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NYSE · USD

CHGG

CHEGG, INC

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Tapewire entity
6853
SEC CIK
0001364954
Parsed reports
588

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2018 Filed Mar 3, 2018 02:54 UTC
Lem EstherCHIEF MARKETING OFFICER
GrantCommon Stock 43,147 $0.00 $0.00
Disclosure

SEC source: 0001364954-18-000066 · wf-form4_152004563599938.xml · nonDerivative · entry 1

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,490

F1 · shares: Represents an award of restricted stock units ("RSU", and each a "RSU"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

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March 01, 2018 Filed Mar 3, 2018 02:53 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
Tax withholdingCommon Stock 25,760 $19.70 $507,472.00
Disclosure

SEC source: 0001364954-18-000063 · wf-form4_152004558077693.xml · nonDerivative · entry 4

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,559

F4 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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March 01, 2018 Filed Mar 3, 2018 02:53 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
Tax withholdingCommon Stock 15,263 $19.70 $300,681.10
Disclosure

SEC source: 0001364954-18-000063 · wf-form4_152004558077693.xml · nonDerivative · entry 3

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,319

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the 2017 PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2017 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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March 01, 2018 Filed Mar 3, 2018 02:53 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
GrantCommon Stock 130,974 $0.00 $0.00
Disclosure

SEC source: 0001364954-18-000063 · wf-form4_152004558077693.xml · nonDerivative · entry 2

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,582

F2 · shares: Represents the number of shares of Common Stock subject to PSUs granted to the Reporting Person in 2017 (the "2017 PSUs") that shall now be subject to time-based vesting following the Compensation Committee's determination of the achievement of certain performance measurements on March 1, 2018. The shares subject to the 2017 PSUs allocated to each performance metric shall vest as follows: 1/3 on March 1, 2018, 1/3 on March 1, 2019 and the remaining 1/3 on March 1, 2020, subject to the Reporting Person's continued service up to and through the applicable vesting dates.

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March 01, 2018 Filed Mar 3, 2018 02:53 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
GrantCommon Stock 43,147 $0.00 $0.00
Disclosure

SEC source: 0001364954-18-000063 · wf-form4_152004558077693.xml · nonDerivative · entry 1

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,608

F1 · shares: Represents an award of restricted stock units ("RSU", and each a "RSU"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:42 UTC
Lem EstherCHIEF MARKETING OFFICER
SaleCommon Stock 50,000 $19.78 $989,000.00
Disclosure

SEC source: 0001364954-18-000072 · wf-form4_152029334978188.xml · nonDerivative · entry 1

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,387

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.465 to $20.03; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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February 23, 2018 Filed Feb 26, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Tax withholdingCommon Stock 1,478 $20.35 $30,077.30
Disclosure

SEC source: 0001364954-18-000049 · wf-form4_151969114227247.xml · nonDerivative · entry 1

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,117

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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February 23, 2018 Filed Feb 27, 2018 00:26 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Tax withholdingCommon Stock 116,558 $20.35 $2,371,955.30
Disclosure

SEC source: 0001364954-18-000052 · wf-form4_151969120324963.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891,131

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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February 23, 2018 Filed Feb 26, 2018 19:25 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 41,166 $20.35 $837,728.10
Disclosure

SEC source: 0001364954-18-000048 · wf-form4_151969112080888.xml · nonDerivative · entry 1

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,594

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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February 23, 2018 Filed Feb 27, 2018 00:27 UTC
TOMASELLO ROBINVP, CORPORATE CONTROLLER
Tax withholdingCommon Stock 7,716 $20.35 $157,020.60
Disclosure

SEC source: 0001364954-18-000054 · wf-form4_151969124251760.xml · nonDerivative · entry 1

TOMASELLO ROBIN · CIK 0001608511 · VP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,747

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 00:27 UTC
Schultz Nathan J.CHIEF LEARNING OFFICER
Tax withholdingCommon Stock 37,323 $20.35 $759,523.05
Disclosure

SEC source: 0001364954-18-000053 · wf-form4_151969122352436.xml · nonDerivative · entry 1

Schultz Nathan J. · CIK 0001586632 · CHIEF LEARNING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,859

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 00:26 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
Tax withholdingCommon Stock 38,123 $20.35 $775,803.05
Disclosure

SEC source: 0001364954-18-000051 · wf-form4_151969117968143.xml · nonDerivative · entry 1

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,809

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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February 23, 2018 Filed Feb 27, 2018 00:26 UTC
Lem EstherCHIEF MARKETING OFFICER
Tax withholdingCommon Stock 23,777 $20.35 $483,861.95
Disclosure

SEC source: 0001364954-18-000050 · wf-form4_151969116257804.xml · nonDerivative · entry 1

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,343

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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February 22, 2018 Filed Feb 26, 2018 19:25 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
GiftCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0001364954-18-000048 · wf-form4_151969112080888.xml · nonDerivative · entry 2

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,594

Read SEC document
February 21, 2018 Filed Feb 23, 2018 01:37 UTC
Schultz Nathan J.CHIEF LEARNING OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,970 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-18-000031 · wf-form4_151934985979686.xml · derivative · entry 5

Schultz Nathan J. · CIK 0001586632 · CHIEF LEARNING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,970 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F3 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 01:37 UTC
Schultz Nathan J.CHIEF LEARNING OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 61,696 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-18-000031 · wf-form4_151934985979686.xml · derivative · entry 4

Schultz Nathan J. · CIK 0001586632 · CHIEF LEARNING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,696 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F3 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 01:37 UTC
Schultz Nathan J.CHIEF LEARNING OFFICER
SaleCommon Stock 66,666 $20.02 $1,334,519.99
Disclosure

SEC source: 0001364954-18-000031 · wf-form4_151934985979686.xml · nonDerivative · entry 3

Schultz Nathan J. · CIK 0001586632 · CHIEF LEARNING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,182

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.15; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 01:37 UTC
Schultz Nathan J.CHIEF LEARNING OFFICER
Exercise / conversionCommon Stock 4,970 $6.92 $34,367.55
Disclosure

SEC source: 0001364954-18-000031 · wf-form4_151934985979686.xml · nonDerivative · entry 2

Schultz Nathan J. · CIK 0001586632 · CHIEF LEARNING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 01:37 UTC
Schultz Nathan J.CHIEF LEARNING OFFICER
Exercise / conversionCommon Stock 61,696 $6.92 $426,627.84
Disclosure

SEC source: 0001364954-18-000031 · wf-form4_151934985979686.xml · nonDerivative · entry 1

Schultz Nathan J. · CIK 0001586632 · CHIEF LEARNING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:44 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
SaleCommon Stock 200,000 $18.00 $3,600,000.00
Disclosure

SEC source: 0001364954-18-000029 · wf-form4_151865546888474.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,007,689

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7,2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:44 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,361 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000028 · wf-form4_151865545179536.xml · derivative · entry 8

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,361 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

F3 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:44 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 24,305 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000028 · wf-form4_151865545179536.xml · derivative · entry 7

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,305 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

F3 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:44 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
SaleCommon Stock 46,574 $18.99 $884,440.26
Disclosure

SEC source: 0001364954-18-000028 · wf-form4_151865545179536.xml · nonDerivative · entry 6

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,932

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:44 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
SaleCommon Stock 14,396 $17.94 $258,264.24
Disclosure

SEC source: 0001364954-18-000028 · wf-form4_151865545179536.xml · nonDerivative · entry 5

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,506

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:44 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
SaleCommon Stock 22,361 $18.88 $422,175.68
Disclosure

SEC source: 0001364954-18-000028 · wf-form4_151865545179536.xml · nonDerivative · entry 4

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,902

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:44 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
Exercise / conversionCommon Stock 22,361 $7.88 $176,092.88
Disclosure

SEC source: 0001364954-18-000028 · wf-form4_151865545179536.xml · nonDerivative · entry 3

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:44 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
SaleCommon Stock 24,305 $17.95 $436,274.75
Disclosure

SEC source: 0001364954-18-000028 · wf-form4_151865545179536.xml · nonDerivative · entry 2

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,902

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:44 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
Exercise / conversionCommon Stock 24,305 $7.88 $191,401.88
Disclosure

SEC source: 0001364954-18-000028 · wf-form4_151865545179536.xml · nonDerivative · entry 1

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:44 UTC
Lem EstherCHIEF MARKETING OFFICER
SaleCommon Stock 10,000 $17.50 $175,000.00
Disclosure

SEC source: 0001364954-18-000027 · wf-form4_151865543419208.xml · nonDerivative · entry 1

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,120

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2017.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 18:55 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Tax withholdingCommon Stock 1,984 $17.32 $34,362.88
Disclosure

SEC source: 0001364954-18-000018 · wf-form4_151761574061122.xml · nonDerivative · entry 1

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,595

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 23:56 UTC
Lem EstherCHIEF MARKETING OFFICER
SaleCommon Stock 40,000 $17.16 $686,200.00
Disclosure

SEC source: 0001364954-18-000019 · wf-form4_151761575799706.xml · nonDerivative · entry 1

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,120

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.87 to $17.30; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 23:56 UTC
TOMASELLO ROBINVP, CORPORATE CONTROLLER
Tax withholdingCommon Stock 2,041 $17.32 $35,350.12
Disclosure

SEC source: 0001364954-18-000020 · wf-form4_151761577994599.xml · nonDerivative · entry 1

TOMASELLO ROBIN · CIK 0001608511 · VP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,463

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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January 24, 2018 Filed Jan 25, 2018 23:09 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 48,750 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-18-000014 · wf-form4_151692174626599.xml · derivative · entry 3

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,750 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

F2 · derivative.exercise_date: The stock option grant is fully vested.

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January 24, 2018 Filed Jan 25, 2018 23:09 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
SaleCommon Stock 48,750 $17.08 $832,650.00
Disclosure

SEC source: 0001364954-18-000014 · wf-form4_151692174626599.xml · nonDerivative · entry 2

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,902

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

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January 24, 2018 Filed Jan 25, 2018 23:09 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
Exercise / conversionCommon Stock 48,750 $6.92 $337,106.25
Disclosure

SEC source: 0001364954-18-000014 · wf-form4_151692174626599.xml · nonDerivative · entry 1

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

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January 12, 2018 Filed Jan 12, 2018 23:56 UTC
Lem EstherCHIEF MARKETING OFFICER
SaleCommon Stock 9,400 $17.00 $159,800.00
Disclosure

SEC source: 0001364954-18-000012 · wf-form4_151580138526522.xml · nonDerivative · entry 1

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,120

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.00 to $17.01; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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January 03, 2018 Filed Jan 4, 2018 02:15 UTC
Lem EstherCHIEF MARKETING OFFICER
SaleCommon Stock 600 $17.00 $10,200.00
Disclosure

SEC source: 0001364954-18-000006 · wf-form4_151503208448828.xml · nonDerivative · entry 2

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,520

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2017.

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January 03, 2018 Filed Jan 4, 2018 02:15 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
SaleCommon Stock 17,916 $16.98 $304,213.68
Disclosure

SEC source: 0001364954-18-000007 · wf-form4_151503210594036.xml · nonDerivative · entry 2

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,986

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

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January 03, 2018 Filed Jan 4, 2018 02:15 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
SaleCommon Stock 10,000 $16.85 $168,500.00
Disclosure

SEC source: 0001364954-18-000007 · wf-form4_151503210594036.xml · nonDerivative · entry 1

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,902

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 19:26 UTC Amendment
Osier Michael A.CHIEF OUTCOMES OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,916 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-18-000010 · wf-form4a_151509397386225.xml · derivative · entry 4

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,916 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

F3 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 19:26 UTC Amendment
Osier Michael A.CHIEF OUTCOMES OFFICER
SaleCommon Stock 10,000 $16.85 $168,500.00
Disclosure

SEC source: 0001364954-18-000010 · wf-form4a_151509397386225.xml · nonDerivative · entry 3

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,902

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 19:26 UTC Amendment
Osier Michael A.CHIEF OUTCOMES OFFICER
SaleCommon Stock 17,916 $16.98 $304,213.68
Disclosure

SEC source: 0001364954-18-000010 · wf-form4a_151509397386225.xml · nonDerivative · entry 2

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,902

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 19:26 UTC Amendment
Osier Michael A.CHIEF OUTCOMES OFFICER
Exercise / conversionCommon Stock 17,916 $6.92 $123,889.14
Disclosure

SEC source: 0001364954-18-000010 · wf-form4a_151509397386225.xml · nonDerivative · entry 1

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:14 UTC
BORDERS DAVE JR.GENERAL COUNSEL
SaleCommon Stock 13,257 $16.37 $217,017.09
Disclosure

SEC source: 0001364954-18-000005 · wf-form4_151503206537966.xml · nonDerivative · entry 2

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,579

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5,2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $16.28 to $16.45; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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January 02, 2018 Filed Jan 4, 2018 02:15 UTC
Lem EstherCHIEF MARKETING OFFICER
SaleCommon Stock 30,000 $16.43 $492,780.00
Disclosure

SEC source: 0001364954-18-000006 · wf-form4_151503208448828.xml · nonDerivative · entry 1

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,120

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.2828 to $16.525; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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January 01, 2018 Filed Jan 3, 2018 21:14 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Tax withholdingCommon Stock 718 $16.32 $11,717.76
Disclosure

SEC source: 0001364954-18-000005 · wf-form4_151503206537966.xml · nonDerivative · entry 1

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,836

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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January 01, 2018 Filed Jan 4, 2018 02:15 UTC
TOMASELLO ROBINVP, CORPORATE CONTROLLER
Tax withholdingCommon Stock 449 $16.32 $7,327.68
Disclosure

SEC source: 0001364954-18-000008 · wf-form4_151503212397156.xml · nonDerivative · entry 1

TOMASELLO ROBIN · CIK 0001608511 · VP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,504

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

Read SEC document
December 20, 2017 Filed Dec 20, 2017 22:39 UTC
Lem EstherCHIEF MARKETING OFFICER
SaleCommon Stock 3,300 $16.51 $54,473.10
Disclosure

SEC source: 0001364954-17-000209 · wf-form4_151380953734823.xml · nonDerivative · entry 3

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,120

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.50 to $16.54; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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December 19, 2017 Filed Dec 20, 2017 22:39 UTC
Lem EstherCHIEF MARKETING OFFICER
SaleCommon Stock 6,700 $16.51 $110,617.00
Disclosure

SEC source: 0001364954-17-000209 · wf-form4_151380953734823.xml · nonDerivative · entry 2

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,420

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2017.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 22:39 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
SaleCommon Stock 199,611 $16.00 $3,193,776.00
Disclosure

SEC source: 0001364954-17-000210 · wf-form4_151380955307483.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207,689

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7,2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.00 to $16.02; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.