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Nasdaq · USD

CGON

CG Oncology, Inc.

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Tapewire entity
3735
SEC CIK
0001991792
Parsed reports
90

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 202600
Mar 202602
Apr 202601
May 202600
Jun 202615
Jul 202602
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 17, 2025 Filed Jul 18, 2025 20:30 UTC SaleCommon Stock 2,000 $28.00 $56,000.00
Disclosure

SEC source: 0000950170-25-096949 · ownership.xml · nonDerivative · entry 2

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

Read SEC document
July 17, 2025 Filed Jul 18, 2025 20:30 UTC Exercise / conversionCommon Stock 2,000 $0.60 $1,200.00
Disclosure

SEC source: 0000950170-25-096949 · ownership.xml · nonDerivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:00 UTC
Mulay JamesDirector
GrantDirector Stock Option (right to buy) · Derivative 24,165 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0000950170-25-083238 · ownership.xml · derivative · entry 1

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,165

Underlying: Common Stock · 24,165 shares

Expires 2035-06-04

F1 · derivative.exercise_date: 1/12th of the total number of shares of common stock subject to the option vest monthly following June 5, 2025, the date of grant (or, in the event the next annual meeting of the Issuer's stockholders occurs prior to the first anniversary of the date of grant, any remaining unvested portion of this stock option will vest on the date of such annual meeting of the Issuer's stockholders), subject to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:00 UTC GrantDirector Stock Option (right to buy) · Derivative 24,165 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0000950170-25-083240 · ownership.xml · derivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,165

Underlying: Common Stock · 24,165 shares

Expires 2035-06-04

F1 · derivative.exercise_date: 1/12th of the total number of shares of common stock subject to the option vest monthly following June 5, 2025, the date of grant (or, in the event the next annual meeting of the Issuer's stockholders occurs prior to the first anniversary of the date of grant, any remaining unvested portion of this stock option will vest on the date of such annual meeting of the Issuer's stockholders), subject to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:01 UTC
Graf Susan EDirector
GrantDirector Stock Option (right to buy) · Derivative 24,165 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0000950170-25-083235 · ownership.xml · derivative · entry 1

Graf Susan E · CIK 0001577637 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,165

Underlying: Common Stock · 24,165 shares

Expires 2035-06-04

F1 · derivative.exercise_date: 1/12th of the total number of shares of common stock subject to the option vest monthly following June 5, 2025, the date of grant (or, in the event the next annual meeting of the Issuer's stockholders occurs prior to the first anniversary of the date of grant, any remaining unvested portion of this stock option will vest on the date of such annual meeting of the Issuer's stockholders), subject to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:00 UTC GrantDirector Stock Option (right to buy) · Derivative 24,165 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0000950170-25-083239 · ownership.xml · derivative · entry 1

Song Hong Fang · CIK 0002008157 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,165

Underlying: Common Stock · 24,165 shares

Expires 2035-06-04

F1 · derivative.exercise_date: 1/12th of the total number of shares of common stock subject to the option vest monthly following June 5, 2025, the date of grant (or, in the event the next annual meeting of the Issuer's stockholders occurs prior to the first anniversary of the date of grant, any remaining unvested portion of this stock option will vest on the date of such annual meeting of the Issuer's stockholders), subject to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:00 UTC GrantDirector Stock Option (right to buy) · Derivative 24,165 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0000950170-25-083237 · ownership.xml · derivative · entry 1

Liu Brian Guan-Chyun · CIK 0002007835 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,165

Underlying: Common Stock · 24,165 shares

Expires 2035-06-04

F1 · derivative.exercise_date: 1/12th of the total number of shares of common stock subject to the option vest monthly following June 5, 2025, the date of grant (or, in the event the next annual meeting of the Issuer's stockholders occurs prior to the first anniversary of the date of grant, any remaining unvested portion of this stock option will vest on the date of such annual meeting of the Issuer's stockholders), subject to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:00 UTC GrantDirector Stock Option (right to buy) · Derivative 24,165 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0000950170-25-083236 · ownership.xml · derivative · entry 1

Tong Victor Edward Jr · CIK 0002007923 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,165

Underlying: Common Stock · 24,165 shares

Expires 2035-06-04

F1 · derivative.exercise_date: 1/12th of the total number of shares of common stock subject to the option vest monthly following June 5, 2025, the date of grant (or, in the event the next annual meeting of the Issuer's stockholders occurs prior to the first anniversary of the date of grant, any remaining unvested portion of this stock option will vest on the date of such annual meeting of the Issuer's stockholders), subject to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
May 21, 2025 Filed May 22, 2025 20:15 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0000950170-25-076339 · ownership.xml · derivative · entry 3

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,077

Underlying: Common Stock · 1,000 shares

Expires 2028-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested

Read SEC document
May 21, 2025 Filed May 22, 2025 20:15 UTC SaleCommon Stock 1,000 $28.00 $28,000.00
Disclosure

SEC source: 0000950170-25-076339 · ownership.xml · nonDerivative · entry 2

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

Read SEC document
May 21, 2025 Filed May 22, 2025 20:15 UTC Exercise / conversionCommon Stock 1,000 $0.60 $600.00
Disclosure

SEC source: 0000950170-25-076339 · ownership.xml · nonDerivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2025 Filed Apr 29, 2025 20:15 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0000950170-25-060145 · ownership.xml · derivative · entry 3

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,077

Underlying: Common Stock · 1,000 shares

Expires 2028-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested

Read SEC document
April 28, 2025 Filed Apr 29, 2025 20:15 UTC SaleCommon Stock 1,000 $30.76 $30,760.00
Disclosure

SEC source: 0000950170-25-060145 · ownership.xml · nonDerivative · entry 2

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

Read SEC document
April 28, 2025 Filed Apr 29, 2025 20:15 UTC Exercise / conversionCommon Stock 1,000 $0.60 $600.00
Disclosure

SEC source: 0000950170-25-060145 · ownership.xml · nonDerivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:15 UTC
Kuan ArthurDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 527,660 $0.00 Strike: $20.11 $0.00
Disclosure

SEC source: 0000950170-25-054742 · ownership.xml · derivative · entry 1

Kuan Arthur · CIK 0002007101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 527,660

Underlying: Common Stock · 527,660 shares

Expires 2035-04-14

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly following April 15, 2025, the vesting commencement date, subject to the Report Person's continuous service to the Issuer through each vesting date.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:15 UTC
Kasturi VijayChief Medical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 203,868 $0.00 Strike: $20.11 $0.00
Disclosure

SEC source: 0000950170-25-054739 · ownership.xml · derivative · entry 1

Kasturi Vijay · CIK 0002007109 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,868

Underlying: Common Stock · 203,868 shares

Expires 2035-04-14

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly following April 15, 2025, the vesting commencement date, subject to the Report Person's continuous service to the Issuer through each vesting date.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:15 UTC
Bellete AmbawPresident and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 284,816 $0.00 Strike: $20.11 $0.00
Disclosure

SEC source: 0000950170-25-054740 · ownership.xml · derivative · entry 1

Bellete Ambaw · CIK 0002007090 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,816

Underlying: Common Stock · 284,816 shares

Expires 2035-04-14

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly following April 15, 2025, the vesting commencement date, subject to the Report Person's continuous service to the Issuer through each vesting date.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:15 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 119,922 $0.00 Strike: $20.11 $0.00
Disclosure

SEC source: 0000950170-25-054738 · ownership.xml · derivative · entry 1

Patterson Joshua F. · CIK 0001805702 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,922

Underlying: Common Stock · 119,922 shares

Expires 2035-04-14

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly following April 15, 2025, the vesting commencement date, subject to the Report Person's continuous service to the Issuer through each vesting date.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:15 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 143,907 $0.00 Strike: $20.11 $0.00
Disclosure

SEC source: 0000950170-25-054737 · ownership.xml · derivative · entry 1

Roche Corleen M. · CIK 0001857905 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,907

Underlying: Common Stock · 143,907 shares

Expires 2035-04-14

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly following April 15, 2025, the vesting commencement date, subject to the Report Person's continuous service to the Issuer through each vesting date.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:30 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0000950170-25-041265 · ownership.xml · derivative · entry 3

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,077

Underlying: Common Stock · 1,000 shares

Expires 2028-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:30 UTC SaleCommon Stock 1,000 $28.00 $28,000.00
Disclosure

SEC source: 0000950170-25-041265 · ownership.xml · nonDerivative · entry 2

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:30 UTC Exercise / conversionCommon Stock 1,000 $0.60 $600.00
Disclosure

SEC source: 0000950170-25-041265 · ownership.xml · nonDerivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 21:15 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0000950170-25-023182 · ownership.xml · derivative · entry 3

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 131,077

Underlying: Common Stock · 1,000 shares

Expires 2028-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested

Read SEC document
February 18, 2025 Filed Feb 19, 2025 21:15 UTC SaleCommon Stock 1,000 $28.61 $28,610.00
Disclosure

SEC source: 0000950170-25-023182 · ownership.xml · nonDerivative · entry 2

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 21:15 UTC Exercise / conversionCommon Stock 1,000 $0.60 $600.00
Disclosure

SEC source: 0000950170-25-023182 · ownership.xml · nonDerivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2025 Filed Jan 14, 2025 21:16 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0000950170-25-005359 · ownership.xml · derivative · entry 3

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,077

Underlying: Common Stock · 1,000 shares

Expires 2028-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested

Read SEC document
January 13, 2025 Filed Jan 14, 2025 21:16 UTC SaleCommon Stock 1,000 $29.66 $29,660.00
Disclosure

SEC source: 0000950170-25-005359 · ownership.xml · nonDerivative · entry 2

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

Read SEC document
January 13, 2025 Filed Jan 14, 2025 21:16 UTC Exercise / conversionCommon Stock 1,000 $0.60 $600.00
Disclosure

SEC source: 0000950170-25-005359 · ownership.xml · nonDerivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:00 UTC Exercise / conversionStock Option · Derivative 1,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0000950170-24-137319 · ownership.xml · derivative · entry 3

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 133,077

Underlying: Common Stock · 1,000 shares

Expires 2028-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:00 UTC SaleCommon Stock 1,000 $28.84 $28,840.00
Disclosure

SEC source: 0000950170-24-137319 · ownership.xml · nonDerivative · entry 2

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:00 UTC Exercise / conversionCommon Stock 1,000 $0.60 $600.00
Disclosure

SEC source: 0000950170-24-137319 · ownership.xml · nonDerivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 23:03 UTC SaleCommon Stock 700,000 $28.00 $19,600,000.00
Disclosure

SEC source: 0001415889-24-029664 · form4-12172024_111213.xml · nonDerivative · entry 1

Song Hong Fang · CIK 0002008157 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Charming Jade Limited

Disclosed balance after: 3,003,931

F1 · kind: The shares were offered and sold by Charming Jade Limited in connection with the Issuer's public offering pursuant to the Registration Statement on Form S-1 (File No. 333-283725) that closed on December 16, 2024.

F2 · ownership.nature: Charming Jade Limited is a wholly owned subsidiary of ORI Healthcare Fund II, L.P. ORI Capital II Inc. is the general partner of ORI Healthcare Fund II, L.P. and a wholly owned subsidiary of ORI Holding II Inc.

F3 · ownership.nature: Each of ORI Holding II Inc. and ORI Capital Holding Inc. is a wholly owned subsidiary of Healthcare Seed Limited. Ms. Song is the sole owner of Healthcare Seed Limited. As a result of these relationships, each of the foregoing entities and Ms. Song may be deemed to share beneficial ownership over the securities held of record by Unique Diamond Investments Limited and Charming Jade Limited, except to the extent of their pecuniary interests therein.

Read SEC document
December 06, 2024 Filed Dec 6, 2024 23:51 UTC Exercise / conversionStock Option · Derivative 1,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0000950170-24-134261 · ownership.xml · derivative · entry 4

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,077

Underlying: Common Stock · 1,000 shares

Expires 2028-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
December 06, 2024 Filed Dec 6, 2024 23:51 UTC SaleCommon Stock 250 $34.98 $8,744.00
Disclosure

SEC source: 0000950170-24-134261 · ownership.xml · nonDerivative · entry 3

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F3 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range between $34.92 to $35.05. Detailed information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Read SEC document
December 06, 2024 Filed Dec 6, 2024 23:51 UTC SaleCommon Stock 750 $34.40 $25,797.98
Disclosure

SEC source: 0000950170-24-134261 · ownership.xml · nonDerivative · entry 2

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range between $33.91 to $34.87. Detailed information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Read SEC document
December 06, 2024 Filed Dec 6, 2024 23:51 UTC Exercise / conversionCommon Stock 1,000 $0.60 $600.00
Disclosure

SEC source: 0000950170-24-134261 · ownership.xml · nonDerivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2024 Filed Oct 7, 2024 20:51 UTC
Kuan ArthurDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 397,800 $0.00 Strike: $36.63 $0.00
Disclosure

SEC source: 0000950170-24-113282 · ownership.xml · derivative · entry 1

Kuan Arthur · CIK 0002007101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,800

Underlying: Common Stock · 397,800 shares

Expires 2034-10-03

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly following October 4, 2024, the vesting commencement date, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
October 04, 2024 Filed Oct 7, 2024 21:07 UTC
Kasturi VijayChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 132,600 $0.00 Strike: $36.63 $0.00
Disclosure

SEC source: 0000950170-24-113308 · ownership.xml · derivative · entry 1

Kasturi Vijay · CIK 0002007109 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,600

Underlying: Common Stock · 132,600 shares

Expires 2034-10-03

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly following October 4, 2024, the vesting commencement date, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
October 04, 2024 Filed Oct 7, 2024 21:00 UTC
Bellete AmbawPresident and COO
GrantStock Option (Right to Buy) · Derivative 175,500 $0.00 Strike: $36.63 $0.00
Disclosure

SEC source: 0000950170-24-113297 · ownership.xml · derivative · entry 1

Bellete Ambaw · CIK 0002007090 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,500

Underlying: Common Stock · 175,500 shares

Expires 2034-10-03

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly following October 4, 2024, the vesting commencement date, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
October 04, 2024 Filed Oct 7, 2024 20:56 UTC GrantStock Option (Right to Buy) · Derivative 47,775 $0.00 Strike: $36.63 $0.00
Disclosure

SEC source: 0000950170-24-113290 · ownership.xml · derivative · entry 1

Patterson Joshua F. · CIK 0001805702 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,775

Underlying: Common Stock · 47,775 shares

Expires 2034-10-03

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly following October 4, 2024, the vesting commencement date, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
October 04, 2024 Filed Oct 7, 2024 21:00 UTC
Mulay JamesDirector
GrantStock Option (Right to Buy) · Derivative 15,600 $0.00 Strike: $36.63 $0.00
Disclosure

SEC source: 0000950170-24-113299 · ownership.xml · derivative · entry 1

Mulay James · CIK 0001684531 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,600

Underlying: Common Stock · 15,600 shares

Expires 2034-10-03

F1 · derivative.exercise_date: 1/12th of the total number of shares of common stock subject to the option vest monthly following October 4, 2024, the date of grant, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

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October 04, 2024 Filed Oct 7, 2024 21:17 UTC GrantStock Option (Right to Buy) · Derivative 15,600 $0.00 Strike: $36.63 $0.00
Disclosure

SEC source: 0000950170-24-113320 · ownership.xml · derivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,600

Underlying: Common Stock · 15,600 shares

Expires 2034-10-03

F1 · derivative.exercise_date: 1/12th of the total number of shares of common stock subject to the option vest monthly following October 4, 2024, the date of grant, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

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October 04, 2024 Filed Oct 7, 2024 21:09 UTC
Graf Susan EDirector
GrantStock Option (Right to Buy) · Derivative 15,600 $0.00 Strike: $36.63 $0.00
Disclosure

SEC source: 0000950170-24-113314 · ownership.xml · derivative · entry 1

Graf Susan E · CIK 0001577637 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,600

Underlying: Common Stock · 15,600 shares

Expires 2034-10-03

F1 · derivative.exercise_date: 1/12th of the total number of shares of common stock subject to the option vest monthly following October 4, 2024, the date of grant, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

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October 04, 2024 Filed Oct 7, 2024 21:08 UTC GrantStock Option (Right to Buy) · Derivative 15,600 $0.00 Strike: $36.63 $0.00
Disclosure

SEC source: 0000950170-24-113311 · ownership.xml · derivative · entry 1

Liu Brian Guan-Chyun · CIK 0002007835 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,600

Underlying: Common Stock · 15,600 shares

Expires 2034-10-03

F1 · derivative.exercise_date: 1/12th of the total number of shares of common stock subject to the option vest monthly following October 4, 2024, the date of grant, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

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October 04, 2024 Filed Oct 7, 2024 21:07 UTC GrantStock Option (Right to Buy) · Derivative 15,600 $0.00 Strike: $36.63 $0.00
Disclosure

SEC source: 0000950170-24-113310 · ownership.xml · derivative · entry 1

Tong Victor Edward Jr · CIK 0002007923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,600

Underlying: Common Stock · 15,600 shares

Expires 2034-10-03

F1 · derivative.exercise_date: 1/12th of the total number of shares of common stock subject to the option vest monthly following October 4, 2024, the date of grant, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

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October 04, 2024 Filed Oct 7, 2024 21:03 UTC GrantStock Option (Right to Buy) · Derivative 15,600 $0.00 Strike: $36.63 $0.00
Disclosure

SEC source: 0000950170-24-113304 · ownership.xml · derivative · entry 1

Song Hong Fang · CIK 0002008157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,600

Underlying: Common Stock · 15,600 shares

Expires 2034-10-03

F1 · derivative.exercise_date: 1/12th of the total number of shares of common stock subject to the option vest monthly following October 4, 2024, the date of grant, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

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October 04, 2024 Filed Oct 8, 2024 13:29 UTC GrantStock Option (Right to Buy) · Derivative 93,600 $0.00 Strike: $36.63 $0.00
Disclosure

SEC source: 0000950170-24-113418 · ownership.xml · derivative · entry 1

Roche Corleen M. · CIK 0001857905 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,600

Underlying: Common Stock · 93,600 shares

Expires 2034-10-03

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly following October 4, 2024, the vesting commencement date, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

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August 29, 2024 Filed Aug 30, 2024 23:18 UTC SaleCommon Stock 226,245 $35.36 $8,000,023.20
Disclosure

SEC source: 0000950170-24-102496 · ownership.xml · nonDerivative · entry 2

Song Hong Fang · CIK 0002008157 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Charming Jade Limited

Disclosed balance after: 3,703,931

F2 · ownership.nature: Each of ORI Capital Inc. and ORI Capital II Inc. is a wholly owned subsidiary of ORI Capital Holding Inc., which is a wholly owned subsidiary of Healthcare Seed Limited. Ms. Song is the sole owner of Healthcare Seed Limited. As a result of these relationships, each of the foregoing entities and Ms. Song may be deemed to share beneficial ownership over the securities held of record by Unique Diamond Investments Limited and Charming Jade Limited, except to the extent of their pecuniary interests therein.

F3 · ownership.nature: Charming Jade Limited is a wholly owned subsidiary of ORI Healthcare Fund II, L.P. ORI Capital II Inc. is the general partner of ORI Healthcare Fund II, L.P.

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August 29, 2024 Filed Aug 30, 2024 23:18 UTC SaleCommon Stock 424,210 $35.36 $15,000,065.60
Disclosure

SEC source: 0000950170-24-102496 · ownership.xml · nonDerivative · entry 1

Song Hong Fang · CIK 0002008157 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Unique Diamond Investments Limited

Disclosed balance after: 586,982

F1 · ownership.nature: Unique Diamond Investments Limited is a wholly owned subsidiary of ORI Healthcare Fund, L.P. ORI Capital Inc. is the general partner of ORI Healthcare Fund, L.P.

F2 · ownership.nature: Each of ORI Capital Inc. and ORI Capital II Inc. is a wholly owned subsidiary of ORI Capital Holding Inc., which is a wholly owned subsidiary of Healthcare Seed Limited. Ms. Song is the sole owner of Healthcare Seed Limited. As a result of these relationships, each of the foregoing entities and Ms. Song may be deemed to share beneficial ownership over the securities held of record by Unique Diamond Investments Limited and Charming Jade Limited, except to the extent of their pecuniary interests therein.

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May 15, 2024 Filed May 16, 2024 22:57 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0000950170-24-061276 · ownership.xml · derivative · entry 1

Patterson Joshua F. · CIK 0001805702 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-05-14

F1 · derivative.exercise_date: The stock option vests as to 25% of the underlying shares on June 1, 2025, and as to the remaining of the underlying shares in 36 substantially similar monthly installments thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.