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CDRE

Cadre Holdings, Inc.

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4819
SEC CIK
0001860543
Parsed reports
168

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202606
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2022 Filed Mar 22, 2022 20:17 UTC Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 7,834 $25.05 $196,241.70
Disclosure

SEC source: 0001104659-22-036577 · tm2210067d3_4seq1.xml · nonDerivative · entry 1

QUIGLEY WILLIAM G III · CIK 0001215201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:18 UTC Exercise / conversionPhantom Stock · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-036579 · tm2210067-5_4seq1.xml · derivative · entry 5

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

F5 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

F5 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:18 UTC Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 11,000 $25.05 $275,550.00
Disclosure

SEC source: 0001104659-22-036579 · tm2210067-5_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:16 UTC
Williams BradPRESIDENT
Exercise / conversionPhantom Stock · Derivative 87,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-036572 · tm2210067d1_4seq1.xml · derivative · entry 3

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,000

Underlying: Common Stock · 87,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2022, March 18, 2023 and March 18, 2024.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2022, March 18, 2023 and March 18, 2024.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2022, March 18, 2023 and March 18, 2024.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:16 UTC
Williams BradPRESIDENT
Tax withholdingCommon Stock 34,359 $25.05 $860,692.95
Disclosure

SEC source: 0001104659-22-036572 · tm2210067d1_4seq1.xml · nonDerivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,896

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:16 UTC
Williams BradPRESIDENT
Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 87,000 $25.05 $2,179,350.00
Disclosure

SEC source: 0001104659-22-036572 · tm2210067d1_4seq1.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:17 UTC Exercise / conversionPhantom Stock · Derivative 7,834 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-036578 · tm2210067d4_4seq1.xml · derivative · entry 2

Norton Hamish · CIK 0001873521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,666

Underlying: Common Stock · 7,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock vest and become non-forfeitable on March 18, 2022, and 7,833 shares of phantom stock will vest and become non-forfeitable on March 18, 2023 and March 18, 2024.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock vest and become non-forfeitable on March 18, 2022, and 7,833 shares of phantom stock will vest and become non-forfeitable on March 18, 2023 and March 18, 2024.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock vest and become non-forfeitable on March 18, 2022, and 7,833 shares of phantom stock will vest and become non-forfeitable on March 18, 2023 and March 18, 2024.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:17 UTC Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 7,834 $25.05 $196,241.70
Disclosure

SEC source: 0001104659-22-036578 · tm2210067d4_4seq1.xml · nonDerivative · entry 1

Norton Hamish · CIK 0001873521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:16 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
Exercise / conversionPhantom Stock · Derivative 55,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-036574 · tm2210067d2_4seq1.xml · derivative · entry 3

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,666

Underlying: Common Stock · 55,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 166,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 55,334 shares of phantom stock vest and become non-forfeitable on March 18, 2022, and 55,333 shares of phantom stock vest and become non-forfeitable on March 18, 2023 and March 18, 2024.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 166,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 55,334 shares of phantom stock vest and become non-forfeitable on March 18, 2022, and 55,333 shares of phantom stock vest and become non-forfeitable on March 18, 2023 and March 18, 2024.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 166,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 55,334 shares of phantom stock vest and become non-forfeitable on March 18, 2022, and 55,333 shares of phantom stock vest and become non-forfeitable on March 18, 2023 and March 18, 2024.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:16 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 21,844 $25.05 $547,192.20
Disclosure

SEC source: 0001104659-22-036574 · tm2210067d2_4seq1.xml · nonDerivative · entry 2

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,112

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:16 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 55,334 $25.05 $1,386,116.70
Disclosure

SEC source: 0001104659-22-036574 · tm2210067d2_4seq1.xml · nonDerivative · entry 1

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:15 UTC
Williams BradPRESIDENT
Tax withholdingCommon Stock 4,903 $23.45 $114,975.35
Disclosure

SEC source: 0001104659-22-035108 · tm229649-1_4seq1.xml · nonDerivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,255

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:15 UTC
Williams BradPRESIDENT
Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 12,458 $23.45 $292,140.10
Disclosure

SEC source: 0001104659-22-035108 · tm229649-1_4seq1.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement in shares of Common Stock, at the election of the Issuer's Board of Directors, of a cash bonus opportunity that vested on March 15, 2022, granted pursuant the Safariland Group Long-Term Incentive Plan.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:16 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 3,649 $25.36 $92,538.64
Disclosure

SEC source: 0001104659-22-035111 · tm229649-2_4seq1.xml · nonDerivative · entry 2

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,622

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:16 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
GrantCommon Stock, $.0001 par value ("Common Stock") 9,271 $25.36 $235,112.56
Disclosure

SEC source: 0001104659-22-035111 · tm229649-2_4seq1.xml · nonDerivative · entry 1

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,271

F1 · shares: Represents the settlement in shares of Common Stock, at the election of the Issuer's Board of Directors, of a cash bonus opportunity that vested on March 15, 2022, granted pursuant the Safariland Group Long-Term Incentive Plan.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:33 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
GrantStock Option (right to purchase) · Derivative 113,636 $0.00 Strike: $23.45 $0.00
Disclosure

SEC source: 0001104659-22-032917 · tm228848-5_4seq1.xml · derivative · entry 2

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,636

Underlying: Common Stock · 113,636 shares

Expires 2032-03-09

F2 · derivative.exercise_date: The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 37,878 shares of the Issuer's Common Stock will vest and become exercisable on March 9, 2023 and options to purchase 37,879 shares of the Issuer's Common Stock will vest and become exercisable on each of March 9, 2024 and March 9, 2025.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:33 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
GrantCommon Stock, par value $0.0001 per share ("Common Stock") · Derivative 31,250 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-032917 · tm228848-5_4seq1.xml · derivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 31,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 31,250 restricted shares of Common Stock. 10,416 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2023 and 10,417 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.exercise_date: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 31,250 restricted shares of Common Stock. 10,416 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2023 and 10,417 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.expiration_date: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 31,250 restricted shares of Common Stock. 10,416 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2023 and 10,417 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:30 UTC GrantPhantom Stock · Derivative 33,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-032908 · tm228848-1_4seq1.xml · derivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 33,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

F2 · derivative.exercise_date: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

F2 · derivative.expiration_date: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:30 UTC GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $23.45 $0.00
Disclosure

SEC source: 0001104659-22-032908 · tm228848-1_4seq1.xml · derivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-03-09

F1 · derivative.exercise_date: These options to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock and will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:33 UTC
Williams BradPRESIDENT
GrantPhantom Stock · Derivative 261,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-032919 · tm228848-6_4seq1.xml · derivative · entry 3

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,000

Underlying: Common Stock · 261,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

F3 · derivative.exercise_date: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

F3 · derivative.expiration_date: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:33 UTC
Williams BradPRESIDENT
GrantStock Option (right to purchase) · Derivative 42,770 $0.00 Strike: $23.45 $0.00
Disclosure

SEC source: 0001104659-22-032919 · tm228848-6_4seq1.xml · derivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,770

Underlying: Common Stock · 42,770 shares

Expires 2032-03-09

F2 · derivative.exercise_date: The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 14,256 shares of the Issuer's Common Stock will vest and become exercisable on March 9, 2023 and options to purchase 14,257 shares of the Issuer's Common Stock will vest and become exercisable on each of March 9, 2024 and March 9, 2025.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:33 UTC
Williams BradPRESIDENT
GrantCommon Stock, par value $0.0001 per share ("Common Stock") · Derivative 11,762 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-032919 · tm228848-6_4seq1.xml · derivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,762

Underlying: Common Stock · 11,762 shares

Expires not disclosed

F1 · derivative.exercise_price: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.exercise_date: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.expiration_date: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:32 UTC GrantPhantom Stock · Derivative 23,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-032916 · tm228848-4_4seq1.xml · derivative · entry 2

Norton Hamish · CIK 0001873521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock will vest and become non-forfeitable on March 18, 2022 and 7,833 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2023 and March 18, 2024.

F2 · derivative.exercise_date: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock will vest and become non-forfeitable on March 18, 2022 and 7,833 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2023 and March 18, 2024.

F2 · derivative.expiration_date: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock will vest and become non-forfeitable on March 18, 2022 and 7,833 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2023 and March 18, 2024.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:32 UTC GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $23.45 $0.00
Disclosure

SEC source: 0001104659-22-032916 · tm228848-4_4seq1.xml · derivative · entry 1

Norton Hamish · CIK 0001873521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-03-09

F1 · derivative.exercise_date: These options to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock and will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:31 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
GrantPhantom Stock · Derivative 166,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-032912 · tm228848-2_4seq1.xml · derivative · entry 3

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,000

Underlying: Common Stock · 166,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 166,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 55,334 shares of phantom stock will vest and become non-forfeitable on March 18, 2022 and 55,333 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2023 and March 18, 2024.

F3 · derivative.exercise_date: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 166,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 55,334 shares of phantom stock will vest and become non-forfeitable on March 18, 2022 and 55,333 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2023 and March 18, 2024.

F3 · derivative.expiration_date: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 166,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 55,334 shares of phantom stock will vest and become non-forfeitable on March 18, 2022 and 55,333 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2023 and March 18, 2024.

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March 09, 2022 Filed Mar 11, 2022 21:31 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
GrantStock Option (right to purchase) · Derivative 31,836 $0.00 Strike: $23.45 $0.00
Disclosure

SEC source: 0001104659-22-032912 · tm228848-2_4seq1.xml · derivative · entry 2

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,836

Underlying: Common Stock · 31,836 shares

Expires 2032-03-09

F2 · derivative.exercise_date: The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 10,612 shares of the Issuer's Common Stock will vest and become exercisable on each of March 9, 2023, March 9, 2024 and March 9, 2025.

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March 09, 2022 Filed Mar 11, 2022 21:31 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
GrantCommon Stock, par value $0.0001 per share ("Common Stock") · Derivative 8,755 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-032912 · tm228848-2_4seq1.xml · derivative · entry 1

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,755

Underlying: Common Stock · 8,755 shares

Expires not disclosed

F1 · derivative.exercise_price: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 8,755 restricted shares of Common Stock. 2,919 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2023 and 2,918 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.exercise_date: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 8,755 restricted shares of Common Stock. 2,919 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2023 and 2,918 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.expiration_date: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 8,755 restricted shares of Common Stock. 2,919 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2023 and 2,918 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

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March 09, 2022 Filed Mar 11, 2022 21:31 UTC GrantPhantom Stock · Derivative 23,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-032914 · tm228848-3_4seq1.xml · derivative · entry 2

QUIGLEY WILLIAM G III · CIK 0001215201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock will vest and become non-forfeitable on March 18, 2022 and 7,833 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2023 and March 18, 2024.

F2 · derivative.exercise_date: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock will vest and become non-forfeitable on March 18, 2022 and 7,833 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2023 and March 18, 2024.

F2 · derivative.expiration_date: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock will vest and become non-forfeitable on March 18, 2022 and 7,833 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2023 and March 18, 2024.

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March 09, 2022 Filed Mar 11, 2022 21:31 UTC GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $23.45 $0.00
Disclosure

SEC source: 0001104659-22-032914 · tm228848-3_4seq1.xml · derivative · entry 1

QUIGLEY WILLIAM G III · CIK 0001215201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-03-09

F1 · derivative.exercise_date: These options to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock and will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

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February 16, 2022 Filed Feb 18, 2022 21:17 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
GrantCommon Stock, par value $0.0001 per share ("Common Stock") · Derivative 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-025179 · tm226894-3_4.xml · derivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2031-11-08

F1 · derivative.exercise_price: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 2,000,000 restricted shares of Common Stock all of which will vest if on or before November 8, 2031, the Fair Market Value (as defined in the Plan) of the Common Stock shall have equaled or exceeded $40.00 per share for twenty consecutive trading days.

F1 · derivative.exercise_date: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 2,000,000 restricted shares of Common Stock all of which will vest if on or before November 8, 2031, the Fair Market Value (as defined in the Plan) of the Common Stock shall have equaled or exceeded $40.00 per share for twenty consecutive trading days.

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February 16, 2022 Filed Feb 18, 2022 21:16 UTC
Williams BradPRESIDENT
GrantCommon Stock, par value $0.0001 per share ("Common Stock") · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-025177 · tm226894-2_4.xml · derivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2031-11-08

F1 · derivative.exercise_price: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 200,000 restricted shares of Common Stock all of which will vest if on or before November 8, 2031 both (i) the Fair Market Value of the Company's Common Stock shall have equaled or exceeded $40.00 per share for twenty consecutive trading days, and (ii) the Recipient having being continuously employed by the Company until November 8, 2026.

F1 · derivative.exercise_date: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 200,000 restricted shares of Common Stock all of which will vest if on or before November 8, 2031 both (i) the Fair Market Value of the Company's Common Stock shall have equaled or exceeded $40.00 per share for twenty consecutive trading days, and (ii) the Recipient having being continuously employed by the Company until November 8, 2026.

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February 16, 2022 Filed Feb 18, 2022 21:15 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
GrantCommon Stock, par value $0.0001 per share ("Common Stock") · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-025170 · tm226894-1_4.xml · derivative · entry 1

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-11-08

F1 · derivative.exercise_price: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 150,000 restricted shares of Common Stock all of which will vest if on or before November 8, 2031 both (i) the Fair Market Value of the Company's Common Stock shall have equaled or exceeded $40.00 per share for twenty consecutive trading days, and (ii) the Recipient having being continuously employed by the Company until November 8, 2026.

F1 · derivative.exercise_date: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 150,000 restricted shares of Common Stock all of which will vest if on or before November 8, 2031 both (i) the Fair Market Value of the Company's Common Stock shall have equaled or exceeded $40.00 per share for twenty consecutive trading days, and (ii) the Recipient having being continuously employed by the Company until November 8, 2026.

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November 08, 2021 Filed Feb 14, 2022 21:10 UTC
Williams BradPRESIDENT
PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 10,700 $13.00 $139,100.00
Disclosure

SEC source: 0001104659-22-022730 · tm225744-1_5.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

F1 · kind: This filing is being made to reflect information that was inadvertently not filed on a Form 4 by the Reporting Person within the prescribed time period.

F2 · kind: Reflects shares of Common Stock purchased by the Reporting Person in a directed share program in connection with the Issuer's initial public offering which closed on November 8, 2021.

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November 08, 2021 Filed Feb 14, 2022 21:13 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 15,000 $13.00 $195,000.00
Disclosure

SEC source: 0001104659-22-022799 · tm225744-2_5.xml · nonDerivative · entry 1

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · kind: This filing is being made to reflect information that was inadvertently not filed on a Form 4 by the Reporting Person within the prescribed time period.

F2 · kind: Reflects shares of Common Stock purchased by the Reporting Person in a directed share program in connection with the Issuer's initial public offering which closed on November 8, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.