CIK 0001420822 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,780

Read SEC document
January 10, 2020 Filed Jan 14, 2020 22:54 UTC
Szela Mary TDirector
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $17.73 $0.00
Disclosure

SEC source: 0001567619-20-001047 · doc1.xml · derivative · entry 1

Szela Mary T · CIK 0001410289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-01-10

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 1/12th of the total number of shares subject to the option in successive, equal monthly installments measured from January 1, 2020, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 17:52 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $17.73 $0.00
Disclosure

SEC source: 0001567619-20-001044 · doc1.xml · derivative · entry 1

LAWLIS V BRYAN · CIK 0001247681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-01-10

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 1/12th of the total number of shares subject to the option in successive, equal monthly installments measured from January 1, 2020, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 17:53 UTC
HEALY JAMESDirector
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $17.73 $0.00
Disclosure

SEC source: 0001567619-20-001045 · doc1.xml · derivative · entry 1

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-01-10

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 1/12th of the total number of shares subject to the option in successive, equal monthly installments measured from January 1, 2020, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 17:51 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $17.73 $0.00
Disclosure

SEC source: 0001567619-20-001042 · doc1.xml · derivative · entry 1

NUSSBAUM SAMUEL R MD · CIK 0001199310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-01-10

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 1/12th of the total number of shares subject to the option in successive, equal monthly installments measured from January 1, 2020, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 22:55 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $17.73 $0.00
Disclosure

SEC source: 0001567619-20-001048 · doc1.xml · derivative · entry 1

Satvat Ali J. · CIK 0001621788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-01-10

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 1/12th of the total number of shares subject to the option in successive, equal monthly installments measured from January 1, 2020, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 22:48 UTC
Anicetti Vincent RChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 62,500 $0.00 Strike: $17.73 $0.00
Disclosure

SEC source: 0001567619-20-001038 · doc1.xml · derivative · entry 4

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2030-01-10

F3 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 1/48th of the total number of shares subject to the option in successive, equal monthly installments measured from January 10, 2020, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 22:48 UTC
Anicetti Vincent RChief Operating Officer
GrantCommon Stock, $0.0001 par value 31,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001038 · doc1.xml · nonDerivative · entry 3

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,996

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3 of the RSUs vest annually on January 10 of each year, with the first 1/3 vesting on January 10, 2021 and with the RSUs being fully vested on January 10, 2023, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

F2 · balance_after: Includes 31,250 RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.