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Nasdaq · USD

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CareDx, Inc.

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4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2019 Filed Feb 22, 2019 21:36 UTC
King SashaChief Commercial Officer
SaleCommon Stock 7,500 $29.03 $217,725.00
Disclosure

SEC source: 0000899243-19-004606 · doc4.xml · nonDerivative · entry 2

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,887

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.06, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 22, 2019 Filed Feb 22, 2019 21:36 UTC
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 7,500 $5.90 $44,250.00
Disclosure

SEC source: 0000899243-19-004606 · doc4.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 02:35 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 937 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000899243-19-004476 · doc4.xml · derivative · entry 7

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,138

Underlying: Common Stock · 937 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 02:35 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 833 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0000899243-19-004476 · doc4.xml · derivative · entry 6

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,167

Underlying: Common Stock · 833 shares

Expires 2027-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on April 21, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 02:35 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 292 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0000899243-19-004476 · doc4.xml · derivative · entry 5

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,218

Underlying: Common Stock · 292 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 02:35 UTC
Bell Michael BrianChief Financial Officer
SaleCommon Stock 2,200 $26.30 $57,860.00
Disclosure

SEC source: 0000899243-19-004476 · doc4.xml · nonDerivative · entry 4

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,060

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 02:35 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 937 $5.90 $5,528.30
Disclosure

SEC source: 0000899243-19-004476 · doc4.xml · nonDerivative · entry 3

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 02:35 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 833 $1.00 $833.00
Disclosure

SEC source: 0000899243-19-004476 · doc4.xml · nonDerivative · entry 2

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 02:35 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 292 $6.31 $1,842.52
Disclosure

SEC source: 0000899243-19-004476 · doc4.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:34 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000899243-19-004151 · doc4.xml · derivative · entry 3

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 2,500 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:34 UTC
King SashaChief Commercial Officer
SaleCommon Stock 2,500 $25.00 $62,500.00
Disclosure

SEC source: 0000899243-19-004151 · doc4.xml · nonDerivative · entry 2

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,887

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.04, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:34 UTC
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 2,500 $5.90 $14,750.00
Disclosure

SEC source: 0000899243-19-004151 · doc4.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 00:34 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,503 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0000899243-19-004150 · doc4.xml · derivative · entry 9

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,510

Underlying: Common Stock · 3,503 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 00:34 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,925 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000899243-19-004150 · doc4.xml · derivative · entry 8

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,075

Underlying: Common Stock · 13,925 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 00:34 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,694 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0000899243-19-004150 · doc4.xml · derivative · entry 7

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,306

Underlying: Common Stock · 5,694 shares

Expires 2027-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/2 of the shares subject to the option vested on September 1, 2018 and 1/72nd of the shares subject to the option vest monthly thereafter.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 00:34 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0000899243-19-004150 · doc4.xml · derivative · entry 6

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 5,000 shares

Expires 2027-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on April 21, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 00:34 UTC
Bell Michael BrianChief Financial Officer
SaleCommon Stock 28,122 $25.40 $714,298.80
Disclosure

SEC source: 0000899243-19-004150 · doc4.xml · nonDerivative · entry 5

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,198

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.63, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 00:34 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 3,503 $6.31 $22,103.93
Disclosure

SEC source: 0000899243-19-004150 · doc4.xml · nonDerivative · entry 4

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 00:34 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 13,925 $5.90 $82,157.50
Disclosure

SEC source: 0000899243-19-004150 · doc4.xml · nonDerivative · entry 3

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 00:34 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 5,694 $2.80 $15,943.20
Disclosure

SEC source: 0000899243-19-004150 · doc4.xml · nonDerivative · entry 2

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 00:34 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 5,000 $1.00 $5,000.00
Disclosure

SEC source: 0000899243-19-004150 · doc4.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:38 UTC
Yee James PChief Medical Officer
Exercise / conversionOption to Purchase Common Stock · Derivative 3,649 $0.00 Strike: $3.97 $0.00
Disclosure

SEC source: 0000899243-19-003537 · doc4.xml · derivative · entry 5

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,649 shares

Expires 2020-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:38 UTC
Yee James PChief Medical Officer
Exercise / conversionOption to Purchase Common Stock · Derivative 3,649 $0.00 Strike: $3.70 $0.00
Disclosure

SEC source: 0000899243-19-003537 · doc4.xml · derivative · entry 4

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,649 shares

Expires 2020-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:38 UTC
Yee James PChief Medical Officer
SaleCommon Stock 32,500 $23.88 $776,100.00
Disclosure

SEC source: 0000899243-19-003537 · doc4.xml · nonDerivative · entry 3

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,692

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.68 to $24.24, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:38 UTC
Yee James PChief Medical Officer
Exercise / conversionCommon Stock 3,649 $3.97 $14,497.48
Disclosure

SEC source: 0000899243-19-003537 · doc4.xml · nonDerivative · entry 2

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:38 UTC
Yee James PChief Medical Officer
Exercise / conversionCommon Stock 3,649 $3.70 $13,497.65
Disclosure

SEC source: 0000899243-19-003537 · doc4.xml · nonDerivative · entry 1

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:55 UTC
King SashaChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 16,000 $0.00 Strike: $27.17 $0.00
Disclosure

SEC source: 0000899243-19-002744 · doc4.xml · derivative · entry 4

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2029-02-04

F4 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 4, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:55 UTC
King SashaChief Commercial Officer
Tax withholdingCommon Stock 3,045 $27.17 $82,732.65
Disclosure

SEC source: 0000899243-19-002744 · doc4.xml · nonDerivative · entry 3

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,887

F3 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the immediate vesting of restricted stock units.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:55 UTC
King SashaChief Commercial Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-002744 · doc4.xml · nonDerivative · entry 2

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,932

F2 · shares: The reported securities are represented by restricted stock units, 100% of which were vested upon grant.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:55 UTC
King SashaChief Commercial Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-002744 · doc4.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,932

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 4, 2019 and 1/4th of which shall vest on each anniversary thereafter.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:58 UTC
Seeto ReginaldSee Remarks
GrantEmployee Stock Option (right to buy) · Derivative 32,000 $0.00 Strike: $27.17 $0.00
Disclosure

SEC source: 0000899243-19-002749 · doc4.xml · derivative · entry 1

Seeto Reginald · CIK 0001688485 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2029-02-04

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 4, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:56 UTC
Yee James PChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 16,000 $0.00 Strike: $27.17 $0.00
Disclosure

SEC source: 0000899243-19-002747 · doc4.xml · derivative · entry 4

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2029-02-04

F4 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 4, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:56 UTC
Yee James PChief Medical Officer
Tax withholdingCommon Stock 2,766 $27.17 $75,152.22
Disclosure

SEC source: 0000899243-19-002747 · doc4.xml · nonDerivative · entry 3

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,894

F3 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the immediate vesting of restricted stock units.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:56 UTC
Yee James PChief Medical Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-002747 · doc4.xml · nonDerivative · entry 2

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,660

F2 · shares: The reported securities are represented by restricted stock units, 100% of which were vested upon grant.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:56 UTC
Yee James PChief Medical Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-002747 · doc4.xml · nonDerivative · entry 1

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,660

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 4, 2019 and 1/4th of which shall vest on each anniversary thereafter.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 02:56 UTC
Maag PeterDirector · See Remarks
GrantEmployee Stock Option (right to buy) · Derivative 96,000 $0.00 Strike: $27.17 $0.00
Disclosure

SEC source: 0000899243-19-002746 · doc4.xml · derivative · entry 6

Maag Peter · CIK 0001613855 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Stock · 96,000 shares

Expires 2029-02-04

F5 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 4, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 02:56 UTC
Maag PeterDirector · See Remarks
Tax withholdingCommon Stock 1,128 $27.17 $30,647.76
Disclosure

SEC source: 0000899243-19-002746 · doc4.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,717

F3 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the immediate vesting of restricted stock units.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 02:56 UTC
Maag PeterDirector · See Remarks
GrantCommon Stock 48,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-002746 · doc4.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,845

F2 · shares: The reported securities are represented by restricted stock units, 100% of which were vested upon grant.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 02:56 UTC
Maag PeterDirector · See Remarks
GrantCommon Stock 48,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-002746 · doc4.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,845

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 4, 2019 and 1/4th of which shall vest on each anniversary thereafter.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 02:55 UTC
Bell Michael BrianChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 32,000 $0.00 Strike: $27.17 $0.00
Disclosure

SEC source: 0000899243-19-002745 · doc4.xml · derivative · entry 4

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2029-02-04

F4 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 4, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

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February 04, 2019 Filed Feb 6, 2019 02:55 UTC
Bell Michael BrianChief Financial Officer
Tax withholdingCommon Stock 5,608 $27.17 $152,369.36
Disclosure

SEC source: 0000899243-19-002745 · doc4.xml · nonDerivative · entry 3

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,198

F3 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the immediate vesting of restricted stock units.

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February 04, 2019 Filed Feb 6, 2019 02:55 UTC
Bell Michael BrianChief Financial Officer
GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-002745 · doc4.xml · nonDerivative · entry 2

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,806

F2 · shares: The reported securities are represented by restricted stock units, 100% of which were vested upon grant.

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February 04, 2019 Filed Feb 6, 2019 02:55 UTC
Bell Michael BrianChief Financial Officer
GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-002745 · doc4.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,806

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 4, 2019 and 1/4th of which shall vest on each anniversary thereafter.

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January 28, 2019 Filed Jan 29, 2019 20:47 UTC
Yee James PChief Medical Officer
Tax withholdingCommon Stock 845 $27.46 $23,203.70
Disclosure

SEC source: 0000899243-19-002147 · doc4.xml · nonDerivative · entry 1

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,660

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

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January 28, 2019 Filed Jan 30, 2019 01:48 UTC
Maag PeterDirector · See Remarks
Tax withholdingCommon Stock 1,556 $27.46 $42,727.76
Disclosure

SEC source: 0000899243-19-002148 · doc4.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,845

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

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January 22, 2019 Filed Jan 23, 2019 21:42 UTC
Yee James PChief Medical Officer
Tax withholdingCommon Stock 2,139 $25.05 $53,581.95
Disclosure

SEC source: 0000899243-19-001827 · doc4.xml · nonDerivative · entry 1

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,505

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

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January 22, 2019 Filed Jan 24, 2019 02:44 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.88 $0.00
Disclosure

SEC source: 0000899243-19-001830 · doc4.xml · derivative · entry 2

Abernethy Amy · CIK 0001590728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 5,000 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vested on August 2, 2018 and 1/36th of the shares subject to the option vested or vest monthly thereafter.

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January 22, 2019 Filed Jan 24, 2019 02:44 UTC Exercise / conversionCommon Stock 5,000 $12.88 $64,400.00
Disclosure

SEC source: 0000899243-19-001830 · doc4.xml · nonDerivative · entry 1

Abernethy Amy · CIK 0001590728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 22, 2019 Filed Jan 24, 2019 02:48 UTC
Bell Michael BrianChief Financial Officer
Tax withholdingCommon Stock 1,432 $25.05 $35,871.60
Disclosure

SEC source: 0000899243-19-001833 · doc4.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,806

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

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January 22, 2019 Filed Jan 24, 2019 02:43 UTC
Maag PeterDirector · See Remarks
Tax withholdingCommon Stock 8,140 $25.05 $203,907.00
Disclosure

SEC source: 0000899243-19-001829 · doc4.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,401

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.