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Nasdaq · USD

CDLX

Cardlytics, Inc.

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Tapewire entity
7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2020 Filed May 23, 2020 01:22 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 355 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000145 · wf-form4_159019692853252.xml · derivative · entry 4

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: The RSUs are immediately vested.

F4 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:22 UTC
Evans David ThomasChief Administrative Officer
GrantRestricted Stock Units · Derivative 355 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000145 · wf-form4_159019692853252.xml · derivative · entry 3

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355

Underlying: Common Stock · 355 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: The RSUs are immediately vested.

F4 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:22 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000145 · wf-form4_159019692853252.xml · nonDerivative · entry 1

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 256 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:29 UTC Exercise / conversionRestricted Stock Units · Derivative 355 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000149 · wf-form4_159019734968767.xml · derivative · entry 5

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: The RSUs are immediately vested.

F5 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:29 UTC GrantRestricted Stock Units · Derivative 355 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000149 · wf-form4_159019734968767.xml · derivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355

Underlying: Common Stock · 355 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: The RSUs are immediately vested.

F5 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:29 UTC Exercise / conversionCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000149 · wf-form4_159019734968767.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 289 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:28 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000148 · wf-form4_159019728022062.xml · derivative · entry 4

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: The RSUs are immediately vested.

F4 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:28 UTC
SOMERS KIRKChief Legal & Privacy Officer
GrantRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000148 · wf-form4_159019728022062.xml · derivative · entry 3

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

Underlying: Common Stock · 332 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: The RSUs are immediately vested.

F4 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:28 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000148 · wf-form4_159019728022062.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 271 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:27 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 355 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000147 · wf-form4_159019722460716.xml · derivative · entry 6

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F6 · derivative.exercise_date: The RSUs are immediately vested.

F6 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:27 UTC
Laube Lynne MarieDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 355 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000147 · wf-form4_159019722460716.xml · derivative · entry 5

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355

Underlying: Common Stock · 355 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F6 · derivative.exercise_date: The RSUs are immediately vested.

F6 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:27 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000147 · wf-form4_159019722460716.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 289 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:26 UTC SaleCommon Stock 299 $72.52 $21,683.48
Disclosure

SEC source: 0001666071-20-000146 · wf-form4_159019715924773.xml · nonDerivative · entry 12

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F7 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $72.515 to $72.55, inclusive.

F8 · balance_after: Excludes 90,571 shares of common stock previously reported as owned by TTV Ivy Holdings, LLC ("TTV Ivy"), which were distributed to its limited partners on August 20, 2018.

F9 · ownership.nature: The reportable securities are owned directly by TTV Ivy. The Reporting Person is a member of the general partner of TTV Ivy and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:26 UTC SaleCommon Stock 1,112 $71.43 $79,430.16
Disclosure

SEC source: 0001666071-20-000146 · wf-form4_159019715924773.xml · nonDerivative · entry 11

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 299

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $71.02 to $71.75, inclusive.

F8 · balance_after: Excludes 90,571 shares of common stock previously reported as owned by TTV Ivy Holdings, LLC ("TTV Ivy"), which were distributed to its limited partners on August 20, 2018.

F9 · ownership.nature: The reportable securities are owned directly by TTV Ivy. The Reporting Person is a member of the general partner of TTV Ivy and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:26 UTC SaleCommon Stock 1,212 $70.44 $85,373.28
Disclosure

SEC source: 0001666071-20-000146 · wf-form4_159019715924773.xml · nonDerivative · entry 10

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,411

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $70.02 to $71.00, inclusive.

F8 · balance_after: Excludes 90,571 shares of common stock previously reported as owned by TTV Ivy Holdings, LLC ("TTV Ivy"), which were distributed to its limited partners on August 20, 2018.

F9 · ownership.nature: The reportable securities are owned directly by TTV Ivy. The Reporting Person is a member of the general partner of TTV Ivy and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:26 UTC SaleCommon Stock 684 $68.35 $46,751.40
Disclosure

SEC source: 0001666071-20-000146 · wf-form4_159019715924773.xml · nonDerivative · entry 9

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,623

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $68.285 to $68.95, inclusive.

F8 · balance_after: Excludes 90,571 shares of common stock previously reported as owned by TTV Ivy Holdings, LLC ("TTV Ivy"), which were distributed to its limited partners on August 20, 2018.

F9 · ownership.nature: The reportable securities are owned directly by TTV Ivy. The Reporting Person is a member of the general partner of TTV Ivy and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:26 UTC SaleCommon Stock 864 $67.87 $58,639.68
Disclosure

SEC source: 0001666071-20-000146 · wf-form4_159019715924773.xml · nonDerivative · entry 8

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,307

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $67.29 to $68.265, inclusive.

F8 · balance_after: Excludes 90,571 shares of common stock previously reported as owned by TTV Ivy Holdings, LLC ("TTV Ivy"), which were distributed to its limited partners on August 20, 2018.

F9 · ownership.nature: The reportable securities are owned directly by TTV Ivy. The Reporting Person is a member of the general partner of TTV Ivy and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:26 UTC SaleCommon Stock 628 $66.62 $41,837.36
Disclosure

SEC source: 0001666071-20-000146 · wf-form4_159019715924773.xml · nonDerivative · entry 7

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,171

F1 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $66.29 to $67.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4), (5), (6) and (7) to this Form 4.

F8 · balance_after: Excludes 90,571 shares of common stock previously reported as owned by TTV Ivy Holdings, LLC ("TTV Ivy"), which were distributed to its limited partners on August 20, 2018.

F9 · ownership.nature: The reportable securities are owned directly by TTV Ivy. The Reporting Person is a member of the general partner of TTV Ivy and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:26 UTC SaleCommon Stock 3,827 $72.52 $277,534.04
Disclosure

SEC source: 0001666071-20-000146 · wf-form4_159019715924773.xml · nonDerivative · entry 6

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F7 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $72.515 to $72.55, inclusive.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:26 UTC SaleCommon Stock 14,210 $71.43 $1,015,020.30
Disclosure

SEC source: 0001666071-20-000146 · wf-form4_159019715924773.xml · nonDerivative · entry 5

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,827

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $71.02 to $71.75, inclusive.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:26 UTC SaleCommon Stock 15,488 $70.44 $1,090,974.72
Disclosure

SEC source: 0001666071-20-000146 · wf-form4_159019715924773.xml · nonDerivative · entry 4

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,037

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $70.02 to $71.00, inclusive.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:26 UTC SaleCommon Stock 8,746 $68.35 $597,789.10
Disclosure

SEC source: 0001666071-20-000146 · wf-form4_159019715924773.xml · nonDerivative · entry 3

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 33,525

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $68.285 to $68.95, inclusive.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:26 UTC SaleCommon Stock 11,048 $67.87 $749,827.76
Disclosure

SEC source: 0001666071-20-000146 · wf-form4_159019715924773.xml · nonDerivative · entry 2

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 42,271

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $67.29 to $68.265, inclusive.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 20, 2020 Filed May 23, 2020 01:26 UTC SaleCommon Stock 8,034 $66.62 $535,225.08
Disclosure

SEC source: 0001666071-20-000146 · wf-form4_159019715924773.xml · nonDerivative · entry 1

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 53,319

F1 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $66.29 to $67.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4), (5), (6) and (7) to this Form 4.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 19, 2020 Filed May 20, 2020 21:10 UTC SaleCommon Stock 20,000 $65.15 $1,303,000.00
Disclosure

SEC source: 0001666071-20-000136 · wf-form4_159000898138167.xml · nonDerivative · entry 4

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 61,353

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.72, inclusive.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 19, 2020 Filed May 20, 2020 21:10 UTC SaleCommon Stock 20,000 $61.32 $1,226,400.00
Disclosure

SEC source: 0001666071-20-000136 · wf-form4_159000898138167.xml · nonDerivative · entry 3

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 81,353

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.535, inclusive.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 19, 2020 Filed May 20, 2020 21:10 UTC SaleCommon Stock 20,000 $60.08 $1,201,600.00
Disclosure

SEC source: 0001666071-20-000136 · wf-form4_159000898138167.xml · nonDerivative · entry 2

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 101,353

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $59.72 to $60.225, inclusive.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
May 19, 2020 Filed May 20, 2020 21:09 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 2,000 $60.00 $120,000.00
Disclosure

SEC source: 0001666071-20-000135 · wf-form4_159000892266350.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 129,112

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:10 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 2,000 $58.25 $116,500.00
Disclosure

SEC source: 0001666071-20-000137 · wf-form4_159000902954732.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,918

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2019.

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May 18, 2020 Filed May 20, 2020 21:10 UTC SaleCommon Stock 20,000 $58.42 $1,168,400.00
Disclosure

SEC source: 0001666071-20-000136 · wf-form4_159000898138167.xml · nonDerivative · entry 1

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 121,353

F1 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4) and (5) to this Form 4.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

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May 15, 2020 Filed May 18, 2020 20:21 UTC SaleCommon Stock 1,865 $56.06 $104,551.90
Disclosure

SEC source: 0001666071-20-000134 · wf-form4_158983328965654.xml · nonDerivative · entry 4

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 141,353

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.18, inclusive.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

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May 15, 2020 Filed May 18, 2020 20:21 UTC SaleCommon Stock 28,135 $55.35 $1,557,272.25
Disclosure

SEC source: 0001666071-20-000134 · wf-form4_158983328965654.xml · nonDerivative · entry 3

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 143,218

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.985, inclusive.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

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May 14, 2020 Filed May 18, 2020 20:21 UTC SaleCommon Stock 3,000 $51.19 $153,570.00
Disclosure

SEC source: 0001666071-20-000134 · wf-form4_158983328965654.xml · nonDerivative · entry 2

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 171,353

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $51.15 to $51.23, inclusive.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

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May 14, 2020 Filed May 18, 2020 20:21 UTC SaleCommon Stock 17,000 $50.66 $861,220.00
Disclosure

SEC source: 0001666071-20-000134 · wf-form4_158983328965654.xml · nonDerivative · entry 1

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 174,353

F1 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $50.10 to $51.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4) and (5) to this Form 4.

F2 · ownership.nature: The reportable securities are owned directly by TTP Fund II L.P. ("TTP Fund") The Reporting Person is a member of the general partner of TTP Fund and a partner of TTV Capital, which provides management services to the general partner. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

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May 12, 2020 Filed May 13, 2020 20:31 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 1,000 $59.85 $59,850.00
Disclosure

SEC source: 0001666071-20-000132 · wf-form4_158940188540115.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,565

F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright (the "HMA GRAT") on May 14, 2019.

F4 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright.

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May 12, 2020 Filed May 13, 2020 20:31 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 1,000 $59.85 $59,850.00
Disclosure

SEC source: 0001666071-20-000132 · wf-form4_158940188540115.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,565

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright (the "KGA GRAT") on May 14, 2019.

F2 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright.

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May 12, 2020 Filed May 13, 2020 20:22 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 6,000 $60.00 $360,000.00
Disclosure

SEC source: 0001666071-20-000130 · wf-form4_158940136087784.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 131,112

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F3 · ownership.nature: The reportable securities are held by the GRAT.

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May 12, 2020 Filed May 13, 2020 20:22 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 15,000 $60.00 $900,000.00
Disclosure

SEC source: 0001666071-20-000130 · wf-form4_158940136087784.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,431

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 12, 2020.

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April 22, 2020 Filed Apr 23, 2020 20:15 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 22,372 $40.98 $916,804.56
Disclosure

SEC source: 0001666071-20-000121 · wf-form4_158767288897808.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,431

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 12, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $40.60 to $41.59, inclusive.

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April 22, 2020 Filed Apr 23, 2020 20:15 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 15,128 $40.16 $607,540.48
Disclosure

SEC source: 0001666071-20-000121 · wf-form4_158767288897808.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,803

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $39.59 to $40.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

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April 21, 2020 Filed Apr 22, 2020 20:18 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 3,100 $41.46 $128,526.00
Disclosure

SEC source: 0001666071-20-000120 · wf-form4_158758669544897.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,931

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $41.05 to $41.84, inclusive.

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April 21, 2020 Filed Apr 22, 2020 20:18 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 8,888 $40.25 $357,742.00
Disclosure

SEC source: 0001666071-20-000120 · wf-form4_158758669544897.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,031

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $40.05 to $41.04, inclusive.

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April 21, 2020 Filed Apr 22, 2020 20:18 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 22,812 $39.75 $906,777.00
Disclosure

SEC source: 0001666071-20-000120 · wf-form4_158758669544897.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,919

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 12, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $39.05 to $40.01, inclusive.

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April 21, 2020 Filed Apr 22, 2020 20:18 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 2,700 $38.57 $104,139.00
Disclosure

SEC source: 0001666071-20-000120 · wf-form4_158758669544897.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,731

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $38.01 to $38.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.

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April 17, 2020 Filed Apr 20, 2020 21:00 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 2,000 $47.71 $95,420.00
Disclosure

SEC source: 0001666071-20-000115 · wf-form4_158741639800929.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,918

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2019.

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April 16, 2020 Filed Apr 17, 2020 20:09 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 400 $44.30 $17,720.00
Disclosure

SEC source: 0001666071-20-000110 · wf-form4_158715418020756.xml · nonDerivative · entry 6

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,431

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 12, 2020.

F7 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $44.29 to $44.32, inclusive.

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April 16, 2020 Filed Apr 17, 2020 20:09 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 16,194 $43.88 $710,592.72
Disclosure

SEC source: 0001666071-20-000110 · wf-form4_158715418020756.xml · nonDerivative · entry 5

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,831

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 12, 2020.

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $43.29 to $44.15, inclusive.

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April 16, 2020 Filed Apr 17, 2020 20:09 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 20,906 $42.79 $894,567.74
Disclosure

SEC source: 0001666071-20-000110 · wf-form4_158715418020756.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,025

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $42.29 to $43.28, inclusive.

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April 15, 2020 Filed Apr 17, 2020 20:09 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 2,468 $44.06 $108,740.08
Disclosure

SEC source: 0001666071-20-000110 · wf-form4_158715418020756.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,931

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $44.01 to $44.33, inclusive.

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April 15, 2020 Filed Apr 17, 2020 20:09 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 25,656 $43.45 $1,114,753.20
Disclosure

SEC source: 0001666071-20-000110 · wf-form4_158715418020756.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,399

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 12, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $43.01 to $44.00, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.