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NYSE · USD

CHGG

CHEGG, INC

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Tapewire entity
6853
SEC CIK
0001364954
Parsed reports
588

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionCommon Stock 13,477 $8.42 $113,408.96
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 11

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Tax withholdingCommon Stock 6,253 $26.72 $167,080.16
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 10

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,667

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionCommon Stock 19,856 $8.42 $167,088.24
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 9

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Tax withholdingCommon Stock 1,430 $26.72 $38,209.60
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 8

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,064

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionCommon Stock 2,222 $7.88 $17,498.25
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 7

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Tax withholdingCommon Stock 3,274 $26.72 $87,481.28
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 6

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,272

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionCommon Stock 11,111 $7.88 $87,499.13
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 5

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Tax withholdingCommon Stock 1,214 $26.72 $32,438.08
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 4

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,435

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionCommon Stock 1,885 $7.88 $14,844.38
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 3

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Tax withholdingCommon Stock 9,268 $26.72 $247,640.96
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 2

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,764

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionCommon Stock 31,448 $7.88 $247,653.00
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 1

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 23:45 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000195 · wf-form4_153973348810363.xml · derivative · entry 16

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,082

Underlying: Common Stock · 25,000 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F6 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 23:45 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000195 · wf-form4_153973348810363.xml · derivative · entry 15

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,082

Underlying: Common Stock · 25,000 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F6 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 23:45 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,396 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000195 · wf-form4_153973348810363.xml · derivative · entry 14

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,396 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F6 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 23:45 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 31,749 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000195 · wf-form4_153973348810363.xml · derivative · entry 13

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,251

Underlying: Common Stock · 31,749 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F6 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 23:45 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 42,855 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000195 · wf-form4_153973348810363.xml · derivative · entry 12

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,082

Underlying: Common Stock · 42,855 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F6 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 23:45 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
SaleCommon Stock 25,000 $25.43 $635,750.00
Disclosure

SEC source: 0001364954-18-000195 · wf-form4_153973348810363.xml · nonDerivative · entry 8

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335,450

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F4 · price: This transaction was executed in multiple trades at prices ranging from $25.05 to $25.84; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 23:45 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionCommon Stock 25,000 $7.88 $196,875.00
Disclosure

SEC source: 0001364954-18-000195 · wf-form4_153973348810363.xml · nonDerivative · entry 7

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 23:45 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
SaleCommon Stock 25,000 $25.43 $635,750.00
Disclosure

SEC source: 0001364954-18-000195 · wf-form4_153973348810363.xml · nonDerivative · entry 6

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335,450

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $25.04 to $25.84; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 23:45 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionCommon Stock 25,000 $7.88 $196,875.00
Disclosure

SEC source: 0001364954-18-000195 · wf-form4_153973348810363.xml · nonDerivative · entry 5

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 23:45 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
SaleCommon Stock 100,000 $25.43 $2,543,000.00
Disclosure

SEC source: 0001364954-18-000195 · wf-form4_153973348810363.xml · nonDerivative · entry 4

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335,450

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.06 to $25.82; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 23:45 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionCommon Stock 25,396 $7.88 $199,993.50
Disclosure

SEC source: 0001364954-18-000195 · wf-form4_153973348810363.xml · nonDerivative · entry 3

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,435,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 23:45 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionCommon Stock 31,749 $7.88 $250,023.38
Disclosure

SEC source: 0001364954-18-000195 · wf-form4_153973348810363.xml · nonDerivative · entry 2

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 23:45 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionCommon Stock 42,855 $7.88 $337,483.13
Disclosure

SEC source: 0001364954-18-000195 · wf-form4_153973348810363.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,378,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 17:06 UTC
BORDERS DAVE JR.GENERAL COUNSEL
SaleCommon Stock 15,000 $28.31 $424,650.00
Disclosure

SEC source: 0001364954-18-000192 · wf-form4_153860079478926.xml · nonDerivative · entry 2

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,584

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $27.87 to $28.85; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 17:06 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Tax withholdingCommon Stock 500 $27.42 $13,710.00
Disclosure

SEC source: 0001364954-18-000192 · wf-form4_153860079478926.xml · nonDerivative · entry 1

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,584

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:07 UTC
TOMASELLO ROBINVP, CORPORATE CONTROLLER
Tax withholdingCommon Stock 507 $27.42 $13,901.94
Disclosure

SEC source: 0001364954-18-000193 · wf-form4_153860082348218.xml · nonDerivative · entry 1

TOMASELLO ROBIN · CIK 0001608511 · VP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,959

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

F2 · balance_after: Includes 1,697 shares acquired under the Issuer's 2013 Employee Stock Purchase Plan on May 15, 2018.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:06 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,131 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001364954-18-000191 · wf-form4_153860076485565.xml · derivative · entry 6

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,131 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2018.

F3 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:06 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,869 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001364954-18-000191 · wf-form4_153860076485565.xml · derivative · entry 5

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,869 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2018.

F3 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:06 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
SaleCommon Stock 50,000 $28.50 $1,425,000.00
Disclosure

SEC source: 0001364954-18-000191 · wf-form4_153860076485565.xml · nonDerivative · entry 4

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,093

F2 · kind: The sale of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2018.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:06 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
SaleCommon Stock 25,000 $28.50 $712,500.00
Disclosure

SEC source: 0001364954-18-000191 · wf-form4_153860076485565.xml · nonDerivative · entry 3

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,093

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2018.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:06 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
Exercise / conversionCommon Stock 7,131 $12.50 $89,137.50
Disclosure

SEC source: 0001364954-18-000191 · wf-form4_153860076485565.xml · nonDerivative · entry 2

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2018.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:06 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
Exercise / conversionCommon Stock 17,869 $12.50 $223,362.50
Disclosure

SEC source: 0001364954-18-000191 · wf-form4_153860076485565.xml · nonDerivative · entry 1

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2018.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:43 UTC GrantCommon Stock 2,574 $31.07 $79,974.18
Disclosure

SEC source: 0001364954-18-000184 · wf-form4_153747978901488.xml · nonDerivative · entry 1

SARNOFF RICHARD · CIK 0001236133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,768

F1 · shares: Represents an award of restricted stock units ("RSU", and each a "RSU"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 23:56 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000180 · wf-form4_153688300180621.xml · derivative · entry 12

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 25,000 shares

Expires 2020-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F6 · derivative.exercise_date: The stock option grant is fully vested.

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September 12, 2018 Filed Sep 13, 2018 23:56 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000180 · wf-form4_153688300180621.xml · derivative · entry 11

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 25,000 shares

Expires 2020-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F6 · derivative.exercise_date: The stock option grant is fully vested.

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September 12, 2018 Filed Sep 13, 2018 23:56 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000180 · wf-form4_153688300180621.xml · derivative · entry 10

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 100,000 shares

Expires 2020-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F6 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 23:56 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
SaleCommon Stock 25,000 $31.04 $776,000.00
Disclosure

SEC source: 0001364954-18-000180 · wf-form4_153688300180621.xml · nonDerivative · entry 6

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335,450

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F4 · price: This transaction was executed in multiple trades at prices ranging from $30.60 to $31.73; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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September 12, 2018 Filed Sep 13, 2018 23:56 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionCommon Stock 25,000 $7.88 $196,875.00
Disclosure

SEC source: 0001364954-18-000180 · wf-form4_153688300180621.xml · nonDerivative · entry 5

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 23:56 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
SaleCommon Stock 25,000 $31.04 $776,000.00
Disclosure

SEC source: 0001364954-18-000180 · wf-form4_153688300180621.xml · nonDerivative · entry 4

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335,450

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $30.60 to $31.80; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 23:56 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionCommon Stock 25,000 $7.88 $196,875.00
Disclosure

SEC source: 0001364954-18-000180 · wf-form4_153688300180621.xml · nonDerivative · entry 3

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 23:56 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
SaleCommon Stock 100,000 $31.09 $3,109,000.00
Disclosure

SEC source: 0001364954-18-000180 · wf-form4_153688300180621.xml · nonDerivative · entry 2

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335,450

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.59 to $31.73; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 23:56 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionCommon Stock 100,000 $7.88 $787,500.00
Disclosure

SEC source: 0001364954-18-000180 · wf-form4_153688300180621.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,435,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
August 20, 2018 Filed Aug 23, 2018 00:15 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 42,417 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0001364954-18-000178 · wf-form4_153498333758441.xml · derivative · entry 2

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,417 shares

Expires 2023-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to the option are fully vested.

Read SEC document
August 20, 2018 Filed Aug 23, 2018 00:15 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
Exercise / conversionCommon Stock 42,417 $7.64 $324,065.88
Disclosure

SEC source: 0001364954-18-000178 · wf-form4_153498333758441.xml · nonDerivative · entry 1

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:31 UTC
York John E.Director
Exercise / conversionDirector Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $9.15 $0.00
Disclosure

SEC source: 0001364954-18-000176 · wf-form4_153445509462663.xml · derivative · entry 3

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,666

Underlying: Common Stock · 25,000 shares

Expires 2023-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:31 UTC
York John E.Director
SaleCommon Stock 25,000 $29.10 $727,500.00
Disclosure

SEC source: 0001364954-18-000176 · wf-form4_153445509462663.xml · nonDerivative · entry 2

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,214

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.84 to $29.32; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:31 UTC
York John E.Director
Exercise / conversionCommon Stock 25,000 $9.15 $228,750.00
Disclosure

SEC source: 0001364954-18-000176 · wf-form4_153445509462663.xml · nonDerivative · entry 1

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2018 Filed Aug 14, 2018 23:01 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000174 · wf-form4_153428768412707.xml · derivative · entry 12

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 25,000 shares

Expires 2020-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F7 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
August 13, 2018 Filed Aug 14, 2018 23:01 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000174 · wf-form4_153428768412707.xml · derivative · entry 11

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 25,000 shares

Expires 2020-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F7 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.