Last 12 months
Inside the activity.
5 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 5 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2019 Filed Mar 12, 2019 17:23 UTC |
Royer David LDirector
|
PurchaseCommon Stock 15346Q 400 | 5,000 | $13.42 | $67,097.00 |
DisclosureSEC source: 0001209191-19-018691 · doc4.xml · nonDerivative · entry 1 Royer David L · CIK 0001746421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,650 Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 17:25 UTC |
Helmsdoerfer John W JrCFO, EXEC VP & TREASURER
|
PurchaseCommon Stock 15346Q 400 | 375 | $13.26 | $4,971.64 |
DisclosureSEC source: 0001209191-19-018693 · doc4.xml · nonDerivative · entry 1 Helmsdoerfer John W Jr · CIK 0001573212 · CFO, EXEC VP & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,289 Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 19:03 UTC |
Helmsdoerfer John W JrCFO, EXEC VP & TREASURER
|
GrantCommon Stock 15346Q 400 | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014903 · doc4.xml · nonDerivative · entry 1 Helmsdoerfer John W Jr · CIK 0001573212 · CFO, EXEC VP & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,914 F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. F2 · balance_after: Reflects 1-for-5.5 reverse stock split of Central Federal Corporation's common stock effective August 20, 2018. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 20:08 UTC |
HOEWELER ROBERT EDirector
|
OtherCommon Stock Warrants 15346Q 400 · Derivative | 363 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001209191-19-006363 · doc4.xml · derivative · entry 2 HOEWELER ROBERT E · CIK 0001008291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 363 shares Expires 2019-07-15 Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 20:08 UTC |
HOEWELER ROBERT EDirector
|
OtherCommon Stock 15346Q 400 | 363 | $10.18 | $3,695.34 |
DisclosureSEC source: 0001209191-19-006363 · doc4.xml · nonDerivative · entry 1 HOEWELER ROBERT E · CIK 0001008291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,307 Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 20:06 UTC |
Milbourne Robert HDirector
|
OtherCommon Stock Warrants 15346Q 400 · Derivative | 727 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001209191-19-006362 · doc4.xml · derivative · entry 2 Milbourne Robert H · CIK 0001413727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 727 shares Expires 2019-07-15 Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 20:06 UTC |
Milbourne Robert HDirector
|
OtherCommon Stock 15346Q 400 | 727 | $10.18 | $7,400.86 |
DisclosureSEC source: 0001209191-19-006362 · doc4.xml · nonDerivative · entry 1 Milbourne Robert H · CIK 0001413727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,954 Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 18:39 UTC |
HOEWELER ROBERT EDirector
|
GrantCommon Stock 15346Q 400 | 4,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063825 · doc4.xml · nonDerivative · entry 1 HOEWELER ROBERT E · CIK 0001008291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,944 F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. F2 · balance_after: Reflects 1-for-5.5 reverse stock split of Central Federal Corporation's common stock effective August 20, 2018. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 18:44 UTC |
Milbourne Robert HDirector
|
GrantCommon Stock 15346Q 400 | 4,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063829 · doc4.xml · nonDerivative · entry 1 Milbourne Robert H · CIK 0001413727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,227 F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. F2 · balance_after: Reflects 1-for-5.5 reverse stock split of Central Federal Corporation's common stock effective August 20, 2018. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 18:43 UTC |
ASH THOMAS PDirector
|
OtherCommon Stock Warrants 15346Q 400 · Derivative | 145 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001209191-18-063828 · doc4.xml · derivative · entry 3 ASH THOMAS P · CIK 0001203168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 145 shares Expires 2019-07-15 Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 18:43 UTC |
ASH THOMAS PDirector
|
OtherCommon Stock 15346Q 400 | 145 | $10.18 | $1,476.10 |
DisclosureSEC source: 0001209191-18-063828 · doc4.xml · nonDerivative · entry 2 ASH THOMAS P · CIK 0001203168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,219 F2 · balance_after: Reflects 1-for-5.5 reverse stock split of Central Federal Corporation's common stock effective August 20, 2018. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 18:43 UTC |
ASH THOMAS PDirector
|
GrantCommon Stock 15346Q 400 | 3,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063828 · doc4.xml · nonDerivative · entry 1 ASH THOMAS P · CIK 0001203168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,074 F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. F2 · balance_after: Reflects 1-for-5.5 reverse stock split of Central Federal Corporation's common stock effective August 20, 2018. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 18:36 UTC |
Royer David LDirector
|
GrantCommon Stock 15346Q 400 | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063823 · doc4.xml · nonDerivative · entry 1 Royer David L · CIK 0001746421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,650 F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 18:42 UTC |
Cochran Edward WDirector
|
GrantCommon Stock 15346Q 400 | 3,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063826 · doc4.xml · nonDerivative · entry 1 Cochran Edward W · CIK 0001557204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,784 F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. F2 · balance_after: Reflects 1-for-5.5 reverse stock split of Central Federal Corporation's common stock effective August 20, 2018. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 18:38 UTC |
Frauenberg James H IIDirector
|
GrantCommon Stock 15346Q 400 | 3,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063824 · doc4.xml · nonDerivative · entry 1 Frauenberg James H II · CIK 0001557351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,996 F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. F2 · balance_after: Reflects 1-for-5.5 reverse stock split of Central Federal Corporation's common stock effective August 20, 2018. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 18:35 UTC |
O'Dell Timothy TDirector · CEO
|
GrantCommon Stock 15346Q 400 | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063822 · doc4.xml · nonDerivative · entry 1 O'Dell Timothy T · CIK 0001556891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,886 F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. F2 · balance_after: Reflects 1-for-5.5 reverse stock split of Central Federal Corporation's common stock effective August 20, 2018. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 18:31 UTC |
Helmsdoerfer John W JrCFO, EXEC VP & TREASURER
|
PurchaseCommon Stock | 1,000 | $2.38 | $2,376.50 |
DisclosureSEC source: 0001209191-18-037679 · doc4.xml · nonDerivative · entry 1 Helmsdoerfer John W Jr · CIK 0001573212 · CFO, EXEC VP & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,028 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:23 UTC |
ASH THOMAS PDirector
|
PurchaseCommon Stock | 2,500 | $2.42 | $6,058.50 |
DisclosureSEC source: 0001209191-18-034939 · doc4.xml · nonDerivative · entry 1 ASH THOMAS P · CIK 0001203168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,010 Read SEC document |
| March 13, 2018 Filed Mar 16, 2018 20:07 UTC |
O'Dell Timothy TDirector · CEO
|
PurchaseCommon Stock | 900 | $2.28 | $2,051.01 |
DisclosureSEC source: 0001209191-18-020141 · doc4.xml · nonDerivative · entry 1 O'Dell Timothy T · CIK 0001556891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,375 Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 17:25 UTC |
Helmsdoerfer John W JrCFO, EXEC VP & TREASURER
|
PurchaseCommon Stock | 1,100 | $2.36 | $2,595.34 |
DisclosureSEC source: 0001209191-18-019058 · doc4.xml · nonDerivative · entry 2 Helmsdoerfer John W Jr · CIK 0001573212 · CFO, EXEC VP & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,028 Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:25 UTC |
Helmsdoerfer John W JrCFO, EXEC VP & TREASURER
|
PurchaseCommon Stock | 2,100 | $2.40 | $5,029.50 |
DisclosureSEC source: 0001209191-18-019058 · doc4.xml · nonDerivative · entry 1 Helmsdoerfer John W Jr · CIK 0001573212 · CFO, EXEC VP & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,928 Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 20:10 UTC |
ASH THOMAS PDirector
|
PurchaseCommon Stock | 2,500 | $2.60 | $6,500.00 |
DisclosureSEC source: 0001209191-18-018438 · doc4.xml · nonDerivative · entry 1 ASH THOMAS P · CIK 0001203168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,510 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:29 UTC |
O'Dell Timothy TDirector · CEO
|
PurchaseCommon Stock | 5,000 | $2.54 | $12,700.00 |
DisclosureSEC source: 0001209191-18-018769 · doc4.xml · nonDerivative · entry 1 O'Dell Timothy T · CIK 0001556891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,475 Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 20:13 UTC |
O'Dell Timothy TDirector · CEO
|
PurchaseCommon Stock | 8,000 | $2.50 | $20,025.60 |
DisclosureSEC source: 0001209191-18-018439 · doc4.xml · nonDerivative · entry 1 O'Dell Timothy T · CIK 0001556891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 906,475 Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 17:53 UTC |
O'Dell Timothy TDirector · CEO
|
PurchaseCommon Stock | 4,552 | $2.50 | $11,372.26 |
DisclosureSEC source: 0001209191-18-017106 · doc4.xml · nonDerivative · entry 2 O'Dell Timothy T · CIK 0001556891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,475 Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 17:53 UTC |
O'Dell Timothy TDirector · CEO
|
PurchaseCommon Stock | 1,145 | $2.44 | $2,791.28 |
DisclosureSEC source: 0001209191-18-017106 · doc4.xml · nonDerivative · entry 1 O'Dell Timothy T · CIK 0001556891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,923 Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 19:07 UTC |
HOEWELER ROBERT EDirector
|
GrantCommon Stock | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066970 · doc4.xml · nonDerivative · entry 1 HOEWELER ROBERT E · CIK 0001008291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,245 F1 · security: Represents shares of common stock underlying restricted stock awards under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 19:11 UTC |
O'Dell Timothy TDirector · CEO
|
GrantCommon Stock | 44,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066974 · doc4.xml · nonDerivative · entry 1 O'Dell Timothy T · CIK 0001556891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892,778 F1 · security: Represents shares of common stock underlying restricted stock awards under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 19:09 UTC |
Milbourne Robert HDirector
|
GrantCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066971 · doc4.xml · nonDerivative · entry 1 Milbourne Robert H · CIK 0001413727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,428 F1 · security: Represents shares of common stock underlying restricted stock awards under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 19:06 UTC |
ASH THOMAS PDirector
|
GrantCommon Stock | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066968 · doc4.xml · nonDerivative · entry 1 ASH THOMAS P · CIK 0001203168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,010 F1 · security: Represents shares of common stock underlying restricted stock awards under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 19:05 UTC |
Cochran Edward WDirector
|
GrantCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066966 · doc4.xml · nonDerivative · entry 1 Cochran Edward W · CIK 0001557204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542,667 F1 · security: Represents shares of common stock underlying restricted stock awards under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 19:03 UTC |
Frauenberg James H IIDirector
|
GrantCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066964 · doc4.xml · nonDerivative · entry 1 Frauenberg James H II · CIK 0001557351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,833 F1 · security: Represents shares of common stock underlying restricted stock awards under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 19:01 UTC |
Helmsdoerfer John W JrCFO, EXEC VP & TREASURER
|
GrantCommon Stock | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066963 · doc4.xml · nonDerivative · entry 1 Helmsdoerfer John W Jr · CIK 0001573212 · CFO, EXEC VP & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,828 F1 · security: Represents shares of common stock underlying restricted stock awards under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:40 UTC |
HOEWELER ROBERT EDirector
|
ConversionSeries B 6.25% Preferred Stock · Derivative | 1,000 | $25.00 Strike: $1.75 | $25,000.00 |
DisclosureSEC source: 0001209191-17-056371 · doc4.xml · derivative · entry 2 HOEWELER ROBERT E · CIK 0001008291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price). F1 · derivative.expiration_date: The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price). Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:40 UTC |
HOEWELER ROBERT EDirector
|
ConversionCommon Stock | 14,285 | $1.75 | $24,998.75 |
DisclosureSEC source: 0001209191-17-056371 · doc4.xml · nonDerivative · entry 1 HOEWELER ROBERT E · CIK 0001008291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:36 UTC |
Frauenberg James H IIDirector
|
ConversionSeries B 6.25% Preferred Stock · Derivative | 28,000 | $25.00 Strike: $1.75 | $700,000.00 |
DisclosureSEC source: 0001209191-17-056369 · doc4.xml · derivative · entry 2 Frauenberg James H II · CIK 0001557351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price). F1 · derivative.expiration_date: The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price). Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:36 UTC |
Frauenberg James H IIDirector
|
ConversionCommon Stock | 400,000 | $1.75 | $700,000.00 |
DisclosureSEC source: 0001209191-17-056369 · doc4.xml · nonDerivative · entry 1 Frauenberg James H II · CIK 0001557351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:35 UTC |
Cochran Edward WDirector
|
ConversionSeries B 6.25% Preferred Stock · Derivative | 28,000 | $25.00 Strike: $1.75 | $700,000.00 |
DisclosureSEC source: 0001209191-17-056368 · doc4.xml · derivative · entry 2 Cochran Edward W · CIK 0001557204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price). F1 · derivative.expiration_date: The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price). Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:35 UTC |
Cochran Edward WDirector
|
ConversionCommon Stock | 400,000 | $1.75 | $700,000.00 |
DisclosureSEC source: 0001209191-17-056368 · doc4.xml · nonDerivative · entry 1 Cochran Edward W · CIK 0001557204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,528,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:33 UTC |
ASH THOMAS PDirector
|
ConversionSeries B 6.25% Preferred Stock · Derivative | 400 | $25.00 Strike: $1.75 | $10,000.00 |
DisclosureSEC source: 0001209191-17-056367 · doc4.xml · derivative · entry 2 ASH THOMAS P · CIK 0001203168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price). F1 · derivative.expiration_date: The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price). Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:33 UTC |
ASH THOMAS PDirector
|
ConversionCommon Stock | 5,714 | $1.75 | $9,999.50 |
DisclosureSEC source: 0001209191-17-056367 · doc4.xml · nonDerivative · entry 1 ASH THOMAS P · CIK 0001203168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:31 UTC |
Milbourne Robert HDirector
|
ConversionSeries B 6.25% Preferred Stock · Derivative | 3,600 | $25.00 Strike: $1.75 | $90,000.00 |
DisclosureSEC source: 0001209191-17-056366 · doc4.xml · derivative · entry 2 Milbourne Robert H · CIK 0001413727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price). F1 · derivative.expiration_date: The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price). Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:31 UTC |
Milbourne Robert HDirector
|
ConversionCommon Stock | 51,428 | $1.75 | $89,999.00 |
DisclosureSEC source: 0001209191-17-056366 · doc4.xml · nonDerivative · entry 1 Milbourne Robert H · CIK 0001413727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:29 UTC |
Helmsdoerfer John W JrCFO, EXEC VP & TREASURER
|
ConversionSeries B 6.25% Preferred Stock · Derivative | 800 | $25.00 Strike: $1.75 | $20,000.00 |
DisclosureSEC source: 0001209191-17-056365 · doc4.xml · derivative · entry 2 Helmsdoerfer John W Jr · CIK 0001573212 · CFO, EXEC VP & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price). F1 · derivative.expiration_date: The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price). Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:29 UTC |
Helmsdoerfer John W JrCFO, EXEC VP & TREASURER
|
ConversionCommon Stock | 11,428 | $1.75 | $19,999.00 |
DisclosureSEC source: 0001209191-17-056365 · doc4.xml · nonDerivative · entry 1 Helmsdoerfer John W Jr · CIK 0001573212 · CFO, EXEC VP & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:27 UTC |
O'Dell Timothy TDirector · CEO
|
ConversionSeries B 6.25% Preferred Stock · Derivative | 26,400 | $25.00 Strike: $1.75 | $660,000.00 |
DisclosureSEC source: 0001209191-17-056364 · doc4.xml · derivative · entry 2 O'Dell Timothy T · CIK 0001556891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 377,142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price). F1 · derivative.expiration_date: The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price). Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:27 UTC |
O'Dell Timothy TDirector · CEO
|
ConversionCommon Stock | 377,142 | $1.75 | $659,998.50 |
DisclosureSEC source: 0001209191-17-056364 · doc4.xml · nonDerivative · entry 1 O'Dell Timothy T · CIK 0001556891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 20:46 UTC |
ASH THOMAS PDirector
|
PurchaseCommon Stock | 900 | $2.24 | $2,017.98 |
DisclosureSEC source: 0001209191-17-050422 · doc4.xml · nonDerivative · entry 1 ASH THOMAS P · CIK 0001203168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,296 Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 20:35 UTC |
ASH THOMAS PDirector
|
PurchaseCommon Stock | 100 | $2.18 | $218.00 |
DisclosureSEC source: 0001209191-17-050126 · doc4.xml · nonDerivative · entry 1 ASH THOMAS P · CIK 0001203168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,396 Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 20:28 UTC |
O'Dell Timothy TDirector · CEO
|
PurchaseCommon Stock | 6 | $2.18 | $13.08 |
DisclosureSEC source: 0001209191-17-049712 · doc4.xml · nonDerivative · entry 7 O'Dell Timothy T · CIK 0001556891 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,636 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.