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NYSE · USD

CHGG

CHEGG, INC

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Tapewire entity
6853
SEC CIK
0001364954
Parsed reports
588

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2020 Filed Mar 4, 2020 00:28 UTC
FILLMORE JOHN PAULCHIEF BUSINESS OFFICER
GrantCommon Stock 36,915 $0.00 $0.00
Disclosure

SEC source: 0001364954-20-000064 · wf-form4_158328172114080.xml · nonDerivative · entry 2

FILLMORE JOHN PAUL · CIK 0001760781 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,087

F2 · shares: Represents the number of shares of Common Stock subject to PSUs granted to the Reporting Person in 2019 (the "2019 PSUs") that shall now be subject to time-based vesting following the Compensation Committee's determination of the achievement of certain performance measurements on February 24, 2020. The shares subject to the 2019 PSUs allocated to each performance metric shall vest as follows: 1/3 on March 1, 2020, and as to the remaining allocated PSUs, in equal quarterly installments for the next 24 months following March 1, 2020, subject to the Reporting Person's continued service up to and through the applicable vesting dates.

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March 01, 2020 Filed Mar 4, 2020 00:28 UTC
FILLMORE JOHN PAULCHIEF BUSINESS OFFICER
GrantCommon Stock 30,604 $0.00 $0.00
Disclosure

SEC source: 0001364954-20-000064 · wf-form4_158328172114080.xml · nonDerivative · entry 1

FILLMORE JOHN PAUL · CIK 0001760781 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,172

F1 · shares: Represents an award of restricted stock units ("RSU", and each a "RSU"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

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March 01, 2020 Filed Apr 9, 2020 20:43 UTC Amendment
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 85,588 $39.21 $3,355,905.48
Disclosure

SEC source: 0001364954-20-000080 · wf-form4a_158647940670011.xml · nonDerivative · entry 4

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,746

F4 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

F5 · balance_after: The reporting person contributed 103,522 shares of CHGG common stock to the Andy and Pam Brown Family Trust on March 1, 2020, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect.

F6 · balance_after: This amendment to Form 4 filed on March 3, 2020 reflects a correction to the number of shares held by the Reporting Person following the transaction.

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March 01, 2020 Filed Apr 9, 2020 20:43 UTC Amendment
BROWN ANDREW JCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 8,717 $39.21 $341,793.57
Disclosure

SEC source: 0001364954-20-000080 · wf-form4a_158647940670011.xml · nonDerivative · entry 3

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,856

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the agreement governing the 2019 PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the 2019 PSUs. The Reporting Person did not sell any of the shares reported on this Form 4 item; such shares were cancelled by the Issuer in accordance with the foregoing.

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March 01, 2020 Filed Apr 9, 2020 20:43 UTC Amendment
BROWN ANDREW JCHIEF FINANCIAL OFFICER
GrantCommon Stock 52,738 $0.00 $0.00
Disclosure

SEC source: 0001364954-20-000080 · wf-form4a_158647940670011.xml · nonDerivative · entry 2

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,573

F2 · shares: Represents the number of shares of Common Stock subject to PSUs granted to the Reporting Person in 2019 (the "2019 PSUs") that shall now be subject to time-based vesting following the Compensation Committee's determination of the achievement of certain performance measurements on February 24, 2020. The shares subject to the 2019 PSUs allocated to each performance metric shall vest as follows: 1/3 on March 1, 2020, and as to the remaining allocated PSUs, in equal quarterly installments for the next 24 months following March 1, 2020, subject to the Reporting Person's continued service up to and through the applicable vesting dates.

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March 01, 2020 Filed Apr 9, 2020 20:43 UTC Amendment
BROWN ANDREW JCHIEF FINANCIAL OFFICER
GrantCommon Stock 44,631 $0.00 $0.00
Disclosure

SEC source: 0001364954-20-000080 · wf-form4a_158647940670011.xml · nonDerivative · entry 1

BROWN ANDREW J · CIK 0001226866 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,835

F1 · shares: Represents an award of restricted stock units ("RSU", and each a "RSU"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

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February 25, 2020 Filed Feb 26, 2020 23:30 UTC
FILLMORE JOHN PAULCHIEF BUSINESS OFFICER
SaleCommon Stock 14,473 $37.74 $546,211.02
Disclosure

SEC source: 0001364954-20-000053 · wf-form4_158275980225906.xml · nonDerivative · entry 1

FILLMORE JOHN PAUL · CIK 0001760781 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,568

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.04 to $38.97; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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February 24, 2020 Filed Feb 26, 2020 00:10 UTC
Schultz Nathan J.PRESIDENT OF LEARNING SERVICES
SaleCommon Stock 35,864 $38.63 $1,385,426.32
Disclosure

SEC source: 0001364954-20-000051 · wf-form4_158267583558228.xml · nonDerivative · entry 1

Schultz Nathan J. · CIK 0001586632 · PRESIDENT OF LEARNING SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,304

F1 · kind: The sale of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $38.11 to $39.02; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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February 24, 2020 Filed Feb 26, 2020 00:10 UTC
Lem EstherCHIEF MARKETING OFFICER
SaleCommon Stock 15,045 $38.65 $581,489.25
Disclosure

SEC source: 0001364954-20-000050 · wf-form4_158267581263431.xml · nonDerivative · entry 1

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,249

F1 · kind: The sale of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $38.14 to $39.03; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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February 20, 2020 Filed Feb 22, 2020 01:01 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 48,669 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-20-000047 · wf-form4_158233327478472.xml · derivative · entry 4

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,669 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F5 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
February 20, 2020 Filed Feb 22, 2020 01:01 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
SaleCommon Stock 48,669 $40.64 $1,977,908.16
Disclosure

SEC source: 0001364954-20-000047 · wf-form4_158233327478472.xml · nonDerivative · entry 2

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,244,207

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.13 to $40.96; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 20, 2020 Filed Feb 22, 2020 01:01 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionCommon Stock 48,669 $6.92 $336,546.14
Disclosure

SEC source: 0001364954-20-000047 · wf-form4_158233327478472.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,292,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F2 · balance_after: 20,504 shares have been incorrectly reported as indirectly held by the Rosensweig Family Revocable Trust between February 21, 2014 and the last Form 4 filed on January 23, 2020. The 20,504 shares were directly held by Daniel Rosensweig and this Form 4 reflects the correct share allocation between Daniel Rosensweig and the Rosensweig Family Revocable Trust.

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February 10, 2020 Filed Feb 12, 2020 22:43 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 8,000 $44.49 $355,920.00
Disclosure

SEC source: 0001364954-20-000035 · wf-form4_158154738033571.xml · nonDerivative · entry 3

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,741

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:43 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 8,000 $44.24 $353,920.00
Disclosure

SEC source: 0001364954-20-000035 · wf-form4_158154738033571.xml · nonDerivative · entry 2

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,741

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:43 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 8,000 $43.99 $351,920.00
Disclosure

SEC source: 0001364954-20-000035 · wf-form4_158154738033571.xml · nonDerivative · entry 1

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,741

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 17:03 UTC
BORDERS DAVE JR.GENERAL COUNSEL
SaleCommon Stock 6,657 $41.68 $277,463.76
Disclosure

SEC source: 0001364954-20-000029 · wf-form4_158085379250194.xml · nonDerivative · entry 1

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,675

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $41.42 to $41.82; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 00:23 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 8,000 $43.74 $349,920.00
Disclosure

SEC source: 0001364954-20-000026 · wf-form4_157982540527369.xml · nonDerivative · entry 1

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,741

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
January 21, 2020 Filed Jan 24, 2020 00:24 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-20-000027 · wf-form4_157982542708553.xml · derivative · entry 7

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,669

Underlying: Common Stock · 50,000 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F4 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
January 21, 2020 Filed Jan 24, 2020 00:24 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-20-000027 · wf-form4_157982542708553.xml · derivative · entry 6

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,669

Underlying: Common Stock · 100,000 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F4 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
January 21, 2020 Filed Jan 24, 2020 00:24 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
SaleCommon Stock 50,000 $43.05 $2,152,500.00
Disclosure

SEC source: 0001364954-20-000027 · wf-form4_157982542708553.xml · nonDerivative · entry 4

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,223,703

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $42.73 to $43.40; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 21, 2020 Filed Jan 24, 2020 00:24 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionCommon Stock 50,000 $6.92 $345,750.00
Disclosure

SEC source: 0001364954-20-000027 · wf-form4_157982542708553.xml · nonDerivative · entry 3

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,273,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

Read SEC document
January 21, 2020 Filed Jan 24, 2020 00:24 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
SaleCommon Stock 100,000 $42.99 $4,299,000.00
Disclosure

SEC source: 0001364954-20-000027 · wf-form4_157982542708553.xml · nonDerivative · entry 2

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,223,703

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $42.73 to $43.40; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 21, 2020 Filed Jan 24, 2020 00:24 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionCommon Stock 100,000 $6.92 $691,500.00
Disclosure

SEC source: 0001364954-20-000027 · wf-form4_157982542708553.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,323,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

Read SEC document
January 17, 2020 Filed Jan 17, 2020 23:33 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 8,002 $43.49 $348,006.98
Disclosure

SEC source: 0001364954-20-000023 · wf-form4_157930400037089.xml · nonDerivative · entry 3

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,741

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
January 17, 2020 Filed Jan 17, 2020 23:33 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 11,715 $43.25 $506,673.75
Disclosure

SEC source: 0001364954-20-000023 · wf-form4_157930400037089.xml · nonDerivative · entry 2

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,743

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
January 17, 2020 Filed Jan 17, 2020 23:33 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 10,340 $43.06 $445,240.40
Disclosure

SEC source: 0001364954-20-000023 · wf-form4_157930400037089.xml · nonDerivative · entry 1

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,458

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
January 17, 2020 Filed Jan 17, 2020 23:33 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 13,125 $0.00 Strike: $8.42 $0.00
Disclosure

SEC source: 0001364954-20-000022 · wf-form4_157930397856522.xml · derivative · entry 3

Levine Marne L. · CIK 0001586643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,416

Underlying: Common Stock · 13,125 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2019.

F3 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
January 17, 2020 Filed Jan 17, 2020 23:33 UTC SaleCommon Stock 13,125 $42.85 $562,406.25
Disclosure

SEC source: 0001364954-20-000022 · wf-form4_157930397856522.xml · nonDerivative · entry 2

Levine Marne L. · CIK 0001586643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,321

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $42.50 to $43.2775; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 17, 2020 Filed Jan 17, 2020 23:33 UTC Exercise / conversionCommon Stock 13,125 $8.42 $110,446.88
Disclosure

SEC source: 0001364954-20-000022 · wf-form4_157930397856522.xml · nonDerivative · entry 1

Levine Marne L. · CIK 0001586643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2019.

Read SEC document
January 13, 2020 Filed Jan 16, 2020 00:27 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 10,340 $41.34 $427,455.60
Disclosure

SEC source: 0001364954-20-000013 · wf-form4_157913442411405.xml · nonDerivative · entry 3

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,798

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
January 13, 2020 Filed Jan 16, 2020 00:27 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 6,114 $40.78 $249,328.92
Disclosure

SEC source: 0001364954-20-000013 · wf-form4_157913442411405.xml · nonDerivative · entry 2

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,138

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
January 13, 2020 Filed Jan 16, 2020 00:27 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 6,114 $40.99 $250,612.86
Disclosure

SEC source: 0001364954-20-000013 · wf-form4_157913442411405.xml · nonDerivative · entry 1

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,252

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 23:59 UTC
Osier Michael A.CIO AND CHIEF OUTCOMES OFFICER
SaleCommon Stock 6,115 $40.26 $246,189.90
Disclosure

SEC source: 0001364954-20-000008 · wf-form4_157861433771148.xml · nonDerivative · entry 1

Osier Michael A. · CIK 0001586645 · CIO AND CHIEF OUTCOMES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,366

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F2 · balance_after: Includes 402 shares acquired under the Issuer's 2013 Employee Stock Purchase Plan on November 15, 2019.

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January 06, 2020 Filed Jan 8, 2020 01:14 UTC
York John E.Director
Exercise / conversionDirector Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $7.04 $0.00
Disclosure

SEC source: 0001364954-20-000006 · wf-form4_157844605171928.xml · derivative · entry 3

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,417

Underlying: Common Stock · 10,000 shares

Expires 2024-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

F3 · derivative.exercise_date: The stock option grant is fully vested.

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January 06, 2020 Filed Jan 8, 2020 01:14 UTC
York John E.Director
SaleCommon Stock 10,000 $38.82 $388,200.00
Disclosure

SEC source: 0001364954-20-000006 · wf-form4_157844605171928.xml · nonDerivative · entry 2

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,535

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $38.08 to $39.09; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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January 06, 2020 Filed Jan 8, 2020 01:14 UTC
York John E.Director
Exercise / conversionCommon Stock 10,000 $7.04 $70,400.00
Disclosure

SEC source: 0001364954-20-000006 · wf-form4_157844605171928.xml · nonDerivative · entry 1

York John E. · CIK 0001586638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

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January 02, 2020 Filed Jan 6, 2020 17:57 UTC
BORDERS DAVE JR.GENERAL COUNSEL
SaleCommon Stock 6,657 $38.33 $255,162.81
Disclosure

SEC source: 0001364954-20-000003 · wf-form4_157835144985179.xml · nonDerivative · entry 1

BORDERS DAVE JR. · CIK 0001673144 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,332

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.83 to $38.70; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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January 02, 2020 Filed Jan 6, 2020 22:58 UTC
Lem EstherCHIEF MARKETING OFFICER
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 27,777 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-20-000004 · wf-form4_157835147144420.xml · derivative · entry 5

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,777 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F4 · derivative.exercise_date: The stock option grant is fully vested.

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January 02, 2020 Filed Jan 6, 2020 22:58 UTC
Lem EstherCHIEF MARKETING OFFICER
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 13,830 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001364954-20-000004 · wf-form4_157835147144420.xml · derivative · entry 4

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,830 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F4 · derivative.exercise_date: The stock option grant is fully vested.

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January 02, 2020 Filed Jan 6, 2020 22:58 UTC
Lem EstherCHIEF MARKETING OFFICER
SaleCommon Stock 41,607 $38.52 $1,602,701.64
Disclosure

SEC source: 0001364954-20-000004 · wf-form4_157835147144420.xml · nonDerivative · entry 3

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,294

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.83 to $38.91; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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January 02, 2020 Filed Jan 6, 2020 22:58 UTC
Lem EstherCHIEF MARKETING OFFICER
Exercise / conversionCommon Stock 27,777 $6.92 $192,077.96
Disclosure

SEC source: 0001364954-20-000004 · wf-form4_157835147144420.xml · nonDerivative · entry 2

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

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January 02, 2020 Filed Jan 6, 2020 22:58 UTC
Lem EstherCHIEF MARKETING OFFICER
Exercise / conversionCommon Stock 13,830 $7.88 $108,911.25
Disclosure

SEC source: 0001364954-20-000004 · wf-form4_157835147144420.xml · nonDerivative · entry 1

Lem Esther · CIK 0001587559 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F2 · balance_after: Includes 949 shares acquired under the Issuer's 2013 Employee Stock Purchase Plan on May 15, 2019.

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December 20, 2019 Filed Dec 23, 2019 22:09 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-19-000272 · wf-form4_157713895259720.xml · derivative · entry 7

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,669

Underlying: Common Stock · 50,000 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F6 · derivative.exercise_date: The stock option grant is fully vested.

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December 20, 2019 Filed Dec 23, 2019 22:09 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001364954-19-000272 · wf-form4_157713895259720.xml · derivative · entry 6

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,669

Underlying: Common Stock · 100,000 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F6 · derivative.exercise_date: The stock option grant is fully vested.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 22:09 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
SaleCommon Stock 50,000 $38.36 $1,918,000.00
Disclosure

SEC source: 0001364954-19-000272 · wf-form4_157713895259720.xml · nonDerivative · entry 4

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,223,703

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $38.06 to $38.88; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 22:09 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionCommon Stock 50,000 $6.92 $345,750.00
Disclosure

SEC source: 0001364954-19-000272 · wf-form4_157713895259720.xml · nonDerivative · entry 3

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,273,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 22:09 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
SaleCommon Stock 100,000 $38.36 $3,836,000.00
Disclosure

SEC source: 0001364954-19-000272 · wf-form4_157713895259720.xml · nonDerivative · entry 2

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,223,703

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $38.04 to $38.88; the price reported above reflects the weighted average sale price. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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December 20, 2019 Filed Dec 23, 2019 22:09 UTC
ROSENSWEIG DANIELDirector · PRESIDENT, CEO & CO-CHAIRMAN
Exercise / conversionCommon Stock 100,000 $6.92 $691,500.00
Disclosure

SEC source: 0001364954-19-000272 · wf-form4_157713895259720.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director · PRESIDENT, CEO & CO-CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,323,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the resultant shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2019.

F2 · balance_after: Includes 949 shares acquired under the Issuer's 2013 Employee Stock Purchase Plan on May 15, 2019.

Read SEC document
December 12, 2019 Filed Dec 14, 2019 01:41 UTC
TOMASELLO ROBINVP, CORPORATE CONTROLLER
SaleCommon Stock 4,529 $37.00 $167,573.00
Disclosure

SEC source: 0001364954-19-000270 · wf-form4_157628766030093.xml · nonDerivative · entry 2

TOMASELLO ROBIN · CIK 0001608511 · VP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,074

Read SEC document
December 12, 2019 Filed Dec 14, 2019 01:41 UTC
TOMASELLO ROBINVP, CORPORATE CONTROLLER
SaleCommon Stock 4,877 $37.05 $180,692.85
Disclosure

SEC source: 0001364954-19-000270 · wf-form4_157628766030093.xml · nonDerivative · entry 1

TOMASELLO ROBIN · CIK 0001608511 · VP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,603

F1 · balance_after: Includes 949 shares acquired under the Issuer's 2013 Employee Stock Purchase Plan on May 15, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.