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Nasdaq · USD

CDNA

CareDx, Inc.

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4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2022 Filed Jun 21, 2022 21:23 UTC GrantCommon Stock 4,863 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000129 · wf-form4_165584658341225.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,130

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2023.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 21:10 UTC
Cohen Fred EDirector
GrantCommon Stock · Derivative 7,606 $0.00 Strike: $20.56 $0.00
Disclosure

SEC source: 0001217234-22-000125 · wf-form4_165584581900882.xml · derivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,606

Underlying: Common Stock · 7,606 shares

Expires 2032-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2022 and the shares subject to the option shall vest monthly thereafter through June 16, 2023.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 21:10 UTC
Cohen Fred EDirector
GrantCommon Stock 4,863 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000125 · wf-form4_165584581900882.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,883

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2023.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 21:05 UTC
Colon GraceDirector
GrantCommon Stock · Derivative 7,606 $0.00 Strike: $20.56 $0.00
Disclosure

SEC source: 0001217234-22-000119 · wf-form4_165584552442045.xml · derivative · entry 2

Colon Grace · CIK 0001780354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,606

Underlying: Common Stock · 7,606 shares

Expires 2032-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2022 and the shares subject to the option shall vest monthly thereafter through June 16, 2023.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 21:05 UTC
Colon GraceDirector
GrantCommon Stock 4,863 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000119 · wf-form4_165584552442045.xml · nonDerivative · entry 1

Colon Grace · CIK 0001780354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,385

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2023.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 21:02 UTC GrantCommon Stock · Derivative 7,606 $0.00 Strike: $20.56 $0.00
Disclosure

SEC source: 0001217234-22-000117 · wf-form4_165584531810969.xml · derivative · entry 2

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,606

Underlying: Common Stock · 7,606 shares

Expires 2032-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2022 and the shares subject to the option shall vest monthly thereafter through June 16, 2023.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 21:02 UTC GrantCommon Stock 4,863 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000117 · wf-form4_165584531810969.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,303

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2023.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:59 UTC
Maag PeterDirector
GrantCommon Stock · Derivative 7,606 $0.00 Strike: $20.56 $0.00
Disclosure

SEC source: 0001217234-22-000113 · wf-form4_165584516954516.xml · derivative · entry 4

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,606

Underlying: Common Stock · 0 shares

Expires 2032-06-16

F3 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2022 and the shares subject to the option shall vest monthly thereafter through June 16, 2023.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:59 UTC
Maag PeterDirector
GrantCommon Stock 4,863 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000113 · wf-form4_165584516954516.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,552

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2023.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:58 UTC GrantCommon Stock · Derivative 7,606 $0.00 Strike: $20.56 $0.00
Disclosure

SEC source: 0001217234-22-000111 · wf-form4_165584510083140.xml · derivative · entry 2

TORRES ARTHUR A · CIK 0001251737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,606

Underlying: Common Stock · 7,606 shares

Expires 2032-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2022 and the shares subject to the option shall vest monthly thereafter through June 16, 2023.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:58 UTC GrantCommon Stock 4,863 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000111 · wf-form4_165584510083140.xml · nonDerivative · entry 1

TORRES ARTHUR A · CIK 0001251737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,718

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2023.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 17:33 UTC
King SashaChief Marketing Officer
Tax withholdingCommon Stock 4,323 $25.41 $109,847.43
Disclosure

SEC source: 0001217234-22-000105 · wf-form4_165429199536926.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,122

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
May 26, 2022 Filed May 27, 2022 23:37 UTC
Jain AbhishekSee Remarks
GrantEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $24.07 $0.00
Disclosure

SEC source: 0001217234-22-000103 · wf-form4_165369464772257.xml · derivative · entry 2

Jain Abhishek · CIK 0001931277 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-05-26

F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on May 26, 2023, and 1/48th of the shares subject to the option vest at the end of each calendar month thereafter.

Read SEC document
May 26, 2022 Filed May 27, 2022 23:37 UTC
Jain AbhishekSee Remarks
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000103 · wf-form4_165369464772257.xml · nonDerivative · entry 1

Jain Abhishek · CIK 0001931277 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,550

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on May 26, 2023, and 1/4th of which will vest on each anniversary thereafter.

Read SEC document
May 11, 2022 Filed May 13, 2022 21:21 UTC
Colon GraceDirector
SaleCommon Stock 5,179 $23.01 $119,168.79
Disclosure

SEC source: 0001217234-22-000099 · wf-form4_165247681898288.xml · nonDerivative · entry 1

Colon Grace · CIK 0001780354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,522

Read SEC document
May 09, 2022 Filed May 10, 2022 22:22 UTC GrantCommon Stock 100 $22.46 $2,246.00
Disclosure

SEC source: 0001217234-22-000097 · wf-form4_165222132517233.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,456

F1 · shares: Represents a grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
May 09, 2022 Filed May 10, 2022 22:20 UTC GrantCommon Stock 223 $22.46 $5,008.58
Disclosure

SEC source: 0001217234-22-000095 · wf-form4_165222122167829.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,440

F1 · shares: Represents a grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 21:12 UTC Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001217234-22-000080 · wf-form4_164988433801889.xml · derivative · entry 3

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 500 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on August 13, 2017 and the shares subject to the option shall vest monthly thereafter through July 13, 2018.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 21:12 UTC SaleCommon Stock 500 $36.01 $18,006.40
Disclosure

SEC source: 0001217234-22-000080 · wf-form4_164988433801889.xml · nonDerivative · entry 2

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,267

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.005 to $36.09, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 21:12 UTC Exercise / conversionCommon Stock 500 $1.22 $610.00
Disclosure

SEC source: 0001217234-22-000080 · wf-form4_164988433801889.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 21:03 UTC
Maag PeterDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,198 $0.00 Strike: $27.17 $0.00
Disclosure

SEC source: 0001217234-22-000078 · wf-form4_164927897682648.xml · derivative · entry 10

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,966

Underlying: Common Stock · 4,198 shares

Expires 2029-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 25, 2020 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 21:03 UTC
Maag PeterDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,627 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-22-000078 · wf-form4_164927897682648.xml · derivative · entry 9

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,667

Underlying: Common Stock · 2,627 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 21:03 UTC
Maag PeterDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,125 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001217234-22-000078 · wf-form4_164927897682648.xml · derivative · entry 8

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,942

Underlying: Common Stock · 3,125 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 21:03 UTC
Maag PeterDirector
SaleCommon Stock 2,018 $39.35 $79,416.98
Disclosure

SEC source: 0001217234-22-000078 · wf-form4_164927897682648.xml · nonDerivative · entry 5

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,689

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.045 to $39.67, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 21:03 UTC
Maag PeterDirector
SaleCommon Stock 7,982 $38.46 $306,977.34
Disclosure

SEC source: 0001217234-22-000078 · wf-form4_164927897682648.xml · nonDerivative · entry 4

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,707

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.04 to $38.83, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 21:03 UTC
Maag PeterDirector
Exercise / conversionCommon Stock 4,198 $27.17 $114,059.66
Disclosure

SEC source: 0001217234-22-000078 · wf-form4_164927897682648.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 21:03 UTC
Maag PeterDirector
Exercise / conversionCommon Stock 2,627 $24.35 $63,967.45
Disclosure

SEC source: 0001217234-22-000078 · wf-form4_164927897682648.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 21:03 UTC
Maag PeterDirector
Exercise / conversionCommon Stock 3,125 $12.24 $38,250.00
Disclosure

SEC source: 0001217234-22-000078 · wf-form4_164927897682648.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:50 UTC GrantCommon Stock 352 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000074 · wf-form4_164919179552228.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,356

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:52 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000076 · wf-form4_164919193552664.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,267

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:48 UTC GrantCommon Stock 481 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000072 · wf-form4_164919165251725.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,217

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 23:31 UTC
Dhingra AnkurChief Financial Officer
Tax withholdingCommon Stock 1,254 $37.90 $47,526.60
Disclosure

SEC source: 0001217234-22-000070 · wf-form4_164851028685319.xml · nonDerivative · entry 1

Dhingra Ankur · CIK 0001849682 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,146

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 17:05 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 2,888 $40.43 $116,774.26
Disclosure

SEC source: 0001217234-22-000068 · wf-form4_164806952949877.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,282

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.59, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:16 UTC Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001217234-22-000066 · wf-form4_164703699236574.xml · derivative · entry 3

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 500 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 1/12th of the shares subject to the option vested on August 13, 2017 and the shares subject to the option vested monthly thereafter through July 13, 2018.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:16 UTC SaleCommon Stock 500 $33.41 $16,704.00
Disclosure

SEC source: 0001217234-22-000066 · wf-form4_164703699236574.xml · nonDerivative · entry 2

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,267

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.30 to $33.55, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:16 UTC Exercise / conversionCommon Stock 500 $1.22 $610.00
Disclosure

SEC source: 0001217234-22-000066 · wf-form4_164703699236574.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:15 UTC
Colon GraceDirector
SaleCommon Stock 1,393 $34.56 $48,146.12
Disclosure

SEC source: 0001217234-22-000064 · wf-form4_164703690329040.xml · nonDerivative · entry 1

Colon Grace · CIK 0001780354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,701

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.56 to $34.60, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 22:16 UTC
Maag PeterDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,373 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-22-000062 · wf-form4_164677775584433.xml · derivative · entry 8

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,294

Underlying: Common Stock · 2,373 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 22:16 UTC
Maag PeterDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,683 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001217234-22-000062 · wf-form4_164677775584433.xml · derivative · entry 7

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,067

Underlying: Common Stock · 1,683 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

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March 07, 2022 Filed Mar 8, 2022 22:16 UTC
Maag PeterDirector
SaleCommon Stock 1,500 $33.75 $50,626.80
Disclosure

SEC source: 0001217234-22-000062 · wf-form4_164677775584433.xml · nonDerivative · entry 4

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,739

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.31 to $34.26, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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March 07, 2022 Filed Mar 8, 2022 22:16 UTC
Maag PeterDirector
SaleCommon Stock 8,500 $32.64 $277,435.75
Disclosure

SEC source: 0001217234-22-000062 · wf-form4_164677775584433.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,239

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.285 to $33.26, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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March 07, 2022 Filed Mar 8, 2022 22:16 UTC
Maag PeterDirector
Exercise / conversionCommon Stock 2,373 $24.35 $57,782.55
Disclosure

SEC source: 0001217234-22-000062 · wf-form4_164677775584433.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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March 07, 2022 Filed Mar 8, 2022 22:16 UTC
Maag PeterDirector
Exercise / conversionCommon Stock 1,683 $12.24 $20,599.92
Disclosure

SEC source: 0001217234-22-000062 · wf-form4_164677775584433.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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March 01, 2022 Filed Mar 1, 2022 20:49 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 3,153 $38.62 $121,753.73
Disclosure

SEC source: 0001217234-22-000060 · wf-form4_164618575282608.xml · nonDerivative · entry 3

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,170

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.30 to $39.07, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

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February 28, 2022 Filed Mar 1, 2022 20:49 UTC
Seeto ReginaldDirector · See Remarks
Tax withholdingCommon Stock 2,947 $38.38 $113,105.86
Disclosure

SEC source: 0001217234-22-000060 · wf-form4_164618575282608.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,323

F2 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

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February 28, 2022 Filed Mar 1, 2022 20:49 UTC
Seeto ReginaldDirector · See Remarks
GrantCommon Stock 6,100 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000060 · wf-form4_164618575282608.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,270

F1 · shares: The reported securities were represented by restricted performance stock units that were granted on November 2, 2020, 100% of which vested on February 28, 2022 upon the achievement of the requisite performance criteria.

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February 28, 2022 Filed Mar 2, 2022 01:48 UTC SaleCommon Stock 25,000 $39.11 $977,672.50
Disclosure

SEC source: 0001217234-22-000058 · wf-form4_164618565965482.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,736

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.02 to $39.27, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

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February 09, 2022 Filed Feb 10, 2022 17:26 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 2,550 $45.00 $114,758.93
Disclosure

SEC source: 0001217234-22-000046 · wf-form4_164453194862430.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,170

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45 to $40.055, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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February 09, 2022 Filed Feb 10, 2022 22:23 UTC Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001217234-22-000045 · wf-form4_164453177893774.xml · derivative · entry 3

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 500 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 1/12th of the shares subject to the option vested on August 13, 2017 and the shares subject to the option vested monthly thereafter through July 13, 2018.

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February 09, 2022 Filed Feb 10, 2022 22:23 UTC SaleCommon Stock 500 $42.96 $21,480.00
Disclosure

SEC source: 0001217234-22-000045 · wf-form4_164453177893774.xml · nonDerivative · entry 2

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,267

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.