Tapewire

Nasdaq · USD

CDNA

CareDx, Inc.

Export transactions ↓
Tapewire entity
4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2021 Filed Mar 1, 2021 16:23 UTC
Seeto ReginaldDirector · See Remarks
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000049 · wf-form4_161463379217231.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,788

F1 · shares: The reported securities were represented by restricted performance stock units that were granted on February 3, 2020, 100% of which vested on February 25, 2021 upon the achievement of the requisite performance criteria.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:32 UTC
Maag PeterDirector · Executive Chair
Tax withholdingCommon Stock 19,832 $79.26 $1,571,884.32
Disclosure

SEC source: 0001217234-21-000053 · wf-form4_161463427573853.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,968

F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:32 UTC
Maag PeterDirector · Executive Chair
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000053 · wf-form4_161463427573853.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,800

F1 · shares: The reported securities were represented by restricted performance stock units that were granted on February 3, 2020, 100% of which vested on February 25, 2021 upon the achievement of the requisite performance criteria.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
February 05, 2021 Filed Feb 6, 2021 00:21 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 44 $92.15 $4,054.60
Disclosure

SEC source: 0001217234-21-000038 · wf-form4_161257088505727.xml · nonDerivative · entry 5

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,800

F3 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2020.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
February 05, 2021 Filed Feb 6, 2021 00:21 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 657 $91.53 $60,137.18
Disclosure

SEC source: 0001217234-21-000038 · wf-form4_161257088505727.xml · nonDerivative · entry 4

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,844

F3 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.04 to $92.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
February 05, 2021 Filed Feb 6, 2021 00:21 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 1,316 $90.36 $118,914.15
Disclosure

SEC source: 0001217234-21-000038 · wf-form4_161257088505727.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,501

F3 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.03 to $90.88, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
February 05, 2021 Filed Feb 6, 2021 00:21 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 7,983 $89.58 $715,084.41
Disclosure

SEC source: 0001217234-21-000038 · wf-form4_161257088505727.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,817

F3 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.00 to $89.97, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 19:21 UTC
King SashaChief Marketing Officer
GrantEmployee Stock Option (right to buy) · Derivative 6,750 $0.00 Strike: $87.37 $0.00
Disclosure

SEC source: 0001217234-21-000037 · wf-form4_161257086644808.xml · derivative · entry 2

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Common Stock · 6,750 shares

Expires 2031-02-03

F3 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 3, 2022 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 19:21 UTC
King SashaChief Marketing Officer
GrantCommon Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000037 · wf-form4_161257086644808.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,681

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 3, 2022 and 1/4th of which shall vest on each anniversary thereafter.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 19:21 UTC
Seeto ReginaldDirector · See Remarks
GrantEmployee Stock Option (right to buy) · Derivative 29,500 $0.00 Strike: $87.37 $0.00
Disclosure

SEC source: 0001217234-21-000036 · wf-form4_161257085087506.xml · derivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,500

Underlying: Common Stock · 29,500 shares

Expires 2031-02-03

F3 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 3, 2022 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 19:21 UTC
Seeto ReginaldDirector · See Remarks
GrantCommon Stock 29,500 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000036 · wf-form4_161257085087506.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,788

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 3, 2022 and 1/4th of which shall vest on each anniversary thereafter.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
February 03, 2021 Filed Feb 6, 2021 00:21 UTC
Maag PeterDirector · Executive Chair
GrantEmployee Stock Option (right to buy) · Derivative 13,075 $0.00 Strike: $87.37 $0.00
Disclosure

SEC source: 0001217234-21-000038 · wf-form4_161257088505727.xml · derivative · entry 8

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,075

Underlying: Common Stock · 13,075 shares

Expires 2031-02-03

F8 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 3, 2022 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 03, 2021 Filed Feb 6, 2021 00:21 UTC
Maag PeterDirector · Executive Chair
GrantCommon Stock 13,076 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000038 · wf-form4_161257088505727.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,800

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 3, 2022 and 1/4th of which shall vest on each anniversary thereafter.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 17:38 UTC
King SashaChief Marketing Officer
Tax withholdingCommon Stock 691 $76.43 $52,813.13
Disclosure

SEC source: 0001217234-21-000032 · wf-form4_161230549208741.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,931

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 17:36 UTC
Seeto ReginaldDirector · See Remarks
Tax withholdingCommon Stock 1,747 $76.43 $133,523.21
Disclosure

SEC source: 0001217234-21-000030 · wf-form4_161230539297909.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,288

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:34 UTC
Maag PeterDirector · Executive Chair
Tax withholdingCommon Stock 4,958 $76.43 $378,939.94
Disclosure

SEC source: 0001217234-21-000028 · wf-form4_161230526537143.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,724

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 23:36 UTC
Maag PeterDirector · Executive Chair
Tax withholdingCommon Stock 2,231 $74.62 $166,477.22
Disclosure

SEC source: 0001217234-21-000026 · wf-form4_161187698450768.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,682

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 17:13 UTC
King SashaChief Marketing Officer
Tax withholdingCommon Stock 809 $85.70 $69,331.30
Disclosure

SEC source: 0001217234-21-000024 · wf-form4_161178557849331.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,622

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
January 19, 2021 Filed Jan 22, 2021 02:03 UTC
Maag PeterDirector · Executive Chair
Tax withholdingCommon Stock 5,061 $93.33 $472,343.13
Disclosure

SEC source: 0001217234-21-000022 · wf-form4_161128099878487.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,913

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.

F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in January 2021.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 08:58 UTC SaleCommon Stock 12,000 $88.88 $1,066,513.20
Disclosure

SEC source: 0001217234-21-000020 · wf-form4_161106466829332.xml · nonDerivative · entry 1

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,672

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $27.17 $0.00
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · derivative · entry 18

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 1,000 shares

Expires 2029-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F12 · derivative.exercise_date: 1/4th of the shares subject to the option vested on February 4, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,250 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · derivative · entry 17

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,417

Underlying: Common Stock · 1,250 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,125 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · derivative · entry 16

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,708

Underlying: Common Stock · 3,125 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 750 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · derivative · entry 15

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 750 shares

Expires 2027-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · derivative.exercise_date: 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 417 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · derivative · entry 14

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111

Underlying: Common Stock · 417 shares

Expires 2027-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: 50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · derivative · entry 13

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 2,500 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 833 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · derivative · entry 12

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 833 shares

Expires 2027-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
SaleCommon Stock 5,174 $88.16 $456,132.08
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 11

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,431

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $88.06 to $88.29, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
SaleCommon Stock 2,601 $87.56 $227,749.54
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 10

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,605

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $87.06 to $88.03, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
SaleCommon Stock 1,400 $86.46 $121,043.16
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 9

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,206

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $85.99 to $86.915, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
SaleCommon Stock 700 $85.24 $59,666.04
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 8

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,606

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $84.76 to $85.60, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 1,000 $27.17 $27,170.00
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 7

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 1,250 $6.31 $7,887.50
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 6

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 3,125 $12.24 $38,250.00
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 5

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 750 $1.00 $750.00
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 4

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 417 $2.80 $1,167.60
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 3

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 2,500 $5.90 $14,750.00
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 2

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 17:21 UTC
King SashaChief Commercial Officer
Exercise / conversionCommon Stock 833 $1.07 $891.31
Disclosure

SEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 01:37 UTC
Cohen Fred EDirector
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0001217234-21-000014 · wf-form4_160998340713446.xml · derivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2028-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vested on July 20, 2018 and the remaining shares subject to the option vested monthly thereafter through June 20, 2019.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 01:37 UTC
Cohen Fred EDirector
Exercise / conversionCommon Stock 15,000 $14.74 $221,100.00
Disclosure

SEC source: 0001217234-21-000014 · wf-form4_160998340713446.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 23:01 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0001217234-21-000004 · wf-form4_160997407328903.xml · derivative · entry 6

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,140

Underlying: Common Stock · 10,000 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on January 19, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 23:01 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 2,826 $72.36 $204,502.92
Disclosure

SEC source: 0001217234-21-000004 · wf-form4_160997407328903.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,974

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.085 to $72.82, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 23:01 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 7,174 $71.75 $514,734.50
Disclosure

SEC source: 0001217234-21-000004 · wf-form4_160997407328903.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,800

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.08 to $72.02, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 23:01 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 10,000 $6.31 $63,100.00
Disclosure

SEC source: 0001217234-21-000004 · wf-form4_160997407328903.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:37 UTC GrantCommon Stock 215 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000012 · wf-form4_160997623999508.xml · nonDerivative · entry 1

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,672

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:11 UTC GrantCommon Stock 237 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000010 · wf-form4_160997466300175.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,085

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:04 UTC GrantCommon Stock 629 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000006 · wf-form4_160997425261990.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,033

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:08 UTC GrantCommon Stock 258 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000008 · wf-form4_160997452035725.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,745

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
December 18, 2020 Filed Dec 18, 2020 20:40 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 150 $70.04 $10,506.00
Disclosure

SEC source: 0001217234-20-000204 · wf-form4_160834201663179.xml · nonDerivative · entry 3

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,035

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 18, 2020 Filed Dec 18, 2020 20:40 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 560 $68.80 $38,525.37
Disclosure

SEC source: 0001217234-20-000204 · wf-form4_160834201663179.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.58 to $69.50, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.