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Nasdaq · USD

CFBK

CF BANKSHARES INC.

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6219
SEC CIK
0001070680
Parsed reports
219

Last 12 months

Inside the activity.

5 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2021 Filed Aug 23, 2021 20:04 UTC
Rana SundeepDirector
PurchaseCommon Stock 53 $19.13 $1,013.89
Disclosure

SEC source: 0001104659-21-108556 · tm2125696-1_4seq1.xml · nonDerivative · entry 1

Rana Sundeep · CIK 0001878798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53

F1 · balance_after: The reporting person is a managing principal of Castle Creek Capital VII LLC, the general partner of Castle Creek Capital Partners VII, LP ("Fund VII"). Fund VII owns 528,762 shares of the Issuer's common stock. The reporting person disclaims beneficial ownership of such shares of common stock, except to the extent of his pecuniary interest in Fund VII, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares of common stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 19:33 UTC
O'Dell Timothy TDirector · CEO
PurchaseCommon Stock 12520L 109 2,000 $19.00 $38,000.00
Disclosure

SEC source: 0001209191-21-050803 · doc4.xml · nonDerivative · entry 1

O'Dell Timothy T · CIK 0001556891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,288

Read SEC document
May 13, 2021 Filed May 17, 2021 19:16 UTC
O'Dell Timothy TDirector · CEO
PurchaseCommon Stock 12520L 109 40 $19.85 $794.00
Disclosure

SEC source: 0001209191-21-033116 · doc4.xml · nonDerivative · entry 1

O'Dell Timothy T · CIK 0001556891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,288

Read SEC document
May 11, 2021 Filed May 12, 2021 19:32 UTC GiftCommon Stock 12520L 109 1,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032006 · doc4.xml · nonDerivative · entry 1

HOEWELER ROBERT E · CIK 0001008291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,601

Read SEC document
March 08, 2021 Filed Mar 10, 2021 17:40 UTC
O'Dell Timothy TDirector · CEO
GiftCommon Stock 12520L 109 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019368 · doc4.xml · nonDerivative · entry 1

O'Dell Timothy T · CIK 0001556891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,248

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC
Beerman Kevin JSVP, Senior Financial Officer
GrantCommon Stock 12520L 109 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013737 · doc4.xml · nonDerivative · entry 1

Beerman Kevin J · CIK 0001821245 · SVP, Senior Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 17:14 UTC
O'Dell Timothy TDirector · CEO
PurchaseCommon Stock 12520L 109 2,000 $18.05 $36,100.00
Disclosure

SEC source: 0001209191-21-009558 · doc4.xml · nonDerivative · entry 1

O'Dell Timothy T · CIK 0001556891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,248

Read SEC document
February 08, 2021 Filed Feb 9, 2021 17:22 UTC
Beerman Kevin JSVP, Senior Financial Officer
PurchaseCommon Stock 12520L 109 1,000 $17.94 $17,940.00
Disclosure

SEC source: 0001209191-21-008723 · doc4.xml · nonDerivative · entry 1

Beerman Kevin J · CIK 0001821245 · SVP, Senior Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Read SEC document
January 15, 2021 Filed Jan 20, 2021 13:59 UTC GrantCommon Stock 12520L 109 5,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004175 · doc4.xml · nonDerivative · entry 1

HOEWELER ROBERT E · CIK 0001008291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,191

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 23:40 UTC GrantCommon Stock 12520L 109 3,840 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-005939 · a4.xml · nonDerivative · entry 1

Pietrzak John · CIK 0001481798 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,490

F1 · shares: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan on January 15, 2021, which are subject to vesting over a three-year period.

F2 · balance_after: Includes 1,650 restricted stock awards previously granted under the Central Federal Corporation 2019 Equity Incentive Plan in December 2019, which are subject to vesting over a three-year period from the date of grant.

F3 · ownership.nature: All restricted stock awards were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of John Pietrzak in his capacity as a member of the Board of Directors of the Issuer. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest in Advisors IV, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 14:03 UTC
O'Dell Timothy TDirector · CEO
GrantCommon Stock 12520L 109 18,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004178 · doc4.xml · nonDerivative · entry 1

O'Dell Timothy T · CIK 0001556891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,248

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 14:02 UTC GrantCommon Stock 12520L 109 3,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004177 · doc4.xml · nonDerivative · entry 1

Royer David L · CIK 0001746421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,190

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 14:00 UTC
ASH THOMAS PDirector
GrantCommon Stock 12520L 109 4,560 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004176 · doc4.xml · nonDerivative · entry 1

ASH THOMAS P · CIK 0001203168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,079

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 13:58 UTC GrantCommon Stock 12520L 109 3,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004174 · doc4.xml · nonDerivative · entry 1

Frauenberg James H II · CIK 0001557351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,153

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 13:56 UTC GrantCommon Stock 12520L 109 3,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004173 · doc4.xml · nonDerivative · entry 1

Cochran Edward W · CIK 0001557204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,369

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 13:48 UTC Exercise / conversionStock option - right to buy · Derivative 7,272 $0.00 Strike: $7.54 $0.00
Disclosure

SEC source: 0001209191-21-003350 · doc4.xml · derivative · entry 4

HOEWELER ROBERT E · CIK 0001008291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,272 shares

Expires 2023-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 13:48 UTC Exercise / conversionStock option - right to buy · Derivative 7,272 $0.00 Strike: $6.99 $0.00
Disclosure

SEC source: 0001209191-21-003350 · doc4.xml · derivative · entry 3

HOEWELER ROBERT E · CIK 0001008291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,272

Underlying: Common Stock · 7,272 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 13:48 UTC Exercise / conversionCommon Stock 12520L 109 7,272 $7.54 $54,830.88
Disclosure

SEC source: 0001209191-21-003350 · doc4.xml · nonDerivative · entry 2

HOEWELER ROBERT E · CIK 0001008291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 13:48 UTC Exercise / conversionCommon Stock 12520L 109 7,272 $6.99 $50,831.28
Disclosure

SEC source: 0001209191-21-003350 · doc4.xml · nonDerivative · entry 1

HOEWELER ROBERT E · CIK 0001008291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 21:45 UTC PurchaseCommon Stock 100 $11.59 $1,159.00
Disclosure

SEC source: 0001104659-20-101941 · a4.xml · nonDerivative · entry 1

Pietrzak John · CIK 0001481798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
May 28, 2020 Filed May 29, 2020 19:33 UTC PurchaseCommon Stock 15346Q 400 3,700 $10.50 $38,850.00
Disclosure

SEC source: 0001209191-20-032875 · doc4.xml · nonDerivative · entry 2

Royer David L · CIK 0001746421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,350

Read SEC document
May 27, 2020 Filed May 29, 2020 19:33 UTC PurchaseCommon Stock 15346Q 400 3,300 $10.50 $34,650.00
Disclosure

SEC source: 0001209191-20-032875 · doc4.xml · nonDerivative · entry 1

Royer David L · CIK 0001746421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,650

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:23 UTC
O'Dell Timothy TDirector · CEO
PurchaseCommon Stock 15346Q 400 1,000 $11.76 $11,759.90
Disclosure

SEC source: 0001209191-20-018502 · doc4.xml · nonDerivative · entry 1

O'Dell Timothy T · CIK 0001556891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,248

Read SEC document
March 06, 2020 Filed Mar 10, 2020 19:17 UTC
O'Dell Timothy TDirector · CEO
PurchaseCommon Stock 15346Q 400 1,000 $13.40 $13,400.00
Disclosure

SEC source: 0001209191-20-017625 · doc4.xml · nonDerivative · entry 1

O'Dell Timothy T · CIK 0001556891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,248

Read SEC document
December 18, 2019 Filed Dec 20, 2019 20:52 UTC GrantCommon Stock 15346Q 400 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061511 · doc4.xml · nonDerivative · entry 1

HOEWELER ROBERT E · CIK 0001008291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,007

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:08 UTC GrantCommon Stock 15346Q 400 1,650 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-074983 · a4.xml · nonDerivative · entry 1

Pietrzak John · CIK 0001481798 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,650

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

F2 · ownership.nature: The restricted stock awards were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of John Pietrzak in his capacity as a member of the Board of Directors of the Issuer. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest in Advisors IV, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 20:59 UTC
ASH THOMAS PDirector
GrantCommon Stock 15346Q 400 3,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061517 · doc4.xml · nonDerivative · entry 1

ASH THOMAS P · CIK 0001203168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,519

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 20:57 UTC GrantCommon Stock 15346Q 400 3,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061516 · doc4.xml · nonDerivative · entry 1

Royer David L · CIK 0001746421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,350

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 20:55 UTC GrantCommon Stock 15346Q 400 3,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061514 · doc4.xml · nonDerivative · entry 1

Cochran Edward W · CIK 0001557204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,529

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 20:54 UTC
O'Dell Timothy TDirector · CEO
GrantCommon Stock 15346Q 400 11,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061512 · doc4.xml · nonDerivative · entry 1

O'Dell Timothy T · CIK 0001556891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,248

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 20:49 UTC GrantCommon Stock 15346Q 400 3,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061509 · doc4.xml · nonDerivative · entry 1

Frauenberg James H II · CIK 0001557351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,313

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 20:51 UTC GrantCommon Stock 15346Q 400 3,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061510 · doc4.xml · nonDerivative · entry 1

Milbourne Robert H · CIK 0001413727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,154

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 20:48 UTC
Helmsdoerfer John W JrCFO, EXEC VP & TREASURER
GrantCommon Stock 15346Q 400 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061508 · doc4.xml · nonDerivative · entry 1

Helmsdoerfer John W Jr · CIK 0001573212 · CFO, EXEC VP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,829

F1 · security: Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 15:15 UTC
O'Dell Timothy TDirector · CEO
PurchaseCommon Stock 15346Q 400 400 $13.57 $5,427.84
Disclosure

SEC source: 0001209191-19-057389 · doc4.xml · nonDerivative · entry 2

O'Dell Timothy T · CIK 0001556891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Colleen O'Dell - Custodian for Sarah F. O'Dell

Disclosed balance after: 2,779

Read SEC document
November 18, 2019 Filed Nov 20, 2019 15:15 UTC
O'Dell Timothy TDirector · CEO
PurchaseCommon Stock 15346Q 400 600 $13.57 $8,142.18
Disclosure

SEC source: 0001209191-19-057389 · doc4.xml · nonDerivative · entry 1

O'Dell Timothy T · CIK 0001556891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Colleen O'Dell - Custodian for Sarah F. O'Dell

Disclosed balance after: 2,379

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:04 UTC OtherCommon Stock Warrants 15346Q 400 · Derivative 15,090 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001209191-19-039988 · doc4.xml · derivative · entry 4

Frauenberg James H II · CIK 0001557351 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Addison Holdings Inc.

Disclosed balance after: 0

Underlying: Common Stock · 15,090 shares

Expires 2019-07-15

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:04 UTC OtherCommon Stock Warrants 15346Q 400 · Derivative 1,454 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001209191-19-039988 · doc4.xml · derivative · entry 3

Frauenberg James H II · CIK 0001557351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,454 shares

Expires 2019-07-15

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:04 UTC OtherCommon Stock 15346Q 400 15,090 $10.18 $153,616.20
Disclosure

SEC source: 0001209191-19-039988 · doc4.xml · nonDerivative · entry 2

Frauenberg James H II · CIK 0001557351 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Addison Holdings Inc.

Disclosed balance after: 77,427

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:04 UTC OtherCommon Stock 15346Q 400 1,454 $10.18 $14,801.72
Disclosure

SEC source: 0001209191-19-039988 · doc4.xml · nonDerivative · entry 1

Frauenberg James H II · CIK 0001557351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,113

Read SEC document
June 28, 2019 Filed Jul 2, 2019 15:25 UTC OtherCommon Stock Warrants 15346Q 400 · Derivative 16,545 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001209191-19-039970 · doc4.xml · derivative · entry 2

Cochran Edward W · CIK 0001557204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,545 shares

Expires 2019-07-15

Read SEC document
June 28, 2019 Filed Jul 2, 2019 15:25 UTC OtherCommon Stock 15346Q 400 16,545 $10.18 $168,428.10
Disclosure

SEC source: 0001209191-19-039970 · doc4.xml · nonDerivative · entry 1

Cochran Edward W · CIK 0001557204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,329

Read SEC document
June 25, 2019 Filed Jun 27, 2019 17:53 UTC
O'Dell Timothy TDirector · CEO
OtherCommon Stock Warrants 15346Q 400 · Derivative 8,362 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001209191-19-039218 · doc4.xml · derivative · entry 4

O'Dell Timothy T · CIK 0001556891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,362 shares

Expires 2019-07-15

Read SEC document
June 25, 2019 Filed Jun 27, 2019 17:53 UTC
O'Dell Timothy TDirector · CEO
OtherCommon Stock 15346Q 400 8,362 $10.18 $85,125.16
Disclosure

SEC source: 0001209191-19-039218 · doc4.xml · nonDerivative · entry 1

O'Dell Timothy T · CIK 0001556891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,248

Read SEC document
June 14, 2019 Filed Jun 18, 2019 15:04 UTC PurchaseCommon Stock 15346Q 400 1,500 $12.56 $18,840.90
Disclosure

SEC source: 0001209191-19-037582 · doc4.xml · nonDerivative · entry 1

Royer David L · CIK 0001746421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,150

Read SEC document
June 04, 2019 Filed Jun 6, 2019 19:14 UTC
ASH THOMAS PDirector
PurchaseCommon Stock 15346Q 400 500 $12.51 $6,255.50
Disclosure

SEC source: 0001209191-19-035019 · doc4.xml · nonDerivative · entry 1

ASH THOMAS P · CIK 0001203168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,719

Read SEC document
June 03, 2019 Filed Jun 5, 2019 16:40 UTC
Helmsdoerfer John W JrCFO, EXEC VP & TREASURER
OtherCommon Stock Warrants 15346Q 400 · Derivative 290 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001209191-19-034642 · doc4.xml · derivative · entry 3

Helmsdoerfer John W Jr · CIK 0001573212 · CFO, EXEC VP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 290 shares

Expires 2019-07-15

Read SEC document
June 03, 2019 Filed Jun 5, 2019 16:40 UTC
Helmsdoerfer John W JrCFO, EXEC VP & TREASURER
OtherCommon Stock 15346Q 400 290 $10.18 $2,952.20
Disclosure

SEC source: 0001209191-19-034642 · doc4.xml · nonDerivative · entry 2

Helmsdoerfer John W Jr · CIK 0001573212 · CFO, EXEC VP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,829

Read SEC document
June 03, 2019 Filed Jun 5, 2019 16:40 UTC
Helmsdoerfer John W JrCFO, EXEC VP & TREASURER
PurchaseCommon Stock 15346Q 400 250 $12.46 $3,113.98
Disclosure

SEC source: 0001209191-19-034642 · doc4.xml · nonDerivative · entry 1

Helmsdoerfer John W Jr · CIK 0001573212 · CFO, EXEC VP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,539

Read SEC document
May 28, 2019 Filed May 30, 2019 19:22 UTC
O'Dell Timothy TDirector · CEO
PurchaseCommon Stock 15346Q 400 870 $12.47 $10,846.90
Disclosure

SEC source: 0001209191-19-033401 · doc4.xml · nonDerivative · entry 1

O'Dell Timothy T · CIK 0001556891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Colleen O'Dell - Custodian for Sara F. O'Dell

Disclosed balance after: 1,779

Read SEC document
May 09, 2019 Filed May 13, 2019 16:10 UTC
O'Dell Timothy TDirector · CEO
PurchaseCommon Stock 15346Q 400 1,000 $12.63 $12,630.00
Disclosure

SEC source: 0001209191-19-029200 · doc4.xml · nonDerivative · entry 1

O'Dell Timothy T · CIK 0001556891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,886

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.