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Nasdaq · USD

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CareDx, Inc.

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4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 06, 2020 Filed Jul 8, 2020 01:25 UTC
Maag PeterDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,240 $5.27 $27,614.80
Disclosure

SEC source: 0001217234-20-000131 · wf-form4_159417148767668.xml · nonDerivative · entry 4

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 01:25 UTC
Maag PeterDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,983 $2.30 $4,560.90
Disclosure

SEC source: 0001217234-20-000131 · wf-form4_159417148767668.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 01:25 UTC
Maag PeterDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,777 $2.80 $7,775.60
Disclosure

SEC source: 0001217234-20-000131 · wf-form4_159417148767668.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 01:25 UTC
Maag PeterDirector · Chief Executive Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000131 · wf-form4_159417148767668.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,974

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on July 6, 2021 and 1/4th of which shall vest on each anniversary thereafter.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 12:56 UTC GrantCommon Stock 439 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000125 · wf-form4_159405458833190.xml · nonDerivative · entry 1

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,087

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:36 UTC GrantCommon Stock 483 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000121 · wf-form4_159405336140370.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,441

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 17:39 UTC GrantCommon Stock 1,282 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000129 · wf-form4_159405713416387.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,323

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 15:49 UTC GrantCommon Stock 527 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000117 · wf-form4_159405052901914.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,043

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:40 UTC
Maag PeterDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,267 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001217234-20-000113 · wf-form4_159372600197491.xml · derivative · entry 5

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,233

Underlying: Common Stock · 9,267 shares

Expires 2027-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 27, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:40 UTC
Maag PeterDirector · Chief Executive Officer
SaleCommon Stock 18,182 $35.07 $637,719.10
Disclosure

SEC source: 0001217234-20-000113 · wf-form4_159372600197491.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,974

F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, dated May 5, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.15, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:40 UTC
Maag PeterDirector · Chief Executive Officer
Exercise / conversionCommon Stock 9,267 $2.30 $21,314.10
Disclosure

SEC source: 0001217234-20-000113 · wf-form4_159372600197491.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,390 shares acquired by the Reporting Person pursuant to Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 21:06 UTC GrantStock Option (right to buy) · Derivative 4,978 $31.35 Strike: $31.35 $156,060.30
Disclosure

SEC source: 0001217234-20-000096 · wf-form4_159261519439816.xml · derivative · entry 2

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,978

Underlying: Common Stock · 4,978 shares

Expires 2030-06-18

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 18, 2020 and the shares subject to the option shall vest monthly thereafter through June 18, 2021.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 21:06 UTC GrantCommon Stock 3,190 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000096 · wf-form4_159261519439816.xml · nonDerivative · entry 1

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,575

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 18, 2021.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 21:22 UTC GrantStock Option (right to buy) · Derivative 4,978 $31.35 Strike: $31.35 $156,060.30
Disclosure

SEC source: 0001217234-20-000104 · wf-form4_159261614816841.xml · derivative · entry 2

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,978

Underlying: Common Stock · 4,978 shares

Expires 2030-06-18

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 18, 2020 and the shares subject to the option shall vest monthly thereafter through June 18, 2021.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 21:22 UTC GrantCommon Stock 3,190 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000104 · wf-form4_159261614816841.xml · nonDerivative · entry 1

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,091

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 18, 2021.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 00:59 UTC GrantStock Option (right to buy) · Derivative 4,978 $31.35 Strike: $31.35 $156,060.30
Disclosure

SEC source: 0001217234-20-000092 · wf-form4_159261473651322.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,978

Underlying: Common Stock · 4,978 shares

Expires 2030-06-18

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 18, 2020 and the shares subject to the option shall vest monthly thereafter through June 18, 2021.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 00:59 UTC GrantCommon Stock 3,190 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000092 · wf-form4_159261473651322.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,278

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 18, 2021.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:12 UTC GrantStock Option (right to buy) · Derivative 4,978 $31.35 Strike: $31.35 $156,060.30
Disclosure

SEC source: 0001217234-20-000098 · wf-form4_159261553628523.xml · derivative · entry 2

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,978

Underlying: Common Stock · 4,978 shares

Expires 2030-06-18

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 18, 2020 and the shares subject to the option shall vest monthly thereafter through June 18, 2021.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:12 UTC GrantCommon Stock 3,190 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000098 · wf-form4_159261553628523.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,847

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 18, 2021.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:16 UTC
Cohen Fred EDirector
GrantStock Option (right to buy) · Derivative 4,978 $31.35 Strike: $31.35 $156,060.30
Disclosure

SEC source: 0001217234-20-000100 · wf-form4_159261579409511.xml · derivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,978

Underlying: Common Stock · 4,978 shares

Expires 2030-06-18

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 18, 2020 and the shares subject to the option shall vest monthly thereafter through June 18, 2021.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:16 UTC
Cohen Fred EDirector
GrantCommon Stock 3,190 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000100 · wf-form4_159261579409511.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,469

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 18, 2021.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:20 UTC
Colon GraceDirector
GrantStock Option (right to buy) · Derivative 4,978 $31.35 Strike: $31.35 $156,060.30
Disclosure

SEC source: 0001217234-20-000102 · wf-form4_159261598754484.xml · derivative · entry 2

Colon Grace · CIK 0001780354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,978

Underlying: Common Stock · 4,978 shares

Expires 2030-06-18

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 18, 2020 and the shares subject to the option shall vest monthly thereafter through June 18, 2021.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:20 UTC
Colon GraceDirector
GrantCommon Stock 3,190 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000102 · wf-form4_159261598754484.xml · nonDerivative · entry 1

Colon Grace · CIK 0001780354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,967

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 18, 2021.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:02 UTC GrantStock Option (right to buy) · Derivative 4,978 $31.35 Strike: $31.35 $156,060.30
Disclosure

SEC source: 0001217234-20-000094 · wf-form4_159261490860728.xml · derivative · entry 2

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,978

Underlying: Common Stock · 4,978 shares

Expires 2030-06-18

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 18, 2020 and the shares subject to the option shall vest monthly thereafter through June 18, 2021.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:02 UTC GrantCommon Stock 3,190 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000094 · wf-form4_159261490860728.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,955

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 18, 2021.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 23:44 UTC
Maag PeterDirector · Chief Executive Officer
SaleCommon Stock 1,818 $35.00 $63,630.00
Disclosure

SEC source: 0001217234-20-000087 · wf-form4_159191904770738.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,499

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, dated May 5, 2020.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 23:47 UTC
Maag PeterDirector · Chief Executive Officer
SaleCommon Stock 500 $33.06 $16,531.00
Disclosure

SEC source: 0001217234-20-000080 · wf-form4_159140082565146.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,317

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.01 to $33.10, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 23:47 UTC
Maag PeterDirector · Chief Executive Officer
SaleCommon Stock 49,500 $32.58 $1,612,635.75
Disclosure

SEC source: 0001217234-20-000080 · wf-form4_159140082565146.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,817

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.03 to $33.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 01, 2020 Filed Jun 1, 2020 19:21 UTC
King SashaChief Commercial Officer
SaleCommon Stock 25,402 $33.10 $840,839.22
Disclosure

SEC source: 0001217234-20-000069 · wf-form4_159105369591015.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,334

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.26, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 11:22 UTC
King SashaChief Commercial Officer
Tax withholdingCommon Stock 4,843 $32.82 $158,947.26
Disclosure

SEC source: 0001217234-20-000074 · wf-form4_159119774193629.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,893

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,833 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · derivative · entry 15

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 5,833 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,111 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · derivative · entry 14

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,639

Underlying: Common Stock · 1,111 shares

Expires 2027-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: 50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $27.17 $0.00
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · derivative · entry 13

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2029-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on February 4, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,458 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · derivative · entry 12

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,542

Underlying: Common Stock · 1,458 shares

Expires 2027-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,333 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · derivative · entry 11

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,167

Underlying: Common Stock · 8,333 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,750 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · derivative · entry 10

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 1,750 shares

Expires 2027-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,917 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · derivative · entry 9

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,917 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
SaleCommon Stock 25,402 $33.10 $840,839.22
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 8

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,736

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.26, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 5,833 $5.90 $34,414.70
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 7

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 1,111 $2.80 $3,110.80
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 6

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 4,000 $27.17 $108,680.00
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 5

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 1,458 $1.07 $1,560.06
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 4

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 8,333 $12.24 $101,995.92
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 3

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 1,750 $1.00 $1,750.00
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 2

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 2,917 $6.31 $18,406.27
Disclosure

SEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 01, 2020 Filed Jun 3, 2020 15:40 UTC
Bell Michael BrianChief Financial Officer
Tax withholdingCommon Stock 6,197 $32.82 $203,385.54
Disclosure

SEC source: 0001217234-20-000078 · wf-form4_159119882528287.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,896

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

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June 01, 2020 Filed Jun 3, 2020 15:32 UTC
Maag PeterDirector · Chief Executive Officer
Tax withholdingCommon Stock 18,592 $32.82 $610,189.44
Disclosure

SEC source: 0001217234-20-000076 · wf-form4_159119831701486.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,317

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

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May 19, 2020 Filed May 19, 2020 22:16 UTC
Maag PeterDirector · Chief Executive Officer
SaleCommon Stock 30,000 $32.24 $967,122.00
Disclosure

SEC source: 0001217234-20-000067 · wf-form4_158992655618810.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,909

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.01 to $32.52, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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May 13, 2020 Filed May 13, 2020 21:28 UTC SaleCommon Stock 10,000 $27.65 $276,458.00
Disclosure

SEC source: 0001217234-20-000065 · wf-form4_158940532053454.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,657

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $28.06, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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May 11, 2020 Filed May 11, 2020 23:05 UTC SaleCommon Stock 10,000 $29.86 $298,628.00
Disclosure

SEC source: 0001217234-20-000063 · wf-form4_158923829484617.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,765

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.84 to $29.95, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.