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Nasdaq · USD

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CareDx, Inc.

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4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2021 Filed Jun 8, 2021 18:37 UTC
King SashaChief Marketing Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,048 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001217234-21-000118 · wf-form4_162319182099342.xml · derivative · entry 5

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,660

Underlying: Common Stock · 3,048 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 18:37 UTC
King SashaChief Marketing Officer
SaleCommon Stock 8,071 $90.01 $726,461.02
Disclosure

SEC source: 0001217234-21-000118 · wf-form4_162319182099342.xml · nonDerivative · entry 4

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,519

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.08, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 18:37 UTC
King SashaChief Marketing Officer
Exercise / conversionCommon Stock 4,023 $24.35 $97,960.05
Disclosure

SEC source: 0001217234-21-000118 · wf-form4_162319182099342.xml · nonDerivative · entry 3

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 18:37 UTC
King SashaChief Marketing Officer
Exercise / conversionCommon Stock 1,000 $27.17 $27,170.00
Disclosure

SEC source: 0001217234-21-000118 · wf-form4_162319182099342.xml · nonDerivative · entry 2

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 18:37 UTC
King SashaChief Marketing Officer
Exercise / conversionCommon Stock 3,048 $12.24 $37,307.52
Disclosure

SEC source: 0001217234-21-000118 · wf-form4_162319182099342.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 18:39 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,973 $0.00 Strike: $27.72 $0.00
Disclosure

SEC source: 0001217234-21-000120 · wf-form4_162319194940385.xml · derivative · entry 3

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,027

Underlying: Common Stock · 9,973 shares

Expires 2028-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on November 26, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 18:39 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 9,973 $90.01 $897,643.80
Disclosure

SEC source: 0001217234-21-000120 · wf-form4_162319194940385.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,634

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.07, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 18:39 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionCommon Stock 9,973 $27.72 $276,451.56
Disclosure

SEC source: 0001217234-21-000120 · wf-form4_162319194940385.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 22:41 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,467 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-21-000122 · wf-form4_162319208921217.xml · derivative · entry 8

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,533

Underlying: Common Stock · 4,467 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 22:41 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,125 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001217234-21-000122 · wf-form4_162319208921217.xml · derivative · entry 7

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 3,125 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 22:41 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 6,500 $90.01 $585,070.20
Disclosure

SEC source: 0001217234-21-000122 · wf-form4_162319208921217.xml · nonDerivative · entry 4

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,944

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.06, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 22:41 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 20,000 $85.03 $1,700,682.00
Disclosure

SEC source: 0001217234-21-000122 · wf-form4_162319208921217.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,444

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.60 to $85.31, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 22:41 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 4,467 $24.35 $108,771.45
Disclosure

SEC source: 0001217234-21-000122 · wf-form4_162319208921217.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 22:41 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 3,125 $12.24 $38,250.00
Disclosure

SEC source: 0001217234-21-000122 · wf-form4_162319208921217.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 02, 2021 Filed Jun 10, 2021 17:32 UTC SaleCommon Stock 2,511 $81.57 $204,815.24
Disclosure

SEC source: 0001217234-21-000130 · wf-form4_162336071762244.xml · nonDerivative · entry 4

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,015

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.43 to $81.71, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 16:09 UTC
King SashaChief Marketing Officer
Tax withholdingCommon Stock 6,042 $82.09 $495,987.78
Disclosure

SEC source: 0001217234-21-000116 · wf-form4_162283733302609.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,519

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 20:08 UTC
Maag PeterDirector · Executive Chair
Tax withholdingCommon Stock 18,592 $82.09 $1,526,217.28
Disclosure

SEC source: 0001217234-21-000115 · wf-form4_162283725775840.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,852

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
June 01, 2021 Filed Jun 10, 2021 17:32 UTC SaleCommon Stock 2,512 $77.30 $194,173.33
Disclosure

SEC source: 0001217234-21-000130 · wf-form4_162336071762244.xml · nonDerivative · entry 3

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,526

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.28 to $77.35, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 28, 2021 Filed Jun 10, 2021 17:32 UTC SaleCommon Stock 2,511 $81.08 $203,594.64
Disclosure

SEC source: 0001217234-21-000130 · wf-form4_162336071762244.xml · nonDerivative · entry 2

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,038

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.01 to $81.18, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 27, 2021 Filed Jun 10, 2021 17:32 UTC SaleCommon Stock 1,966 $81.01 $159,265.66
Disclosure

SEC source: 0001217234-21-000130 · wf-form4_162336071762244.xml · nonDerivative · entry 1

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,549

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.94 to $81.08, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:04 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $27.17 Strike: $27.17 $271,700.00
Disclosure

SEC source: 0001217234-21-000109 · wf-form4_162214938522404.xml · derivative · entry 6

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,899

Underlying: Common Stock · 10,000 shares

Expires 2029-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2020.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 25, 2020 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:04 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 400 $81.08 $32,430.52
Disclosure

SEC source: 0001217234-21-000109 · wf-form4_162214938522404.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,444

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.04 to $81.19, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:04 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 9,600 $80.57 $773,440.32
Disclosure

SEC source: 0001217234-21-000109 · wf-form4_162214938522404.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,844

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.95, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:04 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 10,000 $27.17 $271,700.00
Disclosure

SEC source: 0001217234-21-000109 · wf-form4_162214938522404.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2020.

Read SEC document
May 21, 2021 Filed May 21, 2021 23:50 UTC SaleCommon Stock 799 $75.97 $60,700.11
Disclosure

SEC source: 0001217234-21-000107 · wf-form4_162164098901739.xml · nonDerivative · entry 2

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,938

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.90 to $76.02, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 21, 2021 Filed May 21, 2021 23:50 UTC SaleCommon Stock 9,201 $75.28 $692,673.36
Disclosure

SEC source: 0001217234-21-000107 · wf-form4_162164098901739.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,737

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.89 to $75.89, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 14, 2021 Filed May 17, 2021 16:16 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,255 $5.02 Strike: $5.02 $26,380.10
Disclosure

SEC source: 0001217234-21-000105 · wf-form4_162128259009193.xml · derivative · entry 6

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,255 shares

Expires 2026-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/12th of the shares subject to the option vested on July 16, 2016 and 1/12th of the shares subject to the option vested monthly thereafter.

Read SEC document
May 14, 2021 Filed May 17, 2021 16:16 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,745 $5.85 Strike: $5.85 $27,758.25
Disclosure

SEC source: 0001217234-21-000105 · wf-form4_162128259009193.xml · derivative · entry 5

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510

Underlying: Common Stock · 4,745 shares

Expires 2025-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/12th of the shares subject to the option vested on July 17, 2015 and 1/12th of the shares subject to the option vested monthly thereafter.

Read SEC document
May 14, 2021 Filed May 17, 2021 16:16 UTC SaleCommon Stock 1,412 $67.29 $95,015.88
Disclosure

SEC source: 0001217234-21-000105 · wf-form4_162128259009193.xml · nonDerivative · entry 4

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,575

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.28 to $67.395, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 14, 2021 Filed May 17, 2021 16:16 UTC SaleCommon Stock 8,588 $66.82 $573,868.19
Disclosure

SEC source: 0001217234-21-000105 · wf-form4_162128259009193.xml · nonDerivative · entry 3

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,987

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.14 to $67.14, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 14, 2021 Filed May 17, 2021 16:16 UTC Exercise / conversionCommon Stock 5,255 $5.02 $26,380.10
Disclosure

SEC source: 0001217234-21-000105 · wf-form4_162128259009193.xml · nonDerivative · entry 2

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed May 17, 2021 16:16 UTC Exercise / conversionCommon Stock 4,745 $5.85 $27,758.25
Disclosure

SEC source: 0001217234-21-000105 · wf-form4_162128259009193.xml · nonDerivative · entry 1

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 14, 2021 01:11 UTC SaleCommon Stock 600 $63.75 $38,248.02
Disclosure

SEC source: 0001217234-21-000103 · wf-form4_162095467069439.xml · nonDerivative · entry 2

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,938

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.74 to $63.76, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 12, 2021 Filed May 14, 2021 01:11 UTC SaleCommon Stock 9,400 $63.03 $592,498.92
Disclosure

SEC source: 0001217234-21-000103 · wf-form4_162095467069439.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,538

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.73 to $63.73, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 11, 2021 Filed May 12, 2021 22:56 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 49,083 $2.95 Strike: $2.95 $144,573.98
Disclosure

SEC source: 0001217234-21-000101 · wf-form4_162086018441364.xml · derivative · entry 11

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,083 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option is subject to an early exercise provision and is immediately exercisable. 1/8th of the shares subject to the option vested on October 31, 2011 and 1/48th of the shares subject to the option vested monthly thereafter.

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May 11, 2021 Filed May 12, 2021 22:56 UTC SaleCommon Stock 3,590 $68.30 $245,188.03
Disclosure

SEC source: 0001217234-21-000101 · wf-form4_162086018441364.xml · nonDerivative · entry 9

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,503

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.015 to $68.60, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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May 11, 2021 Filed May 12, 2021 22:56 UTC SaleCommon Stock 12,392 $67.49 $836,367.06
Disclosure

SEC source: 0001217234-21-000101 · wf-form4_162086018441364.xml · nonDerivative · entry 8

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,093

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.01 to $68.01, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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May 11, 2021 Filed May 12, 2021 22:56 UTC SaleCommon Stock 16,308 $66.35 $1,081,973.83
Disclosure

SEC source: 0001217234-21-000101 · wf-form4_162086018441364.xml · nonDerivative · entry 7

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,485

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.005 to $67.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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May 11, 2021 Filed May 12, 2021 22:56 UTC SaleCommon Stock 16,793 $65.83 $1,105,442.89
Disclosure

SEC source: 0001217234-21-000101 · wf-form4_162086018441364.xml · nonDerivative · entry 6

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,793

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $66.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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May 11, 2021 Filed May 12, 2021 22:56 UTC Exercise / conversionCommon Stock 49,083 $2.95 $144,573.98
Disclosure

SEC source: 0001217234-21-000101 · wf-form4_162086018441364.xml · nonDerivative · entry 5

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 11, 2021 Filed May 12, 2021 22:53 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 87,128 $12.24 Strike: $12.24 $1,066,446.72
Disclosure

SEC source: 0001217234-21-000099 · wf-form4_162085998376348.xml · derivative · entry 17

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625

Underlying: Common Stock · 87,128 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

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May 11, 2021 Filed May 12, 2021 22:53 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 6,365 $68.30 $434,716.77
Disclosure

SEC source: 0001217234-21-000099 · wf-form4_162085998376348.xml · nonDerivative · entry 11

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,444

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.015 to $68.60, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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May 11, 2021 Filed May 12, 2021 22:53 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 21,985 $67.49 $1,483,827.01
Disclosure

SEC source: 0001217234-21-000099 · wf-form4_162085998376348.xml · nonDerivative · entry 10

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,809

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.01 to $68.01, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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May 11, 2021 Filed May 12, 2021 22:53 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 28,986 $66.35 $1,923,122.55
Disclosure

SEC source: 0001217234-21-000099 · wf-form4_162085998376348.xml · nonDerivative · entry 9

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,794

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.005 to $67.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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May 11, 2021 Filed May 12, 2021 22:53 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 29,792 $65.83 $1,961,132.88
Disclosure

SEC source: 0001217234-21-000099 · wf-form4_162085998376348.xml · nonDerivative · entry 8

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,780

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $66.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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May 11, 2021 Filed May 12, 2021 22:53 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 87,128 $12.24 $1,066,446.72
Disclosure

SEC source: 0001217234-21-000099 · wf-form4_162085998376348.xml · nonDerivative · entry 7

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:56 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 15,442 $2.95 Strike: $2.95 $45,484.41
Disclosure

SEC source: 0001217234-21-000101 · wf-form4_162086018441364.xml · derivative · entry 10

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,083

Underlying: Common Stock · 15,442 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option is subject to an early exercise provision and is immediately exercisable. 1/8th of the shares subject to the option vested on October 31, 2011 and 1/48th of the shares subject to the option vested monthly thereafter.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:56 UTC SaleCommon Stock 9,217 $70.36 $648,507.20
Disclosure

SEC source: 0001217234-21-000101 · wf-form4_162086018441364.xml · nonDerivative · entry 4

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,503

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.67 to $70.515, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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May 10, 2021 Filed May 12, 2021 22:56 UTC SaleCommon Stock 183 $68.62 $12,556.76
Disclosure

SEC source: 0001217234-21-000101 · wf-form4_162086018441364.xml · nonDerivative · entry 3

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,720

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.02 to $68.85, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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May 10, 2021 Filed May 12, 2021 22:56 UTC SaleCommon Stock 6,042 $66.78 $403,497.45
Disclosure

SEC source: 0001217234-21-000101 · wf-form4_162086018441364.xml · nonDerivative · entry 2

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,903

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.455 to $67.28, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.