Tapewire

Nasdaq · USD

CDNA

CareDx, Inc.

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4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2021 Filed Jun 21, 2021 20:08 UTC GrantCommon Stock 1,127 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000152 · wf-form4_162432047936362.xml · nonDerivative · entry 1

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,142

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2022.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 23:58 UTC GrantStock Option (right to buy) · Derivative 1,812 $0.00 Strike: $88.70 $0.00
Disclosure

SEC source: 0001217234-21-000142 · wf-form4_162431992323964.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,812

Underlying: Common Stock · 1,812 shares

Expires 2031-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2021 and the shares subject to the option shall vest monthly thereafter through June 16, 2022.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 23:58 UTC GrantCommon Stock 1,127 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000142 · wf-form4_162431992323964.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,389

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2022.

Read SEC document
June 16, 2021 Filed Jun 22, 2021 00:02 UTC
Colon GraceDirector
GrantStock Option (right to buy) · Derivative 1,812 $0.00 Strike: $88.70 $0.00
Disclosure

SEC source: 0001217234-21-000146 · wf-form4_162432016232144.xml · derivative · entry 2

Colon Grace · CIK 0001780354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,812

Underlying: Common Stock · 1,812 shares

Expires 2031-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2021 and the shares subject to the option shall vest monthly thereafter through June 16, 2022.

Read SEC document
June 16, 2021 Filed Jun 22, 2021 00:02 UTC
Colon GraceDirector
GrantCommon Stock 1,127 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000146 · wf-form4_162432016232144.xml · nonDerivative · entry 1

Colon Grace · CIK 0001780354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,094

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2022.

Read SEC document
June 16, 2021 Filed Jun 22, 2021 00:04 UTC GrantStock Option (right to buy) · Derivative 1,812 $0.00 Strike: $88.70 $0.00
Disclosure

SEC source: 0001217234-21-000148 · wf-form4_162432027838220.xml · derivative · entry 2

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,812

Underlying: Common Stock · 1,812 shares

Expires 2031-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2021 and the shares subject to the option shall vest monthly thereafter through June 16, 2022.

Read SEC document
June 16, 2021 Filed Jun 22, 2021 00:04 UTC GrantCommon Stock 1,127 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000148 · wf-form4_162432027838220.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,630

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2022.

Read SEC document
June 16, 2021 Filed Jun 22, 2021 00:00 UTC GrantStock Option (right to buy) · Derivative 1,812 $0.00 Strike: $88.70 $0.00
Disclosure

SEC source: 0001217234-21-000144 · wf-form4_162432004099082.xml · derivative · entry 2

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,812

Underlying: Common Stock · 1,812 shares

Expires 2031-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2021 and the shares subject to the option shall vest monthly thereafter through June 16, 2022.

Read SEC document
June 16, 2021 Filed Jun 22, 2021 00:00 UTC GrantCommon Stock 1,127 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000144 · wf-form4_162432004099082.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,065

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2022.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 23:56 UTC
Cohen Fred EDirector
GrantStock Option (right to buy) · Derivative 1,812 $0.00 Strike: $88.70 $0.00
Disclosure

SEC source: 0001217234-21-000140 · wf-form4_162431978106643.xml · derivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,812

Underlying: Common Stock · 1,812 shares

Expires 2031-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2021 and the shares subject to the option shall vest monthly thereafter through June 16, 2022.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 23:56 UTC
Cohen Fred EDirector
GrantCommon Stock 1,127 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000140 · wf-form4_162431978106643.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,020

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2022.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:52 UTC Exercise / conversionCommon Stock · Derivative 5,000 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0001217234-21-000137 · wf-form4_162344831685665.xml · derivative · entry 3

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,745

Underlying: Common Stock · 5,000 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/12th of the shares subject to the option vested on August 1, 2016 and the shares subject to the option vested monthly thereafter through the ealier of the next annual shareholder meeting or July 1, 2017.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:52 UTC SaleCommon Stock 5,000 $88.14 $440,706.00
Disclosure

SEC source: 0001217234-21-000137 · wf-form4_162344831685665.xml · nonDerivative · entry 2

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,575

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.10 to $88.325, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:52 UTC Exercise / conversionCommon Stock 5,000 $4.95 $24,750.00
Disclosure

SEC source: 0001217234-21-000137 · wf-form4_162344831685665.xml · nonDerivative · entry 1

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
King SashaChief Marketing Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 77 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001217234-21-000136 · wf-form4_162344829891956.xml · derivative · entry 13

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,583

Underlying: Common Stock · 77 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

F9 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
King SashaChief Marketing Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,250 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0001217234-21-000136 · wf-form4_162344829891956.xml · derivative · entry 12

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 1,250 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
King SashaChief Marketing Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001217234-21-000136 · wf-form4_162344829891956.xml · derivative · entry 11

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,833

Underlying: Common Stock · 2,500 shares

Expires 2027-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
King SashaChief Marketing Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 417 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001217234-21-000136 · wf-form4_162344829891956.xml · derivative · entry 10

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694

Underlying: Common Stock · 417 shares

Expires 2027-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
King SashaChief Marketing Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 417 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001217234-21-000136 · wf-form4_162344829891956.xml · derivative · entry 9

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 417 shares

Expires 2027-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
King SashaChief Marketing Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 394 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001217234-21-000136 · wf-form4_162344829891956.xml · derivative · entry 8

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 394 shares

Expires 2027-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
King SashaChief Marketing Officer
SaleCommon Stock 12,435 $90.01 $1,119,263.16
Disclosure

SEC source: 0001217234-21-000136 · wf-form4_162344829891956.xml · nonDerivative · entry 7

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,139

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.15, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
King SashaChief Marketing Officer
Exercise / conversionCommon Stock 77 $24.35 $1,874.95
Disclosure

SEC source: 0001217234-21-000136 · wf-form4_162344829891956.xml · nonDerivative · entry 6

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
King SashaChief Marketing Officer
Exercise / conversionCommon Stock 1,250 $6.31 $7,887.50
Disclosure

SEC source: 0001217234-21-000136 · wf-form4_162344829891956.xml · nonDerivative · entry 5

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
King SashaChief Marketing Officer
Exercise / conversionCommon Stock 2,500 $5.90 $14,750.00
Disclosure

SEC source: 0001217234-21-000136 · wf-form4_162344829891956.xml · nonDerivative · entry 4

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
King SashaChief Marketing Officer
Exercise / conversionCommon Stock 417 $2.80 $1,167.60
Disclosure

SEC source: 0001217234-21-000136 · wf-form4_162344829891956.xml · nonDerivative · entry 3

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
King SashaChief Marketing Officer
Exercise / conversionCommon Stock 417 $1.07 $446.19
Disclosure

SEC source: 0001217234-21-000136 · wf-form4_162344829891956.xml · nonDerivative · entry 2

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
King SashaChief Marketing Officer
Exercise / conversionCommon Stock 394 $1.00 $394.00
Disclosure

SEC source: 0001217234-21-000136 · wf-form4_162344829891956.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,792 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-21-000135 · wf-form4_162344827897392.xml · derivative · entry 7

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,208

Underlying: Common Stock · 4,792 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,833 $0.00 Strike: $27.17 $0.00
Disclosure

SEC source: 0001217234-21-000135 · wf-form4_162344827897392.xml · derivative · entry 6

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,167

Underlying: Common Stock · 5,833 shares

Expires 2029-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/4th of the shares subject to the option vested on February 4, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,093 $0.00 Strike: $27.72 $0.00
Disclosure

SEC source: 0001217234-21-000135 · wf-form4_162344827897392.xml · derivative · entry 5

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,434

Underlying: Common Stock · 6,093 shares

Expires 2028-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on November 26, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 16,718 $90.01 $1,504,818.94
Disclosure

SEC source: 0001217234-21-000135 · wf-form4_162344827897392.xml · nonDerivative · entry 4

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,634

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.15, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionCommon Stock 4,792 $24.35 $116,685.20
Disclosure

SEC source: 0001217234-21-000135 · wf-form4_162344827897392.xml · nonDerivative · entry 3

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionCommon Stock 5,833 $27.17 $158,482.61
Disclosure

SEC source: 0001217234-21-000135 · wf-form4_162344827897392.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:51 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionCommon Stock 6,093 $27.72 $168,897.96
Disclosure

SEC source: 0001217234-21-000135 · wf-form4_162344827897392.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 21:52 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,522 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-21-000138 · wf-form4_162344833726701.xml · derivative · entry 5

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,033

Underlying: Common Stock · 2,522 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 21:52 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 2,522 $90.00 $226,981.51
Disclosure

SEC source: 0001217234-21-000138 · wf-form4_162344833726701.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,944

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.015, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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June 09, 2021 Filed Jun 11, 2021 21:52 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 2,522 $24.35 $61,410.70
Disclosure

SEC source: 0001217234-21-000138 · wf-form4_162344833726701.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 08, 2021 Filed Jun 9, 2021 20:30 UTC
King SashaChief Marketing Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 356 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001217234-21-000126 · wf-form4_162328501242634.xml · derivative · entry 5

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394

Underlying: Common Stock · 356 shares

Expires 2027-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.

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June 08, 2021 Filed Jun 9, 2021 20:30 UTC
King SashaChief Marketing Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 644 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-21-000126 · wf-form4_162328501242634.xml · derivative · entry 4

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,333

Underlying: Common Stock · 644 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.

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June 08, 2021 Filed Jun 9, 2021 20:30 UTC
King SashaChief Marketing Officer
SaleCommon Stock 1,000 $90.02 $90,024.00
Disclosure

SEC source: 0001217234-21-000126 · wf-form4_162328501242634.xml · nonDerivative · entry 3

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,519

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.22, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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June 08, 2021 Filed Jun 9, 2021 20:30 UTC
King SashaChief Marketing Officer
Exercise / conversionCommon Stock 356 $1.00 $356.00
Disclosure

SEC source: 0001217234-21-000126 · wf-form4_162328501242634.xml · nonDerivative · entry 2

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 08, 2021 Filed Jun 9, 2021 20:30 UTC
King SashaChief Marketing Officer
Exercise / conversionCommon Stock 644 $24.35 $15,681.40
Disclosure

SEC source: 0001217234-21-000126 · wf-form4_162328501242634.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 08, 2021 Filed Jun 9, 2021 20:32 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 500 $0.00 Strike: $27.72 $0.00
Disclosure

SEC source: 0001217234-21-000128 · wf-form4_162328513791390.xml · derivative · entry 3

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,527

Underlying: Common Stock · 500 shares

Expires 2028-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 25% of the shares subject to the option shall vest on November 26, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

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June 08, 2021 Filed Jun 9, 2021 20:32 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 500 $90.00 $45,001.00
Disclosure

SEC source: 0001217234-21-000128 · wf-form4_162328513791390.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,634

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.01, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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June 08, 2021 Filed Jun 9, 2021 20:32 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionCommon Stock 500 $27.72 $13,860.00
Disclosure

SEC source: 0001217234-21-000128 · wf-form4_162328513791390.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 08, 2021 Filed Jun 10, 2021 00:27 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 978 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-21-000124 · wf-form4_162328485574325.xml · derivative · entry 5

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,555

Underlying: Common Stock · 978 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.

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June 08, 2021 Filed Jun 10, 2021 00:27 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 978 $90.05 $88,073.69
Disclosure

SEC source: 0001217234-21-000124 · wf-form4_162328485574325.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,944

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.22, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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June 08, 2021 Filed Jun 10, 2021 00:27 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 978 $24.35 $23,814.30
Disclosure

SEC source: 0001217234-21-000124 · wf-form4_162328485574325.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 07, 2021 Filed Jun 8, 2021 18:37 UTC
King SashaChief Marketing Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,023 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-21-000118 · wf-form4_162319182099342.xml · derivative · entry 7

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,977

Underlying: Common Stock · 4,023 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.

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June 07, 2021 Filed Jun 8, 2021 18:37 UTC
King SashaChief Marketing Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $27.17 $0.00
Disclosure

SEC source: 0001217234-21-000118 · wf-form4_162319182099342.xml · derivative · entry 6

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,333

Underlying: Common Stock · 1,000 shares

Expires 2029-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/4th of the shares subject to the option vested on February 4, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.