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Nasdaq · USD

CHDN

Churchill Downs Inc

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3785
SEC CIK
0000020212
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475

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2017 Filed Jul 5, 2017 20:14 UTC GrantCommon Stock 168.44 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012169 · doc4.xml · nonDerivative · entry 1

HARRINGTON DANIEL P · CIK 0001180740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,037.3254

F1 · security: Phantom share units awarded in connection with the election to defer compensation. Each phantom share unit is the economic equivalent of one share of common stock. The shares of common stock are transferred upon the reporting persons completion of service as a director.

F2 · shares: The closing price of CHDN common stock on June 30, 2017 was used to determine the number of phantom shares awarded.

F3 · balance_after: The holding is comprised of restricted stock units granted for service as a director, phantom stock units granted in connection with a deferred compensation elections and dividends awarded for each unit.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 18:28 UTC GrantCommon Stock 130.933 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012072 · doc4.xml · nonDerivative · entry 1

FEALY ROBERT L · CIK 0001180736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,907.2206

F1 · security: Phantom share units awarded in connection with the election to defer compensation. Each phantom share unit is the economic equivalent of one share of common stock. The shares of common stock are transferred upon the reporting persons completion of service as a director.

F2 · shares: The closing price of CHDN common stock on June 30, 2017 was used to determine the number of phantom shares awarded.

F3 · balance_after: The holding is comprised of restricted stock units granted for service as a director, phantom stock units granted in connection with a deferred compensation elections and dividends awarded for each unit.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 18:21 UTC GrantCommon Stock 68.876 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012070 · doc4.xml · nonDerivative · entry 1

Bridgeman Ulysses L Jr · CIK 0001294724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,915.5966

F1 · security: Phantom share units awarded in connection with the election to defer compensation. Each phantom share unit is the economic equivalent of one share of common stock. The shares of common stock are transferred upon the reporting persons completion of service as a director.

F2 · shares: The closing price of CHDN common stock on June 30, 2017 was used to determine the number of phantom shares awarded.

F3 · balance_after: The holding is comprised of restricted stock units granted for service as a director, phantom stock units granted in connection with a deferred compensation elections and dividends awarded for each unit.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 23:25 UTC Disposition to issuerCommon Stock 1,000,000 $158.78 $158,782,400.00
Disclosure

SEC source: 0001225208-17-011300 · doc4.xml · nonDerivative · entry 1

DUCHOSSOIS CRAIG J · CIK 0001078976 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by CDI Holdings, LLC

Disclosed balance after: 1,000,000

F1 · shares: These are the same shares reflected in the Form 4 filing of Mr. Richard Duchossois that is being filed simultaneous herewith.

F2 · ownership.nature: The Duchossois Group, Inc. ("TDG") is the sole member and manager of CDI Holdings LLC (Holdings). Craig Duchossois, by virtue of his relationship with TDG, may be deemed to beneficially own the shares of CHDN that are owned by Holdings and which TDG may be deemed to beneficially own. Craig Duchossois disclaims beneficial ownership with respect to the shares of CHDN owned by Holdings, except with respect to his pecuniary interest in such shares.

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June 09, 2017 Filed Jun 14, 2017 00:33 UTC
DUCHOSSOIS RICHARD LDirector · 10% owner
Duchossois CraigDirector · 10% owner
Disposition to issuerCommon Stock 1,000,000 $158.78 $158,780,000.00
Disclosure

SEC source: 0000899243-17-016302 · doc4.xml · nonDerivative · entry 1

Duchossois Group, Inc. · CIK 0001117661 · 10% owner

CDI Holdings LLC · CIK 0001667474 · 10% owner

DUCHOSSOIS RICHARD L · CIK 0000923231 · Director · 10% owner

DUCHOSSOIS CRAIG J · CIK 0001078976 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By CDI Holdings LLC

Disclosed balance after: 1,000,000

F1 · security: This form is a joint filing by The Duchossois Group, Inc. ("TDG"), CDI Holdings LLC ("Holdings"), Richard L. Duchossois and Craig J. Duchossois. TDG is the sole member and manager of Holdings. Richard L. Duchossois and Craig J. Duchossois, by virtue of their relationship with TDG, may be deemed to beneficially own the shares of common stock of Churchill Downs Incorporated (the "Issuer") that are owned by Holdings and which TDG may be deemed to beneficially own. Richard L. Duchossois and Craig J. Duchossois disclaim beneficial ownership with respect to the shares of common stock of the Issuer owned by Holdings, except with respect to each individual's pecuniary interest in such shares attributable to him by virtue of his respective equity interest in TDG.

F2 · shares: These are the same shares reflected in the Form 4 filings of Richard L. Duchossois and Craig J. Duchossois that are being filed simultaneous herewith.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 23:12 UTC Disposition to issuerCommon Stock 1,000,000 $158.78 $158,782,400.00
Disclosure

SEC source: 0001225208-17-011297 · doc4.xml · nonDerivative · entry 1

DUCHOSSOIS RICHARD L · CIK 0000923231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by CDI Holdings, LLC

Disclosed balance after: 1,000,000

F1 · shares: These are the same shares reflected in the Form 4 filing of Mr. Craig Duchossois that is being filed simultaneous herewith.

F2 · ownership.nature: The Duchossois Group, Inc. (TDG) is the sole member and manager of CDI Holdings LLC (Holdings). Richard Duchossois, by virtue of his relationship with TDG, may be deemed to beneficially own the shares of CHDN that are owned by Holdings and which TDG may be deemed to beneficially own. Richard Duchossois disclaims beneficial ownership with respect to the shares of CHDN owned by Holdings, except with respect to his pecuniary interest in such shares.

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May 18, 2017 Filed May 22, 2017 20:14 UTC PurchaseCommon Stock 1,534 $163.00 $250,042.00
Disclosure

SEC source: 0001225208-17-010214 · doc4.xml · nonDerivative · entry 3

DUCHOSSOIS RICHARD L · CIK 0000923231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,558.7232

Read SEC document
May 18, 2017 Filed Apr 26, 2018 21:35 UTC Amendment PurchaseCommon Stock 1,534 $163.00 $250,042.00
Disclosure

SEC source: 0001225208-18-008103 · doc4a.xml · nonDerivative · entry 3

DUCHOSSOIS RICHARD L · CIK 0000923231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by RLD Revocable Trust

Disclosed balance after: 170,495

F1 · shares: The purpose of the amendment is to correct the May 22, 2017 filing which originally indicated that the reporting person purchased these 4,548 total shares directly, when they were in fact purchased by the reporting person indirectly through the RLD Revocable Trust.

F2 · balance_after: This amount reflects the correct number of shares as of May 22, 2017.

Read SEC document
May 17, 2017 Filed May 18, 2017 20:12 UTC PurchaseCommon Stock 1,000 $164.17 $164,172.40
Disclosure

SEC source: 0001225208-17-010050 · doc4.xml · nonDerivative · entry 1

Rankin R Alex · CIK 0001444804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,214.1876

Read SEC document
May 12, 2017 Filed May 22, 2017 20:14 UTC PurchaseCommon Stock 1,516 $165.00 $250,140.00
Disclosure

SEC source: 0001225208-17-010214 · doc4.xml · nonDerivative · entry 2

DUCHOSSOIS RICHARD L · CIK 0000923231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,024.7232

Read SEC document
May 12, 2017 Filed Apr 26, 2018 21:35 UTC Amendment PurchaseCommon Stock 1,516 $165.00 $250,140.00
Disclosure

SEC source: 0001225208-18-008103 · doc4a.xml · nonDerivative · entry 2

DUCHOSSOIS RICHARD L · CIK 0000923231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by RLD Revocable Trust

Disclosed balance after: 168,961

F1 · shares: The purpose of the amendment is to correct the May 22, 2017 filing which originally indicated that the reporting person purchased these 4,548 total shares directly, when they were in fact purchased by the reporting person indirectly through the RLD Revocable Trust.

F2 · balance_after: This amount reflects the correct number of shares as of May 22, 2017.

Read SEC document
May 02, 2017 Filed May 22, 2017 20:14 UTC PurchaseCommon Stock 1,498 $166.91 $250,031.78
Disclosure

SEC source: 0001225208-17-010214 · doc4.xml · nonDerivative · entry 1

DUCHOSSOIS RICHARD L · CIK 0000923231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,508.7232

Read SEC document
May 02, 2017 Filed Apr 26, 2018 21:35 UTC Amendment PurchaseCommon Stock 1,498 $166.91 $250,031.78
Disclosure

SEC source: 0001225208-18-008103 · doc4a.xml · nonDerivative · entry 1

DUCHOSSOIS RICHARD L · CIK 0000923231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by RLD Revocable Trust

Disclosed balance after: 167,445

F1 · shares: The purpose of the amendment is to correct the May 22, 2017 filing which originally indicated that the reporting person purchased these 4,548 total shares directly, when they were in fact purchased by the reporting person indirectly through the RLD Revocable Trust.

F2 · balance_after: This amount reflects the correct number of shares as of May 22, 2017.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 21:16 UTC GrantCommon Stock 738.1163 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008549 · doc4.xml · nonDerivative · entry 1

Evans Robert L · CIK 0001311493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,613.0686

F1 · security: Restricted stock units granted in connection with 2017 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director.

F2 · price: Restricted stock units do not have a conversion price or expiration date.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 21:14 UTC GrantCommon Stock 738.1163 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008547 · doc4.xml · nonDerivative · entry 1

Rankin R Alex · CIK 0001444804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,214.1876

F1 · security: Restricted stock units granted in connection with 2017 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director.

F2 · price: Restricted stock units do not have a conversion price or expiration date.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 21:10 UTC GrantCommon Stock 738.1163 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008544 · doc4.xml · nonDerivative · entry 1

HUMPHREY G WATTS JR · CIK 0001180742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,414.1876

F1 · security: Restricted stock units granted in connection with 2017 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director.

F2 · price: Restricted stock units do not have a conversion price or expiration date.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 21:04 UTC GrantCommon Stock 738.1163 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008542 · doc4.xml · nonDerivative · entry 1

Bridgeman Ulysses L Jr · CIK 0001294724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,846.7206

F1 · security: Restricted stock units granted in connection with 2017 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director.

F2 · price: Restricted stock units do not have a conversion price or expiration date.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 20:55 UTC GrantCommon Stock 738.1163 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008538 · doc4.xml · nonDerivative · entry 1

HARRINGTON DANIEL P · CIK 0001180740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,868.8854

F1 · security: Restricted stock units granted in connection with 2017 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director.

F2 · price: Restricted stock units do not have a conversion price or expiration date.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 20:59 UTC GrantCommon Stock 738.1163 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008540 · doc4.xml · nonDerivative · entry 1

DUCHOSSOIS CRAIG J · CIK 0001078976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,455.2618

F1 · security: Restricted stock units granted in connection with 2017 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director.

F2 · price: Restricted stock units do not have a conversion price or expiration date.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 20:52 UTC GrantCommon Stock 738.1163 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008536 · doc4.xml · nonDerivative · entry 1

DUCHOSSOIS RICHARD L · CIK 0000923231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,010.7232

F1 · security: Restricted stock units granted in connection with 2017 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director.

F2 · price: Restricted stock units do not have a conversion price or expiration date.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 20:49 UTC GrantCommon Stock 738.1163 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008534 · doc4.xml · nonDerivative · entry 1

FEALY ROBERT L · CIK 0001180736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,776.2876

F1 · security: Restricted stock units granted in connection with 2017 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director.

F2 · price: Restricted stock units do not have a conversion price or expiration date.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:02 UTC GrantCommon Stock 139.282 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007674 · doc4.xml · nonDerivative · entry 1

DUCHOSSOIS CRAIG J · CIK 0001078976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,717.1455

F1 · security: Phantom share units awarded in connection with the election to defer compensation. Each phantom share unit is the economic equivalent of one share of common stock. The shares of common stock are transferred upon the reporting persons completion of service as a director.

F2 · shares: The closing price of CHDN common stock on March 31, 2017 was used to determine the number of phantom shares awarded.

F3 · balance_after: The holding is comprised of restricted stock units granted for service as a director, phantom stock units granted in connection with a deferred compensation elections and dividends awarded for each units. The equivalent shares of common stock related to these units will be transferred upon the reporting persons completion of service as a director.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:55 UTC GrantCommon Stock 67.674 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007670 · doc4.xml · nonDerivative · entry 1

Bridgeman Ulysses L Jr · CIK 0001294724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,108.6043

F1 · security: Phantom share units awarded in connection with the election to defer compensation. Each phantom share unit is the economic equivalent of one share of common stock. The shares of common stock are transferred upon the reporting persons completion of service as a director.

F2 · shares: The closing price of CHDN common stock on March 31, 2017 was used to determine the number of phantom shares awarded.

F3 · balance_after: The holding is comprised of restricted stock units granted for service as a director, phantom stock units granted in connection with a deferred compensation elections and dividends awarded for each units. The equivalent shares of common stock related to these units will be transferred upon the reporting persons completion of service as a director.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:20 UTC GrantCommon Stock 206.956 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007679 · doc4.xml · nonDerivative · entry 1

HARRINGTON DANIEL P · CIK 0001180740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,130.7691

F1 · security: Phantom share units awarded in connection with the election to defer compensation. Each phantom share unit is the economic equivalent of one share of common stock. The shares of common stock are transferred upon the reporting persons completion of service as a director.

F2 · shares: The closing price of CHDN common stock on March 31, 2017 was used to determine the number of phantom shares awarded.

F3 · balance_after: The holding is comprised of restricted stock units granted for service as a director, phantom stock units granted in connection with a deferred compensation elections and dividends awarded for each units. The equivalent shares of common stock related to these units will be transferred upon the reporting persons completion of service as a director.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:10 UTC GrantCommon Stock 151.086 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007676 · doc4.xml · nonDerivative · entry 1

FEALY ROBERT L · CIK 0001180736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,038.1713

F1 · security: Phantom share units awarded in connection with the election to defer compensation. Each phantom share unit is the economic equivalent of one share of common stock. The shares of common stock are transferred upon the reporting persons completion of service as a director.

F2 · shares: The closing price of CHDN common stock on March 31, 2017 was used to determine the number of phantom shares awarded.

F3 · balance_after: The holding is comprised of restricted stock units granted for service as a director, phantom stock units granted in connection with a deferred compensation elections and dividends awarded for each units. The equivalent shares of common stock related to these units will be transferred upon the reporting persons completion of service as a director.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 20:10 UTC SaleCommon Stock 4,466 $158.00 $705,628.00
Disclosure

SEC source: 0001225208-17-007127 · doc4.xml · nonDerivative · entry 1

Evans Robert L · CIK 0001311493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,874.9523

Read SEC document
March 29, 2017 Filed Mar 30, 2017 20:12 UTC SaleCommon Stock 2,009 $159.00 $319,431.00
Disclosure

SEC source: 0001225208-17-007047 · doc4.xml · nonDerivative · entry 1

Evans Robert L · CIK 0001311493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,340.9523

Read SEC document
March 28, 2017 Filed Mar 29, 2017 20:09 UTC SaleCommon Stock 5,000 $157.26 $786,295.50
Disclosure

SEC source: 0001225208-17-007017 · doc4.xml · nonDerivative · entry 1

Evans Robert L · CIK 0001311493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,349.9523

Read SEC document
March 17, 2017 Filed Mar 20, 2017 20:27 UTC SaleCommon Stock 5,000 $156.00 $780,000.00
Disclosure

SEC source: 0001225208-17-006606 · doc4.xml · nonDerivative · entry 1

Evans Robert L · CIK 0001311493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,349.9523

Read SEC document
March 16, 2017 Filed Mar 17, 2017 20:19 UTC SaleCommon Stock 1,545 $155.50 $240,247.50
Disclosure

SEC source: 0001225208-17-006519 · doc4.xml · nonDerivative · entry 2

Evans Robert L · CIK 0001311493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,349.9523

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:19 UTC SaleCommon Stock 3,455 $155.01 $535,548.15
Disclosure

SEC source: 0001225208-17-006519 · doc4.xml · nonDerivative · entry 1

Evans Robert L · CIK 0001311493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,894.9523

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:11 UTC SaleCommon Stock 5,000 $152.51 $762,536.00
Disclosure

SEC source: 0001225208-17-006216 · doc4.xml · nonDerivative · entry 1

Evans Robert L · CIK 0001311493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,349.9523

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:48 UTC
Thelen Paul JPresident,BigFishGames,Inc.
GrantRestricted Stock Units · Derivative 3,354 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004142 · doc4.xml · derivative · entry 1

Thelen Paul J · CIK 0001669331 · President,BigFishGames,Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,228

Underlying: Common Stock · 3,354 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units do not have a conversion price or expiration date and will be settled in common stock vesting in one-third increments on each of December 31, 2017, December 31, 2018 and December 31, 2019.

F1 · derivative.exercise_date: Restricted stock units do not have a conversion price or expiration date and will be settled in common stock vesting in one-third increments on each of December 31, 2017, December 31, 2018 and December 31, 2019.

F1 · derivative.expiration_date: Restricted stock units do not have a conversion price or expiration date and will be settled in common stock vesting in one-third increments on each of December 31, 2017, December 31, 2018 and December 31, 2019.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:42 UTC
Mudd William E.President and COO
GrantRestricted Stock Units · Derivative 5,481 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004137 · doc4.xml · derivative · entry 1

Mudd William E · CIK 0001415049 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,355

Underlying: Common Stock · 5,481 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units do not have a conversion price or expiration date and will be settled in common stock vesting in one-third increments on each of December 31, 2017, December 31, 2018 and December 31, 2019.

F1 · derivative.exercise_date: Restricted stock units do not have a conversion price or expiration date and will be settled in common stock vesting in one-third increments on each of December 31, 2017, December 31, 2018 and December 31, 2019.

F1 · derivative.expiration_date: Restricted stock units do not have a conversion price or expiration date and will be settled in common stock vesting in one-third increments on each of December 31, 2017, December 31, 2018 and December 31, 2019.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:31 UTC
Dall Marcia AEVP, and Chief Financial Offic
GrantRestricted Stock Units · Derivative 3,387 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004122 · doc4.xml · derivative · entry 1

Dall Marcia A · CIK 0001460624 · EVP, and Chief Financial Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,605

Underlying: Common Stock · 3,387 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units do not have a conversion price or expiration date and will be settled in common stock vesting in one-third increments on each of December 31, 2017, December 31, 2018 and December 31, 2019.

F1 · derivative.exercise_date: Restricted stock units do not have a conversion price or expiration date and will be settled in common stock vesting in one-third increments on each of December 31, 2017, December 31, 2018 and December 31, 2019.

F1 · derivative.expiration_date: Restricted stock units do not have a conversion price or expiration date and will be settled in common stock vesting in one-third increments on each of December 31, 2017, December 31, 2018 and December 31, 2019.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:25 UTC
Carstanjen William C.Chief Executive Officer
GrantRestricted Stock Units · Derivative 12,897 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004120 · doc4.xml · derivative · entry 1

Carstanjen William C · CIK 0001330580 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,452

Underlying: Common Stock · 12,897 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units do not have a conversion price or expiration date and will be settled in common stock vesting in one-third increments on each of December 31, 2017, December 31, 2018 and December 31, 2019.

F1 · derivative.exercise_date: Restricted stock units do not have a conversion price or expiration date and will be settled in common stock vesting in one-third increments on each of December 31, 2017, December 31, 2018 and December 31, 2019.

F1 · derivative.expiration_date: Restricted stock units do not have a conversion price or expiration date and will be settled in common stock vesting in one-third increments on each of December 31, 2017, December 31, 2018 and December 31, 2019.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 23:03 UTC GrantCommon Stock 138.876 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000982 · doc4.xml · nonDerivative · entry 2

DUCHOSSOIS CRAIG J · CIK 0001078976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,577.8635

F4 · shares: Dividends granted in the form of restricted stock units and phantom stock units. The equivalent shares of common stock related to these units will be transferred upon the reporting persons completion of service as a director.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 23:03 UTC GrantCommon Stock 124.131 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000981 · doc4.xml · nonDerivative · entry 2

HARRINGTON DANIEL P · CIK 0001180740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,923.8131

F4 · shares: Dividends granted in the form of restricted stock units and phantom stock units. The equivalent shares of common stock related to these units will be transferred upon the reporting persons completion of service as a director.

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January 06, 2017 Filed Jan 10, 2017 23:02 UTC GrantCommon Stock 132.718 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000980 · doc4.xml · nonDerivative · entry 2

FEALY ROBERT L · CIK 0001180736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,887.0853

F4 · shares: Dividends granted in the form of restricted stock units and phantom stock units. The equivalent shares of common stock related to these units will be transferred upon the reporting persons completion of service as a director.

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January 06, 2017 Filed Jan 10, 2017 23:01 UTC GrantCommon Stock 36.026 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000979 · doc4.xml · nonDerivative · entry 2

Bridgeman Ulysses L Jr · CIK 0001294724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,040.9303

F4 · shares: Dividends granted in the form of restricted stock units and phantom stock units. The equivalent shares of common stock related to these units will be transferred upon the reporting persons completion of service as a director.

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January 06, 2017 Filed Jan 11, 2017 21:54 UTC GrantCommon Stock 41.69 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001016 · doc4.xml · nonDerivative · entry 1

HUMPHREY G WATTS JR · CIK 0001180742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,676.0713

F1 · shares: Dividends granted in the form of restricted stock units. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting persons completion of service as a director.

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January 06, 2017 Filed Jan 11, 2017 21:55 UTC GrantCommon Stock 7.8 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001018 · doc4.xml · nonDerivative · entry 1

Evans Robert L · CIK 0001311493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,349.9523

F1 · shares: Dividends granted in the form of restricted stock units. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting persons completion of service as a director.

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January 06, 2017 Filed Jan 11, 2017 21:55 UTC GrantCommon Stock 64.837 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001017 · doc4.xml · nonDerivative · entry 1

DUCHOSSOIS RICHARD L · CIK 0000923231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,272.6069

F1 · shares: Dividends granted in the form of restricted stock units. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting persons completion of service as a director.

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January 06, 2017 Filed Jan 11, 2017 21:54 UTC GrantCommon Stock 41.69 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001015 · doc4.xml · nonDerivative · entry 1

Rankin R Alex · CIK 0001444804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,476.0713

F1 · shares: Dividends granted in the form of restricted stock units. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting persons completion of service as a director.

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January 06, 2017 Filed Jan 11, 2017 21:54 UTC GrantCommon Stock 13.76 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001014 · doc4.xml · nonDerivative · entry 1

Gokhale Aditi · CIK 0001637521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,543.2453

F1 · shares: Dividends granted in the form of restricted stock units. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting persons completion of service as a director.

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December 31, 2016 Filed Jan 4, 2017 23:06 UTC
Dall Marcia AEVP, and Chief Financial Offic
Exercise / conversionRestricted Stock Units · Derivative 1,110 $150.45 $166,999.50
Disclosure

SEC source: 0001225208-17-000507 · doc4.xml · derivative · entry 3

Dall Marcia A · CIK 0001460624 · EVP, and Chief Financial Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,218

Underlying: Common Stock · 1,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units do not have a conversion price or expiration date.

F2 · derivative.exercise_date: Restricted stock units vest over a multi-year period.

F2 · derivative.expiration_date: Restricted stock units vest over a multi-year period.

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December 31, 2016 Filed Jan 4, 2017 23:06 UTC
Dall Marcia AEVP, and Chief Financial Offic
Tax withholdingCommon Stock 395 $150.45 $59,427.75
Disclosure

SEC source: 0001225208-17-000507 · doc4.xml · nonDerivative · entry 2

Dall Marcia A · CIK 0001460624 · EVP, and Chief Financial Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,953

Read SEC document
December 31, 2016 Filed Jan 4, 2017 23:06 UTC
Dall Marcia AEVP, and Chief Financial Offic
Exercise / conversionCommon Stock 1,110 $150.45 $166,999.50
Disclosure

SEC source: 0001225208-17-000507 · doc4.xml · nonDerivative · entry 1

Dall Marcia A · CIK 0001460624 · EVP, and Chief Financial Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 31, 2016 Filed Jan 4, 2017 22:56 UTC
Thelen Paul JPresident,BigFishGames,Inc.
Exercise / conversionRestricted Stock Units · Derivative 4,222 $150.45 $635,199.90
Disclosure

SEC source: 0001225208-17-000505 · doc4.xml · derivative · entry 3

Thelen Paul J · CIK 0001669331 · President,BigFishGames,Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,874

Underlying: Common Stock · 4,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units do not have a conversion price or expiration date.

F2 · derivative.exercise_date: Restricted stock units vest over a multi year period.

F2 · derivative.expiration_date: Restricted stock units vest over a multi year period.

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December 31, 2016 Filed Jan 4, 2017 22:56 UTC
Thelen Paul JPresident,BigFishGames,Inc.
Tax withholdingCommon Stock 1,754 $150.45 $263,889.30
Disclosure

SEC source: 0001225208-17-000505 · doc4.xml · nonDerivative · entry 2

Thelen Paul J · CIK 0001669331 · President,BigFishGames,Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,583

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.