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NYSE · USD

CHGG

CHEGG, INC

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6853
SEC CIK
0001364954
Parsed reports
588

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2019 Filed Dec 14, 2019 01:38 UTC
Schultz Nathan J.PRESIDENT OF LEARNING SERVICES
SaleCommon Stock 107,590 $37.38 $4,021,714.20
Disclosure

SEC source: 0001364954-19-000268 · wf-form4_157628750724832.xml · nonDerivative · entry 1

Schultz Nathan J. · CIK 0001586632 · PRESIDENT OF LEARNING SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,168

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.16 to $37.83; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 604 and 244 shares acquired under the Issuer's 2013 Employee Stock Purchase Plan on May 15, 2019 and November 15, 2019, respectively.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 18:00 UTC
BORDERS DAVE JR.GENERAL COUNSEL
SaleCommon Stock 6,657 $38.84 $258,557.88
Disclosure

SEC source: 0001364954-19-000262 · wf-form4_157541403072370.xml · nonDerivative · entry 1

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,989

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 23:01 UTC
Lem EstherCHIEF MARKETING OFFICER
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 50,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-19-000263 · wf-form4_157541405257156.xml · derivative · entry 3

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,830

Underlying: Common Stock · 50,000 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F3 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 23:01 UTC
Lem EstherCHIEF MARKETING OFFICER
SaleCommon Stock 50,000 $38.19 $1,909,500.00
Disclosure

SEC source: 0001364954-19-000263 · wf-form4_157541405257156.xml · nonDerivative · entry 2

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,345

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.61 to $38.84; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 23:01 UTC
Lem EstherCHIEF MARKETING OFFICER
Exercise / conversionCommon Stock 50,000 $7.88 $393,750.00
Disclosure

SEC source: 0001364954-19-000263 · wf-form4_157541405257156.xml · nonDerivative · entry 1

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
November 26, 2019 Filed Nov 26, 2019 23:36 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 4,584 $39.40 $180,609.60
Disclosure

SEC source: 0001364954-19-000259 · wf-form4_157481134966783.xml · nonDerivative · entry 6

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,079

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
November 26, 2019 Filed Nov 26, 2019 23:36 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 4,586 $39.22 $179,862.92
Disclosure

SEC source: 0001364954-19-000259 · wf-form4_157481134966783.xml · nonDerivative · entry 5

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,663

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
November 26, 2019 Filed Nov 26, 2019 23:36 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 4,586 $39.15 $179,541.90
Disclosure

SEC source: 0001364954-19-000259 · wf-form4_157481134966783.xml · nonDerivative · entry 4

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,249

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 23:36 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 4,586 $38.48 $176,469.28
Disclosure

SEC source: 0001364954-19-000259 · wf-form4_157481134966783.xml · nonDerivative · entry 3

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,835

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 23:36 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 4,586 $38.28 $175,552.08
Disclosure

SEC source: 0001364954-19-000259 · wf-form4_157481134966783.xml · nonDerivative · entry 2

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,421

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 23:36 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 4,586 $38.00 $174,268.00
Disclosure

SEC source: 0001364954-19-000259 · wf-form4_157481134966783.xml · nonDerivative · entry 1

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,007

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:13 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-19-000257 · wf-form4_157446081087195.xml · derivative · entry 7

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,669

Underlying: Common Stock · 50,000 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F5 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:13 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-19-000257 · wf-form4_157446081087195.xml · derivative · entry 6

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,669

Underlying: Common Stock · 100,000 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F5 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:13 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
SaleCommon Stock 50,000 $36.60 $1,830,000.00
Disclosure

SEC source: 0001364954-19-000257 · wf-form4_157446081087195.xml · nonDerivative · entry 4

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,754

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $36.27 to $37.08; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:13 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionCommon Stock 50,000 $6.92 $345,750.00
Disclosure

SEC source: 0001364954-19-000257 · wf-form4_157446081087195.xml · nonDerivative · entry 3

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:13 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
SaleCommon Stock 100,000 $36.60 $3,660,000.00
Disclosure

SEC source: 0001364954-19-000257 · wf-form4_157446081087195.xml · nonDerivative · entry 2

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,754

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $36.23 to $37.08; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:13 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionCommon Stock 100,000 $6.92 $691,500.00
Disclosure

SEC source: 0001364954-19-000257 · wf-form4_157446081087195.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,322,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

Read SEC document
November 08, 2019 Filed Jan 17, 2020 18:32 UTC
BROWN ANDREW JCHIEF FINANCIAL OFFICER
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001364954-20-000020 · wf-form5_157930393142390.xml · nonDerivative · entry 1

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andy and Pam Brown Family Trust

Disclosed balance after: 54,559

F1 · ownership.nature: The Reporting Person is a Co-Trustee.

Read SEC document
November 08, 2019 Filed Apr 9, 2020 20:43 UTC Amendment
BROWN ANDREW JCHIEF FINANCIAL OFFICER
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001364954-20-000079 · wf-form5a_158647938179995.xml · nonDerivative · entry 2

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andy and Pam Brown Family Trust

Disclosed balance after: 44,559

F2 · ownership.nature: The Reporting Person is a Co-Trustee.

Read SEC document
November 05, 2019 Filed Nov 8, 2019 01:05 UTC
Lem EstherCHIEF MARKETING OFFICER
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 35,378 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-19-000255 · wf-form4_157317512967326.xml · derivative · entry 5

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,830

Underlying: Common Stock · 35,378 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F2 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 05, 2019 Filed Nov 8, 2019 01:05 UTC
Lem EstherCHIEF MARKETING OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,622 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001364954-19-000255 · wf-form4_157317512967326.xml · derivative · entry 4

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,622 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F2 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
November 05, 2019 Filed Nov 8, 2019 01:05 UTC
Lem EstherCHIEF MARKETING OFFICER
SaleCommon Stock 50,000 $34.40 $1,720,000.00
Disclosure

SEC source: 0001364954-19-000255 · wf-form4_157317512967326.xml · nonDerivative · entry 3

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,345

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
November 05, 2019 Filed Nov 8, 2019 01:05 UTC
Lem EstherCHIEF MARKETING OFFICER
Exercise / conversionCommon Stock 35,378 $7.88 $278,601.75
Disclosure

SEC source: 0001364954-19-000255 · wf-form4_157317512967326.xml · nonDerivative · entry 2

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
November 05, 2019 Filed Nov 8, 2019 01:05 UTC
Lem EstherCHIEF MARKETING OFFICER
Exercise / conversionCommon Stock 14,622 $12.50 $182,775.00
Disclosure

SEC source: 0001364954-19-000255 · wf-form4_157317512967326.xml · nonDerivative · entry 1

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 19:11 UTC
BORDERS DAVE JR.GENERAL COUNSEL
SaleCommon Stock 6,657 $30.77 $204,835.89
Disclosure

SEC source: 0001364954-19-000253 · wf-form4_157291267484585.xml · nonDerivative · entry 1

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,646

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

Read SEC document
October 21, 2019 Filed Oct 22, 2019 23:09 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-19-000238 · wf-form4_157178573501333.xml · derivative · entry 7

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,669

Underlying: Common Stock · 50,000 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F5 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
October 21, 2019 Filed Oct 22, 2019 23:09 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-19-000238 · wf-form4_157178573501333.xml · derivative · entry 6

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,669

Underlying: Common Stock · 100,000 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F5 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
October 21, 2019 Filed Oct 22, 2019 23:09 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
SaleCommon Stock 50,000 $32.57 $1,628,500.00
Disclosure

SEC source: 0001364954-19-000238 · wf-form4_157178573501333.xml · nonDerivative · entry 4

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,754

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $32.13 to $32.79; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 21, 2019 Filed Oct 22, 2019 23:09 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionCommon Stock 50,000 $6.92 $345,750.00
Disclosure

SEC source: 0001364954-19-000238 · wf-form4_157178573501333.xml · nonDerivative · entry 3

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

Read SEC document
October 21, 2019 Filed Oct 22, 2019 23:09 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
SaleCommon Stock 100,000 $32.57 $3,257,000.00
Disclosure

SEC source: 0001364954-19-000238 · wf-form4_157178573501333.xml · nonDerivative · entry 2

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,754

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $32.21 to $32.77; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 21, 2019 Filed Oct 22, 2019 23:09 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionCommon Stock 100,000 $6.92 $691,500.00
Disclosure

SEC source: 0001364954-19-000238 · wf-form4_157178573501333.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,322,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 21:27 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 4,375 $0.00 Strike: $8.42 $0.00
Disclosure

SEC source: 0001364954-19-000236 · wf-form4_157143400418707.xml · derivative · entry 3

Levine Marne L. · CIK 0001586643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,541

Underlying: Common Stock · 4,375 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2019.

F3 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 21:27 UTC SaleCommon Stock 4,375 $32.54 $142,362.50
Disclosure

SEC source: 0001364954-19-000236 · wf-form4_157143400418707.xml · nonDerivative · entry 2

Levine Marne L. · CIK 0001586643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,321

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $32.39 to $32.66; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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October 17, 2019 Filed Oct 18, 2019 21:27 UTC Exercise / conversionCommon Stock 4,375 $8.42 $36,815.63
Disclosure

SEC source: 0001364954-19-000236 · wf-form4_157143400418707.xml · nonDerivative · entry 1

Levine Marne L. · CIK 0001586643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2019.

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October 11, 2019 Filed Oct 15, 2019 21:50 UTC
Lem EstherCHIEF MARKETING OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001364954-19-000234 · wf-form4_157117619714404.xml · derivative · entry 3

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,622

Underlying: Common Stock · 50,000 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F2 · derivative.exercise_date: The stock option grant is fully vested.

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October 11, 2019 Filed Oct 15, 2019 21:50 UTC
Lem EstherCHIEF MARKETING OFFICER
SaleCommon Stock 50,000 $32.00 $1,600,000.00
Disclosure

SEC source: 0001364954-19-000234 · wf-form4_157117619714404.xml · nonDerivative · entry 2

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,345

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

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October 11, 2019 Filed Oct 15, 2019 21:50 UTC
Lem EstherCHIEF MARKETING OFFICER
Exercise / conversionCommon Stock 50,000 $12.50 $625,000.00
Disclosure

SEC source: 0001364954-19-000234 · wf-form4_157117619714404.xml · nonDerivative · entry 1

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

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October 01, 2019 Filed Oct 2, 2019 20:48 UTC
BORDERS DAVE JR.GENERAL COUNSEL
SaleCommon Stock 6,657 $30.09 $200,309.13
Disclosure

SEC source: 0001364954-19-000231 · wf-form4_157006370092248.xml · nonDerivative · entry 1

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,303

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $29.88 to $30.34; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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October 01, 2019 Filed Oct 3, 2019 00:49 UTC
York John E.Director
Exercise / conversionDirector Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $7.04 $0.00
Disclosure

SEC source: 0001364954-19-000232 · wf-form4_157006372869528.xml · derivative · entry 3

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,417

Underlying: Common Stock · 12,500 shares

Expires 2024-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2019.

F3 · derivative.exercise_date: The stock option grant is fully vested.

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October 01, 2019 Filed Oct 3, 2019 00:49 UTC
York John E.Director
SaleCommon Stock 12,500 $29.55 $369,375.00
Disclosure

SEC source: 0001364954-19-000232 · wf-form4_157006372869528.xml · nonDerivative · entry 2

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,535

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $29.23 to $30.21; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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October 01, 2019 Filed Oct 3, 2019 00:49 UTC
York John E.Director
Exercise / conversionCommon Stock 12,500 $7.04 $88,000.00
Disclosure

SEC source: 0001364954-19-000232 · wf-form4_157006372869528.xml · nonDerivative · entry 1

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2019.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:05 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-19-000224 · wf-form4_156935908715284.xml · derivative · entry 9

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,669

Underlying: Common Stock · 50,000 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F5 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:05 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,927 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-19-000224 · wf-form4_156935908715284.xml · derivative · entry 8

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,669

Underlying: Common Stock · 18,927 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F5 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:05 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 81,073 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001364954-19-000224 · wf-form4_156935908715284.xml · derivative · entry 7

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81,073 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F5 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:05 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
SaleCommon Stock 50,000 $33.37 $1,668,500.00
Disclosure

SEC source: 0001364954-19-000224 · wf-form4_156935908715284.xml · nonDerivative · entry 5

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,754

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $32.98 to $33.88; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:05 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionCommon Stock 50,000 $6.92 $345,750.00
Disclosure

SEC source: 0001364954-19-000224 · wf-form4_156935908715284.xml · nonDerivative · entry 4

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:05 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
SaleCommon Stock 100,000 $33.33 $3,333,000.00
Disclosure

SEC source: 0001364954-19-000224 · wf-form4_156935908715284.xml · nonDerivative · entry 3

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,754

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $32.94 to $33.88; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:05 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionCommon Stock 18,927 $6.92 $130,880.21
Disclosure

SEC source: 0001364954-19-000224 · wf-form4_156935908715284.xml · nonDerivative · entry 2

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,322,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:05 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionCommon Stock 81,073 $12.50 $1,013,412.50
Disclosure

SEC source: 0001364954-19-000224 · wf-form4_156935908715284.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,303,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 18:37 UTC
BORDERS DAVE JR.GENERAL COUNSEL
SaleCommon Stock 4,967 $39.35 $195,451.45
Disclosure

SEC source: 0001364954-19-000221 · wf-form4_156772301751833.xml · nonDerivative · entry 2

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,960

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $38.97 to $39.79; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.