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Nasdaq · USD

CDNA

CareDx, Inc.

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4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2019 Filed Jun 21, 2019 21:07 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0000899243-19-017818 · doc4.xml · derivative · entry 11

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 21:07 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 292 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0000899243-19-017818 · doc4.xml · derivative · entry 10

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,342

Underlying: Common Stock · 292 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 21:07 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 937 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000899243-19-017818 · doc4.xml · derivative · entry 9

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,188

Underlying: Common Stock · 937 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 21:07 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 139 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0000899243-19-017818 · doc4.xml · derivative · entry 8

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,889

Underlying: Common Stock · 139 shares

Expires 2027-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/2 of the shares subject to the option vested on September 1, 2018 and 1/72nd of the shares subject to the option vest monthly thereafter.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 21:07 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 834 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0000899243-19-017818 · doc4.xml · derivative · entry 7

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,167

Underlying: Common Stock · 834 shares

Expires 2027-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on April 21, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 21:07 UTC
Bell Michael BrianChief Financial Officer
SaleCommon Stock 14,702 $38.81 $570,600.79
Disclosure

SEC source: 0000899243-19-017818 · doc4.xml · nonDerivative · entry 6

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,900

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.76 to $40.49, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 21:07 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 12,500 $12.24 $153,000.00
Disclosure

SEC source: 0000899243-19-017818 · doc4.xml · nonDerivative · entry 5

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 21:07 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 292 $6.31 $1,842.52
Disclosure

SEC source: 0000899243-19-017818 · doc4.xml · nonDerivative · entry 4

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 21:07 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 937 $5.90 $5,528.30
Disclosure

SEC source: 0000899243-19-017818 · doc4.xml · nonDerivative · entry 3

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 21:07 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 139 $2.80 $389.20
Disclosure

SEC source: 0000899243-19-017818 · doc4.xml · nonDerivative · entry 2

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 21:07 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 834 $1.00 $834.00
Disclosure

SEC source: 0000899243-19-017818 · doc4.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:02 UTC
Yee James PChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0000899243-19-017341 · doc4.xml · derivative · entry 3

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 20,000 shares

Expires 2025-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 21, 2016 and 1/48th of the shares subject to the option vested monthly thereafter.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:02 UTC
Yee James PChief Medical Officer
SaleCommon Stock 20,000 $37.54 $750,876.00
Disclosure

SEC source: 0000899243-19-017341 · doc4.xml · nonDerivative · entry 2

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,170

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.90 to $37.93, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:02 UTC
Yee James PChief Medical Officer
Exercise / conversionCommon Stock 20,000 $6.49 $129,800.00
Disclosure

SEC source: 0000899243-19-017341 · doc4.xml · nonDerivative · entry 1

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 18:00 UTC GrantStock Option (right to buy) · Derivative 4,152 $38.26 Strike: $38.26 $158,855.52
Disclosure

SEC source: 0000899243-19-017459 · doc4.xml · derivative · entry 2

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,152

Underlying: Common Stock · 4,152 shares

Expires 2029-06-17

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 17, 2019 and the shares subject to the option shall vest monthly thereafter through June 17, 2020.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 18:00 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-017459 · doc4.xml · nonDerivative · entry 1

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,885

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 17, 2020.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 17:58 UTC GrantStock Option (right to buy) · Derivative 4,152 $38.26 Strike: $38.26 $158,855.52
Disclosure

SEC source: 0000899243-19-017456 · doc4.xml · derivative · entry 2

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,152

Underlying: Common Stock · 4,152 shares

Expires 2029-06-17

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 17, 2019 and the shares subject to the option shall vest monthly thereafter through June 17, 2020.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 17:58 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-017456 · doc4.xml · nonDerivative · entry 1

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,797

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 17, 2020.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 22:01 UTC
Cohen Fred EDirector
GrantStock Option (right to buy) · Derivative 4,152 $38.26 Strike: $38.26 $158,855.52
Disclosure

SEC source: 0000899243-19-017463 · doc4.xml · derivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,152

Underlying: Common Stock · 4,152 shares

Expires 2029-06-17

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 17, 2019 and the shares subject to the option shall vest monthly thereafter through June 17, 2020.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 22:01 UTC
Cohen Fred EDirector
GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-017463 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,514

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 17, 2020.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 22:08 UTC GrantStock Option (right to buy) · Derivative 4,152 $38.26 Strike: $38.26 $158,855.52
Disclosure

SEC source: 0000899243-19-017466 · doc4.xml · derivative · entry 2

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,152

Underlying: Common Stock · 4,152 shares

Expires 2029-06-17

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 17, 2019 and the shares subject to the option shall vest monthly thereafter through June 17, 2020.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 22:08 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-017466 · doc4.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,159

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 17, 2020.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 22:01 UTC GrantStock Option (right to buy) · Derivative 4,152 $38.26 Strike: $38.26 $158,855.52
Disclosure

SEC source: 0000899243-19-017462 · doc4.xml · derivative · entry 2

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,152

Underlying: Common Stock · 4,152 shares

Expires 2029-06-17

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 17, 2019 and the shares subject to the option shall vest monthly thereafter through June 17, 2020.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 22:01 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-017462 · doc4.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,995

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 17, 2020.

Read SEC document
June 04, 2019 Filed Jun 4, 2019 21:35 UTC SaleCommon Stock 15,000 $32.35 $485,250.00
Disclosure

SEC source: 0000899243-19-015523 · doc4.xml · nonDerivative · entry 1

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,272

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:42 UTC
King SashaChief Commercial Officer
Tax withholdingCommon Stock 4,322 $32.80 $141,761.60
Disclosure

SEC source: 0000899243-19-015529 · doc4.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,272

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:42 UTC
Yee James PChief Medical Officer
Tax withholdingCommon Stock 1,239 $32.80 $40,639.20
Disclosure

SEC source: 0000899243-19-015530 · doc4.xml · nonDerivative · entry 1

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,170

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 01:39 UTC
Bell Michael BrianChief Financial Officer
Tax withholdingCommon Stock 6,197 $32.80 $203,261.60
Disclosure

SEC source: 0000899243-19-015527 · doc4.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,900

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 01:38 UTC
Maag PeterDirector · Chief Executive Officer
Tax withholdingCommon Stock 18,592 $32.80 $609,817.60
Disclosure

SEC source: 0000899243-19-015524 · doc4.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,814

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

Read SEC document
May 20, 2019 Filed May 22, 2019 10:05 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 292 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0000899243-19-014302 · doc4.xml · derivative · entry 9

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,634

Underlying: Common Stock · 292 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
May 20, 2019 Filed May 22, 2019 10:05 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 938 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000899243-19-014302 · doc4.xml · derivative · entry 8

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Common Stock · 938 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
May 20, 2019 Filed May 22, 2019 10:05 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 139 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0000899243-19-014302 · doc4.xml · derivative · entry 7

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,028

Underlying: Common Stock · 139 shares

Expires 2027-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/2 of the shares subject to the option vested on September 1, 2018 and 1/72nd of the shares subject to the option vest monthly thereafter.

Read SEC document
May 20, 2019 Filed May 22, 2019 10:05 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 833 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0000899243-19-014302 · doc4.xml · derivative · entry 6

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,001

Underlying: Common Stock · 833 shares

Expires 2027-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on April 21, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
May 20, 2019 Filed May 22, 2019 10:05 UTC
Bell Michael BrianChief Financial Officer
SaleCommon Stock 2,202 $32.10 $70,693.67
Disclosure

SEC source: 0000899243-19-014302 · doc4.xml · nonDerivative · entry 5

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,097

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.135, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 20, 2019 Filed May 22, 2019 10:05 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 292 $6.31 $1,842.52
Disclosure

SEC source: 0000899243-19-014302 · doc4.xml · nonDerivative · entry 4

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 20, 2019 Filed May 22, 2019 10:05 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 938 $5.90 $5,534.20
Disclosure

SEC source: 0000899243-19-014302 · doc4.xml · nonDerivative · entry 3

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 20, 2019 Filed May 22, 2019 10:05 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 139 $2.80 $389.20
Disclosure

SEC source: 0000899243-19-014302 · doc4.xml · nonDerivative · entry 2

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 20, 2019 Filed May 22, 2019 10:05 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 833 $1.00 $833.00
Disclosure

SEC source: 0000899243-19-014302 · doc4.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 13, 2019 Filed May 14, 2019 01:29 UTC
Maag PeterDirector · Chief Executive Officer
SaleCommon Stock 80,000 $31.11 $2,488,496.00
Disclosure

SEC source: 0000899243-19-013394 · doc4.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,406

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.61 to $31.58, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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May 09, 2019 Filed May 13, 2019 20:21 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 292 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0000899243-19-013224 · doc4.xml · derivative · entry 9

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,926

Underlying: Common Stock · 292 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:21 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 937 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000899243-19-013224 · doc4.xml · derivative · entry 8

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,063

Underlying: Common Stock · 937 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:21 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 139 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0000899243-19-013224 · doc4.xml · derivative · entry 7

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 139 shares

Expires 2027-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/2 of the shares subject to the option vested on September 1, 2018 and 1/72nd of the shares subject to the option vest monthly thereafter.

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May 09, 2019 Filed May 13, 2019 20:21 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 833 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0000899243-19-013224 · doc4.xml · derivative · entry 6

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,834

Underlying: Common Stock · 833 shares

Expires 2027-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on April 21, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:21 UTC
Bell Michael BrianChief Financial Officer
SaleCommon Stock 14,894 $32.42 $482,884.33
Disclosure

SEC source: 0000899243-19-013224 · doc4.xml · nonDerivative · entry 5

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,097

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.625, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:21 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 292 $6.31 $1,842.52
Disclosure

SEC source: 0000899243-19-013224 · doc4.xml · nonDerivative · entry 4

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:21 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 937 $5.90 $5,528.30
Disclosure

SEC source: 0000899243-19-013224 · doc4.xml · nonDerivative · entry 3

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:21 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 139 $2.80 $389.20
Disclosure

SEC source: 0000899243-19-013224 · doc4.xml · nonDerivative · entry 2

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:21 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 833 $1.00 $833.00
Disclosure

SEC source: 0000899243-19-013224 · doc4.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 03, 2019 Filed May 3, 2019 20:58 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 417 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0000899243-19-012103 · doc4.xml · derivative · entry 5

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 417 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
May 03, 2019 Filed May 3, 2019 20:58 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 833 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000899243-19-012103 · doc4.xml · derivative · entry 4

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 833 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.