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Nasdaq · USD

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CareDx, Inc.

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4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2020 Filed May 7, 2020 19:29 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,000 $1.22 Strike: $1.22 $18,300.00
Disclosure

SEC source: 0001217234-20-000059 · wf-form4_158889414197989.xml · derivative · entry 3

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/12th of the shares subject to the option vested on August 13, 2017 and 1/12th of the shares subject to the option vested monthly thereafter through July 13, 2018.

Read SEC document
May 06, 2020 Filed May 7, 2020 19:29 UTC SaleCommon Stock 15,000 $29.12 $436,828.50
Disclosure

SEC source: 0001217234-20-000059 · wf-form4_158889414197989.xml · nonDerivative · entry 2

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,385

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.77 to $29.56, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 06, 2020 Filed May 7, 2020 19:29 UTC Exercise / conversionCommon Stock 15,000 $1.22 $18,300.00
Disclosure

SEC source: 0001217234-20-000059 · wf-form4_158889414197989.xml · nonDerivative · entry 1

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2020 Filed May 8, 2020 23:18 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,458 $12.24 Strike: $12.24 $140,245.92
Disclosure

SEC source: 0001217234-20-000061 · wf-form4_158897992025650.xml · derivative · entry 12

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,042

Underlying: Common Stock · 11,458 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
May 06, 2020 Filed May 8, 2020 23:18 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,211 $6.31 Strike: $6.31 $20,261.41
Disclosure

SEC source: 0001217234-20-000061 · wf-form4_158897992025650.xml · derivative · entry 11

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,131

Underlying: Common Stock · 3,211 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
May 06, 2020 Filed May 8, 2020 23:18 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,667 $2.80 Strike: $2.80 $4,667.60
Disclosure

SEC source: 0001217234-20-000061 · wf-form4_158897992025650.xml · derivative · entry 10

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222

Underlying: Common Stock · 1,667 shares

Expires 2027-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 50% of the shares subject to the option vested on September 1, 2018 and 1/72nd of the shares subject to the option vest monthly thereafter.

Read SEC document
May 06, 2020 Filed May 8, 2020 23:18 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,313 $5.90 Strike: $5.90 $60,846.70
Disclosure

SEC source: 0001217234-20-000061 · wf-form4_158897992025650.xml · derivative · entry 9

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,875

Underlying: Common Stock · 10,313 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
May 06, 2020 Filed May 8, 2020 23:18 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,167 $1.00 Strike: $1.00 $9,167.00
Disclosure

SEC source: 0001217234-20-000061 · wf-form4_158897992025650.xml · derivative · entry 8

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 9,167 shares

Expires 2027-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/4th of the shares subject to the option vested on April 21, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
May 06, 2020 Filed May 8, 2020 23:18 UTC
Bell Michael BrianChief Financial Officer
SaleCommon Stock 1,429 $29.58 $42,270.39
Disclosure

SEC source: 0001217234-20-000061 · wf-form4_158897992025650.xml · nonDerivative · entry 7

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,093

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.55 to $29.63, inclusive. The Reporting Persons undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
May 06, 2020 Filed May 8, 2020 23:18 UTC
Bell Michael BrianChief Financial Officer
SaleCommon Stock 55,707 $28.99 $1,614,762.10
Disclosure

SEC source: 0001217234-20-000061 · wf-form4_158897992025650.xml · nonDerivative · entry 6

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,522

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.49 to $29.48, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
May 06, 2020 Filed May 8, 2020 23:18 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 11,458 $12.24 $140,245.92
Disclosure

SEC source: 0001217234-20-000061 · wf-form4_158897992025650.xml · nonDerivative · entry 5

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 06, 2020 Filed May 8, 2020 23:18 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 3,211 $6.31 $20,261.41
Disclosure

SEC source: 0001217234-20-000061 · wf-form4_158897992025650.xml · nonDerivative · entry 4

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 06, 2020 Filed May 8, 2020 23:18 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 1,667 $2.80 $4,667.60
Disclosure

SEC source: 0001217234-20-000061 · wf-form4_158897992025650.xml · nonDerivative · entry 3

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 06, 2020 Filed May 8, 2020 23:18 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 10,313 $5.90 $60,846.70
Disclosure

SEC source: 0001217234-20-000061 · wf-form4_158897992025650.xml · nonDerivative · entry 2

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 06, 2020 Filed May 8, 2020 23:18 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 9,167 $1.00 $9,167.00
Disclosure

SEC source: 0001217234-20-000061 · wf-form4_158897992025650.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 01, 2020 Filed Jul 6, 2020 12:48 UTC GrantCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000123 · wf-form4_159405407063733.xml · nonDerivative · entry 1

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,458

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
April 01, 2020 Filed Jul 6, 2020 15:55 UTC GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000119 · wf-form4_159405091530718.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,768

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
April 01, 2020 Filed Jul 6, 2020 17:24 UTC GrantCommon Stock 1,086 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000127 · wf-form4_159405624690033.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,851

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
April 01, 2020 Filed Jul 6, 2020 15:41 UTC GrantCommon Stock 669 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000115 · wf-form4_159405008301609.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,326

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 00:48 UTC
Maag PeterDirector · Chief Executive Officer
SaleCommon Stock 10,000 $17.39 $173,873.00
Disclosure

SEC source: 0001217234-20-000045 · wf-form4_158440609031883.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,909

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.20 to $17.635, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 20:37 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,598 $0.00 Strike: $3.70 $0.00
Disclosure

SEC source: 0001217234-20-000043 · wf-form4_158337223087500.xml · derivative · entry 2

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,598 shares

Expires 2020-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All of the shares subject to the option vested on April 8, 2010.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 20:37 UTC Exercise / conversionCommon Stock 14,598 $3.70 $53,998.00
Disclosure

SEC source: 0001217234-20-000043 · wf-form4_158337223087500.xml · nonDerivative · entry 1

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 16:59 UTC
King SashaChief Commercial Officer
Tax withholdingCommon Stock 2,766 $22.44 $62,069.04
Disclosure

SEC source: 0001217234-20-000038 · wf-form4_158318635595552.xml · nonDerivative · entry 2

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,736

F2 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 16:59 UTC
King SashaChief Commercial Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000038 · wf-form4_158318635595552.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,502

F1 · shares: The reported securities were represented by restricted performance stock units that were granted on February 4, 2019, 100% of which vested on February 27, 2020 upon the achievement of the requisite performance criteria.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 16:59 UTC
Seeto ReginaldSee Remarks
Tax withholdingCommon Stock 5,296 $22.44 $118,842.24
Disclosure

SEC source: 0001217234-20-000039 · wf-form4_158318637717980.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,567

F2 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 16:59 UTC
Seeto ReginaldSee Remarks
GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000039 · wf-form4_158318637717980.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,863

F1 · shares: The reported securities were represented by restricted performance stock units that were granted on February 4, 2019, 100% of which vested on February 27, 2020 upon the achievement of the requisite performance criteria.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:00 UTC
Bell Michael BrianChief Financial Officer
Tax withholdingCommon Stock 5,532 $22.44 $124,138.08
Disclosure

SEC source: 0001217234-20-000041 · wf-form4_158318641892340.xml · nonDerivative · entry 2

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,413

F2 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:00 UTC
Bell Michael BrianChief Financial Officer
GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000041 · wf-form4_158318641892340.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,945

F1 · shares: The reported securities were represented by restricted performance stock units that were granted on February 4, 2019, 100% of which vested on February 27, 2020 upon the achievement of the requisite performance criteria.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:00 UTC
Maag PeterDirector · Chief Executive Officer
GrantCommon Stock 48,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000040 · wf-form4_158318639919407.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,909

F1 · shares: The reported securities were represented by restricted performance stock units that were granted on February 4, 2019, 100% of which vested on February 27, 2020 upon the achievement of the requisite performance criteria. The Reporting Person has elected to defer receipt of the vested shares until after termination of service. 1/4th of the vested shares will be delivered to the Reporting Person on each June 30 starting in the calendar year immediately following the year in which the Reporting Person's service with the Issuer is terminated.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 00:25 UTC
Maag PeterDirector · Chief Executive Officer
SaleCommon Stock 10,000 $26.62 $266,201.00
Disclosure

SEC source: 0001217234-20-000025 · wf-form4_158215832908983.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,909

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.36 to $26.95, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 21:15 UTC
King SashaChief Commercial Officer
SaleCommon Stock 7,390 $26.01 $192,220.55
Disclosure

SEC source: 0001217234-20-000023 · wf-form4_158173290127239.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,502

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.05, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 16:53 UTC
King SashaChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 16,000 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-20-000021 · wf-form4_158093956953017.xml · derivative · entry 2

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2030-02-03

F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on January 29, 2021 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 16:53 UTC
King SashaChief Commercial Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000021 · wf-form4_158093956953017.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,892

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on January 29, 2021 and 1/4th of which shall vest on each anniversary thereafter.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 16:48 UTC
Seeto ReginaldSee Remarks
GrantEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-20-000017 · wf-form4_158093929067350.xml · derivative · entry 2

Seeto Reginald · CIK 0001688485 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2030-02-03

F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on January 29, 2021 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 16:48 UTC
Seeto ReginaldSee Remarks
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000017 · wf-form4_158093929067350.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,863

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on January 29, 2021 and 1/4th of which shall vest on each anniversary thereafter.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:50 UTC
Bell Michael BrianChief Financial Officer
GrantCommon Stock · Derivative 30,000 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-20-000019 · wf-form4_158093941254026.xml · derivative · entry 2

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-02-03

F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on January 29, 2021 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:50 UTC
Bell Michael BrianChief Financial Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000019 · wf-form4_158093941254026.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,945

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on January 29, 2021 and 1/4th of which shall vest on each anniversary thereafter.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:46 UTC
Maag PeterDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 80,000 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-20-000015 · wf-form4_158093916495480.xml · derivative · entry 4

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2030-02-03

F3 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on January 29, 2021 and 1/48th of the shares subject to the option shall vest monthly thereafter.

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February 03, 2020 Filed Feb 5, 2020 21:46 UTC
Maag PeterDirector · Chief Executive Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000015 · wf-form4_158093916495480.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,909

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on January 29, 2021 and 1/4th of which shall vest on each anniversary thereafter.

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January 27, 2020 Filed Jan 27, 2020 23:44 UTC
Maag PeterDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,556 $23.05 $35,865.80
Disclosure

SEC source: 0001217234-20-000009 · wf-form4_158016868122339.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,909

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

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January 25, 2020 Filed Jan 27, 2020 18:50 UTC
King SashaChief Commercial Officer
Tax withholdingCommon Stock 817 $21.67 $17,704.39
Disclosure

SEC source: 0001217234-20-000011 · wf-form4_158016898966336.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,892

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

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January 25, 2020 Filed Jan 27, 2020 23:56 UTC
Bell Michael BrianChief Financial Officer
Tax withholdingCommon Stock 1,523 $21.67 $33,003.41
Disclosure

SEC source: 0001217234-20-000013 · wf-form4_158016936855256.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,945

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

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January 21, 2020 Filed Jan 21, 2020 23:33 UTC
Maag PeterDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,171 $22.35 $48,521.85
Disclosure

SEC source: 0001217234-20-000004 · wf-form4_157964956917517.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,465

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

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January 19, 2020 Filed Jan 21, 2020 23:33 UTC
Maag PeterDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,178 $23.61 $98,642.58
Disclosure

SEC source: 0001217234-20-000004 · wf-form4_157964956917517.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,636

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

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January 19, 2020 Filed Jan 21, 2020 23:29 UTC
Bell Michael BrianChief Financial Officer
Tax withholdingCommon Stock 1,432 $23.61 $33,809.52
Disclosure

SEC source: 0001702824-20-000002 · wf-form4_157964932270753.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,468

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

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January 15, 2020 Filed Jan 17, 2020 01:16 UTC
Maag PeterDirector · Chief Executive Officer
SaleCommon Stock 10,000 $23.13 $231,300.00
Disclosure

SEC source: 0000899243-20-001344 · doc4.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,814

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.67 to $23.59, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

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January 02, 2020 Filed Jan 3, 2020 21:07 UTC GrantCommon Stock 653 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000415 · doc4.xml · nonDerivative · entry 1

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,303

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

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January 02, 2020 Filed Jan 4, 2020 00:49 UTC GrantCommon Stock 435 $0.00 $0.00
Disclosure

SEC source: 0001180466-20-000002 · wf-form4_157809893652281.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,088

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

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January 02, 2020 Filed Jan 4, 2020 02:06 UTC GrantCommon Stock 653 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000414 · doc4.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,657

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

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January 02, 2020 Filed Jan 4, 2020 02:05 UTC GrantCommon Stock 1,024 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000412 · doc4.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,765

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.