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Nasdaq · USD

CDLX

Cardlytics, Inc.

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7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 21, 2019 Filed Oct 23, 2019 14:01 UTC PurchaseCommon Stock 28,123 $37.87 $1,065,018.01
Disclosure

SEC source: 0001387131-19-007837 · cdlx-form4_102119.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,740,784

F1 · ownership.nature: 2,159,849 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 580,935 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:41 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 5,740 $37.99 $218,062.60
Disclosure

SEC source: 0001666071-19-000132 · wf-form4_157186323660684.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,257

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended May 14, 2019.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $37.40 to $38.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (6) and (9) to this Form 4.

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October 18, 2019 Filed Oct 22, 2019 17:03 UTC PurchaseCommon Stock 16,106 $37.62 $605,907.72
Disclosure

SEC source: 0001387131-19-007818 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,712,661

F1 · ownership.nature: 2,137,631 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 575,030 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 17:20 UTC PurchaseCommon Stock 2,800 $37.48 $104,944.00
Disclosure

SEC source: 0001387131-19-007709 · cdlx-form4_101519.xml · nonDerivative · entry 2

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,696,555

F1 · ownership.nature: 2,124,907 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 571,648 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
October 15, 2019 Filed Oct 15, 2019 21:23 UTC
Evans David ThomasChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 31,962 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-19-000128 · wf-form4_157117458093002.xml · derivative · entry 7

Evans David Thomas · CIK 0001730451 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Underlying: Common Stock · 31,962 shares

Expires 2026-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
October 15, 2019 Filed Oct 15, 2019 21:23 UTC
Evans David ThomasChief Financial Officer
SaleCommon Stock 3,000 $37.15 $111,450.00
Disclosure

SEC source: 0001666071-19-000128 · wf-form4_157117458093002.xml · nonDerivative · entry 5

Evans David Thomas · CIK 0001730451 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,565

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

Read SEC document
October 15, 2019 Filed Oct 15, 2019 21:23 UTC
Evans David ThomasChief Financial Officer
SaleCommon Stock 21,555 $37.50 $808,312.50
Disclosure

SEC source: 0001666071-19-000128 · wf-form4_157117458093002.xml · nonDerivative · entry 4

Evans David Thomas · CIK 0001730451 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,565

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

F2 · kind: Shares sold to satisfy exercise cost and withholding tax obligations upon the exercise of employee stock option.

Read SEC document
October 15, 2019 Filed Oct 15, 2019 21:23 UTC
Evans David ThomasChief Financial Officer
Exercise / conversionCommon Stock 31,962 $20.00 $639,240.00
Disclosure

SEC source: 0001666071-19-000128 · wf-form4_157117458093002.xml · nonDerivative · entry 3

Evans David Thomas · CIK 0001730451 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 17:20 UTC PurchaseCommon Stock 6,690 $37.63 $251,744.70
Disclosure

SEC source: 0001387131-19-007709 · cdlx-form4_101519.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,693,755

F1 · ownership.nature: 2,124,907 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 571,648 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 15:36 UTC PurchaseCommon Stock 46,453 $36.78 $1,708,541.34
Disclosure

SEC source: 0001387131-19-007634 · cdlx-form4_101119.xml · nonDerivative · entry 2

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,687,065

F1 · ownership.nature: 2,117,409 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 569,656 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 21:23 UTC
Evans David ThomasChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,631 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-19-000128 · wf-form4_157117458093002.xml · derivative · entry 6

Evans David Thomas · CIK 0001730451 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,868

Underlying: Common Stock · 1,631 shares

Expires 2026-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 21:23 UTC
Evans David ThomasChief Financial Officer
SaleCommon Stock 1,100 $37.50 $41,250.00
Disclosure

SEC source: 0001666071-19-000128 · wf-form4_157117458093002.xml · nonDerivative · entry 2

Evans David Thomas · CIK 0001730451 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,158

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

F2 · kind: Shares sold to satisfy exercise cost and withholding tax obligations upon the exercise of employee stock option.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 21:23 UTC
Evans David ThomasChief Financial Officer
Exercise / conversionCommon Stock 1,631 $20.00 $32,620.00
Disclosure

SEC source: 0001666071-19-000128 · wf-form4_157117458093002.xml · nonDerivative · entry 1

Evans David Thomas · CIK 0001730451 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 15:36 UTC PurchaseCommon Stock 21,799 $36.79 $801,985.21
Disclosure

SEC source: 0001387131-19-007634 · cdlx-form4_101119.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,640,612

F1 · ownership.nature: 2,117,409 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 569,656 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
October 10, 2019 Filed Oct 11, 2019 17:59 UTC PurchaseCommon Stock 14,842 $34.67 $514,572.14
Disclosure

SEC source: 0001387131-19-007617 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,618,813

F1 · ownership.nature: 2,063,489 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 555,324 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
October 09, 2019 Filed Oct 10, 2019 18:30 UTC PurchaseCommon Stock 3,067 $33.68 $103,296.56
Disclosure

SEC source: 0001387131-19-007560 · ownership.xml · nonDerivative · entry 2

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,603,971

F1 · ownership.nature: 2,051,763 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 552,208 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
October 08, 2019 Filed Oct 10, 2019 18:30 UTC PurchaseCommon Stock 70,511 $33.34 $2,350,836.74
Disclosure

SEC source: 0001387131-19-007560 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,600,904

F1 · ownership.nature: 2,051,763 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 552,208 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 21:31 UTC PurchaseCommon Stock 40,000 $33.32 $1,332,800.00
Disclosure

SEC source: 0001387131-19-007530 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,530,393

F1 · ownership.nature: 2,015,495 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 514,898 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
October 02, 2019 Filed Oct 3, 2019 21:31 UTC
Evans David ThomasChief Financial Officer
SaleCommon Stock 2,000 $35.00 $70,000.00
Disclosure

SEC source: 0001666071-19-000126 · wf-form4_157013827835003.xml · nonDerivative · entry 1

Evans David Thomas · CIK 0001730451 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,627

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.

Read SEC document
September 30, 2019 Filed Sep 30, 2019 20:30 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $9.08 $0.00
Disclosure

SEC source: 0001666071-19-000124 · wf-form4_156987542066830.xml · derivative · entry 2

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,499

Underlying: Common Stock · 10,000 shares

Expires 2024-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
September 30, 2019 Filed Sep 30, 2019 20:30 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 10,000 $9.08 $90,800.00
Disclosure

SEC source: 0001666071-19-000124 · wf-form4_156987542066830.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 21:07 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 2,843 $33.20 $94,387.60
Disclosure

SEC source: 0001666071-19-000122 · wf-form4_156961841296939.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,440

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended May 14, 2019.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $32.94 to $33.45, inclusive.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 21:07 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 7,157 $32.48 $232,459.36
Disclosure

SEC source: 0001666071-19-000122 · wf-form4_156961841296939.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,283

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended May 14, 2019.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $31.94 to $32.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 20:42 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 730 $36.00 $26,280.00
Disclosure

SEC source: 0001666071-19-000120 · wf-form4_156935772264573.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 20,755

F4 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright (the "HMA GRAT") on May 14, 2019.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $35.66 to $36.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

F5 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright (the "HMA GRAT"). The Reporting Person is the trustee of the HMA GRAT.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 20:42 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 730 $36.00 $26,280.00
Disclosure

SEC source: 0001666071-19-000120 · wf-form4_156935772264573.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 20,755

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright (the "KGA GRAT") on May 14, 2019.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $35.66 to $36.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright (the "KGA GRAT"). The Reporting Person is the trustee of the KGA GRAT.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 13:04 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 5,740 $35.84 $205,721.60
Disclosure

SEC source: 0001666071-19-000118 · wf-form4_156924387844824.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,997

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended May 14, 2019.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $35.41 to $36.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 13:04 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 1,500 $35.41 $53,115.00
Disclosure

SEC source: 0001666071-19-000117 · wf-form4_156924384913468.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,783

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2019.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 20:35 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 20,000 $32.30 $646,000.00
Disclosure

SEC source: 0001666071-19-000113 · wf-form4_156840692085896.xml · nonDerivative · entry 3

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,485

F1 · kind: Shares sold pursuant to the prospectus supplement dated September 10, 2019, to the prospectus dated August 29, 2019.

F3 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright (the "HMA GRAT"). The Reporting Person is the trustee of the HMA GRAT.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 20:35 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 20,000 $32.30 $646,000.00
Disclosure

SEC source: 0001666071-19-000113 · wf-form4_156840692085896.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,485

F1 · kind: Shares sold pursuant to the prospectus supplement dated September 10, 2019, to the prospectus dated August 29, 2019.

F2 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright (the "KGA GRAT"). The Reporting Person is the trustee of the KGA GRAT.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 20:35 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 160,000 $32.30 $5,168,000.00
Disclosure

SEC source: 0001666071-19-000113 · wf-form4_156840692085896.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,737

F1 · kind: Shares sold pursuant to the prospectus supplement dated September 10, 2019, to the prospectus dated August 29, 2019.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 20:35 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 50,000 $32.30 $1,615,000.00
Disclosure

SEC source: 0001666071-19-000112 · wf-form4_156840690145396.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 144,112

F1 · kind: Shares sold pursuant to the prospectus supplement dated September 10, 2019, to the prospectus dated August 29, 2019.

F2 · ownership.nature: The reportable securities are held by the 2013 Scott Grimes GRAT UAD (the "GRAT"). The Reporting Person is the trustee of the GRAT.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 20:35 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 200,000 $32.30 $6,460,000.00
Disclosure

SEC source: 0001666071-19-000112 · wf-form4_156840690145396.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,440

F1 · kind: Shares sold pursuant to the prospectus supplement dated September 10, 2019, to the prospectus dated August 29, 2019.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 20:34 UTC SaleCommon Stock 100,000 $32.30 $3,230,000.00
Disclosure

SEC source: 0001666071-19-000111 · wf-form4_156840681747043.xml · nonDerivative · entry 1

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 191,353

F1 · kind: Shares sold pursuant to the prospectus supplement dated September 10, 2019, to the prospectus dated August 29, 2019.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
August 27, 2019 Filed Aug 28, 2019 20:47 UTC SaleCommon Stock 326 $36.09 $11,763.81
Disclosure

SEC source: 0000899243-19-022562 · doc4.xml · nonDerivative · entry 16

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,571

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.87 to $36.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.

F8 · ownership.nature: The reportable securities are owned directly by Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSFF V"). PVM V is the general partner of PVPSFF V. The Reporting Person, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and the Reporting Person, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPSFF V. Each of PVM V, Flint, McGuire and the Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein

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August 27, 2019 Filed Aug 28, 2019 20:47 UTC SaleCommon Stock 301 $35.55 $10,701.87
Disclosure

SEC source: 0000899243-19-022562 · doc4.xml · nonDerivative · entry 15

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,897

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.87 to $35.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F8 · ownership.nature: The reportable securities are owned directly by Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSFF V"). PVM V is the general partner of PVPSFF V. The Reporting Person, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and the Reporting Person, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPSFF V. Each of PVM V, Flint, McGuire and the Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein

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August 27, 2019 Filed Aug 28, 2019 20:47 UTC SaleCommon Stock 223 $36.08 $8,046.89
Disclosure

SEC source: 0000899243-19-022562 · doc4.xml · nonDerivative · entry 12

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,963

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.87 to $36.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.

F7 · ownership.nature: The reportable securities are owned directly by Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"). PVM V is the general partner of PVPFF V. The Reporting Person, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and the Reporting Person, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPFF V. Each of PVM V, Flint, McGuire and the Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

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August 27, 2019 Filed Aug 28, 2019 20:47 UTC SaleCommon Stock 207 $35.56 $7,360.20
Disclosure

SEC source: 0000899243-19-022562 · doc4.xml · nonDerivative · entry 11

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,186

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.87 to $35.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F7 · ownership.nature: The reportable securities are owned directly by Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"). PVM V is the general partner of PVPFF V. The Reporting Person, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and the Reporting Person, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPFF V. Each of PVM V, Flint, McGuire and the Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

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August 27, 2019 Filed Aug 28, 2019 20:47 UTC SaleCommon Stock 621 $36.09 $22,411.95
Disclosure

SEC source: 0000899243-19-022562 · doc4.xml · nonDerivative · entry 8

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,358

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.87 to $36.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.

F6 · ownership.nature: The reportable securities are owned directly by Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPE V"). PVM V is the general partner of PVPE V. The Reporting Person, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and the Reporting Person, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPE V. Each of PVM V, Flint, McGuire and the Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

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August 27, 2019 Filed Aug 28, 2019 20:47 UTC SaleCommon Stock 601 $35.56 $21,372.82
Disclosure

SEC source: 0000899243-19-022562 · doc4.xml · nonDerivative · entry 7

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,979

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.87 to $35.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F6 · ownership.nature: The reportable securities are owned directly by Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPE V"). PVM V is the general partner of PVPE V. The Reporting Person, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and the Reporting Person, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPE V. Each of PVM V, Flint, McGuire and the Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

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August 27, 2019 Filed Aug 28, 2019 20:47 UTC SaleCommon Stock 32,280 $36.08 $1,164,797.98
Disclosure

SEC source: 0000899243-19-022562 · doc4.xml · nonDerivative · entry 4

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,455,175

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.87 to $36.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.

F2 · ownership.nature: The reportable securities are owned directly by Polaris Venture Partners V, L.P. ("PVP V"). Polaris Venture Management Co. V, L.L.C. ("PVM V") is the general partner of PVP V. The Reporting Person, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of PVM V. Each of Flint, McGuire and the Reporting Person, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVP V. Each of PVM V, Flint, McGuire and the Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

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August 27, 2019 Filed Aug 28, 2019 20:47 UTC SaleCommon Stock 30,441 $35.56 $1,082,521.53
Disclosure

SEC source: 0000899243-19-022562 · doc4.xml · nonDerivative · entry 3

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,487,455

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.87 to $35.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F2 · ownership.nature: The reportable securities are owned directly by Polaris Venture Partners V, L.P. ("PVP V"). Polaris Venture Management Co. V, L.L.C. ("PVM V") is the general partner of PVP V. The Reporting Person, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of PVM V. Each of Flint, McGuire and the Reporting Person, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVP V. Each of PVM V, Flint, McGuire and the Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

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August 26, 2019 Filed Aug 28, 2019 21:04 UTC
Evans David ThomasChief Financial Officer
GrantPerformance Stock Unit · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001666071-19-000107 · wf-form4_156702626589539.xml · derivative · entry 1

Evans David Thomas · CIK 0001730451 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Sock · 43,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the first tranche of the PSU to be awarded, which shares are reflected in Column 5 above. Fifty percent (50%) of the shares subject to the first tranche of the PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the first tranche of the PSU will vest 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the first tranche of the PSU will vest 12 months after the Certification. The PSU has not yet settled.

F2 · derivative.expiration_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the first tranche of the PSU to be awarded, which shares are reflected in Column 5 above. Fifty percent (50%) of the shares subject to the first tranche of the PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the first tranche of the PSU will vest 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the first tranche of the PSU will vest 12 months after the Certification. The PSU has not yet settled.

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August 26, 2019 Filed Aug 28, 2019 15:31 UTC
Aimia Inc.10% owner
SaleCommon Stock 1,024,349 $29.95 $30,679,252.55
Disclosure

SEC source: 0000899243-19-022550 · doc4.xml · nonDerivative · entry 2

Aimia Inc. · CIK 0001730719 · 10% owner

Aeroplan Holdings Europe Sarl · CIK 0001730689 · 10% owner

Aimia Holdings UK Ltd · CIK 0001730692 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F2 · security: The reportable securities were owned directly by Aimia Holdings UK Ltd., which is a subsidiary of Aimia Inc.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 15:31 UTC
Aimia Inc.10% owner
SaleCommon Stock 475,651 $29.95 $14,245,747.45
Disclosure

SEC source: 0000899243-19-022550 · doc4.xml · nonDerivative · entry 1

Aimia Inc. · CIK 0001730719 · 10% owner

Aeroplan Holdings Europe Sarl · CIK 0001730689 · 10% owner

Aimia Holdings UK Ltd · CIK 0001730692 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,478,014

F1 · security: The reportable securities are owned directly by Aeroplan Holdings Europe Sarl, which is a subsidiary of Aimia Inc.

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August 26, 2019 Filed Aug 28, 2019 21:04 UTC
Laube Lynne MarieDirector · Chief Operating Officer
GrantPerformance Stock Unit · Derivative 56,250 $0.00 $0.00
Disclosure

SEC source: 0001666071-19-000106 · wf-form4_156702624492199.xml · derivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 56,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the first tranche of the PSU to be awarded, which shares are reflected in Column 5 above. Fifty percent (50%) of the shares subject to the first tranche of the PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the first tranche of the PSU will vest 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the first tranche of the PSU will vest 12 months after the Certification. The PSU has not yet settled.

F2 · derivative.expiration_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the first tranche of the PSU to be awarded, which shares are reflected in Column 5 above. Fifty percent (50%) of the shares subject to the first tranche of the PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the first tranche of the PSU will vest 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the first tranche of the PSU will vest 12 months after the Certification. The PSU has not yet settled.

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August 26, 2019 Filed Aug 28, 2019 21:04 UTC
SOMERS KIRKChief Legal & Privacy Officer
GrantPerformance Stock Unit · Derivative 31,250 $0.00 $0.00
Disclosure

SEC source: 0001666071-19-000105 · wf-form4_156702622063543.xml · derivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Sock · 31,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the first tranche of the PSU to be awarded, which shares are reflected in Column 5 above. Fifty percent (50%) of the shares subject to the first tranche of the PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the first tranche of the PSU will vest 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the first tranche of the PSU will vest 12 months after the Certification. The PSU has not yet settled.

F2 · derivative.expiration_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the first tranche of the PSU to be awarded, which shares are reflected in Column 5 above. Fifty percent (50%) of the shares subject to the first tranche of the PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the first tranche of the PSU will vest 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the first tranche of the PSU will vest 12 months after the Certification. The PSU has not yet settled.

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August 26, 2019 Filed Aug 28, 2019 20:47 UTC SaleCommon Stock 575 $34.30 $19,721.35
Disclosure

SEC source: 0000899243-19-022562 · doc4.xml · nonDerivative · entry 14

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,198

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.03 to $34.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F8 · ownership.nature: The reportable securities are owned directly by Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSFF V"). PVM V is the general partner of PVPSFF V. The Reporting Person, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and the Reporting Person, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPSFF V. Each of PVM V, Flint, McGuire and the Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein

Read SEC document
August 26, 2019 Filed Aug 28, 2019 20:47 UTC SaleCommon Stock 100 $33.64 $3,364.10
Disclosure

SEC source: 0000899243-19-022562 · doc4.xml · nonDerivative · entry 13

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,773

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.03 to $34.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F8 · ownership.nature: The reportable securities are owned directly by Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSFF V"). PVM V is the general partner of PVPSFF V. The Reporting Person, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and the Reporting Person, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPSFF V. Each of PVM V, Flint, McGuire and the Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein

Read SEC document
August 26, 2019 Filed Aug 28, 2019 20:47 UTC SaleCommon Stock 398 $34.30 $13,652.36
Disclosure

SEC source: 0000899243-19-022562 · doc4.xml · nonDerivative · entry 10

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,393

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.03 to $34.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F7 · ownership.nature: The reportable securities are owned directly by Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"). PVM V is the general partner of PVPFF V. The Reporting Person, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and the Reporting Person, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPFF V. Each of PVM V, Flint, McGuire and the Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

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August 26, 2019 Filed Aug 28, 2019 20:47 UTC SaleCommon Stock 65 $33.58 $2,182.58
Disclosure

SEC source: 0000899243-19-022562 · doc4.xml · nonDerivative · entry 9

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,791

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.03 to $34.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F7 · ownership.nature: The reportable securities are owned directly by Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"). PVM V is the general partner of PVPFF V. The Reporting Person, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and the Reporting Person, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPFF V. Each of PVM V, Flint, McGuire and the Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.