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Nasdaq · USD

CERS

CERUS CORP

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Tapewire entity
5431
SEC CIK
0001020214
Parsed reports
373

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 2026015
Apr 202600
May 202602
Jun 202605
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2021 Filed Nov 5, 2021 23:47 UTC
Green Kevin DennisChief Financial Officer
Exercise / conversionCommon Stock 95,000 $3.75 $356,250.00
Disclosure

SEC source: 0001209191-21-063273 · doc4.xml · nonDerivative · entry 1

Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 23:41 UTC
Benjamin Richard JChief Medical Officer
Exercise / conversionOption (Right to Buy) · Derivative 31,667 Not disclosed Strike: $4.32 Not disclosed
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · derivative · entry 9

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,667

Underlying: Common Stock · 31,667 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 23:41 UTC
Benjamin Richard JChief Medical Officer
Exercise / conversionOption (Right to Buy) · Derivative 33,333 Not disclosed Strike: $4.33 Not disclosed
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · derivative · entry 8

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 33,333 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 23:41 UTC
Benjamin Richard JChief Medical Officer
Exercise / conversionOption (Right to Buy) · Derivative 100,000 Not disclosed Strike: $4.72 Not disclosed
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · derivative · entry 7

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2025-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 23:41 UTC
Benjamin Richard JChief Medical Officer
SaleCommon Stock 31,667 $7.35 $232,752.45
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · nonDerivative · entry 6

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,035

F1 · price: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 23:41 UTC
Benjamin Richard JChief Medical Officer
Exercise / conversionCommon Stock 31,667 $4.32 $136,801.44
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · nonDerivative · entry 5

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 23:41 UTC
Benjamin Richard JChief Medical Officer
SaleCommon Stock 33,333 $7.35 $244,997.55
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · nonDerivative · entry 4

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,035

F1 · price: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 23:41 UTC
Benjamin Richard JChief Medical Officer
Exercise / conversionCommon Stock 33,333 $4.33 $144,331.89
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · nonDerivative · entry 3

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 23:41 UTC
Benjamin Richard JChief Medical Officer
SaleCommon Stock 100,000 $7.90 $790,000.00
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · nonDerivative · entry 2

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,035

F1 · price: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 23:41 UTC
Benjamin Richard JChief Medical Officer
Exercise / conversionCommon Stock 100,000 $4.72 $472,000.00
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · nonDerivative · entry 1

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2021 Filed Sep 8, 2021 21:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-055169 · doc4.xml · derivative · entry 2

MOORE TIMOTHY L. · CIK 0001669207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on anniversary of the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on anniversary of the date of grant.

Read SEC document
September 05, 2021 Filed Sep 8, 2021 21:07 UTC Exercise / conversionCommon Stock 4,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-055169 · doc4.xml · nonDerivative · entry 1

MOORE TIMOTHY L. · CIK 0001669207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
August 06, 2021 Filed Aug 11, 2021 00:25 UTC
Lucena AnnDirector
GrantOption (Right to Buy) · Derivative 49,769 Not disclosed Strike: $6.41 Not disclosed
Disclosure

SEC source: 0001209191-21-050724 · doc4.xml · derivative · entry 2

Lucena Ann · CIK 0001876751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,769

Underlying: Common Stock · 49,769 shares

Expires 2031-08-05

F3 · price: Not applicable.

F2 · derivative.exercise_date: The option grant vests in three equal annual installments beginning on anniversary of the transaction date.

Read SEC document
August 06, 2021 Filed Aug 11, 2021 00:25 UTC
Lucena AnnDirector
GrantCommon Stock 24,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050724 · doc4.xml · nonDerivative · entry 1

Lucena Ann · CIK 0001876751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,784

F1 · shares: Represents the number of shares underlying RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vests in three equal annual installments beginning on anniversary of the transaction date, subject to the Reporting Person's continuous service to the Issuer through such vesting date.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 21:08 UTC Exercise / conversionOption (Right to Buy) · Derivative 12,877 Not disclosed Strike: $2.86 Not disclosed
Disclosure

SEC source: 0001209191-21-049984 · doc4.xml · derivative · entry 3

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,877 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The option became exercisable in 12 equal monthly installments after the grant date.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 21:08 UTC SaleCommon Stock 12,877 $6.25 $80,481.25
Disclosure

SEC source: 0001209191-21-049984 · doc4.xml · nonDerivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,354

F1 · shares: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 21:08 UTC Exercise / conversionCommon Stock 12,877 $2.86 $36,828.22
Disclosure

SEC source: 0001209191-21-049984 · doc4.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:12 UTC
Greenman William MarinerDirector · President and CEO
Exercise / conversionOption (Right to Buy) · Derivative 100,000 Not disclosed Strike: $2.08 Not disclosed
Disclosure

SEC source: 0001209191-21-049989 · doc4.xml · derivative · entry 2

Greenman William Mariner · CIK 0001377258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2021-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:12 UTC
Greenman William MarinerDirector · President and CEO
Exercise / conversionCommon Stock 100,000 $2.08 $208,000.00
Disclosure

SEC source: 0001209191-21-049989 · doc4.xml · nonDerivative · entry 1

Greenman William Mariner · CIK 0001377258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,518,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:06 UTC
Witney FrankDirector
GrantOption (Right to Buy) · Derivative 29,983 Not disclosed Strike: $5.62 Not disclosed
Disclosure

SEC source: 0001209191-21-037977 · doc4.xml · derivative · entry 4

Witney Frank · CIK 0001455312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,983

Underlying: Common Stock · 29,983 shares

Expires 2031-06-01

F4 · price: Not applicable.

F5 · derivative.exercise_date: The option shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2022 Annual Meeting of Stockholders.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:06 UTC
Witney FrankDirector
GrantCommon Stock 14,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037977 · doc4.xml · nonDerivative · entry 2

Witney Frank · CIK 0001455312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,605

F2 · shares: Represents the number of shares underlying RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such vesting date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:08 UTC GrantOption (Right to Buy) · Derivative 35,295 Not disclosed Strike: $5.62 Not disclosed
Disclosure

SEC source: 0001209191-21-037980 · doc4.xml · derivative · entry 4

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,295

Underlying: Common Stock · 35,295 shares

Expires 2031-06-01

F4 · price: Not applicable.

F5 · derivative.exercise_date: The option shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2022 Annual Meeting of Stockholders.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:08 UTC GrantCommon Stock 17,525 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037980 · doc4.xml · nonDerivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,354

F2 · shares: Represents the number of shares underlying RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such vesting date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:04 UTC
SCHULZE GAILDirector
GrantOption (Right to Buy) · Derivative 29,983 Not disclosed Strike: $5.62 Not disclosed
Disclosure

SEC source: 0001209191-21-037971 · doc4.xml · derivative · entry 4

SCHULZE GAIL · CIK 0001023259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,983

Underlying: Common Stock · 29,983 shares

Expires 2031-06-01

F4 · price: Not applicable.

F5 · derivative.exercise_date: The option shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2022 Annual Meeting of Stockholders.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:04 UTC
SCHULZE GAILDirector
GrantCommon Stock 14,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037971 · doc4.xml · nonDerivative · entry 2

SCHULZE GAIL · CIK 0001023259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,116

F2 · shares: Represents the number of shares underlying RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such vesting date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:02 UTC GrantOption (Right to Buy) · Derivative 29,983 Not disclosed Strike: $5.62 Not disclosed
Disclosure

SEC source: 0001209191-21-037967 · doc4.xml · derivative · entry 4

NACHTSHEIM JAMI K · CIK 0001223017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,983

Underlying: Common Stock · 29,983 shares

Expires not disclosed

F4 · price: Not applicable.

F5 · derivative.exercise_date: The option shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2022 Annual Meeting of Stockholders.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:02 UTC GrantCommon Stock 14,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037967 · doc4.xml · nonDerivative · entry 2

NACHTSHEIM JAMI K · CIK 0001223017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,781

F2 · shares: Represents the number of shares underlying RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such vesting date.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 23:59 UTC GrantOption (Right to Buy) · Derivative 29,983 Not disclosed Strike: $5.62 Not disclosed
Disclosure

SEC source: 0001209191-21-037961 · doc4.xml · derivative · entry 4

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,983

Underlying: Common Stock · 29,983 shares

Expires 2031-06-01

F4 · price: Not applicable.

F5 · derivative.exercise_date: The option shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2022 Annual Meeting of Stockholders.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 23:59 UTC GrantCommon Stock 14,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037961 · doc4.xml · nonDerivative · entry 2

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,679

F2 · shares: Represents the number of shares underlying RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such vesting date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:02 UTC GrantOption (Right to Buy) · Derivative 29,983 Not disclosed Strike: $5.62 Not disclosed
Disclosure

SEC source: 0001209191-21-037964 · doc4.xml · derivative · entry 4

MOORE TIMOTHY L. · CIK 0001669207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,983

Underlying: Common Stock · 29,983 shares

Expires 2031-06-01

F4 · price: Not applicable.

F5 · derivative.exercise_date: The option shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2022 Annual Meeting of Stockholders.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:02 UTC GrantCommon Stock 14,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037964 · doc4.xml · nonDerivative · entry 2

MOORE TIMOTHY L. · CIK 0001669207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,323

F2 · shares: Represents the number of shares underlying RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such vesting date.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:06 UTC
Witney FrankDirector
Exercise / conversionRestricted Stock Unit · Derivative 13,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037977 · doc4.xml · derivative · entry 3

Witney Frank · CIK 0001455312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F3 · derivative.exercise_date: This RSU vested one year from the date of grant.

F3 · derivative.expiration_date: This RSU vested one year from the date of grant.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:06 UTC
Witney FrankDirector
Exercise / conversionCommon Stock 13,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037977 · doc4.xml · nonDerivative · entry 1

Witney Frank · CIK 0001455312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:08 UTC Exercise / conversionRestricted Stock Unit · Derivative 15,961 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037980 · doc4.xml · derivative · entry 3

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F3 · derivative.exercise_date: This RSU vested one year from the date of grant.

F3 · derivative.expiration_date: This RSU vested one year from the date of grant.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:08 UTC Exercise / conversionCommon Stock 15,961 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037980 · doc4.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:04 UTC
SCHULZE GAILDirector
Exercise / conversionRestricted Stock Unit · Derivative 13,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037971 · doc4.xml · derivative · entry 3

SCHULZE GAIL · CIK 0001023259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F3 · derivative.exercise_date: This RSU vested one year from the date of grant.

F3 · derivative.expiration_date: This RSU vested one year from the date of grant.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:04 UTC
SCHULZE GAILDirector
Exercise / conversionCommon Stock 13,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037971 · doc4.xml · nonDerivative · entry 1

SCHULZE GAIL · CIK 0001023259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:02 UTC Exercise / conversionRestricted Stock Unit · Derivative 13,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037967 · doc4.xml · derivative · entry 3

NACHTSHEIM JAMI K · CIK 0001223017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F3 · derivative.exercise_date: This RSU vested one year from the date of grant.

F3 · derivative.expiration_date: This RSU vested one year from the date of grant.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:02 UTC Exercise / conversionCommon Stock 13,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037967 · doc4.xml · nonDerivative · entry 1

NACHTSHEIM JAMI K · CIK 0001223017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock.

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June 01, 2021 Filed Jun 3, 2021 23:59 UTC Exercise / conversionRestricted Stock Unit · Derivative 13,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037961 · doc4.xml · derivative · entry 3

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F3 · derivative.exercise_date: This RSU vested one year from the date of grant.

F3 · derivative.expiration_date: This RSU vested one year from the date of grant.

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June 01, 2021 Filed Jun 3, 2021 23:59 UTC Exercise / conversionCommon Stock 13,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037961 · doc4.xml · nonDerivative · entry 1

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:02 UTC Exercise / conversionRestricted Stock Unit · Derivative 13,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037964 · doc4.xml · derivative · entry 3

MOORE TIMOTHY L. · CIK 0001669207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F3 · derivative.exercise_date: This RSU vested one year from the date of grant.

F3 · derivative.expiration_date: This RSU vested one year from the date of grant.

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June 01, 2021 Filed Jun 4, 2021 00:02 UTC Exercise / conversionCommon Stock 13,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037964 · doc4.xml · nonDerivative · entry 1

MOORE TIMOTHY L. · CIK 0001669207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:57 UTC Exercise / conversionRestricted Stock Unit · Derivative 13,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037957 · doc4.xml · derivative · entry 2

ANDERSON TIMOTHY B · CIK 0001124168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F3 · price: Not applicable.

F2 · derivative.exercise_date: This restricted stock unit vested one year from the date of grant.

F2 · derivative.expiration_date: This restricted stock unit vested one year from the date of grant.

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June 01, 2021 Filed Jun 3, 2021 23:57 UTC Exercise / conversionCommon Stock 13,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037957 · doc4.xml · nonDerivative · entry 1

ANDERSON TIMOTHY B · CIK 0001124168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
May 18, 2021 Filed May 20, 2021 23:21 UTC Exercise / conversionOption (Right to Buy) · Derivative 5,000 Not disclosed Strike: $2.90 Not disclosed
Disclosure

SEC source: 0001209191-21-034627 · doc4.xml · derivative · entry 3

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2021-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F3 · derivative.exercise_date: The option became exercisable in 12 equal monthly installments after the grant date.

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May 18, 2021 Filed May 20, 2021 23:21 UTC SaleCommon Stock 5,000 $5.75 $28,735.00
Disclosure

SEC source: 0001209191-21-034627 · doc4.xml · nonDerivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,868

F1 · shares: This transaction was executed pursuant to a 10b5-1 plan.

F2 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $5.821 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

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May 18, 2021 Filed May 20, 2021 23:21 UTC Exercise / conversionCommon Stock 5,000 $2.90 $14,500.00
Disclosure

SEC source: 0001209191-21-034627 · doc4.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a 10b5-1 plan.

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April 30, 2021 Filed May 5, 2021 01:12 UTC
CORASH LAURENCE MChief Scientific Officer
Exercise / conversionOption (Right to Buy) · Derivative 25,200 Not disclosed Strike: $3.66 Not disclosed
Disclosure

SEC source: 0001209191-21-030178 · doc4.xml · derivative · entry 2

CORASH LAURENCE M · CIK 0001193209 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,200 shares

Expires 2023-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter.

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April 30, 2021 Filed May 5, 2021 01:12 UTC
CORASH LAURENCE MChief Scientific Officer
Exercise / conversionCommon Stock 25,200 $3.66 $92,232.00
Disclosure

SEC source: 0001209191-21-030178 · doc4.xml · nonDerivative · entry 1

CORASH LAURENCE M · CIK 0001193209 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.