Last 12 months
Inside the activity.
9 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 3 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2020 Filed Feb 11, 2021 16:22 UTC |
Milmoe William H.Director
|
GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-008331 · doc4.xml · nonDerivative · entry 1 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,569 Read SEC document |
| June 11, 2020 Filed Feb 11, 2021 17:04 UTC |
DESANTIS CARL10% owner
|
OtherCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-008352 · doc4.xml · nonDerivative · entry 2 DESANTIS CARL · CIK 0001102948 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 1,000,000 F1 · shares: Represents a loan of shares from CD Financial, LLC to Carl DeSantis and subsequent transfer of such shares to the Carl DeSantis Revocable Trust. The reporting person is the trustee of the trust. Read SEC document |
| June 11, 2020 Filed Feb 11, 2021 17:04 UTC |
DESANTIS CARL10% owner
|
OtherCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-008352 · doc4.xml · nonDerivative · entry 1 DESANTIS CARL · CIK 0001102948 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CD Financial, LLC Disclosed balance after: 8,028,679 F1 · shares: Represents a loan of shares from CD Financial, LLC to Carl DeSantis and subsequent transfer of such shares to the Carl DeSantis Revocable Trust. The reporting person is the trustee of the trust. Read SEC document |
| June 11, 2020 Filed Feb 11, 2021 16:21 UTC |
Milmoe William H.Director
|
OtherCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-008329 · doc4.xml · nonDerivative · entry 1 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CD Financial, LLC Disclosed balance after: 8,028,679 F1 · shares: Represents a loan of shares from CD Financial, LLC to Carl DeSantis and subsequent transfer of such shares to the Carl DeSantis Revocable Trust. Mr. Milmoe serves as Manager of CD Financial, LLC. Read SEC document |
| June 10, 2020 Filed Jul 21, 2020 11:35 UTC |
HARRINGTON KEVINDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 33,333 | $0.00 Strike: $5.64 | $0.00 |
DisclosureSEC source: 0001213900-20-018087 · doc4.xml · derivative · entry 10 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,333 shares Expires 2023-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2020 Filed Jul 21, 2020 11:35 UTC |
HARRINGTON KEVINDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 18,333 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001213900-20-018087 · doc4.xml · derivative · entry 9 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,333 shares Expires 2024-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2020 Filed Jul 21, 2020 11:35 UTC |
HARRINGTON KEVINDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.48 | $0.00 |
DisclosureSEC source: 0001213900-20-018087 · doc4.xml · derivative · entry 8 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2020 Filed Jul 21, 2020 11:35 UTC |
HARRINGTON KEVINDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001213900-20-018087 · doc4.xml · derivative · entry 7 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2021-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2020 Filed Jul 21, 2020 11:35 UTC |
HARRINGTON KEVINDirector
|
Tax withholdingCommon Stock | 13,312 | $5.64 | $75,079.68 |
DisclosureSEC source: 0001213900-20-018087 · doc4.xml · nonDerivative · entry 5 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,711 F5 · shares: Represents a cashless exercise of outstanding stock options to purchase 33,333 shares of common stock. The reporting person received 13,312 shares of common stock and surrendered 20,021 shares of common stock underlying the option in payment of the exercise price. Read SEC document |
| June 10, 2020 Filed Jul 21, 2020 11:35 UTC |
HARRINGTON KEVINDirector
|
Tax withholdingCommon Stock | 11,051 | $3.73 | $41,220.23 |
DisclosureSEC source: 0001213900-20-018087 · doc4.xml · nonDerivative · entry 4 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,659 F4 · shares: Represents a cashless exercise of outstanding stock options to purchase 18,333 shares of common stock. The reporting person received 11,051 shares of common stock and surrendered 7,282 shares of common stock underlying the option in payment of the exercise price. Read SEC document |
| June 10, 2020 Filed Jul 21, 2020 11:35 UTC |
HARRINGTON KEVINDirector
|
Tax withholdingCommon Stock | 31,470 | $3.48 | $109,515.60 |
DisclosureSEC source: 0001213900-20-018087 · doc4.xml · nonDerivative · entry 3 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,347 F3 · shares: Represents a cashless exercise of outstanding stock options to purchase 50,000 shares of common stock. The reporting person received 31,470 shares of common stock and surrendered 18,530 shares of common stock underlying the options in payment of the exercise price. Read SEC document |
| June 10, 2020 Filed Jul 21, 2020 11:35 UTC |
HARRINGTON KEVINDirector
|
Tax withholdingCommon Stock | 31,609 | $1.97 | $62,269.73 |
DisclosureSEC source: 0001213900-20-018087 · doc4.xml · nonDerivative · entry 2 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,877 F2 · shares: Represents a cashless exercise of outstanding stock options to purchase 40,000 shares of common stock. The reporting person received 31,609 shares of common stock and surrendered 8,391 shares of common stock underlying the option in payment of the exercise price. Read SEC document |
| May 26, 2020 Filed May 29, 2020 15:55 UTC |
HARRINGTON KEVINDirector
|
SaleCommon Stock | 2,935 | $9.80 | $28,763.00 |
DisclosureSEC source: 0001095915-20-000001 · primary_doc.xml · nonDerivative · entry 5 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808 Read SEC document |
| May 26, 2020 Filed May 29, 2020 15:55 UTC |
HARRINGTON KEVINDirector
|
SaleCommon Stock | 7,065 | $9.62 | $67,965.30 |
DisclosureSEC source: 0001095915-20-000001 · primary_doc.xml · nonDerivative · entry 4 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,743 Read SEC document |
| May 21, 2020 Filed May 29, 2020 15:55 UTC |
HARRINGTON KEVINDirector
|
SaleCommon Stock | 20,000 | $8.40 | $168,000.00 |
DisclosureSEC source: 0001095915-20-000001 · primary_doc.xml · nonDerivative · entry 3 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,808 Read SEC document |
| May 21, 2020 Filed May 29, 2020 15:55 UTC |
HARRINGTON KEVINDirector
|
SaleCommon Stock | 25,000 | $8.20 | $205,000.00 |
DisclosureSEC source: 0001095915-20-000001 · primary_doc.xml · nonDerivative · entry 2 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,808 Read SEC document |
| May 20, 2020 Filed May 29, 2020 15:55 UTC |
HARRINGTON KEVINDirector
|
SaleCommon Stock | 80,000 | $7.89 | $631,200.00 |
DisclosureSEC source: 0001095915-20-000001 · primary_doc.xml · nonDerivative · entry 1 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,808 Read SEC document |
| March 30, 2020 Filed Apr 9, 2020 17:20 UTC |
Kravitz HalDirector
|
PurchaseCommon Stock | 10,000 | $3.95 | $39,500.00 |
DisclosureSEC source: 0001685649-20-000001 · primary_doc.xml · nonDerivative · entry 1 Kravitz Hal · CIK 0001685649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| February 24, 2020 Filed Feb 11, 2021 16:20 UTC |
Milmoe William H.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001213900-21-008328 · doc4.xml · derivative · entry 4 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2020-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2020 Filed Feb 11, 2021 16:20 UTC |
Milmoe William H.Director
|
Exercise / conversionCommon Stock | 40,000 | $1.05 | $42,000.00 |
DisclosureSEC source: 0001213900-21-008328 · doc4.xml · nonDerivative · entry 1 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2020 Filed Mar 13, 2020 15:06 UTC |
Lynch Thomas EDirector
|
GrantCommon Stock | 1,598 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001461171-20-000001 · primary_doc.xml · nonDerivative · entry 1 Lynch Thomas E · CIK 0001461171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,084 F1 · price: The reporting person was granted 1,598 shares of common stock under the issuer's 2015 Stock Incentive Plan. Read SEC document |
| January 30, 2020 Filed Mar 13, 2020 19:40 UTC |
Milmoe William H.Director
|
GrantCommon Stock | 1,598 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001443194-20-000001 · primary_doc.xml · nonDerivative · entry 1 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,902 F1 · price: The reporting person was granted 1,598 shares of common stock under the issuer's 2015 Stock Incentive Plan. Read SEC document |
| January 30, 2020 Filed Feb 11, 2021 16:19 UTC Amendment |
Milmoe William H.Director
|
GrantCommon Stock | 1,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-008327 · doc4.xml · nonDerivative · entry 1 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,569 F1 · price: The reporting person was granted 1,598 shares of common stock under the issuer's 2015 Stock Incentive Plan. F2 · balance_after: This amendment is being filed to correct the number of shares held individually by the reporting person following the transaction. Read SEC document |
| January 21, 2020 Filed Jul 21, 2020 11:35 UTC |
HARRINGTON KEVINDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001213900-20-018087 · doc4.xml · derivative · entry 6 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2020 Filed Jul 21, 2020 11:35 UTC |
HARRINGTON KEVINDirector
|
Tax withholdingCommon Stock | 32,460 | $1.05 | $34,083.00 |
DisclosureSEC source: 0001213900-20-018087 · doc4.xml · nonDerivative · entry 1 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,268 F1 · shares: Represents a cashless exercise of outstanding stock options to purchase 40,000 shares of common stock. The reporting person received 32,460 shares of common stock and surrendered 7,540 shares of common stock underlying the option in payment of the exercise price. Read SEC document |
| October 23, 2019 Filed Dec 19, 2019 15:47 UTC |
HARRINGTON KEVINDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001095915-19-000002 · primary_doc.xml · derivative · entry 1 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Underlying: Common Stock · 50,000 shares Expires 2024-10-23 F1 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on October 23, 2020. Read SEC document |
| October 23, 2019 Filed Dec 19, 2019 19:23 UTC |
Kravitz HalDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001685649-19-000001 · primary_doc.xml · derivative · entry 2 Kravitz Hal · CIK 0001685649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 50,000 shares Expires 2024-10-23 F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on October 23, 2020. Read SEC document |
| October 23, 2019 Filed Dec 19, 2019 16:09 UTC |
Castaldo NicholasDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001685716-19-000002 · primary_doc.xml · derivative · entry 1 Castaldo Nicholas · CIK 0001685716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Underlying: Common Stock · 50,000 shares Expires 2024-10-23 F1 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on October 23, 2020. Read SEC document |
| October 23, 2019 Filed Dec 19, 2019 15:13 UTC |
Lynch Thomas EDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001461171-19-000001 · primary_doc.xml · derivative · entry 2 Lynch Thomas E · CIK 0001461171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,000 Underlying: Common Stock · 50,000 shares Expires 2024-10-23 F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on October 23, 2020. Read SEC document |
| October 23, 2019 Filed Dec 23, 2019 18:33 UTC |
Milmoe William H.Director
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001443194-19-000004 · primary_doc.xml · derivative · entry 1 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Underlying: Common Stock · 50,000 shares Expires 2024-10-23 F1 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on October 23, 2020. Read SEC document |
| October 23, 2019 Filed Dec 23, 2019 10:48 UTC |
Negron-Carballo EdwinChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001748285-19-000002 · primary_doc.xml · derivative · entry 2 Negron-Carballo Edwin · CIK 0001748285 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 150,000 shares Expires 2029-10-23 F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on October 23, 2020. Read SEC document |
| October 23, 2019 Filed Dec 23, 2019 10:48 UTC |
Negron-Carballo EdwinChief Financial Officer
|
GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001748285-19-000002 · primary_doc.xml · nonDerivative · entry 1 Negron-Carballo Edwin · CIK 0001748285 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,614 F1 · price: The reporting person was granted 50,000 shares of common stock under the issuer's 2015 Stock Incentive Plan. 20,000 shares vest upon the grant date and 30,000 vest on October 23, 2020, subject to the satisfaction and board approval of certain business conditions. Read SEC document |
| October 23, 2019 Filed Dec 26, 2019 18:49 UTC |
Fieldly JohnDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001685586-19-000003 · primary_doc.xml · derivative · entry 2 Fieldly John · CIK 0001685586 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,140,000 Underlying: Common Stock · 150,000 shares Expires 2029-10-23 F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on October 23, 2020. Read SEC document |
| October 23, 2019 Filed Dec 26, 2019 18:49 UTC |
Fieldly JohnDirector · Chief Executive Officer
|
GrantCommon Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001685586-19-000003 · primary_doc.xml · nonDerivative · entry 1 Fieldly John · CIK 0001685586 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 F1 · price: The reporting person was granted 100,000 shares of common stock under the issuer's 2015 Stock Incentive Plan. 40,000 shares vest upon the grant date and 60,000 vest on October 23, 2020, subject to the satisfaction and board approval of certain business conditions. Read SEC document |
| October 23, 2019 Filed Dec 26, 2019 11:30 UTC |
Ebert ReganDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001777092-19-000002 · primary_doc.xml · derivative · entry 2 Ebert Regan · CIK 0001777092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires 2024-10-23 F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on October 23, 2020. Read SEC document |
| October 23, 2019 Filed Jul 1, 2020 12:45 UTC |
LAU Tsz Ho TonyDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001415889-20-001758 · form4-07012020_090722.xml · derivative · entry 2 LAU Tsz Ho Tony · CIK 0001714259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 50,000 shares Expires 2024-10-23 F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on October 23, 2020. F3 · derivative.expiration_date: The stock options vest in three equal annual installments beginning on October 23, 2020. Read SEC document |
| October 23, 2019 Filed Feb 23, 2023 21:05 UTC Amendment |
Kravitz HalDirector
|
GrantStock Option (Right to Buy) · Derivative | 55,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001829126-23-001662 · ownership.xml · derivative · entry 2 Kravitz Hal · CIK 0001685649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2029-10-23 F1 · shares: Due to administrative error, the original Form 4 filed with the Securities and Exchange Commission on December 19, 2019 understated the number of options acquired and misstated the expiration dates. F3 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on October 23, 2020. F1 · derivative.expiration_date: Due to administrative error, the original Form 4 filed with the Securities and Exchange Commission on December 19, 2019 understated the number of options acquired and misstated the expiration dates. Read SEC document |
| October 23, 2019 Filed Jun 2, 2023 18:48 UTC Amendment |
Castaldo NicholasDirector
|
GrantStock Option (Right to Buy) · Derivative | 55,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001829126-23-003891 · ownership.xml · derivative · entry 1 Castaldo Nicholas · CIK 0001685716 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By N.A. Castaldo Separate Property Trust Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2029-10-23 F1 · shares: Due to administrative error, the original Form 4 filed with the Securities and Exchange Commission on December 19, 2019 understated the number of options acquired and misstated the expiration date. F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on October 23, 2020. F3 · ownership.nature: Securities are owned directly by the N.A. Castaldo Separate Property Trust 11/1/2012 Nicholas Castaldo (the "Trust"), of which the reporting person is [a trustee and beneficiary]. All prior Forms 4 filed by the reporting person contained an inadvertent error attributing direct ownership of all of the securities beneficially owned by the reporting person to the reporting person when in fact, all of the securities are owned directly by the Trust and indirectly by the reporting person. Read SEC document |
| October 23, 2019 Filed Jan 6, 2024 01:10 UTC |
Fieldly JohnDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 18,000 | $3.33 | $59,940.00 |
DisclosureSEC source: 0001628280-24-000749 · wk-form4_1704503437.xml · nonDerivative · entry 1 Fieldly John · CIK 0001685586 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 432,000 F1 · shares: The reporting person forfeited such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023. F1 · price: The reporting person forfeited such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023. F1 · balance_after: The reporting person forfeited such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023. Read SEC document |
| September 12, 2019 Filed Sep 12, 2019 20:23 UTC Amendment |
DESANTIS CARL10% owner
|
ConversionConvertible Note · Derivative | 1,492,385 | $5,000,000.00 Strike: $3.39 | $7,461,925,000,000.00 |
DisclosureSEC source: 0001102948-19-000003 · primary_doc.xml · derivative · entry 3 DESANTIS CARL · CIK 0001102948 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Holder of convertible note was CD Financial, LLC Disclosed balance after: 0 Underlying: Common Stock · 1,492,385 shares Expires 2020-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 12, 2019 20:23 UTC Amendment |
DESANTIS CARL10% owner
|
ConversionCommon Stock | 1,492,385 | $3.39 | $5,059,185.15 |
DisclosureSEC source: 0001102948-19-000003 · primary_doc.xml · nonDerivative · entry 2 DESANTIS CARL · CIK 0001102948 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,333,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the conversion of the outstanding principal and interest under that certain convertible promissory note previously issued to CD Financial, LLC on December 14, 2018. F1 · ownership.nature: CD Financial, LLC and CDS Ventures of South Florida, LLC are the holders of the shares of common stock. Carl DeSantis owns a beneficial interest of 100% in both entities. Read SEC document |
| September 12, 2019 Filed Sep 12, 2019 20:23 UTC Amendment |
DESANTIS CARL10% owner
|
PurchaseCommon Stock | 500,000 | $3.60 | $1,800,000.00 |
DisclosureSEC source: 0001102948-19-000003 · primary_doc.xml · nonDerivative · entry 1 DESANTIS CARL · CIK 0001102948 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,841,295 F1 · ownership.nature: CD Financial, LLC and CDS Ventures of South Florida, LLC are the holders of the shares of common stock. Carl DeSantis owns a beneficial interest of 100% in both entities. Read SEC document |
| September 12, 2019 Filed Sep 12, 2019 19:51 UTC |
DESANTIS CARL10% owner
|
ConversionConvertible Note · Derivative | 1,492,385 | $5,000,000.00 Strike: $3.39 | $7,461,925,000,000.00 |
DisclosureSEC source: 0001102948-19-000002 · primary_doc.xml · derivative · entry 2 DESANTIS CARL · CIK 0001102948 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Holder of convertible note was CD Financial, LLC Disclosed balance after: 0 Underlying: Common Stock · 1,492,385 shares Expires 2020-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 12, 2019 19:51 UTC |
DESANTIS CARL10% owner
|
ConversionCommon Stock | 1,492,385 | $3.39 | $5,059,185.15 |
DisclosureSEC source: 0001102948-19-000002 · primary_doc.xml · nonDerivative · entry 1 DESANTIS CARL · CIK 0001102948 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,833,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of the outstanding principal and interest under that certain convertible promissory note previously issued to CD Financial, LLC on December 14, 2018. F2 · ownership.nature: CD Financial, LLC and CDS Ventures of South Florida, LLC are the holders of the shares of common stock. Carl DeSantis owns a beneficial interest of 100% in both entities. Read SEC document |
| September 12, 2019 Filed Sep 12, 2019 21:41 UTC |
Milmoe William H.Director · 10% owner
|
ConversionConvertible Note · Derivative | 1,492,385 | $5,000,000.00 Strike: $3.39 | $7,461,925,000,000.00 |
DisclosureSEC source: 0001443194-19-000002 · primary_doc.xml · derivative · entry 6 Milmoe William H. · CIK 0001443194 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Holder of convertible note was CD Financial, LLC Disclosed balance after: 0 Underlying: Common Stock · 1,492,385 shares Expires 2020-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 12, 2019 21:41 UTC |
Milmoe William H.Director · 10% owner
|
ConversionCommon Stock | 1,492,385 | $3.39 | $5,059,185.15 |
DisclosureSEC source: 0001443194-19-000002 · primary_doc.xml · nonDerivative · entry 3 Milmoe William H. · CIK 0001443194 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,468,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the conversion of the outstanding principal and interest under that certain convertible promissory note previously issued to CD Financial, LLC on December 14, 2018. F2 · ownership.nature: A total of 134,611 shares of common stock are held individually by Mr. Milmoe. The balance are held by CD Financial, LLC and CDS Ventures of South Florida, LLC. Mr. Milmoe is a Manager of both entities. Read SEC document |
| September 12, 2019 Filed Sep 12, 2019 21:41 UTC |
Milmoe William H.Director · 10% owner
|
PurchaseCommon Stock | 500,000 | $3.60 | $1,800,000.00 |
DisclosureSEC source: 0001443194-19-000002 · primary_doc.xml · nonDerivative · entry 2 Milmoe William H. · CIK 0001443194 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,975,906 F2 · ownership.nature: A total of 134,611 shares of common stock are held individually by Mr. Milmoe. The balance are held by CD Financial, LLC and CDS Ventures of South Florida, LLC. Mr. Milmoe is a Manager of both entities. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 18:34 UTC Amendment |
DESANTIS CARL10% owner
|
ConversionCommon Stock | 1,492,385 | $3.39 | $5,059,185.15 |
DisclosureSEC source: 0001102948-19-000004 · primary_doc.xml · nonDerivative · entry 2 DESANTIS CARL · CIK 0001102948 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,389,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the conversion of the outstanding principal and interest under that certain convertible promissory note previously issued to CD Financial, LLC on December 14, 2018. F1 · balance_after: The number of shares of common stock is being amended to reflect an increased amount acquired of 555,555 shares. F2 · ownership.nature: CD Financial, LLC and CDS Ventures of South Florida, LLC are the holders of the shares of common stock. Carl DeSantis owns a beneficial interest of 100% in both entities. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 18:34 UTC Amendment |
DESANTIS CARL10% owner
|
PurchaseCommon Stock | 555,555 | $3.60 | $1,999,998.00 |
DisclosureSEC source: 0001102948-19-000004 · primary_doc.xml · nonDerivative · entry 1 DESANTIS CARL · CIK 0001102948 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,896,850 F1 · shares: The number of shares of common stock is being amended to reflect an increased amount acquired of 555,555 shares. F1 · balance_after: The number of shares of common stock is being amended to reflect an increased amount acquired of 555,555 shares. F2 · ownership.nature: CD Financial, LLC and CDS Ventures of South Florida, LLC are the holders of the shares of common stock. Carl DeSantis owns a beneficial interest of 100% in both entities. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 19:36 UTC Amendment |
Milmoe William H.Director
|
ConversionCommon Stock | 1,492,385 | $3.39 | $5,059,185.15 |
DisclosureSEC source: 0001443194-19-000003 · primary_doc.xml · nonDerivative · entry 2 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,523,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the conversion of the outstanding principal and interest under that certain promissory note previously issued to CD Financial, LLC on December 14, 2018. F1 · balance_after: The number of shares of common stock was amended to reflect an increased total amount of shares acquired of 555,555. F2 · ownership.nature: A total of 134,611 shares of common stock are held individually by Mr. Milmoe. The balance are held by CD Financial, LLC and CDS Ventures of South Florida, LLC. Mr. Milmoe is a Manager of both entities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.