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NYSE · USD

CHGG

CHEGG, INC

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Tapewire entity
6853
SEC CIK
0001364954
Parsed reports
588

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2019 Filed Mar 20, 2019 23:37 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
SaleCommon Stock 50,000 $41.07 $2,053,500.00
Disclosure

SEC source: 0001364954-19-000083 · wf-form4_155312503186282.xml · nonDerivative · entry 4

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,754

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.76 to $41.39; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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March 20, 2019 Filed Mar 20, 2019 23:37 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionCommon Stock 50,000 $12.50 $625,000.00
Disclosure

SEC source: 0001364954-19-000083 · wf-form4_155312503186282.xml · nonDerivative · entry 3

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

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March 20, 2019 Filed Mar 20, 2019 23:37 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
SaleCommon Stock 100,000 $41.06 $4,106,000.00
Disclosure

SEC source: 0001364954-19-000083 · wf-form4_155312503186282.xml · nonDerivative · entry 2

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,754

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $40.76 to $41.39; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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March 20, 2019 Filed Mar 20, 2019 23:37 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionCommon Stock 100,000 $12.50 $1,250,000.00
Disclosure

SEC source: 0001364954-19-000083 · wf-form4_155312503186282.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,322,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

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March 18, 2019 Filed Mar 19, 2019 17:22 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
SaleCommon Stock 40,516 $41.12 $1,666,017.92
Disclosure

SEC source: 0001364954-19-000074 · wf-form4_155303051708758.xml · nonDerivative · entry 2

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andy and Pam Brown Family Trust

Disclosed balance after: 84,559

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

F5 · price: This transaction was executed in multiple trades at prices ranging from $41.00 to $41.23; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission,the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The Reporting Person is a Co-Trustee.

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March 18, 2019 Filed Mar 19, 2019 21:26 UTC
York John E.Director
Exercise / conversionDirector Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $9.15 $0.00
Disclosure

SEC source: 0001364954-19-000080 · wf-form4_155303076385957.xml · derivative · entry 3

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666

Underlying: Common Stock · 12,500 shares

Expires 2023-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2019.

F3 · derivative.exercise_date: The stock option grant is fully vested.

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March 18, 2019 Filed Mar 19, 2019 21:26 UTC
York John E.Director
SaleCommon Stock 12,500 $41.06 $513,250.00
Disclosure

SEC source: 0001364954-19-000080 · wf-form4_155303076385957.xml · nonDerivative · entry 2

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,214

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $40.68 to $41.48; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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March 18, 2019 Filed Mar 19, 2019 21:26 UTC
York John E.Director
Exercise / conversionCommon Stock 12,500 $9.15 $114,375.00
Disclosure

SEC source: 0001364954-19-000080 · wf-form4_155303076385957.xml · nonDerivative · entry 1

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2019.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:24 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Tax withholdingCommon Stock 101,943 $41.09 $4,188,837.87
Disclosure

SEC source: 0001364954-19-000078 · wf-form4_155303068276459.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,754

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer, in accordance with the agreement governing the PSUs granted to the Reporting Person in 2016 (the "2016 PSUs"), to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2016 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing. The are no remaining shares subject to the 2016 PSUs.

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March 15, 2019 Filed Mar 19, 2019 17:22 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 39,844 $41.09 $1,637,189.96
Disclosure

SEC source: 0001364954-19-000074 · wf-form4_155303051708758.xml · nonDerivative · entry 1

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andy and Pam Brown Family Trust

Disclosed balance after: 125,075

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer, in accordance with the agreement governing the PSUs granted to the Reporting Person in 2016 (the "2016 PSUs"), to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2016 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing. The are no remaining shares subject to the 2016 PSUs.

F2 · ownership.direct: Reflects a change in form of ownership of an aggregate of 40,516 shares resulting from the release of directly-held RSUs.

F3 · ownership.nature: The Reporting Person is a Co-Trustee.

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March 15, 2019 Filed Mar 19, 2019 21:22 UTC
FILLMORE JOHN PAULCHIEF BUSINESS OFFICER
Tax withholdingCommon Stock 33,446 $41.09 $1,374,296.14
Disclosure

SEC source: 0001364954-19-000075 · wf-form4_155303055590117.xml · nonDerivative · entry 1

FILLMORE JOHN PAUL · CIK 0001760781 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,834

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer, in accordance with the agreement governing the PSUs granted to the Reporting Person in 2016 (the "2016 PSUs"), to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2016 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing. The are no remaining shares subject to the 2016 PSUs.

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March 15, 2019 Filed Mar 19, 2019 21:25 UTC
Schultz Nathan J.PRESIDENT OF LEARNING SERVICES
Tax withholdingCommon Stock 31,858 $41.09 $1,309,045.22
Disclosure

SEC source: 0001364954-19-000079 · wf-form4_155303072582951.xml · nonDerivative · entry 1

Schultz Nathan J. · CIK 0001586632 · PRESIDENT OF LEARNING SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,670

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer, in accordance with the agreement governing the PSUs granted to the Reporting Person in 2016 (the "2016 PSUs"), to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2016 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing. The are no remaining shares subject to the 2016 PSUs.

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March 15, 2019 Filed Mar 19, 2019 21:24 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
Tax withholdingCommon Stock 31,858 $41.09 $1,309,045.22
Disclosure

SEC source: 0001364954-19-000077 · wf-form4_155303063986494.xml · nonDerivative · entry 1

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,575

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer, in accordance with the agreement governing the PSUs granted to the Reporting Person in 2016 (the "2016 PSUs"), to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2016 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing. The are no remaining shares subject to the 2016 PSUs.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:23 UTC
Lem EstherCHIEF MARKETING OFFICER
Tax withholdingCommon Stock 25,486 $41.09 $1,047,219.74
Disclosure

SEC source: 0001364954-19-000076 · wf-form4_155303059981485.xml · nonDerivative · entry 1

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,325

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer, in accordance with the agreement governing the PSUs granted to the Reporting Person in 2016 (the "2016 PSUs"), to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2016 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing. The are no remaining shares subject to the 2016 PSUs.

Read SEC document
March 14, 2019 Filed Apr 9, 2020 20:43 UTC Amendment
BROWN ANDREW JCHIEF FINANCIAL OFFICER
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001364954-20-000079 · wf-form5a_158647938179995.xml · nonDerivative · entry 1

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andy and Pam Brown Family Trust

Disclosed balance after: 74,559

F1 · kind: This amendment to Form 5 filed on January 17, 2020 reflects a gift of 10,000 shares by the Reporting Person effected on March 14, 2019, which was inadvertently omitted from Form 5.

F2 · ownership.nature: The Reporting Person is a Co-Trustee.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:35 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Tax withholdingCommon Stock 47,847 $40.42 $1,933,975.74
Disclosure

SEC source: 0001364954-19-000059 · wf-form4_155183252466134.xml · nonDerivative · entry 4

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,142

F4 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:35 UTC
BORDERS DAVE JR.GENERAL COUNSEL
Tax withholdingCommon Stock 10,416 $40.42 $421,014.72
Disclosure

SEC source: 0001364954-19-000059 · wf-form4_155183252466134.xml · nonDerivative · entry 3

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,989

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the 2018 PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2018 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:35 UTC
BORDERS DAVE JR.GENERAL COUNSEL
GrantCommon Stock 63,019 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000059 · wf-form4_155183252466134.xml · nonDerivative · entry 2

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,405

F2 · shares: Represents the number of shares of Common Stock subject to PSUs granted to the Reporting Person in 2018 (the "2018 PSUs") that shall now be subject to time-based vesting following the Compensation Committee's determination of the achievement of certain performance measurements on February 20, 2019. The shares subject to the 2018 PSUs allocated to each performance metric shall vest as follows: 1/3 on March 1, 2019, 1/3 on March 1, 2020 and the remaining 1/3 on March 1, 2021, subject to the Reporting Person's continued service up to and through the applicable vesting dates.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:35 UTC
BORDERS DAVE JR.GENERAL COUNSEL
GrantCommon Stock 22,266 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000059 · wf-form4_155183252466134.xml · nonDerivative · entry 1

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,386

F1 · shares: Represents an award of restricted stock units ("RSU", and each a "RSU"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:38 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Tax withholdingCommon Stock 171,571 $40.42 $6,934,899.82
Disclosure

SEC source: 0001364954-19-000064 · wf-form4_155183271492375.xml · nonDerivative · entry 4

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324,697

F4 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:38 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
Tax withholdingCommon Stock 39,824 $40.42 $1,609,686.08
Disclosure

SEC source: 0001364954-19-000064 · wf-form4_155183271492375.xml · nonDerivative · entry 3

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,496,268

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the 2018 PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2018 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:38 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
GrantCommon Stock 240,963 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000064 · wf-form4_155183271492375.xml · nonDerivative · entry 2

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,536,092

F2 · shares: Represents the number of shares of Common Stock subject to PSUs granted to the Reporting Person in 2018 (the "2018 PSUs") that shall now be subject to time-based vesting following the Compensation Committee's determination of the achievement of certain performance measurements on February 20, 2019. The shares subject to the 2018 PSUs allocated to each performance metric shall vest as follows: 1/3 on March 1, 2019, 1/3 on March 1, 2020 and the remaining 1/3 on March 1, 2021, subject to the Reporting Person's continued service up to and through the applicable vesting dates.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:38 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CHAIRMAN
GrantCommon Stock 80,405 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000064 · wf-form4_155183271492375.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,295,129

F1 · shares: Represents an award of restricted stock units ("RSU", and each a "RSU"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:35 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
SaleCommon Stock 84,640 $38.91 $3,293,342.40
Disclosure

SEC source: 0001364954-19-000058 · wf-form4_155183248792647.xml · nonDerivative · entry 5

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andy and Pam Brown Family Trust

Disclosed balance after: 84,559

F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.

F7 · balance_after: Reflects a change in form of ownership of an aggregate of 84,640 shares resulting from the release of directly-held RSUs and PSUs.

F8 · ownership.nature: The Reporting Person is a Co-Trustee.

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March 01, 2019 Filed Mar 5, 2019 19:35 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 67,306 $40.42 $2,720,508.52
Disclosure

SEC source: 0001364954-19-000058 · wf-form4_155183248792647.xml · nonDerivative · entry 4

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,564

F4 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

F5 · balance_after: The reporting person contributed 84,640 shares of CHGG common stock to the Andy and Pam Brown Family Trust on March 1, 2019, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect.

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March 01, 2019 Filed Mar 5, 2019 19:35 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 15,930 $40.42 $643,890.60
Disclosure

SEC source: 0001364954-19-000058 · wf-form4_155183248792647.xml · nonDerivative · entry 3

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,510

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the 2018 PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2018 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:35 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
GrantCommon Stock 96,383 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000058 · wf-form4_155183248792647.xml · nonDerivative · entry 2

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,440

F2 · shares: Represents the number of shares of Common Stock subject to PSUs granted to the Reporting Person in 2018 (the "2018 PSUs") that shall now be subject to time-based vesting following the Compensation Committee's determination of the achievement of certain performance measurements on February 20, 2019. The shares subject to the 2018 PSUs allocated to each performance metric shall vest as follows: 1/3 on March 1, 2019, 1/3 on March 1, 2020 and the remaining 1/3 on March 1, 2021, subject to the Reporting Person's continued service up to and through the applicable vesting dates.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:35 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
GrantCommon Stock 37,110 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000058 · wf-form4_155183248792647.xml · nonDerivative · entry 1

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,057

F1 · shares: Represents an award of restricted stock units ("RSU", and each a "RSU"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

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March 01, 2019 Filed Mar 6, 2019 00:39 UTC
TOMASELLO ROBINVP, CORPORATE CONTROLLER
Tax withholdingCommon Stock 13,862 $40.42 $560,302.04
Disclosure

SEC source: 0001364954-19-000066 · wf-form4_155183278488149.xml · nonDerivative · entry 2

TOMASELLO ROBIN · CIK 0001608511 · VP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,975

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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March 01, 2019 Filed Mar 6, 2019 00:39 UTC
TOMASELLO ROBINVP, CORPORATE CONTROLLER
GrantCommon Stock 14,225 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000066 · wf-form4_155183278488149.xml · nonDerivative · entry 1

TOMASELLO ROBIN · CIK 0001608511 · VP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,837

F1 · shares: Represents an award of restricted stock units ("RSU", and each a "RSU"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

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March 01, 2019 Filed Mar 6, 2019 00:39 UTC
Schultz Nathan J.PRESIDENT OF LEARNING SERVICES
Tax withholdingCommon Stock 53,905 $40.42 $2,178,840.10
Disclosure

SEC source: 0001364954-19-000065 · wf-form4_155183275188510.xml · nonDerivative · entry 4

Schultz Nathan J. · CIK 0001586632 · PRESIDENT OF LEARNING SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,528

F4 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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March 01, 2019 Filed Mar 6, 2019 00:39 UTC
Schultz Nathan J.PRESIDENT OF LEARNING SERVICES
Tax withholdingCommon Stock 12,866 $40.42 $520,043.72
Disclosure

SEC source: 0001364954-19-000065 · wf-form4_155183275188510.xml · nonDerivative · entry 3

Schultz Nathan J. · CIK 0001586632 · PRESIDENT OF LEARNING SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,433

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the 2018 PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2018 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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March 01, 2019 Filed Mar 6, 2019 00:39 UTC
Schultz Nathan J.PRESIDENT OF LEARNING SERVICES
GrantCommon Stock 77,849 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000065 · wf-form4_155183275188510.xml · nonDerivative · entry 2

Schultz Nathan J. · CIK 0001586632 · PRESIDENT OF LEARNING SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,299

F2 · shares: Represents the number of shares of Common Stock subject to PSUs granted to the Reporting Person in 2018 (the "2018 PSUs") that shall now be subject to time-based vesting following the Compensation Committee's determination of the achievement of certain performance measurements on February 20, 2019. The shares subject to the 2018 PSUs allocated to each performance metric shall vest as follows: 1/3 on March 1, 2019, 1/3 on March 1, 2020 and the remaining 1/3 on March 1, 2021, subject to the Reporting Person's continued service up to and through the applicable vesting dates.

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March 01, 2019 Filed Mar 6, 2019 00:39 UTC
Schultz Nathan J.PRESIDENT OF LEARNING SERVICES
GrantCommon Stock 37,110 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000065 · wf-form4_155183275188510.xml · nonDerivative · entry 1

Schultz Nathan J. · CIK 0001586632 · PRESIDENT OF LEARNING SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,450

F1 · shares: Represents an award of restricted stock units ("RSU", and each a "RSU"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

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March 01, 2019 Filed Mar 6, 2019 00:37 UTC
Lem EstherCHIEF MARKETING OFFICER
Tax withholdingCommon Stock 43,208 $40.42 $1,746,467.36
Disclosure

SEC source: 0001364954-19-000062 · wf-form4_155183263449118.xml · nonDerivative · entry 4

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,811

F4 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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March 01, 2019 Filed Mar 6, 2019 00:37 UTC
Lem EstherCHIEF MARKETING OFFICER
Tax withholdingCommon Stock 10,416 $40.42 $421,014.72
Disclosure

SEC source: 0001364954-19-000062 · wf-form4_155183263449118.xml · nonDerivative · entry 3

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,019

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the 2018 PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2018 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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March 01, 2019 Filed Mar 6, 2019 00:37 UTC
Lem EstherCHIEF MARKETING OFFICER
GrantCommon Stock 63,019 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000062 · wf-form4_155183263449118.xml · nonDerivative · entry 2

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,435

F2 · shares: Represents the number of shares of Common Stock subject to PSUs granted to the Reporting Person in 2018 (the "2018 PSUs") that shall now be subject to time-based vesting following the Compensation Committee's determination of the achievement of certain performance measurements on February 20, 2019. The shares subject to the 2018 PSUs allocated to each performance metric shall vest as follows: 1/3 on March 1, 2019, 1/3 on March 1, 2020 and the remaining 1/3 on March 1, 2021, subject to the Reporting Person's continued service up to and through the applicable vesting dates.

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March 01, 2019 Filed Mar 6, 2019 00:37 UTC
Lem EstherCHIEF MARKETING OFFICER
GrantCommon Stock 22,266 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000062 · wf-form4_155183263449118.xml · nonDerivative · entry 1

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,416

F1 · shares: Represents an award of restricted stock units ("RSU", and each a "RSU"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

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March 01, 2019 Filed Mar 6, 2019 00:38 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
Tax withholdingCommon Stock 67,434 $40.42 $2,725,682.28
Disclosure

SEC source: 0001364954-19-000063 · wf-form4_155183267276991.xml · nonDerivative · entry 4

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,433

F4 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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March 01, 2019 Filed Mar 6, 2019 00:38 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
Tax withholdingCommon Stock 12,866 $40.42 $520,043.72
Disclosure

SEC source: 0001364954-19-000063 · wf-form4_155183267276991.xml · nonDerivative · entry 3

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,867

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the 2018 PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2018 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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March 01, 2019 Filed Mar 6, 2019 00:38 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
GrantCommon Stock 77,849 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000063 · wf-form4_155183267276991.xml · nonDerivative · entry 2

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,733

F2 · shares: Represents the number of shares of Common Stock subject to PSUs granted to the Reporting Person in 2018 (the "2018 PSUs") that shall now be subject to time-based vesting following the Compensation Committee's determination of the achievement of certain performance measurements on February 20, 2019. The shares subject to the 2018 PSUs allocated to each performance metric shall vest as follows: 1/3 on March 1, 2019, 1/3 on March 1, 2020 and the remaining 1/3 on March 1, 2021, subject to the Reporting Person's continued service up to and through the applicable vesting dates.

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March 01, 2019 Filed Mar 6, 2019 00:38 UTC
Osier Michael A.CHIEF OUTCOMES OFFICER
GrantCommon Stock 25,977 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000063 · wf-form4_155183267276991.xml · nonDerivative · entry 1

Osier Michael A. · CIK 0001586645 · CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,884

F1 · shares: Represents an award of restricted stock units ("RSU", and each a "RSU"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

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March 01, 2019 Filed Mar 6, 2019 00:36 UTC
FILLMORE JOHN PAULCHIEF BUSINESS OFFICER
Tax withholdingCommon Stock 34,652 $40.42 $1,400,633.84
Disclosure

SEC source: 0001364954-19-000061 · wf-form4_155183259939526.xml · nonDerivative · entry 4

FILLMORE JOHN PAUL · CIK 0001760781 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,280

F4 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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March 01, 2019 Filed Mar 6, 2019 00:36 UTC
FILLMORE JOHN PAULCHIEF BUSINESS OFFICER
Tax withholdingCommon Stock 8,456 $40.42 $341,791.52
Disclosure

SEC source: 0001364954-19-000061 · wf-form4_155183259939526.xml · nonDerivative · entry 3

FILLMORE JOHN PAUL · CIK 0001760781 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,932

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the 2018 PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2018 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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March 01, 2019 Filed Mar 6, 2019 00:36 UTC
FILLMORE JOHN PAULCHIEF BUSINESS OFFICER
GrantCommon Stock 51,158 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000061 · wf-form4_155183259939526.xml · nonDerivative · entry 2

FILLMORE JOHN PAUL · CIK 0001760781 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,388

F2 · shares: Represents the number of shares of Common Stock subject to PSUs granted to the Reporting Person in 2018 (the "2018 PSUs") that shall now be subject to time-based vesting following the Compensation Committee's determination of the achievement of certain performance measurements on February 20, 2019. The shares subject to the 2018 PSUs allocated to each performance metric shall vest as follows: 1/3 on March 1, 2019, 1/3 on March 1, 2020 and the remaining 1/3 on March 1, 2021, subject to the Reporting Person's continued service up to and through the applicable vesting dates.

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March 01, 2019 Filed Mar 6, 2019 00:36 UTC
FILLMORE JOHN PAULCHIEF BUSINESS OFFICER
GrantCommon Stock 25,977 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000061 · wf-form4_155183259939526.xml · nonDerivative · entry 1

FILLMORE JOHN PAUL · CIK 0001760781 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,230

F1 · shares: Represents an award of restricted stock units ("RSU", and each a "RSU"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

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March 01, 2019 Filed Mar 6, 2019 00:34 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
Tax withholdingCommon Stock 53,782 $40.42 $2,173,868.44
Disclosure

SEC source: 0001364954-19-000057 · wf-form4_155183245141002.xml · nonDerivative · entry 3

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,636

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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March 01, 2019 Filed Mar 6, 2019 00:34 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
Tax withholdingCommon Stock 10,416 $40.42 $421,014.72
Disclosure

SEC source: 0001364954-19-000057 · wf-form4_155183245141002.xml · nonDerivative · entry 2

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,418

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the 2018 PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2018 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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March 01, 2019 Filed Mar 6, 2019 00:34 UTC
BRANDEMUEHL JENNYCHIEF PEOPLE OFFICER
GrantCommon Stock 63,019 $0.00 $0.00
Disclosure

SEC source: 0001364954-19-000057 · wf-form4_155183245141002.xml · nonDerivative · entry 1

BRANDEMUEHL JENNY · CIK 0001680743 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,834

F1 · shares: Represents the number of shares of Common Stock subject to PSUs granted to the Reporting Person in 2018 (the "2018 PSUs") that shall now be subject to time-based vesting following the Compensation Committee's determination of the achievement of certain performance measurements on February 20, 2019. The shares subject to the 2018 PSUs allocated to each performance metric shall vest as follows: 1/3 on March 1, 2019, 1/3 on March 1, 2020 and the remaining 1/3 on March 1, 2021, subject to the Reporting Person's continued service up to and through the applicable vesting dates.

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February 25, 2019 Filed Feb 26, 2019 00:08 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001364954-19-000031 · wf-form4_155113966721086.xml · derivative · entry 6

BUDIG RENEE VARNI · CIK 0001658725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,445

Underlying: Common Stock · 5,000 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option grant is fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.