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Nasdaq · USD

CGON

CG Oncology, Inc.

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Tapewire entity
3735
SEC CIK
0001991792
Parsed reports
90

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 202600
Mar 202602
Apr 202601
May 202600
Jun 202615
Jul 202602
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2026 Filed Mar 13, 2026 20:09 UTC
Kuan ArthurDirector · Chief Executive Officer
Exercise / conversionCommon Stock 64,612 $1.72 $111,132.64
Disclosure

SEC source: 0002007101-26-000004 · form4-03132026_080321.xml · nonDerivative · entry 1

Kuan Arthur · CIK 0002007101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:52 UTC
Kuan ArthurDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 102,871 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0002007101-26-000002 · form4-03062026_100310.xml · derivative · entry 3

Kuan Arthur · CIK 0002007101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,612

Underlying: Common Stock · 102,871 shares

Expires 2031-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is currently vested and exercisable.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:52 UTC
Kuan ArthurDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,871 $61.61 $176,882.31
Disclosure

SEC source: 0002007101-26-000002 · form4-03062026_100310.xml · nonDerivative · entry 2

Kuan Arthur · CIK 0002007101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,151

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 100,000 shares of common stock on net exercise of an option to purchase 102,871 shares of common stock. The Company withheld 2,871 shares of common stock underlying the option and the reporting person paid in cash the delta for payment in full of the aggregate exercise price. This transaction does not represent a sale by the reporting person.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:52 UTC
Kuan ArthurDirector · Chief Executive Officer
Exercise / conversionCommon Stock 102,871 $1.72 $176,938.12
Disclosure

SEC source: 0002007101-26-000002 · form4-03062026_100310.xml · nonDerivative · entry 1

Kuan Arthur · CIK 0002007101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:15 UTC
Mulay JamesDirector
Exercise / conversionDirector Stock Option (right to buy) · Derivative 10,491 $0.00 Strike: $12.59 $0.00
Disclosure

SEC source: 0001193125-26-011756 · ownership.xml · derivative · entry 6

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,240

Underlying: Common Stock · 10,491 shares

Expires 2033-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests in 36 substantially equal monthly installments beginning on January 13, 2024.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:15 UTC
Mulay JamesDirector
Exercise / conversionDirector Stock Option (right to buy) · Derivative 654 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001193125-26-011756 · ownership.xml · derivative · entry 5

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,308

Underlying: Common Stock · 654 shares

Expires 2033-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests in 36 substantially equal monthly installments beginning on July 14, 2023.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:15 UTC
Mulay JamesDirector
SaleCommon Stock 10,491 $52.99 $555,918.09
Disclosure

SEC source: 0001193125-26-011756 · ownership.xml · nonDerivative · entry 4

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2025.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:15 UTC
Mulay JamesDirector
Exercise / conversionCommon Stock 10,491 $12.59 $132,081.69
Disclosure

SEC source: 0001193125-26-011756 · ownership.xml · nonDerivative · entry 3

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:15 UTC
Mulay JamesDirector
SaleCommon Stock 654 $44.16 $28,880.64
Disclosure

SEC source: 0001193125-26-011756 · ownership.xml · nonDerivative · entry 2

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2025.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:15 UTC
Mulay JamesDirector
Exercise / conversionCommon Stock 654 $3.72 $2,432.88
Disclosure

SEC source: 0001193125-26-011756 · ownership.xml · nonDerivative · entry 1

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2025 Filed Nov 26, 2025 21:30 UTC GrantDirector Stock Option (right to buy) · Derivative 20,889 $0.00 Strike: $43.56 $0.00
Disclosure

SEC source: 0001193125-25-300645 · ownership.xml · derivative · entry 1

Rossi Christina · CIK 0001756941 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,889

Underlying: Common Stock · 20,889 shares

Expires 2035-11-23

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest monthly following November 24, 2025, the vesting commencement date, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 21:30 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001193125-25-286228 · ownership.xml · derivative · entry 3

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 117,077

Underlying: Common Stock · 1,000 shares

Expires 2028-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested

Read SEC document
November 17, 2025 Filed Nov 18, 2025 21:30 UTC SaleCommon Stock 1,000 $41.43 $41,430.00
Disclosure

SEC source: 0001193125-25-286228 · ownership.xml · nonDerivative · entry 2

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 21:30 UTC Exercise / conversionCommon Stock 1,000 $0.60 $600.00
Disclosure

SEC source: 0001193125-25-286228 · ownership.xml · nonDerivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2025 Filed Oct 15, 2025 20:15 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001193125-25-240271 · ownership.xml · derivative · entry 3

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 118,077

Underlying: Common Stock · 1,000 shares

Expires 2028-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested

Read SEC document
October 13, 2025 Filed Oct 15, 2025 20:15 UTC SaleCommon Stock 1,000 $43.25 $43,250.00
Disclosure

SEC source: 0001193125-25-240271 · ownership.xml · nonDerivative · entry 2

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

Read SEC document
October 13, 2025 Filed Oct 15, 2025 20:15 UTC Exercise / conversionCommon Stock 1,000 $0.60 $600.00
Disclosure

SEC source: 0001193125-25-240271 · ownership.xml · nonDerivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2025 Filed Oct 10, 2025 20:15 UTC
Mulay JamesDirector
Exercise / conversionDirector Stock Option (right to buy) · Derivative 5,903 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001193125-25-237104 · ownership.xml · derivative · entry 3

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,962

Underlying: Common Stock · 5,903 shares

Expires 2033-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests in 36 substantially equal monthly installments beginning on July 14, 2023.

Read SEC document
October 09, 2025 Filed Oct 10, 2025 20:15 UTC
Mulay JamesDirector
SaleCommon Stock 5,903 $43.99 $259,672.97
Disclosure

SEC source: 0001193125-25-237104 · ownership.xml · nonDerivative · entry 2

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2025.

Read SEC document
October 09, 2025 Filed Oct 10, 2025 20:15 UTC
Mulay JamesDirector
Exercise / conversionCommon Stock 5,903 $3.72 $21,959.16
Disclosure

SEC source: 0001193125-25-237104 · ownership.xml · nonDerivative · entry 1

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 21:07 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001193125-25-226964 · ownership.xml · derivative · entry 3

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,077

Underlying: Common Stock · 5,000 shares

Expires 2028-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested

Read SEC document
September 30, 2025 Filed Oct 1, 2025 21:07 UTC SaleCommon Stock 5,000 $40.09 $200,450.00
Disclosure

SEC source: 0001193125-25-226964 · ownership.xml · nonDerivative · entry 2

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 21:07 UTC Exercise / conversionCommon Stock 5,000 $0.60 $3,000.00
Disclosure

SEC source: 0001193125-25-226964 · ownership.xml · nonDerivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2025 Filed Sep 30, 2025 20:38 UTC
Mulay JamesDirector
Exercise / conversionDirector Stock Option (right to buy) · Derivative 12,755 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001193125-25-225133 · ownership.xml · derivative · entry 3

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,755 shares

Expires 2031-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested

Read SEC document
September 29, 2025 Filed Sep 30, 2025 20:38 UTC
Mulay JamesDirector
SaleCommon Stock 12,755 $39.19 $499,868.45
Disclosure

SEC source: 0001193125-25-225133 · ownership.xml · nonDerivative · entry 2

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.99 to $39.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 29, 2025 Filed Sep 30, 2025 20:38 UTC
Mulay JamesDirector
Exercise / conversionCommon Stock 12,755 $1.82 $23,214.10
Disclosure

SEC source: 0001193125-25-225133 · ownership.xml · nonDerivative · entry 1

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2025 Filed Sep 22, 2025 11:30 UTC
Mulay JamesDirector
Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,574 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001193125-25-210015 · ownership.xml · derivative · entry 6

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,755

Underlying: Common Stock · 3,574 shares

Expires 2031-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested

Read SEC document
September 19, 2025 Filed Sep 22, 2025 11:30 UTC
Mulay JamesDirector
SaleCommon Stock 3,574 $38.99 $139,350.26
Disclosure

SEC source: 0001193125-25-210015 · ownership.xml · nonDerivative · entry 4

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2025.

Read SEC document
September 19, 2025 Filed Sep 22, 2025 11:30 UTC
Mulay JamesDirector
Exercise / conversionCommon Stock 3,574 $1.82 $6,504.68
Disclosure

SEC source: 0001193125-25-210015 · ownership.xml · nonDerivative · entry 3

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2025 Filed Sep 22, 2025 11:30 UTC
Mulay JamesDirector
Exercise / conversionDirector Stock Option (right to buy) · Derivative 19,112 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001193125-25-210015 · ownership.xml · derivative · entry 5

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,329

Underlying: Common Stock · 19,112 shares

Expires 2031-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested

Read SEC document
September 18, 2025 Filed Sep 22, 2025 11:30 UTC
Mulay JamesDirector
SaleCommon Stock 19,112 $39.01 $745,559.12
Disclosure

SEC source: 0001193125-25-210015 · ownership.xml · nonDerivative · entry 2

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.99 to $39.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 18, 2025 Filed Sep 22, 2025 11:30 UTC
Mulay JamesDirector
Exercise / conversionCommon Stock 19,112 $1.82 $34,783.84
Disclosure

SEC source: 0001193125-25-210015 · ownership.xml · nonDerivative · entry 1

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 20:15 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001193125-25-205003 · ownership.xml · derivative · entry 3

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,077

Underlying: Common Stock · 1,000 shares

Expires 2028-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested

Read SEC document
September 15, 2025 Filed Sep 16, 2025 20:15 UTC SaleCommon Stock 1,000 $35.10 $35,100.00
Disclosure

SEC source: 0001193125-25-205003 · ownership.xml · nonDerivative · entry 2

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 20:15 UTC Exercise / conversionCommon Stock 1,000 $0.60 $600.00
Disclosure

SEC source: 0001193125-25-205003 · ownership.xml · nonDerivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 12:32 UTC PurchaseCommon Stock 1,515,151 $33.00 $49,999,983.00
Disclosure

SEC source: 0001193125-25-202873 · ownership.xml · nonDerivative · entry 1

Liu Brian Guan-Chyun · CIK 0002007835 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Seven Fleet Partners LP

Disclosed balance after: 1,515,151

F1 · ownership.nature: The Reporting Person, as the managing member of Seven Fleet Advisors, LLC, the investment manager of Seven Fleet Partners, LP, may be deemed to beneficially own the shares of Common Stock held by Seven Fleet Partners, LP. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 05, 2025 Filed Sep 8, 2025 20:16 UTC
Mulay JamesDirector
Exercise / conversionDirector Stock Option (right to buy) · Derivative 27,015 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0000950170-25-113556 · ownership.xml · derivative · entry 6

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,015 shares

Expires 2028-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully vested

Read SEC document
September 05, 2025 Filed Sep 8, 2025 20:16 UTC
Mulay JamesDirector
SaleCommon Stock 3,113 $33.22 $103,413.86
Disclosure

SEC source: 0000950170-25-113556 · ownership.xml · nonDerivative · entry 5

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2025.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.06 to $33.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 05, 2025 Filed Sep 8, 2025 20:16 UTC
Mulay JamesDirector
SaleCommon Stock 7,465 $32.64 $243,657.60
Disclosure

SEC source: 0000950170-25-113556 · ownership.xml · nonDerivative · entry 4

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,113

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2025.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.06 to $33.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 05, 2025 Filed Sep 8, 2025 20:16 UTC
Mulay JamesDirector
SaleCommon Stock 4,095 $31.42 $128,664.90
Disclosure

SEC source: 0000950170-25-113556 · ownership.xml · nonDerivative · entry 3

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,578

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.01 to $31.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 05, 2025 Filed Sep 8, 2025 20:16 UTC
Mulay JamesDirector
SaleCommon Stock 12,342 $30.47 $376,060.74
Disclosure

SEC source: 0000950170-25-113556 · ownership.xml · nonDerivative · entry 2

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,673

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 05, 2025 Filed Sep 8, 2025 20:16 UTC
Mulay JamesDirector
Exercise / conversionCommon Stock 27,015 $0.60 $16,209.00
Disclosure

SEC source: 0000950170-25-113556 · ownership.xml · nonDerivative · entry 1

Mulay James · CIK 0001684531 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 03, 2025 Filed Sep 4, 2025 20:30 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001235862-25-000003 · ownership.xml · derivative · entry 3

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,077

Underlying: Common Stock · 1,000 shares

Expires 2028-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested

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September 03, 2025 Filed Sep 4, 2025 20:30 UTC SaleCommon Stock 1,000 $28.00 $28,000.00
Disclosure

SEC source: 0001235862-25-000003 · ownership.xml · nonDerivative · entry 2

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

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September 03, 2025 Filed Sep 4, 2025 20:30 UTC Exercise / conversionCommon Stock 1,000 $0.60 $600.00
Disclosure

SEC source: 0001235862-25-000003 · ownership.xml · nonDerivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 03, 2025 Filed Sep 4, 2025 21:00 UTC SaleCommon Stock 100 $28.99 $2,899.00
Disclosure

SEC source: 0002008157-25-000004 · ownership.xml · nonDerivative · entry 4

Song Hong Fang · CIK 0002008157 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Charming Jade Limited

Disclosed balance after: 2,903,931

F2 · ownership.nature: Charming Jade Limited is a wholly owned subsidiary of ORI Healthcare Fund II, L.P. ORI Capital II Inc. is the general partner of ORI Healthcare Fund II, L.P. and a wholly owned subsidiary of ORI Holding II Inc.

F3 · ownership.nature: Each of ORI Holding II Inc. and ORI Capital Holding Inc. is a wholly owned subsidiary of Healthcare Seed Limited. Ms. Song is the sole owner of Healthcare Seed Limited. As a result of these relationships, each of the foregoing entities and Ms. Song may be deemed to share beneficial ownership over the securities held of record by Unique Diamond Investments Limited and Charming Jade Limited, except to the extent of their pecuniary interests therein.

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September 03, 2025 Filed Sep 4, 2025 21:00 UTC SaleCommon Stock 100 $28.96 $2,896.00
Disclosure

SEC source: 0002008157-25-000004 · ownership.xml · nonDerivative · entry 3

Song Hong Fang · CIK 0002008157 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Charming Jade Limited

Disclosed balance after: 2,904,031

F2 · ownership.nature: Charming Jade Limited is a wholly owned subsidiary of ORI Healthcare Fund II, L.P. ORI Capital II Inc. is the general partner of ORI Healthcare Fund II, L.P. and a wholly owned subsidiary of ORI Holding II Inc.

F3 · ownership.nature: Each of ORI Holding II Inc. and ORI Capital Holding Inc. is a wholly owned subsidiary of Healthcare Seed Limited. Ms. Song is the sole owner of Healthcare Seed Limited. As a result of these relationships, each of the foregoing entities and Ms. Song may be deemed to share beneficial ownership over the securities held of record by Unique Diamond Investments Limited and Charming Jade Limited, except to the extent of their pecuniary interests therein.

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September 03, 2025 Filed Sep 4, 2025 21:00 UTC SaleCommon Stock 30,105 $28.24 $850,165.20
Disclosure

SEC source: 0002008157-25-000004 · ownership.xml · nonDerivative · entry 2

Song Hong Fang · CIK 0002008157 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Charming Jade Limited

Disclosed balance after: 2,904,131

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.94 to $28.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Charming Jade Limited is a wholly owned subsidiary of ORI Healthcare Fund II, L.P. ORI Capital II Inc. is the general partner of ORI Healthcare Fund II, L.P. and a wholly owned subsidiary of ORI Holding II Inc.

F3 · ownership.nature: Each of ORI Holding II Inc. and ORI Capital Holding Inc. is a wholly owned subsidiary of Healthcare Seed Limited. Ms. Song is the sole owner of Healthcare Seed Limited. As a result of these relationships, each of the foregoing entities and Ms. Song may be deemed to share beneficial ownership over the securities held of record by Unique Diamond Investments Limited and Charming Jade Limited, except to the extent of their pecuniary interests therein.

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September 03, 2025 Filed Sep 4, 2025 21:00 UTC SaleCommon Stock 69,695 $27.60 $1,923,582.00
Disclosure

SEC source: 0002008157-25-000004 · ownership.xml · nonDerivative · entry 1

Song Hong Fang · CIK 0002008157 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Chaming Jade Limited

Disclosed balance after: 2,934,236

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.94 to $27.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Charming Jade Limited is a wholly owned subsidiary of ORI Healthcare Fund II, L.P. ORI Capital II Inc. is the general partner of ORI Healthcare Fund II, L.P. and a wholly owned subsidiary of ORI Holding II Inc.

F3 · ownership.nature: Each of ORI Holding II Inc. and ORI Capital Holding Inc. is a wholly owned subsidiary of Healthcare Seed Limited. Ms. Song is the sole owner of Healthcare Seed Limited. As a result of these relationships, each of the foregoing entities and Ms. Song may be deemed to share beneficial ownership over the securities held of record by Unique Diamond Investments Limited and Charming Jade Limited, except to the extent of their pecuniary interests therein.

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July 17, 2025 Filed Jul 18, 2025 20:30 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0000950170-25-096949 · ownership.xml · derivative · entry 3

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,077

Underlying: Common Stock · 2,000 shares

Expires 2028-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.