CHRS

SEC source: 0001567619-20-020095 · doc1.xml · derivative · entry 3

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,241

Underlying: Common Stock · 1,500 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-020095 · doc1.xml · nonDerivative · entry 2

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Includes 31,250 restricted stock units.

F4 · balance_after: Includes 341 shares acquired on November 13, 2020, pursuant to Issuer's employee stock purchase plan.

SEC source: 0001567619-20-020095 · doc1.xml · nonDerivative · entry 1

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,769

F1 · kind: The sales reported in this Form 4 were effected pursuant to one or more Rule 10b5-1 trading plans adopted by Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $17.27 to $17.85, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 31,250 restricted stock units.

F4 · balance_after: Includes 341 shares acquired on November 13, 2020, pursuant to Issuer's employee stock purchase plan.

SEC source: 0001567619-20-020096 · doc1.xml · derivative · entry 7

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,488

Underlying: Common Stock · 2,500 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-020096 · doc1.xml · nonDerivative · entry 4

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,569

F5 · price: The transaction was executed in multiple trades in prices ranging from $17.46 to $17.81, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-020096 · doc1.xml · nonDerivative · entry 3

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,136

F4 · price: The transaction was executed in multiple trades in prices ranging from $17.44 to $17.82, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-020096 · doc1.xml · nonDerivative · entry 2

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,556

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $17.27 to $17.85, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-020096 · doc1.xml · nonDerivative · entry 1

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-018056 · doc1.xml · derivative · entry 5

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,783

Underlying: Common Stock · 717 shares

Expires 2027-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-018056 · doc1.xml · derivative · entry 4

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,988

Underlying: Common Stock · 2,500 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-018056 · doc1.xml · nonDerivative · entry 3

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,556

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $17.53 to $18.12, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-018056 · doc1.xml · nonDerivative · entry 2

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-018056 · doc1.xml · nonDerivative · entry 1

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-017922 · doc1.xml · nonDerivative · entry 1

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,423

F1 · kind: The sales reported in this Form 4 were effected pursuant to one or more Rule 10b5-1 trading plans adopted by Reporting Person.

F2 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-017365 · doc1.xml · nonDerivative · entry 2

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 434,555

F1 · kind: Sofinnova Venture Partners VII, L.P. distributed an aggregate of 950,000 shares of common stock of the issuer to its limited and general partners for no consideration on September 29, 2020. Includes pro rata allocation of such shares distributed to Sofinnova Management VII, LLC.

F3 · ownership.nature: The shares are held by Sofinnova Management VII, LLC. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his proportionate pecuniary interest in Sofinnova Management VII, LLC.

SEC source: 0001567619-20-017365 · doc1.xml · nonDerivative · entry 1

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Sofinnova Venture Partners VII, L.P. distributed an aggregate of 950,000 shares of common stock of the issuer to its limited and general partners for no consideration on September 29, 2020. Includes pro rata allocation of such shares distributed to Sofinnova Management VII, LLC.

F2 · ownership.nature: The shares are held by Sofinnova Venture Partners VII, L.P. The Reporting Person is one of the managing members of the general partner of Sofinnova Venture Partners VII, L.P., and as such, may be deemed to share voting and investment power with respect to such securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his proportionate pecuniary interest in Sofinnova Ventures Partners VII, L.P.

SEC source: 0001567619-20-016945 · doc1.xml · derivative · entry 5

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 2,500 shares

Expires 2027-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-016945 · doc1.xml · derivative · entry 4

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,488

Underlying: Common Stock · 2,500 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-016945 · doc1.xml · nonDerivative · entry 3

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,556

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $18.58 to $19.03, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-016945 · doc1.xml · nonDerivative · entry 2

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-016945 · doc1.xml · nonDerivative · entry 1

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-016242 · doc1.xml · nonDerivative · entry 2

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 221,009

F1 · kind: Sofinnova Venture Partners VII, L.P. distributed an aggregate of 983,221 shares of common stock of the issuer to its limited and general partners for no consideration on August 28, 2020. Includes pro rata allocation of such shares distributed to Sofinnova Management VII, LLC.

F3 · ownership.nature: The shares are held by Sofinnova Management VII, LLC. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his proportionate pecuniary interest in Sofinnova Management VII, LLC.

SEC source: 0001567619-20-016242 · doc1.xml · nonDerivative · entry 1

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 950,000

F1 · kind: Sofinnova Venture Partners VII, L.P. distributed an aggregate of 983,221 shares of common stock of the issuer to its limited and general partners for no consideration on August 28, 2020. Includes pro rata allocation of such shares distributed to Sofinnova Management VII, LLC.

F2 · ownership.nature: The shares are held by Sofinnova Venture Partners VII, L.P. The Reporting Person is one of the managing members of the general partner of Sofinnova Venture Partners VII, L.P., and as such, may be deemed to share voting and investment power with respect to such securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his proportionate pecuniary interest in Sofinnova Ventures Partners VII, L.P.

SEC source: 0001567619-20-015756 · doc1.xml · derivative · entry 5

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 2,500 shares

Expires 2027-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-015756 · doc1.xml · derivative · entry 4

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,988

Underlying: Common Stock · 2,500 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-015756 · doc1.xml · nonDerivative · entry 3

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,556

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $19.08 to $19.73, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-015756 · doc1.xml · nonDerivative · entry 2

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-015756 · doc1.xml · nonDerivative · entry 1

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-014073 · doc1.xml · derivative · entry 1

TZOUMAKAS KIMBERLY JO · CIK 0001766666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2030-07-30

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 1/36th of the total number of shares subject to the option in successive, equal monthly installments measured from July 30, 2020, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

SEC source: 0001567619-20-013539 · doc1.xml · derivative · entry 5

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 12,500 shares

Expires 2027-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-013539 · doc1.xml · derivative · entry 4

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,488

Underlying: Common Stock · 2,500 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-013539 · doc1.xml · nonDerivative · entry 3

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,556

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $18.11 to $18.49, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-013539 · doc1.xml · nonDerivative · entry 2

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-013539 · doc1.xml · nonDerivative · entry 1

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-012977 · doc1.xml · derivative · entry 4

Lanfear Dennis M · CIK 0001420822 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,994 shares

Expires 2020-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares underlying this option are fully vested and exercisable as of the date hereof.

SEC source: 0001567619-20-012977 · doc1.xml · nonDerivative · entry 1

Lanfear Dennis M · CIK 0001420822 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-20-012534 · doc1.xml · derivative · entry 7

Szela Mary T · CIK 0001410289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2029-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-012534 · doc1.xml · derivative · entry 6

Szela Mary T · CIK 0001410289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-012534 · doc1.xml · derivative · entry 5

Szela Mary T · CIK 0001410289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,997 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-012534 · doc1.xml · nonDerivative · entry 4

Szela Mary T · CIK 0001410289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The transaction was executed in multiple trades in prices ranging from $17.43 to $17.71, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001567619-20-012534 · doc1.xml · nonDerivative · entry 3

Szela Mary T · CIK 0001410289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-20-012534 · doc1.xml · nonDerivative · entry 2

Szela Mary T · CIK 0001410289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-20-012534 · doc1.xml · nonDerivative · entry 1

Szela Mary T · CIK 0001410289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-20-012456 · doc1.xml · nonDerivative · entry 1

Wahlstrom Mats · CIK 0001459154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: The transaction was executed in multiple trades in prices ranging from $17.00 to $17.3750, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The shares are held by Leonard Capital, LLC. Mr. Wahlstrom disclaims beneficial ownership of the shares held by Leonard Capital, LLC except to the extent of his pecuniary interest therein.

SEC source: 0001567619-20-012458 · doc1.xml · derivative · entry 3

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,988

Underlying: Common Stock · 2,500 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-012458 · doc1.xml · nonDerivative · entry 2

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,556

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-012458 · doc1.xml · nonDerivative · entry 1

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,250 restricted stock units.

SEC source: 0001567619-20-011016 · doc1.xml · nonDerivative · entry 1

Viret Jean-Frederic · CIK 0001427569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,567

F1 · kind: The sales reported in this Form 4 were effected pursuant to one or more Rule 10b5-1 trading plans adopted by Reporting Person.

F2 · balance_after: Includes 31,250 restricted stock units.

F3 · balance_after: Includes 1,004 shares acquired on May 15, 2020, pursuant to Issuer's employee stock purchase plan.

SEC source: 0001567619-20-010834 · doc1.xml · derivative · entry 4

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,488

Underlying: Common Stock · 2,500 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares underlying this option are vested and exercisable as of the date hereof.

SEC source: 0001567619-20-010834 · doc1.xml · nonDerivative · entry 3

Anicetti Vincent R · CIK 0001733375 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,556

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.

F2 · balance_after: Includes 31,250 restricted stock units.

F3 · balance_after: Includes 1,303 shares acquired on May 15, 2020, pursuant to Issuer's employee stock purchase plan.