Tapewire

Nasdaq · USD

CDNA

CareDx, Inc.

Export transactions ↓
Tapewire entity
4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2020 Filed Dec 18, 2020 20:40 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 7,653 $67.92 $519,769.57
Disclosure

SEC source: 0001217234-20-000204 · wf-form4_160834201663179.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,745

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.58 to $68.56, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 00:57 UTC SaleCommon Stock 2,600 $73.36 $190,731.84
Disclosure

SEC source: 0001217234-20-000202 · wf-form4_160799381600822.xml · nonDerivative · entry 5

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,404

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $73.03 to $73.77, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 00:57 UTC SaleCommon Stock 4,000 $72.02 $288,082.80
Disclosure

SEC source: 0001217234-20-000202 · wf-form4_160799381600822.xml · nonDerivative · entry 4

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,004

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $71.71 to $72.36, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 00:57 UTC SaleCommon Stock 2,501 $71.06 $177,712.06
Disclosure

SEC source: 0001217234-20-000202 · wf-form4_160799381600822.xml · nonDerivative · entry 3

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,004

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $70.66 to $71.64, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 00:57 UTC SaleCommon Stock 5,279 $70.03 $369,686.26
Disclosure

SEC source: 0001217234-20-000202 · wf-form4_160799381600822.xml · nonDerivative · entry 2

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,505

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $69.64 to $70.61, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 00:57 UTC SaleCommon Stock 15,620 $69.11 $1,079,509.13
Disclosure

SEC source: 0001217234-20-000202 · wf-form4_160799381600822.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,784

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $68.63 to $69.62, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 00:50 UTC SaleCommon Stock 2,076 $72.84 $151,218.95
Disclosure

SEC source: 0001217234-20-000200 · wf-form4_160799340480498.xml · nonDerivative · entry 3

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,487

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $72.67 to $73.07, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 00:50 UTC SaleCommon Stock 3,224 $72.04 $232,247.93
Disclosure

SEC source: 0001217234-20-000200 · wf-form4_160799340480498.xml · nonDerivative · entry 2

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,563

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $71.67 to $72.65, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 00:50 UTC SaleCommon Stock 4,700 $71.10 $334,177.05
Disclosure

SEC source: 0001217234-20-000200 · wf-form4_160799340480498.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,787

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $70.67 to $71.66, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 21:06 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0001628280-20-017186 · wf-form4_160746157906959.xml · derivative · entry 7

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,140

Underlying: Common Stock · 10,000 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 21:06 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 571 $67.10 $38,316.73
Disclosure

SEC source: 0001628280-20-017186 · wf-form4_160746157906959.xml · nonDerivative · entry 4

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,974

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.97 to $67.24, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 21:06 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 7,631 $66.50 $507,437.08
Disclosure

SEC source: 0001628280-20-017186 · wf-form4_160746157906959.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,545

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.96 to $66.95, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 21:06 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 1,798 $65.58 $117,913.20
Disclosure

SEC source: 0001628280-20-017186 · wf-form4_160746157906959.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,176

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.94 to $65.93, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 21:06 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 10,000 $6.31 $63,100.00
Disclosure

SEC source: 0001628280-20-017186 · wf-form4_160746157906959.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 26, 2020 Filed Nov 30, 2020 16:09 UTC
Seeto ReginaldDirector · See Remarks
Tax withholdingCommon Stock 5,551 $56.08 $311,300.08
Disclosure

SEC source: 0001628280-20-016906 · wf-form4_160677052851763.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,398

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:08 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001628280-20-016420 · wf-form4_160530169355177.xml · derivative · entry 3

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948

Underlying: Common Stock · 10,000 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/36th of the shares subject to the option vested on April 2, 2015 and 1/36th of the shares subject to the option vested monthly thereafter.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:08 UTC SaleCommon Stock 10,000 $54.59 $545,888.00
Disclosure

SEC source: 0001628280-20-016420 · wf-form4_160530169355177.xml · nonDerivative · entry 2

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,575

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.96, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:08 UTC Exercise / conversionCommon Stock 10,000 $6.50 $65,000.00
Disclosure

SEC source: 0001628280-20-016420 · wf-form4_160530169355177.xml · nonDerivative · entry 1

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 00:33 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,285 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0001217234-20-000198 · wf-form4_160462280238009.xml · derivative · entry 9

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,140

Underlying: Common Stock · 4,285 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 00:33 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,715 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001217234-20-000198 · wf-form4_160462280238009.xml · derivative · entry 8

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,625

Underlying: Common Stock · 5,715 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 25% of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 00:33 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 200 $54.98 $10,996.80
Disclosure

SEC source: 0001217234-20-000198 · wf-form4_160462280238009.xml · nonDerivative · entry 5

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,974

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $54.85 to $55.12, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 00:33 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 1,925 $54.16 $104,257.62
Disclosure

SEC source: 0001217234-20-000198 · wf-form4_160462280238009.xml · nonDerivative · entry 4

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,174

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.80 to $54.80, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 00:33 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 7,875 $53.27 $419,536.69
Disclosure

SEC source: 0001217234-20-000198 · wf-form4_160462280238009.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,099

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $52.75 to $53.53, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 00:33 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 4,285 $6.31 $27,038.35
Disclosure

SEC source: 0001217234-20-000198 · wf-form4_160462280238009.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 00:33 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 5,715 $5.90 $33,718.50
Disclosure

SEC source: 0001217234-20-000198 · wf-form4_160462280238009.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:42 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 555 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001217234-20-000196 · wf-form4_160445054424014.xml · derivative · entry 13

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 555 shares

Expires 2027-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: 50% of the shares subject to the option vested on September 1, 2018 and 1/72nd of the shares subject to the option vest monthly thereafter.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:42 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,750 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001217234-20-000196 · wf-form4_160445054424014.xml · derivative · entry 12

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 3,750 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:42 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,167 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001217234-20-000196 · wf-form4_160445054424014.xml · derivative · entry 11

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,875

Underlying: Common Stock · 4,167 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:42 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,168 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0001217234-20-000196 · wf-form4_160445054424014.xml · derivative · entry 10

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,963

Underlying: Common Stock · 1,168 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:42 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,667 $0.00 Strike: $27.17 $0.00
Disclosure

SEC source: 0001217234-20-000196 · wf-form4_160445054424014.xml · derivative · entry 9

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,333

Underlying: Common Stock · 12,667 shares

Expires 2029-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/4th of the shares subject to the option vested on February 4, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:42 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,333 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001217234-20-000196 · wf-form4_160445054424014.xml · derivative · entry 8

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires 2027-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on April 21, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:42 UTC
Bell Michael BrianChief Financial Officer
SaleCommon Stock 32,574 $48.15 $1,568,486.96
Disclosure

SEC source: 0001217234-20-000196 · wf-form4_160445054424014.xml · nonDerivative · entry 7

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,343

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.00 to $48.85, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:42 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 555 $2.80 $1,554.00
Disclosure

SEC source: 0001217234-20-000196 · wf-form4_160445054424014.xml · nonDerivative · entry 6

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:42 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 3,750 $5.90 $22,125.00
Disclosure

SEC source: 0001217234-20-000196 · wf-form4_160445054424014.xml · nonDerivative · entry 5

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:42 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 4,167 $12.24 $51,004.08
Disclosure

SEC source: 0001217234-20-000196 · wf-form4_160445054424014.xml · nonDerivative · entry 4

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:42 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 1,168 $6.31 $7,370.08
Disclosure

SEC source: 0001217234-20-000196 · wf-form4_160445054424014.xml · nonDerivative · entry 3

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:42 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 12,667 $27.17 $344,162.39
Disclosure

SEC source: 0001217234-20-000196 · wf-form4_160445054424014.xml · nonDerivative · entry 2

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:42 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCommon Stock 3,333 $1.00 $3,333.00
Disclosure

SEC source: 0001217234-20-000196 · wf-form4_160445054424014.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 18:39 UTC
Seeto ReginaldDirector · See Remarks
GrantEmployee Stock Option (right to buy) · Derivative 19,000 $0.00 Strike: $47.96 $0.00
Disclosure

SEC source: 0001217234-20-000194 · wf-form4_160436033027518.xml · derivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires 2030-11-02

F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on November 1, 2021 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 18:39 UTC
Seeto ReginaldDirector · See Remarks
GrantCommon Stock 6,100 $0.00 $0.00
Disclosure

SEC source: 0001217234-20-000194 · wf-form4_160436033027518.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,949

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on November 1, 2021 and 1/4th of which shall vest on each anniversary thereafter.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 17:03 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · derivative · entry 15

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 2,000 shares

Expires 2027-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · derivative.exercise_date: 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 17:03 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,667 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · derivative · entry 14

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,667 shares

Expires 2027-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: 25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 17:03 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,334 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · derivative · entry 13

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,833

Underlying: Common Stock · 8,334 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 17:03 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,667 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · derivative · entry 12

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,833

Underlying: Common Stock · 6,667 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 17:03 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,111 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · derivative · entry 11

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,528

Underlying: Common Stock · 1,111 shares

Expires 2027-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 17:03 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,667 $0.00 Strike: $27.17 $0.00
Disclosure

SEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · derivative · entry 10

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,333

Underlying: Common Stock · 2,667 shares

Expires 2029-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/4th of the shares subject to the option vested on February 4, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 17:03 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,333 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · derivative · entry 9

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 17:03 UTC
King SashaChief Commercial Officer
SaleCommon Stock 40,775 $50.62 $2,064,209.91
Disclosure

SEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · nonDerivative · entry 8

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,431

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.16 to $51.10, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 17:03 UTC
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 2,000 $1.00 $2,000.00
Disclosure

SEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · nonDerivative · entry 7

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 17:03 UTC
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 1,667 $1.07 $1,783.69
Disclosure

SEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · nonDerivative · entry 6

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.