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NYSE · USD

CHGG

CHEGG, INC

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Tapewire entity
6853
SEC CIK
0001364954
Parsed reports
588

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2019 Filed Jan 9, 2019 17:30 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,048 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-19-000006 · wf-form4_154707299539706.xml · derivative · entry 4

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,770

Underlying: Common Stock · 21,048 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

F3 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 17:30 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
SaleCommon Stock 21,048 $30.32 $638,175.36
Disclosure

SEC source: 0001364954-19-000006 · wf-form4_154707299539706.xml · nonDerivative · entry 2

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,097

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 17:30 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 21,048 $7.88 $165,753.00
Disclosure

SEC source: 0001364954-19-000006 · wf-form4_154707299539706.xml · nonDerivative · entry 1

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 18:53 UTC
BORDERS DAVE JR.GENERAL COUNSEL
SaleCommon Stock 15,000 $27.90 $418,500.00
Disclosure

SEC source: 0001364954-19-000004 · wf-form4_154655959109396.xml · nonDerivative · entry 1

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,120

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $27.65 to $28.16; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 23:52 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0001364954-19-000003 · wf-form4_154655955192025.xml · derivative · entry 4

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,583

Underlying: Common Stock · 25,000 shares

Expires 2023-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2018.

F3 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 23:52 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
SaleCommon Stock 25,000 $28.00 $700,000.00
Disclosure

SEC source: 0001364954-19-000003 · wf-form4_154655955192025.xml · nonDerivative · entry 2

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,815

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2018.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 23:52 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
Exercise / conversionCommon Stock 25,000 $7.64 $191,000.00
Disclosure

SEC source: 0001364954-19-000003 · wf-form4_154655955192025.xml · nonDerivative · entry 1

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2018.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 18:54 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,500 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000224 · wf-form4_154543645039340.xml · derivative · entry 4

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,170

Underlying: Common Stock · 21,500 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

F3 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 18:54 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
SaleCommon Stock 21,500 $30.07 $646,505.00
Disclosure

SEC source: 0001364954-18-000224 · wf-form4_154543645039340.xml · nonDerivative · entry 2

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,097

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 18:54 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 21,500 $7.88 $169,312.50
Disclosure

SEC source: 0001364954-18-000224 · wf-form4_154543645039340.xml · nonDerivative · entry 1

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 23:52 UTC
SCHLEIN TEDDirector
SaleCommon Stock 34,750 $28.84 $1,002,190.00
Disclosure

SEC source: 0001364954-18-000216 · wf-form4_154509074856144.xml · nonDerivative · entry 1

SCHLEIN TED · CIK 0001242733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,540

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.79 to $28.91; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 12, 2018 Filed Dec 15, 2018 00:28 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 65,082 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000213 · wf-form4_154483366694698.xml · derivative · entry 6

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 65,082 shares

Expires 2020-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option grant is fully vested.

F5 · ownership.nature: Held by Daniel Lee Rosensweig and Linda Rosensweig, Co-Trustees of The Rosensweig 2012 Irrevocable Children's Trust u/a/d 11/6/2012. The Reporting Person is a Co-Trustee.

Read SEC document
December 12, 2018 Filed Dec 15, 2018 00:28 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
SaleCommon Stock 65,082 $29.68 $1,931,633.76
Disclosure

SEC source: 0001364954-18-000213 · wf-form4_154483366694698.xml · nonDerivative · entry 2

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335,450

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $29.04 to $29.925; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 12, 2018 Filed Dec 15, 2018 00:28 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionCommon Stock 65,082 $7.88 $512,520.75
Disclosure

SEC source: 0001364954-18-000213 · wf-form4_154483366694698.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 19:27 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 33,931 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000212 · wf-form4_154483363115753.xml · derivative · entry 7

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,418

Underlying: Common Stock · 33,931 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

F4 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 19:27 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,421 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000212 · wf-form4_154483363115753.xml · derivative · entry 6

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,421 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

F4 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 19:27 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
SaleCommon Stock 56,352 $30.08 $1,695,237.22
Disclosure

SEC source: 0001364954-18-000212 · wf-form4_154483363115753.xml · nonDerivative · entry 4

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,097

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 19:27 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 33,931 $7.88 $267,206.63
Disclosure

SEC source: 0001364954-18-000212 · wf-form4_154483363115753.xml · nonDerivative · entry 3

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 19:27 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 22,421 $7.88 $176,565.38
Disclosure

SEC source: 0001364954-18-000212 · wf-form4_154483363115753.xml · nonDerivative · entry 2

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

Read SEC document
December 12, 2018 Filed Dec 21, 2018 18:53 UTC Amendment
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,100 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000223 · wf-form4a_154543640876067.xml · derivative · entry 3

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,670

Underlying: Common Stock · 1,100 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

F3 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
December 12, 2018 Filed Dec 21, 2018 18:53 UTC Amendment
BROWN ANDREW JCHIEF FINANCIAL OFFICER
SaleCommon Stock 1,100 $30.00 $33,000.00
Disclosure

SEC source: 0001364954-18-000223 · wf-form4a_154543640876067.xml · nonDerivative · entry 2

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,097

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

F2 · shares: Due to a broker administrative error, the Form 4 filed by the Reporting Person with the U.S. Securities and Exchange Commission on December 15, 2018 inadvertently excluded an additional 1,100 shares acquired and disposed of by the Reporting Person pursuant to a same-day stock option exercise and sale transaction on December 12, 2018.

Read SEC document
December 12, 2018 Filed Dec 21, 2018 18:53 UTC Amendment
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 1,100 $7.88 $8,662.50
Disclosure

SEC source: 0001364954-18-000223 · wf-form4a_154543640876067.xml · nonDerivative · entry 1

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

F2 · shares: Due to a broker administrative error, the Form 4 filed by the Reporting Person with the U.S. Securities and Exchange Commission on December 15, 2018 inadvertently excluded an additional 1,100 shares acquired and disposed of by the Reporting Person pursuant to a same-day stock option exercise and sale transaction on December 12, 2018.

Read SEC document
December 11, 2018 Filed Dec 15, 2018 00:26 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
GiftCommon Stock 17,900 $0.00 $0.00
Disclosure

SEC source: 0001364954-18-000211 · wf-form4_154483359769784.xml · nonDerivative · entry 4

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 58,578

F2 · ownership.nature: Held by Jenny and Mark Brandemuehl, Co-Trustees of the Brandemuehl Family Trust U/A/D 01-05-04. The Reporting Person is a Co-Trustee.

Read SEC document
November 26, 2018 Filed Dec 15, 2018 00:26 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001364954-18-000211 · wf-form4_154483359769784.xml · nonDerivative · entry 3

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 76,478

F2 · ownership.nature: Held by Jenny and Mark Brandemuehl, Co-Trustees of the Brandemuehl Family Trust U/A/D 01-05-04. The Reporting Person is a Co-Trustee.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 22:41 UTC
York John E.Director
Exercise / conversionDirector Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $9.15 $0.00
Disclosure

SEC source: 0001364954-18-000206 · wf-form4_154327207358090.xml · derivative · entry 3

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,166

Underlying: Common Stock · 12,500 shares

Expires 2023-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 22:41 UTC
York John E.Director
SaleCommon Stock 12,500 $25.03 $312,875.00
Disclosure

SEC source: 0001364954-18-000206 · wf-form4_154327207358090.xml · nonDerivative · entry 2

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,214

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.76 to $25.54; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 22:41 UTC
York John E.Director
Exercise / conversionCommon Stock 12,500 $9.15 $114,375.00
Disclosure

SEC source: 0001364954-18-000206 · wf-form4_154327207358090.xml · nonDerivative · entry 1

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2018 Filed Dec 15, 2018 00:26 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001364954-18-000211 · wf-form4_154483359769784.xml · nonDerivative · entry 2

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 76,878

F2 · ownership.nature: Held by Jenny and Mark Brandemuehl, Co-Trustees of the Brandemuehl Family Trust U/A/D 01-05-04. The Reporting Person is a Co-Trustee.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 22:25 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000204 · wf-form4_154214792482993.xml · derivative · entry 12

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,082

Underlying: Common Stock · 25,000 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F6 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 22:25 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000204 · wf-form4_154214792482993.xml · derivative · entry 11

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,082

Underlying: Common Stock · 25,000 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F6 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 22:25 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000204 · wf-form4_154214792482993.xml · derivative · entry 10

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,082

Underlying: Common Stock · 100,000 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F6 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 22:25 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
SaleCommon Stock 25,000 $26.31 $657,750.00
Disclosure

SEC source: 0001364954-18-000204 · wf-form4_154214792482993.xml · nonDerivative · entry 6

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335,450

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F4 · price: This transaction was executed in multiple trades at prices ranging from $25.67 to $26.92; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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November 12, 2018 Filed Nov 13, 2018 22:25 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionCommon Stock 25,000 $7.88 $196,875.00
Disclosure

SEC source: 0001364954-18-000204 · wf-form4_154214792482993.xml · nonDerivative · entry 5

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 22:25 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
SaleCommon Stock 25,000 $26.31 $657,750.00
Disclosure

SEC source: 0001364954-18-000204 · wf-form4_154214792482993.xml · nonDerivative · entry 4

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335,450

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $25.68 to $26.92; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 22:25 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionCommon Stock 25,000 $7.88 $196,875.00
Disclosure

SEC source: 0001364954-18-000204 · wf-form4_154214792482993.xml · nonDerivative · entry 3

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 22:25 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
SaleCommon Stock 100,000 $26.36 $2,636,000.00
Disclosure

SEC source: 0001364954-18-000204 · wf-form4_154214792482993.xml · nonDerivative · entry 2

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335,450

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.69 to $26.92; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 22:25 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Exercise / conversionCommon Stock 100,000 $7.88 $787,500.00
Disclosure

SEC source: 0001364954-18-000204 · wf-form4_154214792482993.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,435,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 32,182 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · derivative · entry 24

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,182 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,818 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · derivative · entry 23

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,818 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,477 $0.00 Strike: $8.42 $0.00
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · derivative · entry 22

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,477 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 19,856 $0.00 Strike: $8.42 $0.00
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · derivative · entry 21

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,856 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,222 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · derivative · entry 20

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,222 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,111 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · derivative · entry 19

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,111 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,885 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · derivative · entry 18

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,885 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 31,448 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · derivative · entry 17

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,448 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Tax withholdingCommon Stock 23,546 $26.72 $629,149.12
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 16

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,120

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionCommon Stock 32,182 $12.50 $402,275.00
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 15

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Tax withholdingCommon Stock 3,657 $26.72 $97,715.04
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 14

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,484

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Exercise / conversionCommon Stock 7,818 $12.50 $97,725.00
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 13

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:25 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Tax withholdingCommon Stock 8,821 $26.72 $235,697.12
Disclosure

SEC source: 0001364954-18-000202 · wf-form4_154155028402552.xml · nonDerivative · entry 12

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,323

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.